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Jimmy Carter, a Man Before His Time?
The Emergence and Collapse of the First
Post-Cold War Presidency*
JEREL A. ROSATI
Associate
Professor of Government and International Studies
Abstract
The purpose of this paper is to determine the significance and meaning
of President
Carter's national security when hefirst came into and to the Carter years
policy office place
in historical perspective. The thesis
of the paper is that President Carter and his administration
entered office with a world order approach that was intended to war
replace the cold (and
detente) policies of his post-World War II predecessors. In other words, the Carter presidency
war
represented thefirst post-cold foreign policy since World War II.
Where cold war policies were premised on a strategy a
of containment, realpolitik
to international relations, and an anti-communism
approach ideology of revolving around the
Soviet Union, members of the Carter Administration a world order
identified with approach
based on three very different intellectual roots: a strategy of adjustment and preventive
underlying
a
diplomacy, global complexity and interdependence approach to international relations, and
the pursuit of human rights and global not
community. The paper only addresses why Jimmy
Carter represented thefirst post-cold war but his a
pursuit of post-cold
war
presidency, why
foreign policy collapsedby the end of his term of office.
459
460 PRESIDENTIAL STUDIES QUARTERLY
j
the world differently from its predecessors? To what extent did the theory and
practice of the Carter Administration's foreign policy represent change from the
cold war patterns that dominated U.S. foreign policy since the Second World War?
What explains why the Carter Administration's initial foreign policy met with failure
and reversal by its fourth year in office?
I take the position that the Carter Administration entered office with aworld
order approach that ultimately supplanted the strategy of containment. A world
was to war
order approach intended replace the cold and detente policies of its
War II which were both based on of containment:
post-World predecessors strategies
global containment of Soviet communism during the cold war years from Presidents
Truman to Johnson, followed by selective containment of the Soviet Union under
Presidents Nixon
and Ford. Therefore, not only did the Carter Administration reject
the strategy of containment as the basis of its when it entered office,
foreign policy
it can be argued that it represented the first "post-cold war foreign policy" since
World War II.
Europe, the reunification of Germany, and proclamations about "the end of the cold
war." In this respect, Jimmy Carter was the first, and only, post-war American
leader to take the initiative and promote a war a
post-cold foreign policy?almost
decade before Gorbachev's war initiatives. The rest of the
post-cold foreign policy
paper examines to what extent the Carter Administration's world order approach
to war
foreign policy differed from the cold policies of the past, why Carter's post-cold
war over time, and what the implications are for a
foreign policy collapsed post-cold
war U.S. in the future.
foreign policy
1. A of containment,
strategy
2. A to international relations, and
realpolitik approach
3. An ideology of anti-communism.
lessons of Vietnam for many foreign policy elites were to reject cold war global policies
based on containment, realpolitik and anti-communism. U.S. cold war policies, in
fact, began to change during the presidencies of Richard Nixon and Gerald Ford
under the direction of Henry Kissinger. The major break in U.S. cold war policies,
however, came with the onset of President Carter who was the first American leader
to pursue a post-cold war foreign policy.
President Carter staffed his administration with personnel who believed
"Vietnam had changed the world and America's role in it so drastically that earlier
[cold war] 'lessons' had become largely irrelevant."5 Instead, members of the Carter
Administration identified more with a world order approach based on three very
different underlying intellectual roots from previous cold war policies:
The U.S. strategy was to surround the Soviet Union, and its allies in Eastern
Europe and mainland Asia, with American allies, alliances, and military forces, thereby
JIMMY CARTER, A MAN BEFORE HIS TIME? | 463
rebuilding of Western Europe through the Marshall Plan, while the containment
was in the process of being globalized with the Korean War. the
policy During
Eisenhower Administration, containment was based on the nuclear threat of "massive
retaliation" and the use of the CIA to maintain
friendly third world regimes. The
Kennedy and Johnson Administrations emphasized counterinsurgency and nation
building in fighting the cold war throughout the third world. Yet, all these variations
were part and
parcel of the global strategy of containment, ultimately leading to
the Americanization of the war in Vietnam.
Although the Nixon and Ford Administrations under Henry Kissinger replaced
a strategy of containment with selective containment of the Soviet Union in
global
its detente policies, the Carter Administration supplanted the strategy of containment
as the basis its foreign policy when
of it took office in 1977. This position was
made clear in President Jimmy Carter's first and most famous public address at Notre
Dame University on June 13, when Carter declared that American cold war policy
this was two ?a belief that Soviet
"during period guided by principles expansion
was almost inevitable, but it must be contained, and the corresponding belief in the
superpowers."9
A beliefin the end of the cold war and the need to move beyond containment
was not mere nor limited
solely to President Carter. This
was a
window-dressing
perception that was widely shared among major Carter Administration officials early
in the administration. In an address before the American Foreign Service Association
inWashington, D.C. on December 9, 1977, National Security Advisor Zbigniew
Brzezinski reiterated the same themes. "We have witnessed perhaps, the end of a
phase in our own foreign policy, shaped largely since 1945, in which preoccupation
464 PRESIDENTIAL STUDIES QUARTERLY
I
its complexities. The disagreements that we face are deeply rooted, and they often
aswell as territorial issues.
raise difficult philosophical They will not be solved easily.
will not be solved This was why the Carter Administration felt
They quickly."13
it was to work with others in resolving problems and adjusting to the
imperative
was this worldview held by Carter Administra
global change. It of global complexity
tion policymakers that compelled them to downplay realpolitik, the second element
behind the cold war policies.
of states, aswell as non-state actors. Second, the utility of military force has declined
and, correspondingly, there has been a rise in the importance of other instruments
of foreign policy. Third, the agenda of world politics consists of multiple issues that
are not in a clear or consistent
arranged hierarchy. "Foreign affairs agendas ?that
sets to are ?
is, of issues relevant foreign policy with which governments concerned
more diverse. No
have become larger and longer can all issues be subordinated to
military security."18
In accordance with the assumptions of global complexity and interdependence,
the Carter Administration downplayed the role of great powers such as the Soviet
Union, the of force, and a with traditional issues.
utility preoccupation security
Instead, Carter officials saw a world of great complexity, where and
pluralism
interdependence reigned supreme. In this new world neither the United States nor
the Soviet Union could control the destiny of the planet. Where national security
issues previously revolved around American leader preoccupation with the U.S.
a
Soviet relationship, variety of actors had become globally important. In the words
of President Carter, and Japan rose from the rubble of war to become
"Europe
great economic powers. Communist parties and governments have become more
and more varied, and I say more from one another.
widespread might independent
Newly independent nations emerged into what has now become known as the 'Third
World.' Their role in world affairs is becoming In fact,
increasingly significant."19
for Brzezinski these changes have led to the conclusion of a "long chapter in the
history of theWest, namely theWest's over the as awhole."20
predominance globe
the United States could but it could no or
Therefore, lead, longer command
control. "However wealthy and powerful the United States may be?however capable
the leadership," stated President Carter, "this power is increasingly only relative,
the leadership increasingly is in need of being shared. No nation has a monopoly
of vision, of creativity, or of ideas. these from many nations is
Bringing together
our common and our common Given this vision of
responsibility challenge."21 global
complexity, Carter Administration officials felt they had no choice but to address
a issues that involved numerous
variety of international relevant international actors.
As explained by Brzezinski, "we do not have a realistic choice between an
approach
centered on the Soviet Union, or with our trilateral friends, or on
cooperation
North-South relations. Indeed, each set of issues must be approached on its own
terms. . . We
. did not wish the world to be this but we must deal with
complex;
it in all of its complexity."22
Hence, the traditional focus on the Soviet Union and the high politics of
East-West security issues was deemed anachronistic members of the Carter Admin
by
istration. Not were the Soviets no longer the dominant
only priority within the
Carter Administration, were not seen in a
they particularly threatening light? having
a limited to affect the environment, constrained
capability by the complexity of the
international system, and, although occasionally opportunistic, generally cooperative
in its intentions. Secretary of State Vance and, in particular, President Carter were
the most optimistic in this regard.
This image of global complexity and interdependence accounts for Vance's
position that "when our Administration came into office, we decided that we were
JIMMY CARTER, A MAN BEFORE HIS TIME? | 467
not
merely going to react to situations, but that we were going to
shape
an
agenda
of items which we considered to be of the and would to
highest priority proceed
deal with those issues."23 In fact, the Carter team to tackle numerous
attempted
issues: the promotion of human rights and democracy, the normalization of relations
with former adversaries as the People's Republic of China), the pursuit of
(such
arms control, the resolution of Third World conflicts, a concern with Third World
as self-interested or
(more in accordance with realpolitik), but as
imperialistic
an innocent a benevolent
society, and exceptional people who symbolize progress
and a hopeful future. This strong sense of American nationalism was shared by
most Americans, including American political leaders, thus infusing the U.S.
an and evil,
Soviet struggle for power with ideological struggle between good
versus totalitarianism, versus communism, and
democracy capitalism Christianity
versus atheism.27 In short, the U.S.-Soviet confrontation more then great
represented
power politics; it symbolized the struggle between the "free world" led by the
United States and "communism" under the control of the Soviet Union.
The Nixon and Ford Administrations, under the tutelage of Henry Kissinger,
were the first to shed the anti-communist ideological baggage that has influenced
American cold war policies of containment. However, Kissinger's realpolitik orienta
tion did not alter a with containing the Soviet Union, in
preoccupation although
modified form during the detente years. Therefore, it is not until President Carter
entered office that a major effort was made to move beyond anti-communism,
and containment in a war
realpolitik, initiating post-cold foreign policy.
The people who staffed the Carter Administration did not see a bipolar world
that pitted communism against the free world in a global cold war. As President
Carter stated in the most memorable part of his address at Notre Dame University:
Being confident of our future, we are now free of that inordinate fear of
communism which once led us to embrace any dictator who joined us in that
fear. . . . For too many years, we have been willing to
adopt the flawed and
erroneous and tactics of our adversaries, sometimes our
principles abandoning
own values for theirs. We have fought fire with fire, never that fire
thinking
is better quenched with water. This approach failed, with Vietnam the best
example of its intellectual and moral poverty. But through failure, we have
now found our way back to our own and values, and we have
principles
our lost confidence.28
regained
was to
What replace anti-communism? ?the promotion of human rights and
the quest for global community. For President Carter, human rights and
democracy
were the essence of what America As Carter
represented. argued in his memoirs,
"I was familiar with the widely accepted arguments that we had to choose between
idealism and realism, or between morality and the exertion of power; but I rejected
those claims.
To me, the demonstration of American idealism was a practical and
realistic to foreign affairs, and moral were the best foundation
approach principles
for the exertion of American power and influence."29 This was "testimony of a
neo-Wilsonian saw American not in terms
populist who diplomacy primarily of
interests but as the external reflection of popular 'ideals and goals and
geopolitical
hopes'."30
These principles allowed the U.S. to to and take the lead
respond alongside
aswell as to act as a beacon to attract support from
global change, people throughout
the world. As Carter stated with typical optimism, America's commitment to the
goals of human rights, freedom, and justice "are the wave of the future. We should
JIMMY CARTER, A MAN BEFORE HIS TIME? | 469
Western and then the Far East ?vital to the United States and the West
Europe
after World War II that was under challenge by Soviet expansionism.36
Thus, the policy innovation initiated under President Carter at the beginning
of his administration failed. Why did Carter's post-cold war foreign policy collapse?
to Gaddis Smith,
According
Carter failed because he asked the American to think as citizens of the
people
world with an toward future He offered a
obligation generations. morally
responsible and far sigh ted vision. But the clamor of political critics, the behavior
of the Soviet Union, voices of his advisers, and the impossibility
the discordant
of seeing clearly what to be done ?all
needed combined to make Carter's vision
in this respect that he was naive: to assume a cooperative and forthcoming Soviet
Union under General Secretary Leonid Brezhnev; to think that he could lecture
Soviet leaders on human rights; and to believe that he could downplay and ignore
the role of the Soviet Union after thirty years of American and Soviet preoccupation
with each other. As Stanley Hoffmann, a observer forewarned, itwould
sympathetic
a
be mistake for an American President to pursue a new world order policy while,
at the same time, the very real conflict in Soviet-American relations,
downplaying
for this would the need for sufficient order in a and
damage fragmented complex
world. This iswhy Hoffmann advocated aworld order policy of "moderation plus"
and why Keohane and Nye in terms of and interdependence."43
argued "power
In fact, whenever the Soviets acted opportunistically abroad and violated Car
ter's high expectations, he experienced events
periods of dissonance. Two beyond
Carter's control in particular overwhelmed his thinking: the taking of American
society: the beliefs of political leaders, the institutions that makeup the national
security bureaucracy, the existence of a industrial and scientific infrastructure
large
in support of the national security bureaucracy, and the beliefs of a public conditioned
for over to to international conflict
forty years respond predominantly through
intervention and the use of force.
the rise of Mikhail Gorbachev as General
Yet, Secretary of the Communist
Party of the Soviet Union has opened up new opportunities for a post-cold war
United States foreign policy. Communism has collapsed in Eastern Europe and the
Soviet Union; Germany has been reunified; and greater integration of the European
Community is rapidly taking place. Clearly, the East-West conflict that had been
the justification for a cold war foreign policy based on containment, realpolitik and
anti-communism no seems to exist. More and more Americans seem to have
longer
acknowledged the existence of a post-cold war global era. In such a climate a post-cold
war a greater chance of
foreign policy has being successful and gaining political
support.
Such a warenvironment to account for the renewed
post-cold helps public
interest and admiration that Jimmy Carter has received for his post-presidential
activities, such as with his involvement in the promotion of human rights, the
his assistance in promoting third world development. In the final analysis, Jimmy
Carter may have been, at least in the area of foreign and national security policy,
a man before his time.
Notes
13. President Carter, "Peace, Arms Control, World Economic Progress, Human Rights;
Jimmy
Basic Priorities of U.S. Foreign Policy" (address before the U.N. General Assembly, on March
17, 1977), State Department Bulletin (April 11, 1977), p. 329.
14. See E.H. Carr, The Twenty Years Crisis, 1919-1939 (New York: Harper andRow, 1964); Hans
J. Morgenthau, Politics Among Nations: The Strugglefor Power and Peace (New York: Alfred A.
Knopf, 1978); A.F.K Organski, World Politics (New York: Alfred A. Knopf, 1958).
15. Richard W. Mansback and John A. Vasquez, In Search of Theory: A New Paradigm for Global
Politics (New York: Columbia University Press, 1981), p. 8. See also Robert Gilpin, War and
Change inWorld Politics (Cambridge: Cambridge University Press, 1981); John A. Vasquez, The
Power of Power Politics (New Brunswick, NJ: Rutgers University Press, 1983).
16. See Richard Barnet, Roots ofWar: The Men and InstitutionsBehind U.S. Foreign Policy (Baltimore:
Penguin, 1971); Leslie H. Gelb and Richard K. Betts, The Irony of Vietnam: The SystemWorked
(Washington, D.C: Brookings, 1979); David Halberstam, The Best and theBrightest (New York:
Random House, 1971);Walter Isaacson and Evan Thomas, The Wise Men: Six Friends and the
World They Made (New York: Touchtone, 1986).
17. Stanley Hoffmann, Primacy orWorld Order: American Foreign Policy Since theCold War (New
York: McGraw-Hill, 1978); Robert O. Keohane and Joseph S. Nye, Power and Interdependence
Scott, Foresman, See also Seyom Brown, New Forces inWorld Politics
(Boston: 1989). (Washington,
D.C: Brookings, 1974); Edward L. Morse, Foreign Policy and InterdependenceinGaulist France
(Princeton: Princeton University Press, 1973).
18. Keohane and Nye, Power and p. 26.
Interdependence,
19. Carter, "The U.S.-Soviet p. 194.
Relationship,"
20. Brzezinski, "Address made to the American Service Association," 19.
Foreign p.
21. President Jimmy Carter, "U.S. Role in a Peaceful Global Community" (address before the 32nd
U.N. General Assembly, on October 4, 1977), State Department Bulletin (October 24, 1977),
p. 552.
22. Brzezinski, "American Policy and Global Change," p. H11999.
23. of State Cyrus Vance, Interview on Issues and Answers on June 19,1977, State
Secretary Department
Bulletin (July 18,1977), p. 81.
24. Jentleson, "American Commitments in the Third World," p. 671.
25. See Gabriel Almond, The American People and Foreign Policy (New York: Praeger, 1960); R.B.
Levering, The Public and American Foreign Policy, 1918-1978 (New York: William Morrow,
1978); M.J. Rosenberg, "Images in Relation to the Policy Process: American Public Opinion
on Cold-War Issues," in InternationalBehavior:A
Social-PsychologicalAnalysis, edited by Herbert
C. Kelman (New York: Holt, Rinehart andWinston, 1965), pp. 277-334.
26. See Eric F. Goldman, The Crucial Decade?and After, America 1945-1960 (New York: Vantage,
1961); Robert Griffith, The Politics of Fear:Joseph R. McCarthy and theSenate (Hasbrouk Heights,
NJ: Hayden, 1970); Godfrey Hodgson, America inOur Time: FromWorld War II toNixon, What
Happened andWhy (New York: Vintage, 1976); Daniel Yergin, ShatteredPeace: The Origins of
theCold War and theNational Security State (Boston: Houghton Mifflin, 1978).
27. See Loren Baritz, Backfire: A History ofHow American Culture Led Us intoVietnam andMade Us
Fight theWay We Did (New York: Morrow, 1985); Tamil R. Davis and SeanM. Lynn-Jones,
"City Upon aHill," Foreign Policy 66 (1987), pp. 20-38; Hodgson, America inOur Time; Stanley
Hoffmann, Gulliver's Troubles or theSetting ofAmerican Foreign Policy (New York: McGraw-Hill,
1968); Michael H. Hunt, Ideology and U.S. Foreign Policy (New Haven, CT: Yale University
Press, 1987).
28. Carter, "Foreign Based," pp. 621-622.
Policy
29. Jimmy Carter, Keeping Faith:Memoirs of a President (Toronto: Bantam, 1982), p. 143.
30. Melanson, Writing History andMaking Policy, p. 143.
31. President Jimmy Carter, "The United States and Its Economic made
Responsibilities" (remarks
at the opening session of the 26thWorld Conference on the International Chamber of Commerce
in Orlando, FL, on October 1, 1978), State Department Bulletin (December 1978), p. 13.
476 PRESIDENTIAL STUDIES QUARTERLY
I