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N Murali Krishna Vishal Kumar Bhaskar Kannoju Reena Monica C V D Somayajulu Srinivasan Anupama Dashradh Ram Anup Kumar

Patel Vijay Kishore

Sailaja Bhavani Sarada Sreeram Rama Krishna

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: N Murali Krishna 2. Email id: nelabhotla@navionicsindia.com 3. Mobile Number: +91 9866937000

B. Occupation and Income 1. Occupation: Finance Manager 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (60%) (3) Mutual Funds (0%) (2) Fixed Income Securities (25%) (4) Derivatives (15%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (28 % Gain) 5. List the companies in which you have gained or lost through stock splits: (1)Surya Pharma (Gained) (3) (2) Coromandel Intl (Gained) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Vishal Kumar 2. Email id: vishalkumar.keerthi@gmail.com 3. Mobile Number: +91 8980196969

B. Occupation and Income 1. Occupation: Market Research Analyst 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (50%) (3) Mutual Funds (50%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (35 % Gain) 5. List the companies in which you have gained or lost through stock splits: (1) Aurum Soft (Gained) (3) Bharati Airtel (Gained) (2) Jindal Steel (Gained)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Bhaskar Kannoju 2. Email id: bhaskar.kannoju@gmail.com 3. Mobile Number: +91 9652700300

B. Occupation and Income 1. Occupation: CEO 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (100%) (3) Mutual Funds (0%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (25 % Gain) 5. List the companies in which you have gained or lost through stock splits: (1)Nu Tek India (Gained) (3) (2) Vinati Organics (Gained) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Reena Monica 2. Email id: k.reenamonica@gmail.com 3. Mobile Number: +91 9618068547

B. Occupation and Income 1. Occupation: Self-employed 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (100%) (3) Mutual Funds (0%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others (Buyback)

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (10 % Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Aurum Soft (Lost) (3) (2) Jindal Steel (Gained) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: C V D Somayajulu 2. Email id: somekasu@yahoo.co.in 3. Mobile Number: +91 9591375871

B. Occupation and Income 1. Occupation: Audit Officer 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (100%) (3) Mutual Funds (0%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (21 % Gain) 5. List the companies in which you have gained or lost through stock splits: (1) Radhe Developers (Gained) (3) (2) Bharti Airtel (Gained) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Srinivasan 2. Email id: nzpers@gmail.com 3. Mobile Number: +91 9440683791

B. Occupation and Income 1. Occupation: Director 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (0%) (3) Mutual Funds (100%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (16% Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Indian Hume (Lost) (3) (2) Sintex (Lost) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Anupama 2. Email id: anupama.mudigonda@gmail.com 3. Mobile Number: +91 9246533602

B. Occupation and Income 1. Occupation: Professor 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (100%) (3) Mutual Funds (100%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (10 % Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Tulip (Lost) (3) (2) Magma (Lost) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Dashradh Ram 2. Email id: dashradhn@gmail.com 3. Mobile Number: +91 9618181966

B. Occupation and Income 1. Occupation: Management Consultant 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (50%) (3) Mutual Funds (0%) (2) Fixed Income Securities (50%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (15 % Loss) 5. List the companies in which you have gained or lost through stock splits: (1) GMR Infra (Lost) (3) (2) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Anup Kumar Patel 2. Email id: anuppatel.nitie@gmail.com 3. Mobile Number: +91 9581234242

B. Occupation and Income 1. Occupation: Finance Manager 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (0%) (3) Mutual Funds (50%) (2) Fixed Income Securities (50%) (4) Derivatives (15%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (21% Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Britannia (Gained) (3) Redington (Lost) (2) Kotak Bank (Lost) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Vijay Kishore 2. Email id: kishore74bv@gmail.com 3. Mobile Number: +91 9347732106

B. Occupation and Income 1. Occupation: Insurance Specialist 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (75%) (3) Mutual Funds (0%) (2) Fixed Income Securities (0%) (4) Derivatives (25%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (35 % Gain) 5. List the companies in which you have gained or lost through stock splits: (1) Aurum Soft (Gained) (3) (2) Bharati Airtel (Gained) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Sailaja 2. Email id: mailmesuhani@gmail.com 3. Mobile Number: +91 9299102962

B. Occupation and Income 1. Occupation: HR Manager 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (0%) (3) Mutual Funds (100%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (9% Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Genesys (Lost) (3) (2) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Durga Bhavani 2. Email id: sandurbha@gmail.com 3. Mobile Number: +91 9949504364

B. Occupation and Income 1. Occupation: HR Manager 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (100%) (3) Mutual Funds (100%) (2) Fixed Income Securities (0%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (14% Loss) 5. List the companies in which you have gained or lost through stock splits: (1) HDFC (Loss) (3) (2) Lupin Labs (Loss) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Sarada 2. Email id: sarada.sarada@gmail.com 3. Mobile Number: +91 9493465794

B. Occupation and Income 1. Occupation: Social Worker 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (50%) (3) Mutual Funds (0%) (2) Fixed Income Securities (50%) (4) Derivatives (0%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (12 % Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Tata Global (Lost) (3) (2) Unity (Lost) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Sreeram 2. Email id: astratagems@gmail.com 3. Mobile Number: +91 950632598

B. Occupation and Income 1. Occupation: Retired 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (0%) (3) Mutual Funds (50%) (2) Fixed Income Securities (50%) (4) Derivatives (15%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (14% Loss) 5. List the companies in which you have gained or lost through stock splits: (1) Sintex (Lost) (3) (2) Vipul (Lost) (4)

Questionnaire
(for Retail Investors)

A. Personal Information 1. Name: Sairam 2. Email id: sai.mudigonda@gmail.com 3. Mobile Number: +91 9347732106

B. Occupation and Income 1. Occupation: Marketing Consultant 2. Annual Household income (Rs): (1) <3,00,000 (3) >6,00,000 but <9,00,000 (2) >3,00,000 but <6,00,000 (4) >9,00,000

3. Estimated annual income from stock market investments (Rs): (1) <25,000 (3) >50,000 but <1,00,000 (2) >25,000 but <50,000 (4)>1,00,000

C. Net Worth 1. Current net worth of the household (Rs): Net worth includes all of the assets owned by you and your spouse in excess of total liabilities, including the fair market value, less any outstanding housing loans) (1) <10,00,000 (3) >25,00,000 but <50,00,000 (2) >10,00,000 but <25,00,000 (4) >50,00,000

2. Estimated stock market investments as a percentage of Net Worth (%): (1) <5% (3) >10% but <15% (2) >5% but <10% (4) >15%

D. Investment Style 1. Investment holding period (months): (1) <3 months (3) >12months but <36 months 2. Break-up of Financial Assets (%): (1) Equities (75%) (3) Mutual Funds (0%) (2) Fixed Income Securities (0%) (4) Derivatives (25%) (2) >3 months but <12 months (4) >36 months

3. Expected market returns annually (%): (1) <15% (3) >25% but <45% (2) >15% but <25% (4) >45%

E. Investor Perception 1. What do you think is the best method of rewarding shareholders? (1) Cash Dividends (3) Stock Splits (2) Bonus Shares (4) Others

2. Why do you think companies go for stock split? (1) Send Positive Signal (3) Improve Liquidity (2) Lower Price Range (4) Grab Attention

3. Did you ever invest after a stock is split? State (YES): 4. If yes, state how much did you GAIN or LOSE? (10 % Loss) 5. List the companies in which you have gained or lost through stock splits: (1) KCP (Lost) (3) (2) Unichem Lab (Lost) (4)

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