BSE

IPO FACT SHEET
(to be completed wherever applicable and be submitted along with the offer document. Incomplete Fact Sheet will not be accepted) Name of Company Regd. Office Address Corporate Office Address Phone Numbers Email ID Change of Name, if any (with dates of such changes and reasons thereof) Issue Details Book Building/ Fixed Price Instrument For Fixed Price Issues: Face Value Premium No.of Shares Offered through IPO Issue Amount( Rs.million) (for bookbuilt issues,tick the appropriate box below) <500 500-999 1000 –2499 2500-4999 5000–9999 10000-24999 >25000 Listing Proposed at Designated Stock Exchange If Rated, Details of Ratings If Offer for Sale Names of Selling Shareholders Key Intermediaries Lead Managers Appraised By Monitoring Agency Registrars Issue Objects Objects of the Issue Details Of Project Cost Means Of Financing Proposed Utilisation of Issue Funds pending Deployment) Promoters Promoter’s Background Number of Shares prior to the Issue Number of Shares being Sold

Page 1 of 18

Nationality.Company’s Business Brief History of the Company Present Business Proposed Business Market Colloborations/Tie–Ups. if any Board of Directors Name Father’s/ Spouse’s Name Designation in Board (Indicate Independent Directors specifically) Age. of Shares % Page 2 of 18 . Occupation Residence Address Other Directorships Shareholding Pattern All pre-issue holdings shall be treated as Controlling/Strategic/In-Concert Holdings BASED IN INDIA Indian Individuals & their Relatives/HUFs Indian Corporate Bodies/ Trusts/ Partnerships Persons Acting in Concert Non-promoter Directors and their Relatives (other than those covered above) Employee Welfare Trusts/ESOPs Banks/Financial Institutions Central/ State Governments/Institutions Venture Funds/ Private Equity Funds Others (Please specify here______________________) Sub Total BASED OVERSEAS Foreign Individuals/ Corporate Bodies (including FDI) Foreign Banks/Financial Institutions Non Resident Indians/Corporate Bodies Others (Please specify here______________________) Sub Total Public Sub Total Grand Total Pre-Issue No. of Shares % Likely Post Issue No.

Networth E.million) Year IV Year V ( ) ( ) Pre-Issue(as on _______) Post Issue Top 10 Sundry Debtors As on the immediate period preceding the filing of the offer document (specify as on date here _______) Name Address Relationship with Amount . Total Outstanding Directors million) Top 10 Customers in the preceding 3 Financial Years Name Address Relationship with Company/ Promoters/ Directors Amount (Rs. Segment Revenues Networth (Rs million) Year III ( ) (Rs.% of Total Period Outstanding Top 10 Sundry Creditors As on the immediate period preceding the filing of the offer document (specify as on date here _______) Page 3 of 18 . million) .Key Financial Indicators for Last 5 Years Profit & Loss Account Year I Year II ( ) ( ) Sales/ Revenue Other Income Total Income Total Expenditure Net Profit before Tax Net profit after Tax Adjusted Net Profit after Tax Assets & Liabilities Total Fixed Assets(Net Block) Investments Total Current Assets. Loans & Advances Total Liabilities Performance Ratios Earnings per Share (Rs) Return on Networth (%) Book Value per Share(Rs) D.% of Period Company/ Promoters/ (Rs.

million) .% of Total Period Outstanding Investments made by the Company As on the immediate period preceding the filing of the offer document (specify as on date here _______) Name Amount (Rs. list only key companyspecific risk factors) Other Issues Salient Features Of Outstanding & Proposed Secured & Unsecured Loans Government Regulations of Concern Details of any other Shareholders’ Agreements and Restrictive Clauses if any Ownership of Copyright/Trade Marks/Brands Other Group Companies -Listed (required for each company separately) Name of Company Year Of Nature of Incorpor Activity ation Turnover (Rs. million) Year---- PBT (Rs. million) Status Of Income Tax of Company. million) Year---- Dividend % Year---- Page 4 of 18 .public/rights etc. its promoters and all directors.Name Address Relationship with Company/ Promoters/ Directors Amount (Rs. million) Year---- PBT (Rs.g. million) Year---- Dividend % Year---- Listed at Other Group Companies -Unlisted (required for each company separately) Name of Company Year Of Nature of Activity Incorpor ation Turnover (Rs. for the preceding 5 assessment years (and of such past years where assessment has not been completed) Assessment Year Income Tax Amount Status of Assessment Risk Factors Company–Specific Risk Factors (do not reproduce all risk factors here.) Amount Raised (Rs. million) Capital Issues made by Group Companies in the preceding 5 Years (From the date of filing of the Offer Document) Name of Company Issue Type Issue Date (e.

if any.Defaults with Stock Exchanges/Regulators Details. if the company/promoters/ promoting company / group companies / subsidiary companies/ companies promoted by the promoters/ promoting company(ies) have been in default in payment of listing fees to any stock exchange in the last three years or have faced any disciplinary action or have been delisted or suspended in the past or have been proceeded against by SEBI or other regulatory authority Defaults in Payment of Interest/Principal Defaults by Company/Promoters/ promoting company / group company / subsidiary company/ companies promoted by the promoters/ promoting company(ies) in respect of payment of interest and/or principal to the debenture/ bond/ fixed deposit holders if any. Compliances at Stock Exchanges i) Confirmation that the all group companies are fully compliant with the listing agreement at all stock exchanges where these are listed ii) Confirmation that all instruments issued by all group companies are listed Page 5 of 18 .

Department of Company Affairs (DCA) and other government organisations/bodies like Reserve Bank of India(RBI). the disclosures. the grouping may be done for some types of negative information. • cases of investor grievances. • economic offences. by suppliers. whether in India or abroad) • litigations /disputes. • cases of actions by Securities and Exchange Board of India(SEBI) . should cover brief description of the case. which are large by number but small by amount even in the aggregate (like litigations by employees). defaults against banks/ financial institutions/ lenders. wherever applicable. The disclosures should cover the following: • all such cases of the past where conviction has taken place/adverse order has been issued • all cases which are presently outstanding The entities for which these disclosures should be made should cover: • issuer company • directors • promoters • persons acting in concert • companies and firms promoted by the promoters • companies in which promoters were associated in the past as a promoter but are no longer associated • subsidiaries and associates of the issuer company • any other entity where outcome of a case could have a materially adverse effect on the issuer company • key managerial personnel of the issuer company With regard to the items. • issues of moral turpitude or criminal culpability. • winding up/ under liquidation/ sick company/ names strike off from Registrar of Companies(ROC). • cases of suspension/delisting or other disciplinary action taken by stock exchanges. • non-payment of statutory dues. • cases relating to income tax and indirect taxes. overdues to banks/ financial institutions/ lenders. • non-payment of statutory dues. present status and likely adverse effect on the issuer company For brevity purposes. defaults in dues payable to holders of debentures/ bonds/ fixed deposits/ preference shares(including willful default). Page 6 of 18 . employees etc). • defaults in compliance with statutory and listing regulations.g.Disciplinary Actions/Litigation/Defaults (include the following. customers. • other civil prosecutions (e. • any other cases where penalties were imposed. amounts involved.

2. Forfeited shares should not be included in the shareholding pattern. Information submitted in any other format shall not be accepted. Data should not contain any calculation errors in sub. The shareholding pattern must cover 100% of the shareholding. • Holdings of such entities on which the “Controlling Body” has a managerial control or in which it has a significant investment (??) • Holdings of such entities where the right of first refusal on shares rests with the “Controlling Body” • Holdings of the Government as a promoter/acquirer • Holdings under FDI and also such FII holdings where the parent is related to the FDI • Strategic stakes ofcorporate bodies/ individuals • Holdings of associate/group companies (cross-holdings) • Holdings of Employee Welfare Trusts • All locked-in shares • Holdings of any entity which would not trade in the shares of the company without the advice or consent of the entities in control If there is any shareholder who has a relationship (see note on “What is Controlling/Strategic/In-Concert holding above) with the holders of Controlling/ Strategic Interest. Forfeiture of shares leads to reduction of capital and as such the same should be excluded from the main format and can be disclosed by way of a footnote. 6. For example. What is Controlling/ Strategic/In-concert Holding ? • Holdings of founders/directors/ acquirers and their relatives which has a control element • Holdings of persons/ bodies and by their relatives who are associated with entities whose holding has a control element. 4. then its shareholding should not be put under Public/Free-float. 3. Information should be filled in the columns provided and the column names should not be changed. 5. Page 7 of 18 .SHAREHOLDING DISCLOSURE FORMS GUIDELINES FOR FILLING THE SHAREHOLDING DISCLOSURE FORMS General Instructions 1. but be included in the Controlling/ Strategic Interest Section.totals or in the grand total. All forms and all columns should be filled.A – should be filled to show nil. No shareholder should be included under 2 categories. its shareholding should appear under Banks/ Financial Institution (IA6) and not under Indian Corporate Bodies/Trusts/Partnerships (IA2). Information should be filled in the prescribed forms only. if a Bank has promoted a company and presently has controlling interest in the company.

stock exchange. directly or indirectly. ROC or any other body for the offer of securities to the public or existing shareholders and who continue to be presently associated with the controlling entity. directly or indirectly.To elaborate. director or otherwise” and includes all such holdings that would be covered in the categories listed above (and control is defined as “right to appoint / reapoint/remove any director on the Board of Directors or to control the management or policy decisions exercisable by a person or persons acting individually or in concert. including by virtue of their shareholding or management rights or shareholders agreements or voting agreements or in any other manner and including persons who are instrumental in the formulation or implementation of a plan or programme or who are guarantors to the borrowings of the company or who can influence the investment and/or borrowing powers of the company”) or person or persons named as promoters in any offer document filed with SEBI. “Controlling Interest/ Strategic Holding/In-concert Holding” refers to entities who are in control of the company. Page 8 of 18 . whether as a shareholder .

(The term Relatives is defined in the Companies Act. All shares presently under lock-in should also be included. made under SEBI’s Takeover Regulations who are likely to vote along with the “Controlling” body). (The term Relatives is defined in the Companies Act. IA3 and IIA3) Employee Welfare Trusts/ESOPs Banks/Financial Institutions Central/ State Governments Central/ State Government Institutions IA5 IA6 IA7 IA8 IA9 Venture Funds/ Private Equity Funds All Indian individuals and their relatives/ HUFs who promoted/ founded the company and/ or who acquired the company or its shares subsequently and/ or are in ‘control’ of the company and/ or are presently associated with the persons holding the controlling stake . if any. Central Government or any State Government.) and financial institutions. Venture funds/ private equity funds. All Indian corporate bodies/ trusts/ partnership or any other type of entity which promoted/ founded the company and/ or who acquired the company or its shares subsequently and/or are in ‘control’ of the company and/or are presently associated with the persons holding controlling stake. private.SHAREHOLDING PATTERN SUMMARY CATEGORY CODES & DESCRIPTION FORM A I: CONTROLLING/STRATEGIC/IN-CONCERT HOLDINGS Category IA IA1 Type BASED IN INDIA Indian Individuals/ & their Relatives/HUFs Description IA2 Indian Corporate Bodies/ Trusts/ Partnerships IA3 Persons Acting in Concert IA4 Other Directors and their Relatives (other than those covered in IA1. All individuals/HUFs and their relatives and corporate bodies/trusts/partnerships/ organizations/ suppliers/ customers/ dealers who are presently in concert with the “Controlling” body or were in concert at the time of acquiring shares of the company and/or are likely to presently vote along with the “Controlling” body on matters affectiing the controlling body (This also includes all PACs so named in an acquisition. foreign etc.) Employees Welfare Trusts holding shares as also shares allotted to employees under ESOP which are presently under lock-in. with a controlling interest. rural. with a controlling interest.) Indian Relatives of NRIs listed under 1B3 should also be included here. with a controlling interest. co-operative. IA3 and IIA3 who are associated with persons holding the controlling stake. Directors (and their relatives)other than those covered under IAI. Any organization/ undertaking/ enterprise/ institution which is controlled by the Central Government or any State Government. All shares presently under lockin should also be included. Banks (scheduled. irrespective of Page 9 of 18 .

Central Government or by any State Government. Directors (including Independent Directors) and their relatives other than those covered in IA1. with a controlling interest. Any other category of shareholders. Indian corporate bodies/ trusts/ partnership or any other type of organization. co-operative. All shares presently under lock-in should also be included. IA3 and IA4 holding shares and not act in concert with or advice of the “ Controlling” body. including all FDIs and also such FII holdings where the parent is related to the FDI. private. If such shares cannot be classified in any of the above category. rural. foreign etc) and financial institutions holding shares as a portfolio investment. not listed above. holding shares as a portfolio investment. IB IB1 IB2 BASED OVERSEAS Foreign Individuals (including FDI) Foreign Corporate Bodies (including FDI) other than IB3 Foreign Banks/Financial Institutions Non Resident Indians (Individuals) IB3 IB4 IB5 Non Resident Indian Corporate Bodies All foreign individuals who hold shares with a controlling interest. Present employees holding shares on a preferential allotment basis and under an ESOP scheme and not carrying any lock-in. which are controlled by the Central Government or any State Government.registration with SEBI. with a controlling interest All shares which have a lock-in should be covered in category IA to ID above. Page 10 of 18 IIA3 IIA4 IIA5 IIA6 IIA7 Present Employees Banks/Financial Institutions Central/State Governments Central/ State Government Institutions . Banks (scheduled. IA3 and IA4) Indian Individuals/ HUFs holding shares. including all FDIs. holding shares as a portfolio investment. then these should be listed here. All foreign corporate bodies (other than IB3) who hold shares with a controlling interest. All NRIs (individuals) who promoted/founded the company and/or who acquired the company or its shares subsequently and/or are in control of the company and/ or are presently associated with the persons holding controlling stake. including all FDIs. All foreign banks/financial institutions who hold shares with a controlling interest. holding shares and not act in concert with or advice of the “ Controlling” body. IC1 ID1 OTHERS ANY OTHER LOCKED-IN SHARES II: FREE FLOAT/PUBLIC HOLDINGS IIA IIA1 IIA2 BASED IN INDIA Indian Individuals/HUFs Indian Corporate Bodies/ Trusts/ Partnerships Other Directors & their Relatives (other than those covered in IA1. Organizations/ undertakings/ enterprises/ institutions. without any controlling interest. All NRI-owned corporate bodies who hold shares with a controlling interest.

should be individually listed here. if identifiable. All NRIs (individuals) who hold shares as a portfolio investment.IIA8 IIA9 IIA10 IIA11 IIA12 IIB IIB1 IIB2 IIB3 IIB4 IIB5 Insurance Companies Mutual Funds Venture Funds/ Private Equity Funds Customers/ Dealers Suppliers BASED OVERSEAS Foreign Individuals/ Non-Corporate Bodies Foreign Corporate Bodies Foreign Institutional Investors Non Resident Indians (Individuals) Non Resident Indian Corporate Bodies IRDA-approved insurance companies holding shares as a portfolio investment. Customers/ Dealers of the Company. not listed above. including foreign banks. if identifiable. SEBI-registered mutual funds holding shares Venture funds/ private equity funds. IIC OTHERS BROAD SUMMARY OF HOLDINGS Total Controlling/ Strategic/In-concert Holdings The figure to be reported pertaining to Total Controlling/ Strategic / In-concert Holding should be the sum of all entities under Category I above. whether exercising ‘control’ or not. Suppliers of the Company. All FIIs registered with SEBI who hold shares as a portfolio investment. SUMMARY OF DOMESTIC/FOREIGN HOLDINGS Total Domestic Holding The figure to be reported pertaining to Total Domestic Shareholding should be the sum of all domestic entities. All foreign corporate bodies. All foreign individuals / non-corporate bodies who hold shares as a portfolio investment. who hold shares as a portfolio investment. irrespective of registration with SEBI. holding shares as a portfolio investment. Total Foreign Holding The figure to be reported pertaining to Total Foreign Shareholding should be the sum of all foreign entities. who is classified under Category I in Form A. Total Free-float/Public Holdings The figure to be reported pertaining to Total Free-float/Public Holding should be the sum of all entities under Category II above. holding shares as a portfolio investment. whether exercising control or not. Any other category of shareholders. without a controlling interest. FORM B CONTROLLING/STRATEGIC/IN-CONCERT HOLDERS (LIST ALL HOLDERS) Every single shareholder. All NRI-owned corporate bodies who hold shares as a portfolio investment. holding shares as a portfolio investment. FORM C FREE-FLOAT /PUBLIC HOLDERS (DISCLOSE HOLDINGS OF ONLY 1% & ABOVE) Page 11 of 18 .

Page 12 of 18 . FORM E LOCKED-IN SHARES Every single shareholder whose holding is under a lock-in should be individually listed here. FORM D FREE-FLOAT/PUBLIC HOLDERS (DISCLOSE ALL HOLDINGS OF LESS THAN 1%) All shareholders who hold less than 1% each should be individually listed here.Only such shareholders who hold 1% and above shares and are not covered in Form B should be individually listed here.

of Shares Held % of Shareholding I IA IA1 IA2 IA3 IA4 IA5 IA6 IA7 IA8 IA9 CONTROLLING/STRATEGIC/IN-CONCERT HOLDINGS BASED IN INDIA Indian Individuals & their Relatives/HUFs Indian Corporate Bodies/ Trusts/ Partnerships Persons Acting in Concert Other Directors and their Relatives (other than those covered in 1A1 and 1A3 and IIA3) Employee Welfare Trusts/ESOPs Banks/Financial Institutions Central/ State Governments Central/ State Government Institutions Venture Funds/ Private Equity Funds Sub Total IA IB IB1 IB2 IB3 IB4 IB5 BASED OVERSEAS Foreign Individuals (including FDI) Foreign Corporate Bodies (including FDI) other than covered in IB3 Foreign Banks/Financial Institutions Non Resident Indians (Individuals) Non Resident Indian Corporate Bodies Sub Total IB OTHERS (Please specify here______________________) Sub Total IC IC ID ANY OTHER LOCKED-IN SHARES (except those covered under IA to IC) Sub Total ID Sub Total I II IIA IIA1 IIA2 IIA3 FREE FLOAT/PUBLIC HOLDINGS BASED IN INDIA Indian Individuals/HUFs Indian Corporate Bodies/Trusts/Partnerships Other Directors & their Relatives (other than those covered in IA1.FORM A SHAREHOLDING PATTERN SUMMARY Name of the Company : Category Code Category No. IA3 and IA4) Page 13 of 18 .

of Shares Held % of Shareholding No.IIA4 IIA5 IIA6 IIA7 IIA8 IIA9 IIA10 IIA11 IIA12 Present Employees Banks/Financial Institutions Central/State Governments Central/ State Government Institutions Insurance Companies Mutual Funds Venture Funds/ Private Equity Funds Customers/ Dealers Suppliers Sub Total IIA IIB IIB1 IIB2 IIB3 IIB4 IIB5 BASED OVERSEAS Foreign Individuals/ Non-Corporate Bodies Foreign Corporate Bodies Foreign Institutional Investors Non Resident Indians (Individuals) Non Resident Indian Corporate Bodies Sub Total IIB IIC OTHERS (Please specify here _________________) Sub Total IIC Sub Total II Grand Total I & II BROAD SUMMARY OF HOLDINGS Total Controlling/ Strategic/In-concert Holdings Total Free-float/Public Holdings Grand Total SUMMARY OF DOMESTIC/FOREIGN HOLDINGS Total Domestic Holding Total Foreign Holding Grand Total No.of Shares Held % of Shareholding Page 14 of 18 .

Page 15 of 18 .of % of Category Shares Held Shareholdin Code g TOTAL* * The Total here should tally with the Total of I in Form A.FORM B CONTROLLING/STRATEGIC/IN-CONCERT SHAREHOLDERS INCLUDE EVERY SINGLE SHAREHOLDER WHETHER BELOW OR ABOVE 1% HOLDING (List Shareholders Categorywise) Name of the Company : Sl. No. Shareholder’s Name Name of Father/Spouse(in case of individuals) Address No.

with anyone in Category Code I (Describe relationship) Page 16 of 18 . No.of Shares % of Category Relationship. Shareholder’s Name Name of Father/Spouse (in case of individuals) Address No. Held Shareholding Code if any.FORM C FREE-FLOAT/PUBLIC SHAREHOLDERS DISCLOSE ALL SHAREHOLDERS WITH HOLDINGS OF 1% & ABOVE (List Shareholders Categorywise) Name of the Company : Sl.

FORM D FREE-FLOAT/PUBLIC SHAREHOLDERS DISCLOSE ALL SHAREHOLDERS WITH HOLDINGS OF LESS THAN 1% (List Shareholders Categorywise) Name of the Company : Sl. No.of Shares Held % of Shareholding Category Code Relationship. Shareholder’s Name Name of Father/Spouse (in case of individuals) Address No. with anyone in Category Code I (Describe relationship) Page 17 of 18 . if any.

of Shares Held % of Shareholding Category Code Relationship. Shareholder‘s Name No. No. if any.FORM E LOCKED-IN SHARES Name of the Company : Sl. with anyone in Category Code I (Describe relationship) Page 18 of 18 .

Sign up to vote on this title
UsefulNot useful