FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) ARTERTON, JANET B. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization U.S. DISTRICT COURT
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 5/09/2011
~ 6. Reporting Period 01/01/2010 to 12/31/2010

ARTICLE III JUDGE/ACTIVE

] 5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

U.S. DISTRICT COURT 141 CHURCH STREET NEW HAVEN, CT 065 I0

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. CReponing individual onty; see pp. 9-13 of filing instructions.)
~] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. meportlng individual only; seepp. 14-16 of filing instructions.)
~-~ NONE (No reportable agreements.) DATE
1.05/13/95

PARTIES AND TERMS Garrison, Levin-Epstein, Chimes, Richardson & Fitzgerald, P.C.: Profit Sharing Plard401k Plan. (No control.)

Arterton, Janet B.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting ARTERTON, JANET B.

Date of Report 5/09/2011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income
~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE
1.2010 2.2010 3. 4.

SOURCE AND TYPE Salary-George Washington University Royalties-Rowman and Littlefield Publishers

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~
(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

--]

NONE (No reportable reimbursements.)
SOURCE DATES
3/21/2010-3/28/2010

LOCATION
Phnom Penh, Cambodia

PURPOSE
Acid Violence Law Project

ITEMS PAID OR PROVIDED
Transportation, lodging, food

1.

~omell Law School, Avon Global Center for Women and Justice Federal Judges Association The Aspen Institute

2. 3.

5/21/2010-5/26/2010 11/5/2010-11/7/2010

Washington, D.C. Queenstown, MD

Board Meeting International Human Rights Law Conference

Transportation, food Transportation, lodging, food

4.
5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting ARTERTON, JANET B.

Date of Report 5/09/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.cludes those of spouse and dependent children; see pp. 32-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting ARTERTON, JANET B.

Date of Report 5/09/2011

VII. INVESTMENTS and TRUSTS - i.come. ~,~,~. tr,.s,,io.s O.dna~s thos~ q~po.s~ ..a a~,~.~¢.t cllildre,; see pp. 34-60 of fili,g i,structio,s.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure Income during reporttng period (1) (2) Amount Type (e.g., Code 1 div.. rent. (A-H) or int.) Gross value at end of reporting period
(1) (2) Transactions during reporting period

Value Code 2
(J-P)

Value Method Code 3 (Q-W)

O) Type (e.g., buy, sell, redemption)

(~ (3~ Date Value mm/dd/yy Code2

(4) Gain Code 1 (A-I-l)

(5) Identi .ty of buyer/seller (if private transaction)

Janus Overseas Fund (formerly Janus Global and Int’l) 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17. Wells Fargo Adv. Opp. Fund (Formerly Strong Opp. Fund) Third Avenue Value Fund Vanguard Muni Bond Fund (Money Market Account)
Garrison, et al Profit Sharing Plan/401 k: American Funds

A A A B A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Interest

M M M K N L M L M L J J L L L J K T T T T T
T T T T T T T T T T

Vanguard Windsor Fund TIAA/CREF Growth Fund Excelsior (formerly Columbia Value & Restructuring) Vanguard Morgan Growth Fund Vanguard Capital Growth People’s Bank (CD) People’s Bank (CD) Vanguard Mid Cap Index Vanguard Small Company Growth Vanguard International Value Fund CT Higher Ed Trust (3 accounts) Interterm Tax Exempt Fund (formerly Vanguard Muni Bond Fund)

i in~e Gai~ C0des: (See Colunms B I and EM) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$11000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $50~,~30 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ i 00,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$ 50,001 - $100,000 P 1 =$ 1,000,001 - $ 5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000~000 M =$100i00l - $250~000 P2 =$5,000,00l - $25;000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting ARTERTON, JANET B.

I ]

Date of Report 5/09/2011

I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(l)
Amount Code 1 (A-H)

(2)
Type (e.g.. div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1)
Type (e.g., buy. sell, redemption)

2 ()

()

3

(4) Gain Code 1 (A-H)

Date Value mm/dd/yy Code 2 (J-P)

(5) Identity of buyer/seller (if private transactionl

18. 19. 20.

Vanguard Small Cap Growth (2 accounts) Vanguard International Vanguard Institutional Index

A A A

Dividend Dividend Dividend

K M L

T T T

1: IncOme Gain COdes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$i,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =St 5,001 - $50,000 O =$ 500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Olher

C =$2i501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50;001 r $100,000 P 1 ~$ 1,000,001 - $5,000,000 P4 =MOre than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00t - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting ARTERTON, JANET B.

Date of Report 5/09/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
VII, Paragraph 5: Garrison, Levin-Epstein, Chimes, Richardson & Fitzgerald, P.C. and 401k American Funds: The filer has no authority or control to select the funds within this plan, therefore the funds listed in the 2008 report are being deleted from this and future reports.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting ARTERTON, JANET B.

Date of Report 5/09/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/JANET B. ARTERTON

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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