FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Bauer, William J.
4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time)
2. Court or Organization

Report Required by the Ethics in Government Act of 19 78 (5 U.S.C. app. §§ 101-111)

3. Date of Report

United States Court of Appeals for the Seventh Circuit
[ 5a. Report Type (check appropriate type) I D Nomination, [] Initial Date [] Annual [] Final

05/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Judge - Senior Status

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

219 South Dearborn Street Room 2754 Chicago, IL 60604

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI ONS. mepomng inaiviauat onty; se~ pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION
1. 2. 3. 4. 5. Trustee Trustee Trustee Board of Advisors Board of Governors

NAME OF ORGANIZATION/ENTITY
Elmhurst College, Elmhurst, Illinois Elmhurst Memorial Hospital, Elmhurst, Illinois DePaul University, Chicago, Illinois Willamette Trial Program, Salem, Oregon Illinois St. Andrew’s Society, North Riverside, Illinois

II. AGREEMENTS. me, oning inaMauot onty; s~ pp. 14-16 of filing instructions.)
~

NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Bauer, William J.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Bauer, William J.

Date of Report 05/12/2011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filer’s Non-Investment Income ~ NONE (No reportable non-investment income.) DATE
1. 2010 2. Jan. 2010 3. May 2010 4.

SOURCE AND TYPE
Foundation Press (Case Royalty) Willamette University College of Law (Teaching) Willamette University College of Law (Teaching)

INCOME
(yours, not spouse’s) $918.00 $2,700.00 $3,000.00

B. Spouse’s Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~
(Includes those to spouse and dependent children; see pp. 25-27 oJfiling instructions.) ~--] NONE (No reportable reimbursements.)

SOURCE
1. Willamette University, College of Law Chicago Bar Association

DATES
12/29/09 to 1/10/10

LOCATION
Salem, Oregon

PURPOSE
Teaching

ITEMS PAID OR PROVIDED
Airfare, rental car, food, cabs

2.

2/12/10 to 2/15/10

Cancun, Mexico

Continuing Legal Education Seminar Board of Trustees Seminar Teaching

Hotel

3. 4.

Elmhurst Memorial Hospital Willamette University, College of Law Haydn Proctor American Inn of Court

3/20/10 to 3/25/10 5/7/10 to 5/16/10

LaQuinta, California Salem, Oregon

Airfare, hotel, food, cabs Airfare, rental car, food, cabs

5.

6/8/10 to 6/I 0/10

Freehold, New Jersey

American Inn of Court Seminar

Airfare

Name of Person Reporting

Date of Report 05/12/2011

PageFINANCIAL3 of 6 DISCLOSURE REPORT [ Bauer, William J.

V. GIFT S. a,,a,des ,hose to spo,se ,nd dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anaudes those of spouse and dependent children; seepp. 32-33 of filing instructions)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Bauer, William J.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~

NONE (No reportable income, assets, or transactions.)

Accounts (Fifth Third Bank), formerly Old Kent Bank 2. 3.
4.

E A A

Interest Interest Interest

N M K

T T T

Western & Southern Life Assurance Annuity
Genworth Life Ins. Co., formerly General Electric Capital

5.

6:

7.

8.

9.

10.
tl,

12.

13.

14.

15. 16. 17.

i. ineora~ Gain;:C0des: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3.Value Method Codes (See Column C2)

A ~$1,000 or less F =$50,001 - $100,000 3 =$15,000 or less N =$250,001 - $500;000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,00i : $2;500 G =$100;001 ~ $1,0001000 ...... K =$15,001 ~ $50;000 O =S500,001 : $1,000,0OO K =Cest (Rea| Estate O~ly) V =Other

C--$2150i:: $5,000 ~a ~i;~01~0i ~ $51~0i~00 L =$50;001 ~ $100;000 Pi ~i!0~61001 ~ $5i~0;000 P4 =Mor~ than $50i006i66~ S =As,e~gm~nt W =Estimated

D =$5,001-$15,000 H2 ~M6~ than $5;000~000 M--$I00~001 z $250~000 P2 --$5;000;001 ~ $25;0001000 T--Cash Market :

E =$15,001-$50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Bauer, William J.

Date of Report 05/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
I received, through the estate~ shares of ICH Corporation, for which I can find no market value. Nevertheless, the stock is listed in my name.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Bauer, William J.

Date of Report 05/12/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/William J. Bauer

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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