I

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization Western District of Louisiana
5a. Report Type (check appropriate type)
] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~¢5q 101-111)

I. Person Reporting (last name, first, middle initial) Doherty, Rebecca F.
4. Title (Article lI1 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/04/20 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge, Active

[] Initial

5b. [] Amended Report

7. Chambers or Office Address John M. Shaw U.S. Courthouse 800 Lafayette St., Ste. 4900 Lafayette, LA 70501

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. <Re~,or, ing i.dlvi,tual oniy; seepp. 9-I3 offiling instructions.)
~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. <Reponi,g i, dividual on+; se, pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Dohertv, Rebecca F.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. I7-24 offiling instructions.)
A. Filer’s Non-lnvestment Income ~

NONE (’No reportable
DATE

non-investment

income.) SOURCE AND TYPE

INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-Investment Income - if you were married daring any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)
DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~

NONE (No reportable reimbursements.) SOURCE DATES LOCATION
PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/2011

V. GIFTS. auc~udes those to spouse o.d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOU RCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. (Includes those of spouse and dependent children; seepp. 32-33 of fillng instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Do Transactions during reporting period

(I)
Amount Code 1 (A-H)

(2)
Type (e.g., div,, rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(l) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17. UBS Bank Deposit USA Federated Market Opportunity PIMCO Foreign Bond PIMCO Commodity Real Return Calvert Global Alternative Energy Fund Putnam Health Sciences Trust Lehman Bro. Bank, Utah Oppenheimer International Bond PIMCO Developing Markets Fund Ivy Asset Strategy Fund Legg Mason Partners Intermediate Term Muni Fund Oppenheimer Developing Markets Fund PIMCO Stock Plus Short Fund Templeton China Fund Franklin ADJ Rate Government Fund Oppenheimer Ltd. Term Gov’t Fund Black Rock Global All Fund A A A A A A A A A A A A A A A A Interest Dividend Dividend Dividend None Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J K J K T T T T T T J J J T T T
Sold 06/01/10 K

(5) Identity of buyer/seller (if private transaction)

J K J K J J

T T T T T T
Redeemed 08116/10 K

I. Income Gain Codes: (See Columns BI and D4) 2. Value (’odes (See Columns (’1 and D3 ) 3. Value Mclhod (’odes (See (’olunm C2)

A =$1,000 or less F =$50,001 - $I00.000 J = $15,000 or less N =$25(I.001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =AppraNal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K = $15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1.000,001 - $5,000,000 L -$50,001 - $ 100,000 P I -$1,000.001 - $5,000,000 P4 =Mere than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$106,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/2011

VII. INVE STMENTS and TRU STS -inco,.e, value, ,ransactions anetudes those o/spouse and dependent children; see pp. 34-60 of filing instructions.)
[~] NO1NE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) Value Method Code 3 (Q-W)
Type (e.g., buy, sell, redemption) Transactions during reporting period

(2)

(3)

(4)
Gain Code l (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2 (J-P)

Buy

08/18/10 K

I [

I. Income Gain C0dcs: (S¢¢ Columns BI and D4) 2. Value Codes (Scc Columns CI and D3) 3, Value Method Codes (See (’olumn C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 . $500,000 P3 = $25,000,001 - $50.000,000 Q ~Appraisal U =Book VaIu¢

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R ~Cosl (Real Estate Only) V :Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Eslimatcd

D =$5,001 - $15,000 H2 =More lhan $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (D;dicatepart of report.)
Part VII - Investments and Trusts Items listed on 2009 report that were either redeemed or sold in 2010: Line 4 - Pimco Foreign Bond Line 5 - Alliance Health Care Fund Line 7 - Franklin Templeton Founding Funds Line 8 - Franklin Templeton Foreign Fund Line 9 - PIMCO All Asset Line 10 - Evergreen Asset Allocation Line 11 - UBS Dynamic Alpha Fund Line 14 - Leeman Bro. Bank, Utah Line 20 - Oppenheimer Developming Markets Fund Line 26 - BlackRock Sceince and Tech Fund Line 27 - Black Rock Scienceand Tech Fund

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Doherty, Rebecca F.

Date of Report 05/04/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non*disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[ Rebecca F. Doherty
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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