~o 10

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District, Northern Calif So. Report Type (check approprla’~c type) ~ Nominauon, Date

Repo,t
in Government

1/2010

(5 U.S C. app..~’.~
3. Date of Report 04/2812010 6. Reporting Period 01/01/2009

I. Person Reporting (last name, first, m,:dd!¢ mmal) White, Jeffrey S 4. Title (Article ]lI judges indicate active o: semor s~atus; magistrate judges indicate full- or part-time)

U.S. District Court Judge- Active

[] lmtml

[] Annual

[] Fmal

to 12/31/2009

5b. [] Amended Report 7, Chambers or Office Address 8. On the basis of the mformat~on contained ill this Report and any trmdificattons pertaining thereto, It is, in in). opinion, in comphanc¢ with applicable laws and regulations. Reviewing Officer Date

U.S. District Court, Northern District of Cahf 450 Golden Gate Avenue
San Francisco, CA 94102

IMPORTANT NOTES: The in,structions accompanying this form most be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ta,~,o~t~.g i,a,,.ia,o~ o,~,; ~,, pp. 9-~s ,,/#ti.g i,~,~tio,, )
[~] NONE (No reportable posittons.) POSITION
1. 2. 3

NAME OF ORGANIZATION/ENTITY

5

II. AGREEMENTS. ~,~,,,,,~ i~a~,a,~t ,,.o.; ~o~ ~,~ + z.+6 ,,/~t++s ~ ........ "tiong)
NONE (No reportable agreemenfs )
DATE
I

PARTIES AND TI~RMS

..

FINANCIAL DISCLOSURE REPORT Page 2 of 12

.~ ..... .... fP

Reporting

Da,e of Repot,

White, Jeffrey S.

04/2812010

IIl. N ON-INVESTMENT INCOME. (Reporting indivtduttl and spou, e; see pp. 17-24 of filing instructioro.)
A. Filcr’s Non-Investment Income
NONE (No reportable non-investment income.)

DATE
I. 2009 2 3 4

SOURCE AND TYPE
UC Berkelc), Floalt Lay, - Teaching

INCOME
(yours. not spouse’s) $ l I, 184 00

B. Spouse’s Non-Investment Income - If you were married durtng any portlon of the reporting.Fear, complete tht~ sectton.
(Dollar ~motmt not ~ equm.’d e.vcepl for honorat tu )

NONE (No reportable non-investment income.)

DATE
1 2. 3 4

SOURCE AND TYPE

IV. REIMBURSEM ENTS --,,...,.~orto,io., tod~,,ng, lood, entertai .... t.
glrwludes those to spou~, ona dependent chddrcn, ,~ec pp 25-27 oJ /Hmg tn.~truct~on~ I

NONE (No reportoble reimbursements.) ~
1 2 3. 4_ 5,

~

LOCA~QN

PURPOSE

1TEM~ PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 12 I White, Jeffrey, S.
V. GIFTS. a.ct.de, ,ho,e to ,po.s. and dep~.de., children; see pp. 28-31 of f!Ung inMruct, o,~ )
~ NONE (No reportable g~s ) ~ 1. 2. 3. 4. 5 Paul Dyltiaco, Ctt~bank - Smnh Barney DESCRIPTION 4 T~cke~ to PGA SF golf tou~ment ~

o4/28/2olo

$300.00

VI. LIABILITIES. a,a~a,~ ,,o,~ o1"~p ...... a depend .... hildren; see pp, 32-33 of filing instruc ...... )
NONE ~Vo reportable liabilities.) CREDITOR I. 2. 3. 4 5. ~ESCRIPTION VA~ COD~

FINANCIAL DISCLOSURE REPORT

n ..... fP ..... r~p,,r~ing While, Jdfrey S.

I)at. of Report 04/28/2010

Page 4 of 1 2

VII. INVESTMENTS and TRUSTS - ~o~,e, va,,~, ,,~.~ a~,~ ,~o~ ~f ~ ..... ~ ~ ~.~; ~ ~ 34.~o of ~,~ ~.,~,~o~V
~ NONE (No reportable income, assets, or transactions.) A Description of ~s~ts (mchtdmg I~t assets) Place ’{XY’ after each asset exempt lrom prior d~sclosur¢ ..... 1 "~ 3 4 5 6. 7 8 9 10. I1 12 13 14. 15 16 ISIIARES MSC1 Eafe Index Fund GMAC 0% Bond (formerly GM Carp Bond) ISIIARES DJ US Basic Materials ISIIARES Goldman Sach Tech 1 ISHARES US Consumer Noncychc ISHARES US Consumer Cychc ISHARES DJ US Energy Sector ISllARES DJ US Financial Sector ISHARES DJ US llealIhcare Sector ]SIIARES DJ US Telecommunications ISi lARES DJ US Ut~ht~es Sector Consun’~er D~screctionary Sector SPDR Con.~ulner Staples Selecl Sector SI’I)R Trnst[ Financml Select Sector SPDR Hcallh Care Select Sector SPI)R Industrial Select Seclor SPDR Technology Select Sector SPDR A A B A B A A B B A B A A B B [ [[ B. Income during repo~mg pert~ C G~ value a~ ~d of repo~mg peri~ Value C~e 2 (J-P) Value Method Code3 (Q-W) T T T T T T T T T T T T T T T T T Buy (add’l) Sold (part) 05/05;09 04/30/09 J K Bu> (add’l) 05/05/09 J Ty~e (e g buy, sell, rcdcmpnon) D
Transactl~s durlllg reporting peri~

’. AmountT~e (e 8~] , ~’ C~e I ~ dry , renl, = o .... ) ?-II) A Dividend None Dividend Dividend Dividend Dlwdend Dividend Divtdend Dividend Dividend Dividend Dividend D~v~dend D~wdend Dividend Dividend Dwidend

Dale [ Value mtWd&~3’ Code 2 .(3-~)

, Gain ’ Code I ~ (A-ll) [

Ident~ of buyer/seller ~,fp6~atc ~ransactton)

K K K L L K L K L K K K L K K L L

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting

Date of Report

White, JeffreyS.

04/28/2010

VII. INVESTMENTS and TRUSTS - ~,, ....... ~,, ...... ,;o,~ (Includes ~hose of sp ...... d dependent children; see pp. 34-60 of filing in~’ucrion.~o)
D NONE (No reportable income, assets, or transactions) A Descripnun of Assets 0n¢ludmg l~Ll~;t aSSC~tS) Place "(X)" after each assel from prior dtsclosure g I ncome dunng reporting period Type (e.g, div, rent, or mr ) C : Gross value at end i ofrcpo’amgpenod Value Code 2 (J-P) Value M~thod Code 3 [ Type (e g, buy, sell, I redemption) I D Transactions during reporhng period

~

Code (A-I J)

~ Date !mm!d~¢yy

Value Gain I Code 2 Code ~,I P) ! (A-|I) [

ldenlJty of buyer/seller (if private

18 19. 20. 21. 22. 23 24. 25. 26 27. 28. 29 30 31 32. 33 34

Legg Mason Clearbridge Diverstfied Large Cap Growth Fund ISHARES - S&P Euro 350 Index Oppenheimer Intl Diverisfied Fund Class A Oppenheimer Global Fund Cla~ A Oppenheimer Mare Street Oppo. Fund Class A Oppenheimer Main Street Oppo Fund C.lass B Oppenheuner Mare Street Small Cap Fund Class B Oppenheimer Select Value Fund CI A Oppenheimer Equily Fund Class A Schwab Advisor Cash Preimer Sweep Schwab CalifTax Free Fuod Sweep SPDR Homebuilders ETF ~Shares Dow Jones U.S Real E~tate Index Citibank MLD fund Linked to S&P 500 Ally Bank CDs (thnnerly GMAC) Claymore/BNY BRIC EFT Californm St F.conomic Receovery CA GO 5 25%

A A A A A

Dw~dend Dividend Dividend D~v~dend Dw~dend None

J K J K J

T T T T T Merged (with line 22) Sold (part) 06tl 1/09 J

See Note 1

See Note 2

See Note 2 See Note 2

A A A A

Divtdend Diwdend Dlwdend Interest None

J K J J

T T T T c--’}o~ed 01/01/09 05/05/09 J J Sold (part) 06/1 !/09 J

A A A C A A

D,v~dend Dtv~dend Dtv)dend Interest Dwtdend Interest

J J

T T

Buy (add’l)

Sold M K K T T T Buy Buy

04/09/09

L

04/30/09 (MI17/09

} K

2 Value Code~

J -Sl5,0fl0 or

F~i ~-~,’I ~IAL DISCLOSURE REPORT Page 15 of 12
VII. INVESTMENTS and TRUSTS -

Name of Person Reporting While, Jeffrey S.

Date of Report 04/28/2010

NONE (No reportable income, assets, or transactions.) A Description of Assets (including trust asscls) PI~c¢ "(X)" after each asset exempt from prior __ 35 36 37. 38. 39 ,40 41 42. 43 44 45. 46 47 48. 49 50 51. Citigroup IRA # 2 Iformerly hsted as C~tibank) A ]nt./Dtv. K T C~tigroup IRA # 1 (formerly listed as Ctticorp) -MFS To/a! Return Fund A -Legg Mason Clearbrtdge Fundamental Value Fund Class B -Goldman Sachs Bank USA CDs -Cit~bank NA South Dakota Bank Deposit Program (x) -Legg Mason Clearbridge Fundamento Value Fund Class A Spmoff tfrom hne 46) See Note 1 D Int./Dry. M T Omck Investments 2000 LLC Pollock Montgomery Washington Tower Investors I1 Parlnersh~p Intercarp L~m~ted Partnership Lincoln Financial Annuity - [.~ncoln VIP Moderate Profile Lincoln Financial Anmnty - Lincoln Choice Plus Pollock 2007-2008 Independent Investors, LLC A A A A Ini./Div. lnl/Di,, lnt./DP¢ None None Int./Div. M N K T T LI J K U U Closed 12:31/09 K Cahforma St CA GO 5% B In¢o1II¢ during reporting period Amount Type Code d~v.,rent, or int) ii (A-H) [ A Interest ~ C. Gross value at end _/. of reporting pcnod Code2 (J-P) Method CMe 3 (Q-W) T buy, sell. rcdcmpuon) D Transactmns during reporting period

(-?T-I-i3) --~.~) -~ - ib --,~mm/dd/yy Code2 ] L~vdel ! ~ (J’P) I (A-H) ;I Buy 04q 7/09 K . ,~ i bu)cgscllcr {~fpnvate ~ransacuon)

K

FINANCIAL DISCLOSURE REPORT

N ..... f P ..... Reporting White, Jeffrey S.

I

Date of Report

Page 7 of 12

I
/ [ "l ransacnons d~ng rcpomng period [ buy, sell, redcmpl)on) I m~d&’~ ) C~e 2 [ (J-P) ~ Codc I (A-H) ~ buyer/seller 0tpnvalc

V II. INVESTMENTS and TRU STS - ~,.o,~,, vo~. ,, .... ,~o.~ a.~t~d,~ ,~o~ o~ ~ ~,~,,~, ,*i~,,~;,~ ~. ~4-~o o~i~ i~,~,~o~.~
NONE (No reportable income, assets, or transactions) Description of As~ls (including t~st assets) Income d~=ng reposing period Gross value at end [ ofrepoRmg penod ’ Meth~ I Code 3

exempt )~m prior d)sclosurc

Code I [ dw, ~nk (A-H) [ or m~)

~ Code 2 (]_p)

52. 53. 54 55 56 57 58 59 60 61 62 63. 64 ~5 66. 67. 68.

-MFS To~l Return Fund A -Leggs M~on Clearbfidge Value F~d Cl~s B -GE Money B~k CD -Cit~bank NA South Dakota Bank Deposit Program (x) -Legg Mason Clearbridge Value Fund Class A Spinoff (from line 53) l SeeNote 1

Charles Schwab - IRA Rollover (formerl3, listed as 401 -Schwab Adviser (_:ash Premier (Formerly, Money Market Fund) -Chase Manhattan Corp Bond

F

hit IDly.

P1

T

Redeemed Redeemed

02/15/09 11/I 5/09 01/12/09 02/09/09 03131/09 01/15/09 03/15/09 01/15/09 06/15/09

K L K L M K L L K B

-Ford Motor Cred(l Note -Cit~group Inc -Coca-Cola Enterprises -JP Morgan & Co Corp Bond -Inlemahonal Lease Finance Corp -Morgan Stanley -Target Corp

Redeemed Redeetned Sold Redeemed Redeemed Redeemed Redeemed

F,I,~.. SIAL DISCLOSURE REPORT Page 8 of 12

n.n,e of Person Reporting White, Jeffrey S.

~/28/2010

NONE ~o reportable income, assets, or transactions.) D~scnpl~on of Assels (mchzdmg~stassets) ~ Gross value at cad [ [ ofrcpo~ingpen~ ~l ~ Cod2 ~ (J-P) ’ Method Code 3 ] (Q-W) buy sc , ’ rcdemptmn) ’ Transactions d~mg c¢~aing p~nod ’ m~d~yy ~ Cod~ 2 Code I buy¢rlso lc~ I, I

[ Income during ~ ~mg~n~. [ C~¢ 1 ~ (A-H) ~ d~v, rent, or int)

exempt from pnocd~sclosurc

’ .... ’ ~ ~

t ......... ) _ _L ..........

I

69. 70. 71. 72 73. 74 75 76 77 78 79. 80. 81. 82 ~3, 84. 85.

-Financml Select Sector SPDR -Goldman Sachs Group Inc Bond 4.5% -lndm Fund, Int -Industrial Select Sect SPI)R -ISHARES FTS~,Nmua China 25 -3P Morgan Chase anti Co Bond -Bellsouth Cap Funding -ISHARES - MSC’] Australia Index -ISI IARFS - MSCI Canada lndcx -ISI-IARES - MSCI EAFE Index Fund -ISI-tARES- MSCI Emerging Markets Inde~ -ISIIARES- MSCI Japan Index -ISIIARES. MSC~ Malaysia Index -ISHARES - S&P Europe 350 Index -IS|tARES - S&P’ Latin America 400 Index -ISltARFS - Global lnduslnals -Phoenix Co 7 45% Preferred

Name of Person Reporting

] 04/28/2010

Date of Report

PageFINANC1AL9 of 12 DISCLOSURE REPORT

While, JeffreyS.I

VII. INVESTMENTS an d TRUSTS - in..o~,~o val.e, , ...... ,io,~ (Includes tl, ose of sp ...... d dependent children; seegl,. 34-60 of filing
NONE 6Vo reportable income, assets, or transactions.)

[--I

A
Description of Assets (including trust a~,setg) Place "IX)" after each a~sel exempl from prior dlsclosttre

’ i~
Income during n.’port,ng period Amount ~ T)~c ~e g, Code I div, rent, (A-H) or mr) I

C
Gross value al cad of reporting period Value Code 2 (J-P) Value Method Cede 3 (Q-W) Type (e g, buy, sell, redemption)

D.
Transactions durtng reporting period

,
[ ]denuty of buyer/sellt:r (if prival¢ trau~aetion)

Dale Value mn’ddd,/yy = Code 2 , (J-P) ~

Gain Code I (A-H)

86.
87.

-Aetna lnc 7.875% Bond
-Conoeo Philhps Bond 4 4%

88. 89. 90 91 92. 93 94. 95. 96. 97. 98 99 100 101 102

-Dtsney (Walt) Company 6.375% Bond -Du Pont de Nemours 6 875°,6 -General Electric Cap Corp 5.25% Bond -General Electric Capital Corp 6% Bond -Geneeral Electric Captial Corp,l.8% Bond -Goldman Sachs Group Inc 5.45% Bond -Hewlett-Packard Co 5.25% Bond -Honeywell International 6.125% Bond -PepsiCo lnc 4 65% Bond -Vcn:,on Communications 4.35%Bonds -Wells Fargo & Company 6.375% Bond -Du Pont de Nemours 5.00% -California St CA GO- Taxable 4 85%

Buy (add’l) Redeemed

03/10/09 L I0/].5/09 K

Buy Buy

02."10/09 10/09/09

L L K

-Caterpillar- Fianeial Services Corp 6.2%

Buy 12102/09 (add’l) Buy 06/19/09 K

F:N..7~IAL DISCLOSURE REPORT

~’~meo~r ..... r~po~l.~
White, Jeffrey S.

[

Page 10 of 1 2 VII. INVESTMENTS and TRUSTS - ~ ........
~ I A (including trust a~scts) ~ Pla~ "(X)" a~er each asset exempt from prmr dtsclosu~ ...................... ~ ............. 103. -Dell lnc 5.625% 104. -Hewlett Packard - Elcctromc Data System 6% 105 106 107, 108 109. 110 III 112. Schwab IRA Account t 13, -Schwab Advtsor (’ash Premier - S’,vcep 114. -Claymore/BNY BRIC EF’F 115. -Powersharcs QQQ Nasdaq 100 116. -iShares $&P 500/Barr Brotvlh 117 -tShare~ S&P GIt~bal 100 A Int.!Div. -iShares MSCI Turkey Index -IBM Co~ 6.5% -Pfizer lnc 4 45% -Wyeth (Pfizer) 5.5% : B rc~ing peri~

I
hildren;

~.~, , .... ,~o,, (Includes tho,e of s~ ...... d depend ....
C. of r~omng period Value Code 2 (J-P) ’ Value ~ Method ] Code 3 ~ (Q-W) T~ (c g, buy, sell, redcmpl~on)

see pp. 34-60 of filing instruction~)
D

NONE (No reportable income, assets, or transactions.)

~Amount ~ T~e (e g. ~ Code 1 ~ d~v, rent. or ha) I (A-H) ~

~ Date [ Value[ Gain [m~d~ Code 2 ~ Code I ~ ~ .... ~ 04/03/09 L 02q0/09 03/12/09 02/09/09 03/23~09 03/24/09 04~07/09 ]f10/09 L L L K L

IdenhV of buyer/sclle~ (ffpnvate II-P) ] (A-H) ~ransact~on)

Buy Buy Buy (add’l) Buy Buy Buy Buy (add’l) Buy

L

T

~ i

I~NANCIA. L DISCLOSURE REPORT Page 1 1 of 12

!N .... .’erso,~ Rcportl,,~ White, Jeffrey S.

04/28/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Note I Legg Mason investmenls name changed from Legg Mason Partners to Legg Mason Clearbndge m the current reporting period Note 2 These Oppenheimer Investments were converted 1o Class A from Class B funds by the investment holding company aulomat~cally during the current reporting period

F~,;~d .~ _ L DISCLOSURE REPORT ~ Page 12 of 12 IX. CERTIFICATION.

[ Name of Person Reporting White, Jeffrey S.

Date of Report 04/28/2010

[~

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provislon~ permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 el. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sign

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

BE SUBJECT TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosurc Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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