AOIO Ret: 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization Court of Appeals, Ninth Circuit
Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.$C. app. §§ 101-111)

I. Person Reporting 0~t name, Ilr~t, middle initial) Fletcher, Betty B, 4. Title (Article !1I Judge~ indicate active or senior status; rnag~straze judges indicat~ full- or part-time) ] Senior Circuit Judge

3. Date of Report 05i6/201 I : 6. Reporting Period 01101/2010 to 12/31/2010

Nomination, [] Initial

Date [] Annual [] Final

5b. ~ Amended Rcpota 7. Chambers or Office Address 1010 Filth Avenue, Suite 1000 Seattle, WA 9811M 8. On the baits of the information ontained in this Report and any modificatien~ pertaining thereto, it is, in my opinion, in compliance with app~cable laws and regulaOons.
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying thi~ form must be followed. Complete all parts,
checMng the NONE box for each part where you have no reportable information. Sign on la.~tpage.

I. POSITIONS. cn,~o,~,e.~,~to.~;-opp. ~m of m.~ Instruaion~ l
[--] NONE (No reportable positions.)
POSITION
!. 2. Member of Board EX-officio Member of Board

..NAME OF ORGANIZATION/ENTITY
InvestED Foundation, formerly Saul & Dayee llaas Foundation Federal Judges Association

3.
4.

5.

II. AGREEMENTS. me~,m,g ~i,~t o.~ ,,~ ~ ~, t, of faing lnStrucgio.~.)
~-~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS

2. 3:

Fletcher, Betty B.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Per’son Reporti-,g Fletcher, Betty

Date of Report o5/6,r2Ol I

m. NON-INVESTMENT INCOME. tRo, o,,i.t in~uat*,,a,po~,,~,eepp. 17-2,
A. Flier’s Non-Investment Income [~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME
(yours, not spouse’s)

2.2010 3. 4.

Merrill Lynch, IRA

$15,500.00

B. Spouse’s Non-Investment I ncome - If you were married durlng any porrion of the reporffng y¢ar, complete thi~ sectior~
(Dollar arttoun! not required except for honoraria.)

~

NONE (No reportable non-investment income.)
DATE ~OURCE AND TYPE
Teachers Imurancc and Annuit~ Assoc. University of California Defined Contribution Plan (Fidelity Investments) College Retirement Equity Fund (CREF)

I. 2010 2.2010 3. 2010 4.

IV. REIMBURSEMENTS -,,,,,.,mn,ao,,, to,t¢,,go~’O~, ~,,t~a,~,m~,,~
(lnClud~ those to spouse and &,pendent children; see pp. 25-27 of filing instructions.)

’-’] NONE (No reportable reimbursements:) SOU.RCE DATES LOCATION PURPOSE
IT___EMS PAID OR p.ROVIDED

2,

University of Michigan Law April 6-9, 2010 School Arizona State University Law School April 24-27, 2010

Ann Arbor, MI

Moot Court

Lodging, food, airfarc

3.

Tucson, AZ

Legal Education Summi~

Lodging, food, air/are

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Persou Reporting Fletcher, Betty B.

Date of Repor~ 05/6/201

V. G I FT S. ancl, de, ~o,e ,o ,~.,e ond dcpen~,, NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

children;

see pp. 2 8-31

of fOing inslrncffon$.)

DESCRIPTION

5.

VI. LIABILITIES. a.c1.~,, ,ho--, of ,po.,,
NONE (No reportable liabilities.) CREDITOR
I. 2.

~ dependent children; see pp, 32’33 of fillng InstZuctions.)

DESCRIPTION

VALUECODE

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Fletcher, Betty B.

Date of Report

05/6/2011

NONE (No reportable income, assets, or transactions.) A.
Dcso’iption of Assets (including trust assc~s) Place "(X)" aiL~ each asscl

B.
Income during reporting pc.riod (I) (2) Amount Type (e.g., Code I dlv.,renk

c.
Gross value at end of reporting period (I) Value Code2 (2) Value Method (I) Typ~ (~g.,

D.
Transactions during ruporllng (2) (3) (4) Da[~ Value nu’n/dd/yy Code2 (5) Identity of

Gain Co~ I

¢xcmptfrompriordisclosur¢

(A-H)

or int.)

(J-P)

Code 3

buy.selL rtdemption)

(I-P)

(A-IO

buyer/seller (if private

(Q-W)
I.
2.

~aasac~en)
Redeemed 12/3 I110 M

Key Bank Accounts
General Elec~ic common shares

D
A

Interest
Dividend

L
J

T
T

(part)

3. 4. 5. 6. 7~ 8. 9. 10.

MicrosoR Corp common shar~s Blackrock Index A Pimco Total Return Fd CI A Pimco StocksPlus CI A Merrill Lynch CMA Tax Exempt Fd Blackrock MuniHldgs Insd Black.rock Munitlldgs Ins II Washington St CTFS Pann

A
B D D A A A B D A A A B A A

Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Interest Distribution Dividend Divldimd Dividend DiVidend DiVidend Dividend

K
M M M K J J K M: K K K L K K

T
T T T TI T T :T T T T T T T T

11. Pamam Global Health Fd CL A 12. Amex Technology shares 13. 14, 15. [shares S&P 500 Values Index Fund Ishares Russell 10(30 Value Fund ]shares MSCI EAFE Index Fund

~uy
Buy

! 0~14/~6 g
08/17110 K.

Buy

08/17!10

K

8uy
Buy

06/14no
06/14/10

L
K

16. Nuvcen Muni Value 17. Nuvcen SeI TX-Free Inc 2

Buy

10~i7/10

K

!, [ncorn~ Gain Codes: 2. Val~ C~ (S~ CoI~ CI a~ D3) 3. Val~ Mc~ C~ (~ Col~n ~)

A ---$1,000 t~ les~ I =$15,~ ~ I~s N -$2~,~1 - $5~.~ P3 =$25.~.~1 ¯ Q -Appr~l U =B~k Value

B K ~13.~t - $50.~ 0 =$~,001 - $ t,~.~ L :~0.~l - $1~.~ PI ~$ t,~.~l -

D -$5,001 - $ I 5,000 112 --Mor~ ~han M =$I00.001 - $250.DO0 P2 -$5.000.001 - $25.000.000

E =$ I $,0OI - $50,000

V ~h~

W

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Fletcher, BeVy B,

Date of Report 05/6:2011

VII. INVES TMEN TS and TRUSTS NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at Transactions during rcponlng period

(including trust as.sets)
Place "(X)" after each asset exempt from prior disclosure

reporting period

0)
Amount Code I (A-li’)

(2)
Type (e,g~ div., rmat~ or int.)

of rt, porting period (t) (2) Value Value
Code 2 (J-p) Method Code 3

(I) Type (e.g., buy, sell, redemption)

(2)

O)

(4)
Gain Code I (A-II)

(5)
Idenli’,y of buycrlseller (if private

Date Value mm/dd!~,.~ Code 2 (J-P)

(q-w)
18. 19. 20. 21. 22. 23. 24. Nuveen Sol Tx-Fre Ine 3 Pimco Real Return Fd CI C Powershares TR Wilder Hill Clean Energy Port Merrill Lynch IRA - Pimco Total Return Fd -’l’empleton Global Income - Merrill Lynch Money Mkt D A A Dividend Dividend interest M J J T T T: Sold 12/14il0 J B A A A Dividend Dividend Dividend K K K T T T Buy Buy Buy 08/17/10 06/14/10 06/14110 K K K

i26~

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name o! Person Reporting Fletcher, BeG" 8.

Date of Report 05/6/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

I

Name of Person Reporting Fletcher, Bert)" B.

Dale of Report 05;6:2011

! certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outride emplo3anent and honoraria and the acceptance of gif~ which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Betty B. Fletcher

NOTE: ANY INDIVIDUAL WIle KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful