C L Feldman Martin Financial Disclosure Report for 2009 | United States Code | Dividend

June 23,2010

Committee on Financial Disclosure of the U.S. Courts Administrative Office of the Uniled States Courts Suite 2-30 ! One Columbus Circle, N.E. Washinglon, D.C. 20544 RE: 2009 Financial Disclosure Report Dear Committee:

This is to advise that the Exxon stock noted on line 140 of my 2009 Financial Disclosure Report was sold at the opening of the stock market on June 22, 2010 prior to the opening of a Court hcaring on the Oil Spill Moratorium case. Very truly’ yours,

MLCF:dcw

Feldman, Martin L.C.

I

R~. t/2o~o

.~o Jo

FINANCIAL DISCLOSURE REPORT [
FOR CALENDAR YEAR 2009
Z. Court or Orgonization EASTERN DISTPOCT OF LOUISIANA 5a. Report "lype (check appropriate type) [] Nomination, [--] Initial Date ~ Annual [~ Final

R~,o,., Required by the Ethicx
in Government Act o1

~5 u.sc. ap~. )~

I. Person Reporting (last name, first, middle initial) FELDMAN, MARTIN L.C. 4. ,i-itle (Article III jndg~s indicate a~iive or senior status; magistrate judges indicate full- or part-time) Active U S DISTRICT JUDGE

3. Date of Report 06/3~2010 6. Rep~rtlng Period 01/01/2009 to 1213112009

5b. 1--’1 Amended Report 7. Chambers or Office Address 500 POYDRAS STREET, Rm. 555 NEW ORLEANS, LA 70130-3313 8. On the basis of the information contained in this Report and any modifications pertaining thereto~ it is, in my opfuion, in compliance witt~ applicable laws ann eegulations. Reviev, ing Officer Dote

IMPORTANT NOTES: The instructions accompanying this form must be fnllowec£ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRe~,~~ ~nd~,~,,t o,ty: s,,r~,. ~-t~ oy~’ai,,
~ NONE (No reportablepositions.) pOSITION
I.

NAME OF ORGANIZATION~NTITY

2.

~

NONE (No repo~able agreements.) ~ PARTIES AND

I.

PageFINANCIAL2 of 14 DISCLOSURE REPORT [

FELDMAN, MARTIN L.C.

06/3/2010

111. NON-INVESTMENT INCOME. ts,~o~ ~di~,~ o~d~o,,,: ~ee ~. t~-u
A. Flier’s Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE I. 1/08/2009 2. 3. 4. Rollover IRA Distriubtion

(yours, not spOuse’s) $10,935.07

B. Spouse’s Non-Investment Income - If you were tnarrled during aay partlon of the reparting year. co#wlete
(Dollar amounl not required except for honoraria.)

NONE (No reportable non-investment income.) SQURCE AND TYPE 1.

3. 4.

IV. REIMBURSEMENTS -,,o.~o,~,io,, lodging, load, enltrtalnmen£
fln~’ludes those It* ~pou~ .nd del,v*~de,~t t hddren," ~ee pp, 25-27 of filing i~tructio~ )

~

NONE (No reportable reimbursements.) ~ ~ April 23-26, 2~9 July 6-18, 2~9 LOCATION Princeton, NJ Cambridge. England PU~OSE ITEMS PAID OR PROVIDED

1. 2.

George Mason University Tula~ University

Conference - A Fresh S~n T~aation, meals and l~glng paid. Count~ Leclure-Tfini~ College,Cambridge Universi~ Tra~ponation and lodging paid.

3

5.

er Perso~ ReporfioE FINANCIAL DISCLOSURE ~PORT [ FELDMAE, MARTIN L.C.

Page 3 of 14

]Nzme

Date of Report

06/3/2010
I

~

NONE (No reportable g~fis.)
SOURCE DESCRIPT[QN ~

I. 2. 3. 4. 5.

VI. LIABILITI~:,c~l~. (Includes those of sp ......
[~] NONE (No reportable liabilities.)

d dependent children; see pp. 32-33 of filing in.~ructionsO

~
I. 2. 3. 4. 5.

DESCRIPTIQ]q

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Page 4 o f 1 4

FELDMAN. MARTIN L.C.

06/3/2010 J

NONE (No reportable income, assets, or transactions.) A. ~scription of A~ (inc)udmg t~st as~s) Place"(X)" after ~h ~ct .... pt ~m prior disclosure [ [ B, C. Income during r~ng ~d~ ; of ~po~ing ~ : j T~ (e.g., redemption) Da~¢ Va~e Gain~’ (I-P) ~ (A-~[ I~tityof (ifpfivatc D.

lament T~ (e.g., : Value ] Value ,C~et [ di orint.) .... : (A-H)[ (J-P) [ C~c3

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. il2. 13. 14. 15.

tlom~ Life Ins. Co. Morgan K~gan & Co.-General Money Market CI B Newell R~bbem~aid(Y) F~ILMC CMO SER IS05-CL Q FHLMC #1993.82, 1200 FHLMC #1505 CL-Q, 1200 Citizens Communications(Y) tielios Sclect Ih Income, fom~erly RMK Helios Strategic Income, formerly P~tK Health & Retirement Group now HRPT Properties 1200 Pulaski Co. GNMA t/-407107 GNMA #1924 Ocean Energy Notes AIM Basic Value Fund (Y) B A A A A A B A A A A

None Int.~iv.

K K

T T

Interest Interest Interest

J J J

T T T

Dividend Dividend Dividend Interest Interest Interest Interest J J J J .I K T T T T T T

Sold

06/17/09

J

A

16. 17.

Transocean (Y) Infinity Proper. & Cas (Y)

FINANCIAL DISCLOSURE REPORT Page 5 of 1 4

N~m¢orPer~o~ Reporting FELDMAN, MARTIN L.C.

D=,¢ orRepor*

06/3/2010

~

NONE (No reportable income, assets, or transactions.) D~cfiption of As~ts (incl~ing t~t a~) P~"(X)’aflcrcach~t exempt from prior di~losure Income during ~ing ~fiod Gross val~ at end ofre~ing ~fi~ Value C~e 2 [ Value ] M¢~ Ty~(¢.~, buy, ~11. Tmn~ctions during rc~ng ~ri~

~ ,

’Amount T~(e.g, [ Code I div., renk

D~ ~ Value I Gan / m~d~’~ ] C~ 2 ] C~ I

ldcnfiuof buyer/~llcr

18. 19. 20. 21. 22. 23. -24.
i

~A Total Return Fd, Fo~erly Dividend Capital FNMA CMO SER 1990-78 FNMA CMOSER 1992-195 GNMA #1995-4CL Truststreet Pl’Opm(’kD FNMA #2005-27 llelios Select Intermediate, formerly RMK Alliance Bernstein, 1218 General Electric(Y) Watson Pharmaceuticals 1200 FItLI~IC #2173 CL FNMA//1990-78 CL-J, 1200 ~’NMA #2006-,~3Wk FNMA #200.4-87 GA. ~ 200 FHLMC #3052 CL - 4G |ICA, Inc, Tyco International

A A A A

Dividend Inte(~t Interest Interest

J J J J

T T T T

A A A

Inte=-est Dividend Dividend

J

T Sold 06/18/09 J A

25. 26.

J

T

27. 28. 29. 130. 3 I. ? 32. 33. ’~4.

B A 13 B B B B B

Dividend Interest Interest Intercs, Interest Interest Interest Interest

J J J 1

l" T T T Sold 107/27/09 .) A

J J J

T T T

2. Value Cod¢’~

J ~$J ~.000 or I¢:~

K =$15.001 - SJ0,000

L =$50,001 - $100.000

M =$100.001 . $250.000

FINANCIAL DISCLOSURE REPORT

NameofPersoaReport|ng

Date of Repert

Page 6 of 14

FELDMAN, MARTIN L.C.

06/3/2010

NONE ~o reportable income, ~sets, or transactions.) Dc~hption of Asse~ (i~luding t~t ~ts) P~ce’(X)’aflere~h~ .... pt,omprior discl ..... ........................................... L .......... 35. 36. 37. 38, FHLMC #2758 CL CC Helios Select, fo~erly ~K Citigroup GNMA #2~’~-5 ea FHL~C #2876 CL-DQ GNMA SER #2005-39 FIILMC #3055-CL All Provident Energy Trust Peabody Energy CorlKY) Blackrock FLTG Rate Inc. Strategies Fd I1 Blackrock Lid Duration Income Trust FttLMC Series 3273 BD GNMA Series 2006-10 JB Sboretel, Inc. Aspen Insurance IIoldings(Y) Helios Muhi-Seetor High Income Fd. formerly RMK A A Dividend Dividend J T Sold Sold ~06/16/09 J A J A B B A A A Dividend Dividend Interest Interest Dividend J J J J J T T T T T B B A D A A A A Interest Dividend Dividend Interest lnter~t In.rest Interest Dividend J K K K J J T T T T T T Incom* dung ~ ~n~g ~od }~m?u~t[ Ty~(e.g., I Co~ I ] di ...... ~ , J T Sold (pa~) Sold Gros~ value at cad of ~po~ing pe~ Value Code 2 J Val~ I Meth~ T~(c.g., buy.~ll, Tmn~dons d~ng r~ning p¢ri~

I Date V~lue I Gain l ml~yy ~ C~ 2 [ Code I ~ ~ 12/15/09 06/17/09 ~ 2 J

Identityof buyer/~,ller

tran~chon) 2 ...... i ............... ] A A

[
41,

39.

40

42. 43. 44. 45. 46. ’47. 48. ~19. 50.

51, Allis Chalmer~ Corp

08/18/09 (04)

I. lacom,e Gain Co,,k’t: 2. Value Code*

A -$1.000 or Ics~ J

B -$1.001 - $2,500

C =|2,501 . $5.000

D =15.001. $15,000

E =$15.001 - $5.0,000

FINANCIAL DISCLOSU~ ~PORT Page 7 of 14

IName
o~ Person ~¢port|n~ ] FELDMAN, MARTIN

06/3/2010

VI 1. INVESTMENTS and TRUSTS - i ....... ~.~ ...... ao~ a~,~,,,~o,, o/~ ..... ~ ~,~,~, ,~iu,,,;,,m. ~oo/~ ~,~,~.~
~ NONE (No reportable income, ~sets, or transac~ons.)

.............. ~ ...............
~scfiptton of A~ets (including ~st as~) Pine "(X)" after e~h asset flora prior di~losur¢

~.
Income dur~g ~ing ~fiod A~unt ~1 T)~ (e.g., ~e 1 , div., rent, (A-H) ] , or ant)

c.
G~ss val~ at ~d orating ~ Value [ Value C~ 2 [ Meth~ (J-P) / Co~3 T~ (e.g., buy, ~11, rc~mption) T~nsacti~s

D.
Date ~ Value [ Gain ] m~d~yy ~ C~ 2 ~ C~ I l[ (j.p) ~(A-H) ld=ti~ of bu~er/~ller (ifpavat¢

52. 53. 54. 55. 56. 57. 58. 59. "60. 61. 62. 63. 64. 65. 66. 67. 68.

Blackrock FLTG Rate Inco~ Strategies Fd 11 Helios Advantage Income Fd, fo~ly ~tK CITGroup ]nte~o~s Bank of America Smithfield Fo~, Inc.(Y) BIackrock Global FTG Rate Income T~st ~IT Investment T~t - 1200 FIILMC SER 3112 CL-KQ - 1200 FNM A SER 200%70 CA - 1200 Blackrock Global FLTG Incom Trust - 1200 Chase Bank Morgan Kecgan Money Market Eaton Vance Ltd. Duration Income Fund FHLMC CMO Series 3290 Atlas Energy Resources, LLC Colonial Bancgroup Inc. Barclays Bk PLC PFD

B B A A

Dividend Dividend lnlerest Dividend

J J

T T Sold 09/0~09 ~/30/09 J J A A

J

T

Sold (pa~)

B A A A A A A B B A B A

Dividend Int./Div. lnte]’esl Interest Int.,"Div. Interest lnteresl Dividend Interest Distribution Dividend Dividend

J J J J J K J J J

T T T T T T T T T Sold 08/26/09 J A

J J

T T

FINANCIAL DISCLOSURE REPORT

Page 8 of 14

I

Name of Person Reporting

] Date of Report

06;3120~o

I FELDMAN, MARTIN L.C.

[]

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) place’(X)" at/or each asset .... pt from prior discl ..... Income during reporting period ~ount [ Type (.g.. Code IIdiv., rent, (A’H)l orint..) Gross value at end of reporting period Value Code2 (J-P) Value Method Code.3 Type (e.g., buy. sell, redemption) Transactions dunng reporting tx:riod

i

! Date I Value i Gain ;mmMd!yy [ Code 2 [ Code l ] (J-P) I(A-H)

Identity of buyer/seller (ifprivatc

’ 69. 70. 71. 72. 73. 74. 75 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Regions Financing TR Ill PPD, 8,875 MFS Govt. Markets Income Trust SBI EV Energy Partners LP GNMA CMO Series 2008-60 DG GNMA CMO Series 2008-58 UE Citigroup Inc. 8.5"/~ SER-F PFD FlttLMC CMO Series 3417 FNMA CMO Series 2008-17 MA Macquarie Intra.’;truct BPZ Resources, Inc. El Paso Corp. 12% Regions Financial Corp, formerlyUnion Planters 7.5°,/o Eaton Vance Ltd. Duration Income Fd. FNMA 1993.82H, 1200 Citigroup 8.5% SER-F PFD, 1200 Prosharcs Trust-IRA QWEST Communicatioas Intl.-IRA

A B A A A A A A A A A A A A A A A

Interest Dividend Distribution Interest Interest Dividend Interest Interest Dividend Dividend Interest Interest Dividend Interest Dividend * Distribution Dividend

J J J J J

T T T T T Sold 07/30/09 J A

J J J

T T T Sold 08/03/09 .t A

J J J J

T T T T Sold 08/21/09 J A

J J

T T

FINANCIAL DISCLOSURE REPORT Page 9 of 14

] ~.~ ofr~n ~,po.ing
I [ ~LDMAN, MARTIN L.C.

] ~.t~ or Rn,~.

I

VII. INVESTMENTS an d TRUSTS - ~, ~,, ~, a~t~a~ ~,, o/,~ ....
NONE (No reportable income, ~sets, or transactions.) ~fiption of As~ls In.me dung Gross value ~ en~

~ a~,~a,~, ,~u,~: ~ ~. ~o ~,~ i~,,.~,~o.~

,

T~n~tions during ~ing

......
86. 87. 88. 89. 90. ’9 I. ’~2. ! 93. 94. "95. 96. 97. 98. 99. 100. 10 I~ 102. Basic Energy Services Bunge LTD Finance Co 8.5% Bunge LTD Finance Co. 8.5% I~B&T Capital Trust V1 9.6% Ruby Tuesday Inc. Ishares DJ US Energy Sector Fq’,[MA CMO Series 2007-70, 1200 Noble Corp Vishay lnte~cchnology Inc.-IRA Healthways, Inc.-IRA Enterprise Product Partners LP Energy Transfer Equity Bank of America 8.2% N/C Pfd.

(A-tt) ~ A A B B B

orint.)

~.._ .L~>~> ..... i .....~_ . _1 ...... J. _ :"~’:~) ..... ’
J J J J T T T T Buy Buy Buy Sold 01/21109 02/03/09 03/23/09 04/27/09 03/24/09 05/08/09 08/I 1/09 05108/09 10/30/09 ~ 06/05/09 06/23/09 07/23/09 07122/09 07/23/09 08/03/09 J J J J J J J .I J J J J J J J A A A B

(J-P)

[ C~c3

redemption) ~

~ (J-P) [ (A-H)

Dividend Dividend Distribution Distribution Dividend

B A

Interest Dividend

J

T

Buy Buy Sold

A

Dividend

Buy Sold

A A A A

Interest Interest Inte~’est Dividend

J J J

T T T

Buy Buy (add’l) Buy Buy Sold

A

Dividend

Buy

FINANCIAL DISCLOSURE REPORT

Page 1 0 of 14
VII. INVESTMENTS and TRUSTS -~ ....
~ [.....

FELDMAN, MARTIN L-C.

~/3/2010 [

NONE (No reportable irtcome, assets, or trat~actions.) a. ~s~iption of A~ets (including t~t aS~L~) Place"(X)"alXereach~t exempt frompfiordisclosurc ................. 103. 104. Government Properties Income Trust 105. 106. Triangle Capital Corporation 107. Parmerte Fin A LLC 6.75% 108. FItLMC CMO Series 3329 TC B A B A A A A A A B A A A A Dividend Interest Interest Interest Dividend Dividend Dividend Dividend Distribution Interest Dividend Dividend Dividend Dividend J J J K J J J J J J J J J T T T T T T T T T T T T T A Dividend : ,. [ B. Imom¢ ~fing repo~ng ~fi~ C. Gross value at ~d of~a~g pcri~ Val~ ~2 (J-P) VMue MemM C~e3 (~W) T~(eg., buy. seB. [ r~emption) T~ion* d~ing

A~ntJ T~(c.g., I C~el[ div.,te~t. [,A-H) ] or int.) [

~m Valu* ~ Gain / ~’dW~ [ C~e2 ~ C~e I ] ~ (J-P) ~(A-It) [ : ~ ] 10/08/09 08/05/09 10/05/09 08/07/09 09/10/09 09/15/09 10114109 1/23109 I 1/25/09 12/03/09 12/03/09 09/24/09 09/24/09 09/28109 10!07/09 10/08,’09 10/12/09 J J J J J J J J J J J J K A B

l~tityof ~y~/~lIer (if private tranmction)

Sold Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

109. GNMA CMO Series 2009-95 II0. Pfizer Inc.

I I I. Petrohawk Energy Corp 12. Kraft Foods 13. Baxter International Inc. 14. Boardwalk Pipeline Partnership LP 15. GNMA CMO Series 2005-51 CL-MC 1200 116. Verizon Communication:~ 117. I 18. Protective Life Corp. 8.1)% BI3&T Capital Trust VI 9.6%

119. Omega |lealthcare Investors Inc.

FINANCIAL DISCLOSURE REPORT
Page 1 1 of 14

nameor
FELnMAN. MARTIN L.C. 06/312010

VII. INVESTMENTS and TRUSTS - ~.¢o.~ ~... ,~, ....
NONE ~Vo reportable income, assets, or tra~sactions.j A. Description of As~ (inc~ding t~s~ ~c~) Place "{X)" after each ~t cxcmpl f~m prior di~losur¢ B. ] Income during ~ rcpo~ng ~ri~ ~ A~nl ~ (A-H) ~d¢ I T~e (c.g., div., rent. orint.) C. j Gross ~alue at end ofrcpo~ing ~r~ [ ~ Value ! ~2 ~ (J-P) ue Mc~od [ C~3 : T~ {e.g., buy, sell, rc~mption) T~tio~ ~fing rc~mg peri~

’. Date [ Value ;m~’yy ~ C~ 2 j [ (J-P) 11/19/09 10/14/09 10/21/09 10/22/09 12/08/09 12/14/09 12/16/09 11/30/09 03/24/09 08/10/09 06tl6/09 06/29/09 08f21/09 12/28/09 09/25/09 10126/09 09/16/09 J J J J J J J K J J J J J J J J J

Gain C~ I (A-H)

I~ntiW of buy~/s~l~r (if private

120. 121. Blackrock Enhanced Dividend Achievers Trust 122. 123. 124. Triangle Capital Corporation 125. Sandridge Energy Inc. 8.625% 126. Boardwalk Pipeline Partners LP A A A A A Dividend Interest Distribution Interest Dividend J J J K T T T T Marshall & llsley Corp. A A Dividend Dividend J T

Sold Buy Buy Sold Buy Buy Buy (add’l) Buy Buy Sold Blackrock Global Floating Rate Inc. Trust 1200 FHLMC CMO 3325 CK 1200 A A A Dividend Interest Dividend J J T T Buy {add’l) Buy Buy Sold Crosstcx Energy LP A Dividend Buy Sold A Dividend J T Buy

B

A

127. FNMA CMO 2009-70 WA 128. Valero Energy Corp. 129. 130. 131.

A

132. Utilities Select Sector Spdr 133. 134. 135. 136. Anixter International 1200

A

A

Gain Codc~:

A ~$1.000 or less

U =$1,001 - $2,~

C ~2,501 - $5.~

D =$~,~1 - S I5,~

E -$15,~1 -$50,~

FINANCIAL DISCLOSURE REPORT

Page 12 of 14
[ FELDMAN, MARTIN L.C.

06/3/2010

~

NONE (No repoHable income, ~ets, or tra~actions.)
A.
De~dption of As~

B.
In.me du~ng

C.
Gross val~ at ~d

D.
T~¢tio~ daring rc~nln8 ~ri~

(~)
exempt ti~ prior disclosure Code I (A-~

(2) i O)
div., r~t, or int.) i C~e 2 ~ (J-P)

(2) ~

(~)
buy, ~11, ~ t~mp6on)

(2)

Me~ C~c 3

137. Omnicare Inc. 12~ 138. GTE Ca Inc. See F 1200 139. Wcsco International, lnc, 12~ 140. Exxon Mobil Co~. 12~ "~41. Pimco Co~ Incom’e Fd.’(X) 142. Quicksilver Rcsou~es (X)
143.

A A A A A A

Dividend lntercst Dividend Divided Interest Dividend

J J J J J J

T T T T T T

Buy Bay Buy Buy

I 1/30/~ 12/07/~ IZ/23/09 IZ’28/~ J J J

144. ’ 145.

I. Incorr~ Gain Cudca.

A -$1.000 or

(Sec Col~ C2)

FINANCIAL DISCLOSURE REPORT N,meofPer~on a~po.~n~ Page 1 3 of 1 4 I~’ELDMAN, MARTIN L.C. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

0613/2010

PART Vll, # 141 - Asset sold in 2008 was actually partial sale. On line 27 of 2008 report. #142 - Asset sold in 2008 w~ actua!ly partial sale. On line 35 of 2008 report. #3,7,8,15,16,17,22, 26,43,49 & 56 - all of these assets were sold in previous years but had multiple listings from old reports and these lines were not deleted correctly.

FINANCIAL DISCLOSURE REPORT
Page 14 of 14

Name of Per~oa Reportiag [ FELDIVlAN, MARTIN L.C.

[

Date of Report 06/3/2010

J

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WliO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies 1o: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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