AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. District Court, Central District of California 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by" the Ethics in Government Act of 1978 (5 U.S.C. app..~.~; 101-111)

I. Person Reporting (last name, first, middle initial) Tucker, Josephine S. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or pan-time) District Judge-Active

3. Date of Report 05/13/201 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report

7. Chambers or Office Address 411 W. Fourth Street Santa And, CA 92701-4516

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form mast be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Repor~nz iudividuolonly; se, W. 9-13 of filing instructions.)
~

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY
Orange County Superior Court Trust # 1 Association of Business Trial Lawyers

1. 2. 3. 4. 5.

Superior Court Judge Trustee Judicial Advisory Council

II. AGREEMENTS. m~,or~ng individual only; seepp. 14-16 of filing instructions.)
NONE (No reportable agreements.)

DATE
1.2002 2. 3.

PARTIES AND TERMS
California Judges’ Retirement System If, no control

Tucker, Josel hine S.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Repor~ 05/13/2011

III. NON-INVESTMENT INCOME. tXepor~ng individualandspouse; seepp. 17-24 of filing instructions.)
A. Flier’s Non-Inves.tment Income [~] NONE

(No reportable
DATE

non-investment income.) SOURCE AND TYPE

INCOME
(yours, not spouse’s) $82,823.00 $19,141.00

I. 2010 2.2010 3. 4.

State of California - Judicial Salary County of Orange - Judicial Bene fit Reimbursement

B. Spouse’s Non-lnvestment Income - if you were married during any portlon of the reporting year, complete this sectlon~
(Dollar araoonl not required except for honoraria,)

[~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE United Healthcare - Salary

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) ~-] NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Repo~ 05/I 3/2011

V. GIFTS. ancludes ,hose to spouse and dependent children; see pp. 28-3 ! of filing instruction~)
NONE (No reportable gifts.) SOURCE
I.

DESCRIPTION

VALUE

2. 3.
4.

5.

VI. LIABILITIES. ancludes those olspo~e and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporling Tucker, Josephine S.

Date of Reporl 05/13/201 I

V I I. I N V E S T M E N T S a n d T R U S T S -i.come, .~l.., ~o,~oaio.~ a.c~.de~ those o/spouso ~.d de~..de~ children; see pp. 34-60 of fillng instructions.)
D

NONE (’No reportable income, assets, or transactions.)
A. Description of Assets (including tn~st assets) Place "CA]" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Date mm/dd,’~ Code 2 (J-P)

0)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3

Gain Code I (A-H)

(Q-w)
I. 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. 14. 15. 16. 17. IRA#1 -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US Value Fund CI 1 -Janus Balanced Fund CI J -Janus Felxible Bond Fund CL T -Stratton Small Cap Value Fund -Charles Schwab Bank IRA #2 -Parnassus Equity Income Fund Investor SH -Charles Schwab Bank IRA #3 (Y) -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US Value Fund CI 1 -Janus Balanced Fund CI J -Janus Flexible Bond Fund CL T A Int./Div. L D Int./Div. O

(5) Identity of buyer/seller (if private ~ansaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes I.Scc Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $100,000 J =$15.0~O o¢ less N =$250.001 - $500.000 P3 =$25,000.001 - $50.090.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O -$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olher

C =$2,501 - $5.000 II I =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,00~.000 S =Assessment W =Estimated

D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,000.000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

I

Name of Person Reporting Tucker, Josephine S.

Date of Report 05/13/201 I

VII. INV ESTMENTS and TRUSTS - inco,~,, value. ~o,~uetlo,~ anclud,~ those o/s~,o~se ond dependent children; see pp. 34-60 o/filing instruc,ions.)
NONE (No reportable income, assets, or transactions.)
A. D~cription of Assets (including trust assets) Place "(X)" al~er each asset exempt from prior disclosure B. Income during reporting p~riod (|) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm!ddP~ Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Gain Code I (A-H)

18.

-Stratton Small Cap Value Fund

19. -Charles Schwab Bank 20. 21. 22. 23. 24. 25. 26. Deferred Compensation Plan #1 (Y) -LVIP Delaware Bond Fund-Standard Class -Fidelity VIP Contrafund - Service Class -DWS VIP Equity 500 Index Class A -Fidelity VIP Growth- Service Class -Franklin FTVIPT Small Mid-Cap Growth Securities -American Century VP International - Class I

27. 401k#1(Y) 28. 29. 30. 31. 32. 33. 34. -Fidelity Small Company Fund -Vanguard Mid-Cap Index Fund lnstl. -Vanguard Small-Cap Index Fund Instl. -Wellington Mid-Cap Opportunities 2 -EuroPacific Growth Fund Class R$-5 401k#2(Y) -Wells Fargo Advan. Con. Alloc (Admin)

I. Income Gain Codes: (See Columns B I a nd IM) 2. Value Codes ISle Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $10O,000 J =$15.000 ot Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.0~ 1 - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.00~ R =Cost (Real Eslat¢ Only) V =Olhcr

C =$2.501 - $5.000 I I 1 =$1,0~0.001 - $5.0~0.0~ L =$50.001 - $100.000 P I =$1.000.001 - $5.000,000 P4 =More than $50.0~.000 S =As~ssm,..mt W =Estimated

D =$5,001 - $15.0(}O 112 =More lhan $5,0~0.000 M =$100.001 - $250.000 P2 =$5.0~0.001 - $25,000.00~ T =Cash Markc~

E =$15.001 - $50.0~O

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 05/13/201 I

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assels) Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Place "(X)" after each asset exempt from prior disclosure
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

O) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Gain Value Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43.

StateofCalifornia Savings Plus Program (401 Id457) Schwab 529 College Savings Plan Short Term Portfolio Schwab 529 College Savings Plan Conservative Portfolio Schwab 529 College Savings Plan Mod. Aggressive Portfolio Unitedhealth Group 0./NH) American Express Bank, FSB Savings Account American CenturyGiftrust U.S. Series E Savings Bonds TIAA-CREF (Y)
A

None None None None D. Dividend Interest None Interest

M L K K O K K K

T T T T T

T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column 122)

A =$1,000 or less F =$50.001 - $ 100.000 J =$15.000 o~ Ices N =$250,001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.50~ G =$ 100.001 - $ 1,000,000 K =$15.001 - $50.(X)0 O =$500,001 - $I,000.000 R =Cos! (Real Eslatc Only) V =Other

C =$2,501 - $5,000 I 11 =$ 1.000.0~ I - $5.0~0.000 L =$50,0OI - $10~.000 PI -$1.000.001 - $5.000.0~0 P4 =More Ihan $50.000.000 S =Assessment W -Estimated

D =$5.001 - $15.0(~ 112 = More than $5.000.000 M =$109,001 - $250.000 P2 =$5.0~),0OI - $25.000.000 T =Cash Market

E =$15.001- $50,0~0

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (ln,ticate part of report)
Part i. Item 2: Trust #1 is an unfunded ~ trust. Part II. Agreement terminated in 2010.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Tucker, Josephine S.

Date of Report 05/13/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[ Josephine S. Tucker
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. District Court, Central District of California
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~’,~" 101-111)

I. Person Reporting (last name, first, middle initial) Tucker, Josephine S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/2512011 6. Reporting Period 01/01/2010 to 12/31/2010

District Judge-Active

5b. [] Amended Report

7. Chambers or Office Address 411 W. Fourth Street Sanla Ana, CA 92701-4516

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

I. POSITIONS. t R,po,a,g l,dlvlduut o,~y ; s,o pe. 9-13 of fillng instructlon~)
D NONE (No reportablepositions.) POSITION
1. 2. Superior Court Judge Trustee

NAME OF ORGANIZATION/ENTITY Orange County Superior Court Trust # I Association of Business Trial Lawyers

3. 4. 5.

Judicial Advisory Council

II. AGREEMENTS. ~o~o~g i, aiviaunt o,~y; s,e pp. t4-t6 o.filling instructions.)
D NONE (No reportable agreements.)

DATE
1.2002 2. 3.

PARTIES AND TERMS California Judges’ Retirement System II, no control

Tucker, Josephine S. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/201 I

III. NON-INVESTMENT INCOME. t~,po~ing individual andspouse; seepp, i 7-24 of filing instructions.)
A. Filer’s Non-Investment Income
D

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
State of California - Judicial Salary County of Orange - Judicial Benefit Reimbursement

INCOME (yours, not spouse’s)
$82,823.00 $19,14 ! .00

1.2010 2.2010 3. 4.

B. Spouse’s Non-Investment Income - If you were marffed during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.) DATE
SOURCE AND TYPE United Healthcare - Salary

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE
ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

V. GIFTS. anetud,~ those ,o spouse and dependen, children; see pp. 2S-31 offillng instructionx.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anti.des those ofspo.se and dependent children¢ see pp. 32-33 of filing instruction~) NONE (No reportable liabilities.) CREDITOR
1. 2. 3.
4.

DESCRIPTION

VALUECODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

I

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VII. INVESTMENTS and TRUSTS - i.co,.e, vatue, ~,a,~ac,lo.~ Onctuaes those of s~ouse and ae~enaent ch itare.: see r~ 34-60 of filing instructions.)

D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private Uansaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. l~. 12. 13. 14. 15. 16. 17.

IRA #1 -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US Value Fund CI 1 -Janus Balanced Fund CI J -Stratton Small Cap Value Fund -Charles Schwab Bank IRA #2 -Parnassus Equity Income Fund Investor SH -Charles Schwab Bank IRA #3 (Y) -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US ValueFund CI I -Janus Balanced Fund CI J -Stratton Small Cap Value Fund -Charles Schwab Bank

D

Int./Div.

O

T

A

Int./Div.

L

T

I. Income Gain Codes: (Scc Columns B I and D4) 2. Value Codes (See Columns CI and D3} 3. Valoe Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N ~$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U ~Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - S50.000 O =$500.1)01 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 III =$l.000.0OI - $5.000.000 L =$50.001 - $100.00~ PI =$1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Asscssmenl W =Eslimaled

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5,0~0.001 - $25,000.000 T =~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

V I I. I N V E S T M E N T S a n d T R U S T S - income, value, transactimt~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period (I) (2) Transactions during reporting period

Place "(X)" after each asset
exempt from prior disclosure

(l) [ Amount
Code I (A-H)

(2) Type (e.g.,
div., rent, or int.)

(2) Value
Method Code 3

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Value
Code 2 (J-P)

Type (e.g., buy, sell, redemption)

Value Date mmtdcl,"yy Code 2 (J-P)

(Q-W)
18.
19.

Deferred Compensation Plan#1 (Y)
-LVIP Delaware Bond Fund-Standard Class

20.

-Fidelity VIP Contrafund- Service Class

21. -DWS VIP Equity 500 Index Class A 22. 23. 24. 25. 26. 27. 28. 29. 30. -Fidelity VIP Growth- Service Class -Franklin FTVIPT Small Mid-Cap Growth Securities -American Century VP International - Class 1 401k#1 (Y) -Fidelity Small Company Fund -Vanguard Mid-Cap Index Fund Instl. -Vanguard Small-Cap Index Fund Instl. -Wellington Mid-CapOpportunities2 -EumPacific Growth Fund Class R$-5

31. 401k#2(Y) 32. 33. 34. -Wells Fargo Advan. Con. Alloc (Admin) State of California Savings Plus Program (401 k1457) Schwab 529 College Savings Plan Short Term Portfolio None None M L T T

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $ 100.O00 J =$15.0(X) or less N =$250.0OI - $500.000 P3 =$25,0OO.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$ 100.001 - $ 1.000.0~) K =$15.001 - $50.000 O =$500.0OI - $1.000.000 R =Cost (Real Estate Only) V =O~h,-r

C =$2,501 - $5.000 H I =$ 1,000.0O I - $5,000.000 L =$50.001 - $100.00~ PI =$1.000.001 - $5.O00,000 P4 ~More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $ 5 M =$100.001 - $250.000 P2 =$5.000.0OI - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VII. INV ESTMENTS and TRUSTS - income, vat,e, t,a,~a~tio~ ancludts those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during rq~orling period (I) (2) Amoun! Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value a! end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K O K K
K

D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/qflj Code 2 Code I (J-P) (A-H) (5) Idenfi~y of buyer/seller (if private transaction)

35. Schwab 529 College Savings Plan
Conservative Porlfolio

None None Dividend A Interest None
A Interest

T T T T T
T

36. Schwab 529 College Savings Plan Mod.
Aggressive Portfolio

37. Unitedhealth Group (L~qH)
38. American Express Bank, FSB Savings Account

Open

09/08/10 J

39.
40.

American Century Giftrust
U.S. Series E Savings Bonds

41. TIAA-CREF (Y)
42. Chase Bank (Y)

I. Income Gain Codes: (S¢¢ Columns BI and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $100.000 J =$15.000 or Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.001 - $ 1,000.000 K =$15,001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real ~tatc Only) V =Olher

=$2.501 - $5,000 I11 =$1.000,001 - $5.000.000 =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =Mo~e than =Asscssmcflt W =Estimated

D =$5,001 - $15,000 112 =More than $5,000,000 M =$100.001 - $250.1)00 P2 =$5.000,001 - $25.000,000 "1 =Cash Markd

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IltdicatetTartofrepor~)
Part I. Item 2: Trust #1 is an unfunded~ trust. Part If: Agreement terminated in 2010. Part VII: Original report (dated 5/13/201 I) mistakenly included asset (Janus Flexible Bond Fund CLT) that was not actually acquired until 2011, outside the reporting period.

FINANCIAL DISCLOSURE REPORT Page 8 of 8
IX. CERTIFICATION.

I

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] Josephine S. Tucker

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104) .

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. District Court, Central District of California
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~’,~" 101-111)

I. Person Reporting (last name, first, middle initial) Tucker, Josephine S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/2512011 6. Reporting Period 01/01/2010 to 12/31/2010

District Judge-Active

5b. [] Amended Report

7. Chambers or Office Address 411 W. Fourth Street Sanla Ana, CA 92701-4516

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

I. POSITIONS. t R,po,a,g l,dlvlduut o,~y ; s,o pe. 9-13 of fillng instructlon~)
D NONE (No reportablepositions.) POSITION
1. 2. Superior Court Judge Trustee

NAME OF ORGANIZATION/ENTITY Orange County Superior Court Trust # I Association of Business Trial Lawyers

3. 4. 5.

Judicial Advisory Council

II. AGREEMENTS. ~o~o~g i, aiviaunt o,~y; s,e pp. t4-t6 o.filling instructions.)
D NONE (No reportable agreements.)

DATE
1.2002 2. 3.

PARTIES AND TERMS California Judges’ Retirement System II, no control

Tucker, Josephine S. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/201 I

III. NON-INVESTMENT INCOME. t~,po~ing individual andspouse; seepp, i 7-24 of filing instructions.)
A. Filer’s Non-Investment Income
D

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
State of California - Judicial Salary County of Orange - Judicial Benefit Reimbursement

INCOME (yours, not spouse’s)
$82,823.00 $19,14 ! .00

1.2010 2.2010 3. 4.

B. Spouse’s Non-Investment Income - If you were marffed during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.) DATE
SOURCE AND TYPE United Healthcare - Salary

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE
ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

V. GIFTS. anetud,~ those ,o spouse and dependen, children; see pp. 2S-31 offillng instructionx.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anti.des those ofspo.se and dependent children¢ see pp. 32-33 of filing instruction~) NONE (No reportable liabilities.) CREDITOR
1. 2. 3.
4.

DESCRIPTION

VALUECODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

I

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VII. INVESTMENTS and TRUSTS - i.co,.e, vatue, ~,a,~ac,lo.~ Onctuaes those of s~ouse and ae~enaent ch itare.: see r~ 34-60 of filing instructions.)

D

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private Uansaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. l~. 12. 13. 14. 15. 16. 17.

IRA #1 -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US Value Fund CI 1 -Janus Balanced Fund CI J -Stratton Small Cap Value Fund -Charles Schwab Bank IRA #2 -Parnassus Equity Income Fund Investor SH -Charles Schwab Bank IRA #3 (Y) -Ave Maria Rising Dividend Fund -First Eagle Overseas Fund CI 1 -First Eagle US ValueFund CI I -Janus Balanced Fund CI J -Stratton Small Cap Value Fund -Charles Schwab Bank

D

Int./Div.

O

T

A

Int./Div.

L

T

I. Income Gain Codes: (Scc Columns B I and D4) 2. Value Codes (See Columns CI and D3} 3. Valoe Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N ~$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U ~Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - S50.000 O =$500.1)01 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 III =$l.000.0OI - $5.000.000 L =$50.001 - $100.00~ PI =$1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Asscssmenl W =Eslimaled

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5,0~0.001 - $25,000.000 T =~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

V I I. I N V E S T M E N T S a n d T R U S T S - income, value, transactimt~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period (I) (2) Transactions during reporting period

Place "(X)" after each asset
exempt from prior disclosure

(l) [ Amount
Code I (A-H)

(2) Type (e.g.,
div., rent, or int.)

(2) Value
Method Code 3

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Value
Code 2 (J-P)

Type (e.g., buy, sell, redemption)

Value Date mmtdcl,"yy Code 2 (J-P)

(Q-W)
18.
19.

Deferred Compensation Plan#1 (Y)
-LVIP Delaware Bond Fund-Standard Class

20.

-Fidelity VIP Contrafund- Service Class

21. -DWS VIP Equity 500 Index Class A 22. 23. 24. 25. 26. 27. 28. 29. 30. -Fidelity VIP Growth- Service Class -Franklin FTVIPT Small Mid-Cap Growth Securities -American Century VP International - Class 1 401k#1 (Y) -Fidelity Small Company Fund -Vanguard Mid-Cap Index Fund Instl. -Vanguard Small-Cap Index Fund Instl. -Wellington Mid-CapOpportunities2 -EumPacific Growth Fund Class R$-5

31. 401k#2(Y) 32. 33. 34. -Wells Fargo Advan. Con. Alloc (Admin) State of California Savings Plus Program (401 k1457) Schwab 529 College Savings Plan Short Term Portfolio None None M L T T

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $ 100.O00 J =$15.0(X) or less N =$250.0OI - $500.000 P3 =$25,0OO.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$ 100.001 - $ 1.000.0~) K =$15.001 - $50.000 O =$500.0OI - $1.000.000 R =Cost (Real Estate Only) V =O~h,-r

C =$2,501 - $5.000 H I =$ 1,000.0O I - $5,000.000 L =$50.001 - $100.00~ PI =$1.000.001 - $5.O00,000 P4 ~More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $ 5 M =$100.001 - $250.000 P2 =$5.000.0OI - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VII. INV ESTMENTS and TRUSTS - income, vat,e, t,a,~a~tio~ ancludts those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during rq~orling period (I) (2) Amoun! Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value a! end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K O K K
K

D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/qflj Code 2 Code I (J-P) (A-H) (5) Idenfi~y of buyer/seller (if private transaction)

35. Schwab 529 College Savings Plan
Conservative Porlfolio

None None Dividend A Interest None
A Interest

T T T T T
T

36. Schwab 529 College Savings Plan Mod.
Aggressive Portfolio

37. Unitedhealth Group (L~qH)
38. American Express Bank, FSB Savings Account

Open

09/08/10 J

39.
40.

American Century Giftrust
U.S. Series E Savings Bonds

41. TIAA-CREF (Y)
42. Chase Bank (Y)

I. Income Gain Codes: (S¢¢ Columns BI and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $100.000 J =$15.000 or Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100.001 - $ 1,000.000 K =$15,001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real ~tatc Only) V =Olher

=$2.501 - $5,000 I11 =$1.000,001 - $5.000.000 =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =Mo~e than =Asscssmcflt W =Estimated

D =$5,001 - $15,000 112 =More than $5,000,000 M =$100.001 - $250.1)00 P2 =$5.000,001 - $25.000,000 "1 =Cash Markd

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (IltdicatetTartofrepor~)
Part I. Item 2: Trust #1 is an unfunded~ trust. Part If: Agreement terminated in 2010. Part VII: Original report (dated 5/13/201 I) mistakenly included asset (Janus Flexible Bond Fund CLT) that was not actually acquired until 2011, outside the reporting period.

FINANCIAL DISCLOSURE REPORT Page 8 of 8
IX. CERTIFICATION.

I

Name of Person Reporting Tucker, Josephine S.

Date of Report 08/25/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] Josephine S. Tucker

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104) .

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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