Rev.

1/2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S.D.C,, Austin, Texas 5a’ Report Type (cheek appropriate type) Nomination, [] [] Initial Date [] Annual [] Final ,

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app, §§ 101-111)

1. Person Reporting (last name, first, middle initial) Nowlin, James R. 4. Title (Article 111 judges indicate aeiive or sehior status; magistlate judges indicate full- or part-time) U.S.D.C. Judge, Senior

3. Date of Report 02/02/2011 6. Reporting Period 01/01/2010 to

sh, [] Amonaea Report ............................
7, Chambers or Office Address United States Courthouse 200 W. 8th Street Austin, Texas 78701 8. On the besls of the information ontained in this Report and any modlflcations pertaining thereto, it Is, in my opinion, In compliance wlth applicable laws end regulations. Re~iewlng ,01~0~ ................ , ............ .................................... D.te

IMPOR TANT NOTES: The instructions accompanying thls form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (R~poning ind~viaa.lonir; seepS. 943 of filing instructions.)

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of.filing Instructions.)
~-] NONE (No reportable agreements.)
DATE. PARTIES AND TERMS

Nowlin, James R.

FINANCIAL DISCLOSURE REPORT Page 2 of 15

Name of Person Reporting Nowlin, James R.

Date of Report 02/02/2011 t

IlL NON-INVESTMENT INCOME. ~Ro, or,ing indiviaual a,d spo,,s~ s~ n,. ~ 7.~4
A. Filer’s ffon-Investment Income
NO~E (No reportable non-investment income.) SOURCE AND TYPE
1, 2010 State Employees’ Retirement System of Texas, State Legislative Retirement

INCQMF~
(yours, not spouse’s) $39,215.00

3~ 4~

B. Spouse’s 1Non-Investment Income - If you were married during an.v portlon of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

~

NONE (No reportable non-investment income.) SOURCE AND TYPE

IV. REIMBURSEMENTS -.
(Includes those to spouse and dependent children; see pp. 25-27 of.filing instructions.)

[~

NONE (No reportable reimbursements.)
SOURCE DATES LOCATION

pURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 15

Name of Person Reporting Now~ln, ~ames R.

Date of Report

o2/o2/2o1~

V. GIFTS. (lnctudes alose to spouse and dependent children; see pp. 28-31 of filing instructions,)
~] NONE (No reportable gifts.)
SOURCE DESCRIPTION ,VALUE

VI. LIABILITIES. a.aude~ those oyspouse ,n,~ ,~epen,te,t chnd, en; seepS,. 32-~ orating inst, uction~O
NONE (No reportable liabilities.)
CREDITOP~

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 15

Name of Person Reporting Nowlin, James R. !

Date of Report 02/02/2011

VII. INVESTMENTS and TRUSTS - inco.,e, vatue, t,ansoetio,s a, cl~d~, t*ose o/sro.s~ and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "IX)" after each asset Income during reporting period Amount | Type (e.g. I:: Gross value at end ] of reporting period [ : Va ue I Value Transactions during reporting pcriod Type(e g, [ Date ~ Va uc :1 Gain~ Identit~ of

i ::

1. ~’~.’ 3~ 4.

Ranch, Bastrop Count, Texas

C Dis~ibution ~

O M

W T

’"’ ...............

RBC Dain Rauscher, Money M~ket Acct. B : Interest

Pfizer

A

Dividend :

J

T

6, 7. 8. 9.

DINEEQUITY, Inc: CaterpilLar, Inc. China Security & Survedlance Tech, Inc. Bardek Gold Corp.

A A

Dividend Dividend None

J J .... J J J :

T T T T T sold ............ 08/31/10 J :Market ........... "’ T W : -:

A A A

Dividend Dividend Dividend Dividend Royalty

I 0. 3M Company 11. :12. Massey Energy Corp. ........ Excell Maritime Carries LTD

:

;’:, A A

13. NavajoRefining Company ’ 14. 15. 16. 17. Strand Energy, LC DCP Midstream

koy~lty
Royalty Royalty Royalty

j
J J J

w ..........
W W W

TEPPCO Crude Oil, LL.C, formerly Navajo’, A Enterprise Crude Oii, LL.C, formerly TEPPCO) C

i I. Income Gain Codes: D4) (See Columns B I and
: 2, Value Codes (See Columns CI and D3) 3. Value Metho~l Codes (See Coluran C2)

A =$1,000 or less F =$50,Cl01 - $100,000 J =$15,00~9 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,0~0,01~0 Q :Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,0[}1 - $50,000 O ~$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 1:11 =$1,00I},001 - $5,000,000 L =$50,001 - $100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assess~r~ent W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$10O,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,1~00

FINANCIAL DISCLOSURE REPORT Page 5 of 15

Name of Person Reporting

Date of Report 02/02/2011

[ Nowlln, James R.

VII. INVES TMENTS and TRU STS -i.co.,., rot.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing i.str.ctlons.)
~-]
i

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after eaeh asset exempt from prior disclosure B. Income during reposing period C. Gross value atend of reporting period ] Value [ Value ] Code2 ! Method I (J-P) ] Code3 D. Transactions during reporting period

............
Type~e.g., !Va~uo [ Gain ~ /mm/dd/yy Date buy, sell,
redemption) / / I Code 2 [ Code I t

,mountI

Type(e.g., :ode 1[ div,,rent, :A-H) [ or int,)

Idon,,yor

i .............

I (I-P)[ (A-H)I ........................................................................................ ,. ....... ................................... L... ............... I ....... .................................. ......... rransac!!on

buyer/seller (if private

18. Whitmke La~d Servicesl Karnes C0tmty~ ....... Texas royalty Lease 19. 20. Anadarko Petroleum Corp., Reeves County, Texas EmigrantDirect Savings Bank

D D A A

Royalty : Royalty Interest Interest Interest I
I

J J ,K. K J

W . ..... W T T T

21. First National Bank of Bastrop, Texas

!
22. 23. Pentagon Federal Credit Union, Washington D.C. A

25.

31; 32. 33~

L Income Gain Codes: (See Colulrms B I and D4) 2. VaGue Codes (See Columns C 1 and D3) 3 Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 O =$100,001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L ~$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M ~$100,001 - $250,000 P2 ~$5,000,00 ] - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 14 of 15

Name of Person Reporting Nowlln, James R.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Re PART VII, Nos. 13-19: No new or additional royalty interests were bought, transferred or sold during this reporting period. Any changes or differences in the number or identities of interests or of payors/operators listed herein from prior reports does not reflect or indicate any sale, acquisition or transfer of royalty interests but only reflects changes, if any, in lease operators/payors/lessees or an absence of or increase in reportable royalty income from a particular operator/payor/lessee or interest during this reporting period.

FINANCIAL DISCLOSURE REPORT Page 15 of 15 IX. CERTIFICATION.

Name of Person Reporting Nowlln, James R.

I

Date of Report 02/02/2011

[

1 certify that all Information given above (including Information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. ~ Washington, D.C. 20544

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