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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
2. Con rt or Organization U.S. DISTRICT COURT, CT 5a. Report Type (check app~prlate b,l-.~) [] Nomi~ation, [] Initial Date [] A .... I [] Final

Rcpo,.t Requi,’ed by the Ethics in Government Act of1978 (s u.s.c o/v,. ,0 ~O/.H /)
3. Dale of Report 4!21/2010 6. Reporting Perh~ 0110112009 Io 12/31/2009

I. Person Reporting (last name, first, middle initial) BURNS, ELLEN B. I 4. Title (Aaicle III judges indicate active or senior status; magistrate judges indicate full- or part-time) SENIOR JUDGE

5b. [] Amended Reporl 7. Chambers or Office Addres~ UNITED STATES COURTHOUSE 141 CHURCH STREET NEW HAVEN, CT 06510 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have nv reportable information. Sign on last page.

I. POSITIONS. m,,oo,Z,g i.ai~i~uot o,t+: s,,r~. +++ oZ/+i+~ instructions.)
D NONE (No reportablepositions.)

POSITION
I. Trustee Emerita

NAME OF ORGANIZATION/ENTITY
Albertus Magnus College

NONE (No reportable agreements.) ~ PART1E~ AND TERMS

Burns, Ellen B.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

. .....~Per~o..epo.~ng BURNS, ELLEN B.

O.,.ofaepo. 4/21/2010

III. NON-INVE STMENT INCOME. <R,ro,,i,g i, ai~ia,,o/ ~a ~,o,~e: see ~. I ~-~ o/~n~ I,,~,r,e,io~*.~
A. Flier’s Non-lnvestment Income [---] NONE (No reportable non-investment income.) DATE I. 2009 2. 3. 4.

SOURCE AND TYPE
Sta~¢ of Connecticut p~nsion

INCOME (yours, not spouse’s) $60.616.92

B. Spouse’s Non-Investment income - if ~,ou acre married during a.~ portlon of the reporKng year, complete this ~ectiom
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE
I. 2.

SOURCE AND TYPE

3.
4.

IV. REIMBURSEMENTS - ,...s,,o,,.,io,,. ~o~zi,,~,.~oo,~, ~’nlertab~menl.
(Includes those to spouse and dependent children: see pp. 25-27 o]’!71ing instructions.)

NONE (No reportable reimbursements.) SOURCE
1. 2.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3.
4.

5.

FINANCIAL DISCLOSURE REPORT
Page 3 of 9

s ....

f Person Reporlting

Date of Repor,

BURNS, ~LL~:~

[~]

NONE (No reportable gifts.)

SOURCE
1. 2. 3.
4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.ct.des those of sp ...... d dependent children; see pp. 32-33 of filing instructions.)
[~] NONE (No reportable liabilities.) CREDITOR
1.

DESCRIPTION

VAI.UE CODE

2. 3. 4.
5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Date of Report [ NameefPe~un Reporting I

BL’Rr~S. ELLEN U.

VII. INVESTMENTS an d TRUSTS - i~o~,. .,~,,. tra~actions (Includes aose of spouse and de~nden, ch~dreal see pp. 31-60 of filing tnstructions.)

~
..... "A.

N ONE (No reportable income, assets, or transactions.)
D~cription of As~els (including ~sl assets) Place "¢X)" after each asset exempt f~m prior di~l~ur¢ B. " Income during r~o~ing ~riod ~ Gross value at ~d of repo~ing period "D. Transactlon~ du~ag repo~ing ~riod

" ~,) -~,
Am~nt C~: I (A-H)

T~ ¢¢.g., ~iv., rCn~ or int.)

,,,
Value C~ 2 (J-P~

(23 ....
Value MI~o~ Cod~ 3 (Q-W)

T~ (e.g., buy, sell ~ption)

(i) ’] ,2)
] Date ] M~lh] Day ]

~~ (~) ....
Value C~e 2 (J-P~

(~, .....
Idcnfily of b~yer/~llCr (if pfivat~ ~ran~ction)

Gain Code I (A-H)

I.

Webster Bank

B

Infarct

L

T

2. 3.

Merrill Lynch money market account Bell South stock

A A

Interest Dividend

J K

T T

4.
5. 6. 7. 8. 9. 10. I 1. 12. 13. I~.. 15. 16. 17.

Verlzon stock
AT&T stock Van Kampen Fund U,S. Series E Bonds Nuveen Conn. Premium Inc. Municipal Fun d Dreyfus Conn. Municipal money rnarkel Fu nd Conn. State Housing Finance Bond Nuveen Large Cap Value Fund A RidgefieldCT LOTA Bond Univ. CT Series A Bond EliLilly stock Sprint Nextel Communication stock Dreyfus Short Int. GovL Fund Time Warner stock

A
A A

Dividend
Dividend Dividend None

K
K

T
T

L J K K K J J J J J J

T T T T T T T T T T T

A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend

I. Income Gain Codes: (See Cdurnns BI and IM) 2. Valt~ Codes (S~: Col~rra~ Cl and D3) 3. Vmlue Method Cod¢~ (~ Colarnn C2)

A =$1,000 or less F =$50,001 -$100.000 J =ttS.0~O or le~s N ~$250.001 - $500.D00 P3 -$25.000.001 - 550.000.000 Q -Appr~ti,~d U =Book Valu~

B ~$1,001 - $2.500 G ---$100.001 - $1.000,00~ g =$15,001 - $50.[;00 O =$500.001 . $1.000.000 R ~Co~t IReal Eraate Only) V -,Other

C -$L501 - $5.000 Ill =$1.0~0.001 - 55,000,000 L =$50.001 . $100,000 PI =$1,000,001 . $5.000.000 P4 =More than $50.000.000 S -A.~ssraent W =Estimated

D ~$5.001 - 515.000 82 =More than $5.000.000 M P2 =$5,000,001 . $25.000.000 T "~,7~sh Markel

E =515.001 - 550,000

FINANCIAL DISCLOSURE REPORT

N .... f p ..... Reporti.:

Oa,e orRep,,n

Page 5 of 9

~URNS. ~I.L~:N 8.

4/2~i~olo

VII. INVESTMENTS and TRUSTS - ~.eo,.e, .Qt.e., ...... ~ti..~ (I,,cludes those of spouse and dependent children; see pp. 34-60 oLfitlng irtstruct~ons.)
NONE (No reportable income° assets, or transactio~s.)

-

L - ......
Description of Assets (including trust asset:;) Place "(X)" aRer each asset exempt from prior disclosure

~. "
Income during reporting period (I) (2) Amoont Type (e.g., Code I div., rent, (A-H) or int.],

c.
Gross value al end of reporting period -(’I’S .... (2} Value Value Code 2 Method (.I-P) Code 3 (O-W) J J J J J J K J J J J J K J J L J T T T T T T T T T T T T T T T T T (I} Type (.e.g., buy, sell, redemption)

t~.
Transactions during repoaing p~riod (2) "’ (~) Value , Date Month - Code 2 Day (.I.p) (4) ......... (5) Gain Identity of Code I buyer/seller (A-Ill (if private transaction)

18, 19. ! 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.

IBM stock Alcatel Lucent Matte!, Inc. stock Pfizer, Inc. stock Sara Lee Corp. stock VodaphoneAir Touch stock Corm. State SeriesF Bond CT HEFA Rev. Fairfield Bond So. Central Conn. Regional Water Authority Bond United Illuminating Holdings Corp. Hartford Financial Services Conn. ST Series B Bond Conn. ST. SPL Tax Obl. Bond Kraft Foods stock Novartis Ag. Spon ADR Bank of America (formerly MBNA America Bank CD)

A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest None

A A A A A A C

Dividend Dividend Interesl Interest Dividend Dividend Interest None

34. AIG America Classic Vanuity

2. Valt~ C~

J =$15,0~ or I¢~

K =$15.~1 - $50.~ R ~t (Real ~ ~y)

L =$50,001 - $1~.~

M =$ I~,001

3, Val~ Meth~ ~m

Q =Ap~isal

S =As~

T ~ M~

FINANCIAL DISCLOSURE REPORT Page 7 of 9

N~eofV¢r,o, Reporting

DateofReport

BURNS, ELL~r~ B.

4/2V20~0

VII. INVESTMENTS and TRUSTS -i.co~.,, ~,~,,., ...... .~
~ NONE (No reportable income, assets, or transactions.)
A, Description of Assets (i~cluding l~st ~se~) Pla~ "(X)" after each asset ¢xemp~ from prior di~losu~ B. Income during reining ~fi~ C. Gross value at end of reining period D. Tran~cfions du~ng ~~rting

(~)
Am~nl Code I (A-H)

(2) "
T~ (e.g.. div., rein, or int.)

O)
Va~e C~e 2 (J-P)

"
Value Me~h~ Code 3 (Q-W) T~ (e.g., buy. ~ll, ~demption) ~te M~th Day Value Gain Cod~ 2 ¯ Code I (J-P) (A-H) ]demity of buys/seller (if private ~sn~ction)

52.

Dreyf~ Peru. State Mum Bond FD ~ Set CLA

A

lnter~t None

J J J

T T T

Buy Buy Buy

1 I/6 1 I/4 9/9

J J J

53. A0L 54. Tmmbull ~ Bond A

Interest

~’See Columns BI and D4] 2. Value Codes (S¢ Colunl~s CI and D3) 3. Value Method C.nde s (Se~ Column C2)

F -$50.001 - St00.(X)0 J =$15.000 or I~s hi -$250.001 - $500.000 P3 "~25.000.001 - $50.000.000 Q -Appraisal U =Book Valu~

G --~100.001 - $ 1.000,000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R ~:~ os’~ (Real IL~tale Only) V ~<~h~t

HI =$1,000,001 - $5.000,000 L =$50.001 - $100.000 P! ~$1.000.001 - $5.000.000 P4 -Mor~ than $50.000,000 S =Asse,w~’neat W =Estimated

H:~ =More ~an ~5,000.000 M =$100,001 - $250,000 P2 ~$5,000.001 - $25.000.000 T =C~,h Marke~

FINANCIAL DISCLOSURE REPORT Page 8 of 9

IName
~ BURNS, ELLEN B.

of P~r$oo R~’por(ing

Date of Report

~/~o~0

VIII. ~DITIONAL INFO~ATION OR EXPLANATIONS. a~a~,,,~noyn,p,,,~)
IDEARC, INC. PeopIes United Financial, Inc. A Dividend Bankrupt T Buy 4/I 6/07 (inadvertently omitted frum prior report~)

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

I

Name of Person Reporting

Date of Report

[ BURNS, ELLEN B.

4/21/2010

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate~ true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature .

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WiLFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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