I

AO IO Re*,. 1/2011

FINANCIAL DISCLOSURE REPORT FINAL FILING
2. Court or Organization US District Court - DNJ
5a. Report Type (check appropriate q,’pe) Nomination, ] [] lnilial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C app. §§ 101-111)

I. Person Reporting (last name, first, middle initial) Hayden, Katharine S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/15/201 I
6. Reporting Period I/I/2010 to 12/31/2010

Article II1 Judge - Senior Status

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States District Court Frank R. Lautenberg Post Office & Courthouse Bldg Newark, New Jersey 07101

IMPORTANT NOTES: The instructions accompanying this form must be followe,; Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Repor, ing indiviauul only; ~ ~. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION
I. 2. 3. 4. 5. Adjunct Professor Board of Directors

NAME OF ORGANIZATION/ENTITY
Seton Hall University School of Law Federal Judges Association

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructionsO
~] NONE (No reportable agreements.)
_DATE

PARTIES AND TERMS

Hayden, Katharine S.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/2011

Ill. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income D NONE (No reportable non-investment income.) DATE
I. 2010 2.2010 3. 4.

SOURCE AND TYPE
Seton Hall University School of Law, Adjunct Professor - Spring Term Seton Hall University School of Law, Adjunct Professor - Fall Term

INCOME
(yours, not spouse’s) $6,000.00 $6,000.00

B. Spouse’s Non-I nvestm ent Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE Partner, Law Firm -

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D

NONE (No reportable reimbursements.) SOURCE DATES
5/19/10 to 5/21/10

LOCATION
Washington, DC

PURPOSE
Workshop

ITEMS PAID OR PROVIDED
Hotel, Transportation

I.

National Workshop for District Judges Committee on Defender Services Committee on Defender Services

2.

10/21/10 to 10/22/10

Washington, DC

Committee Meeting

Hotel, Transportation

3.

12/7/10 to 12/10/10

Naples, Florida

Committee Meeting

Hotel, Transportation, Meals

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/I 5/201 I

V. GIFTS. ancludes those to spouse ~nd dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIAB ILITIES. andude, those olspouse and dependent children; see pp. 32-33 of filing instructiong)
NONE (No reportable liabilities.) CREDITOR
1. 2.

DESCRIPTION

VALUECODE

3.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset
exempt from prior disclosure

Income during reporting period (I) (2) Amount Type (e.g.,
Code I (A-H) div., rent, or int.)

Gross value at end of reporting period

Transactions during reporting period 0) Type (e.g., buy, sell,
redemption)

O) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 i Code I (J-P) ! (A-H) i

(5) Identity of buyer/seller (ifprivate transaction)

1. 2. 3.

BROKERAGE ACCOUNT #1 - Arbor Realty Trust Inc. Common Stock - Consolidated Edison Inc. Common Stock - Duke Energy Corp. (Holding Company) Common Stock A A A B A A A A A A A A A A A None Dividend Dividend Dividend Distribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J
J K K J J J J K J K J T T T T T T

5. 6. 7. 8. 9. 10.

- Encana Corp-Cad Common Stock - Enterprise Prods Partners LP Common Stock - GlaxoSmithKline PLC SP ADR Common Stock - JP Morgan Chase & Co. Common Stock - Kimberly Clark Corp. Common Stock - Newell Rubberrnaid Inc. Common Stock

Sold T T T T T T T Buy (add’l) Buy (add’l)

I 1/04/10 06111/10 J

I 1. - Nokia Corp. Sponsored ADR Common Stock 12. 13. 14. 15. 16. 17. - Pentair Inc. Common Stock - Pfizer Inc. Common Stock - Sasol Ltd., Spons. ADR Common Stock - Walt Disney Co. Common Stock - Altria Group Inc. Common Stock - Aqua America Inc. Common Stock

01/26/10

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$ 1,000 or less F =$50.001 - $ 100.000 J =$15.000 or less N ~$250,091 - $500.000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B -$ 1,001 - $2,500 G =$100.001 - $ 1.000.000 K = $15.001 - $ 50.000 O -$500,091 - $1.0~L000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$ 1,000.001 - $5.000.000 L = $50.001 - $ 100,000 PI =$1.000.001 - $5,000.0~0 P4 -More than $50,00~.000 S =As~:ssmcnl W =E~,timatcd

D :$5,001 - $15,000 H2 =Mone than $5.000.000 M =$ 100,001 - $250,000 P2 =$5.000,001 - $25.000,000 T =Cash Market

E =$15,001 - $50,0~O

FINANCIAL DISCLOSURE REPORT Page 5 of I 1

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K J J T T T T

Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

Type (e.g., buy, sell, redemption)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- AT&T Inc. Common Stock

B A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend
None

- Chesapeake Energy Corp. Common Stock - Honeywell Intl Inc. Common Stock - Microsoft Corp Common Stock - Mitsubishi UFJ Financial Group Inc. ADR Common Stock -Procter & Gamble Co. Common Stock - Wal-Mart Stores Inc. Common Stock -Citibank NA South Dakota Bank Deposit Program -CVS Caremark Corp. Common Stock -Foster Wheeler AG Common Stock

Buy (add’l) Buy (add’l)

I 1/09/10 03/I 2/10

J

K J

T T See Note in Part VIII

J

T Sold (part) Sold 05/13/10 05/18/10 J J A

-L-I Identity Solutions Inc. Common Stock - Transocean Ltd Switzerland Common Stock - Seaspan Corp Common Stock A

None None Dividend J J T

Sold

09/24/I 0 J

Buy (add’l) Buy (add’l) Buy (add’l)

05/13/10 11/04/10 11/09/10 01/26/10

J J J J

- Align Technology Inc Common Stock

None

Sold

I. Income Gain Code~: (see Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISee Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.000 or Ic,s N =$250.001 - $500.000 P3 $25.000.001-$50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K $15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1.000.1301 - $5.000.000 L =$50.001 - $100.0~O PI =$1.000.001 - $5.000.000 p4 = More t ban $50.000.000 S =Assessment W -Estimated

D =$5.001 - $15,000 H2 -More than $5.000.000 M -$I00.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/I 5/20 I I

VI I. IN VESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period 0) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Me’~hod Code 2
(J-P) Code 3

Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd!yy Code 2 Code I (J-P) (A-H)

(s)
Identity of

Type (e.g.,
buy, sell,

redemption)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. - Bristol Myers Squibb Co. Common Stock - Conagra Foods Inc. Common Stock - Deere & Co. Common Stock - El Paso Corp. Common Stock - General Electric Co. Common Stock - H J Heinz Co. Common Stock - Hewlett Packard Co. Common Stock A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J K J T T T T T T T Buy (add’l) 12/08110 - Darling Intl lnc Common Stock - Energy Transfer Partners LP Common Stock - Aercap Holdings NV Common Stock - Home Depot Inc Common Stock - Layne Chrislensen Co Common Stock - Lowes Companies Inc Common Stock - McDonalds Corp Common Stock - Wells Fargo & Co Common Stock - BP PLC Spons ADR Common Stock A A A A A B None Distribution None Dividend None Dividend Dividend Dividend Dividend K J J J J K J T T T T T T T Buy (add’l) Sold 03/12/10 06/07/10 J J Sold (part) 11/12/10 Sold 02/I I110

buyer/seller (if private transaction)

See Note in Part VIII

I. Income Gain Codes: ISce Columns B I and D4) 2. Value Codes (Scc Columns C I and D3) 3. Value Method Codes [See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15.001 - $50,000 O =$500.001 - $1,000.00~ R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.000.0~0 L =$50.001 - $100,000 PI =$1,000.001 - $5,000.000 P4 -More than $50,000,000 S =Asscssmcnl W =Estimated

D :$5.001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,0~),001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/201 I

VII. INVESTMENTS and TRUSTS - i.co~,o, ,,atuo, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) (2) Amount Type (e.g., Code 1 div., react, (A-H) or int.)
Gross value at end of reporting period

Transactions during reporting period (i)
Ty~ (e.g.,

(1) Value Code 2
(J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T

buy, sell, redemption)

(2) Date mm/dd/y~,

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

52.

- KelloggCo. Common Stock

A A A A B A A A

Dividend Dividend Dividend Dividend I Distribution Dividend Dividend Dividend None

J J J J K J K K J J

Buy (add’l)

08/18/10

J

53. - Kraft Foods Inc. Class A Common Stock 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. - Marathon Oil Corp. Common Stock - National Oilwell Varco Inc. Common Stock - Nustar Energy LP Common Stock - Otter Tail Corp. Common Stock - Parker-Hannifin Corp. Common Stock - Philip Morris Intl Inc. Common Stock - Quanta Services Inc. Common Stock - Raytheon Company Common Stock - Hudson County NJ Impt Auth Municipal Bond - Cenovus Energy Inc. Common Stock - General Cable Corp Comon Stock - Louisiana Pacific Corp Common Stock - Unilever NY NY Shs Common Stock - Florida Citizens Ppty Ins Corp Sr Sec Municipal Bond

A C A

Dividend Interest Dividend None None

Matured K J J J K L T T T T T T Buy (add’l) Buy (add’l) Buy (add’l)

10/01/10’ K

03/02/I 0 05/18/10 05/13/10

J J J

A A

Dividend Interest Interest

- NJ Edu Facs Auth Rev Rfndg Bonds - Uni C of MedJDen of NJ

I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Code~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A ~$1,000 or less F =$50.1~ I - $ 109.0~ J =$15.000 or less N =$250,001 - $500,000 P3 -$25.000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,091 - $ 1,0~0,0~0 K = $15,001 - $50,1)00 O =$500.001 - $1,000,000 R -Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,00~,001 - $ 5,0~1.000 L =$50,001 - $ 100,000 PI =$1,000,091 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,00~,09~ M =$ I 0(I,0~ I o $250,00~ P2 =$5,000,001 - $25,000.000 T =Cash Markct

E =$15,001 -$50.000

FINANCIAL DISCLOSURE REPORT Page 8 of ! 1

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - ineo,,e. ,’alue, transuctlons (Includes those of spoase and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) K K J T T T

Transactions during reporting I~riod (i) Type (e.g., buy, sell, redemption)
(2) Date mm/dd/yy (3) (4) Value Gain Code2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

69. - New Jersey ST Edl Facs Auth Rev Refdg Kean Univ Bond

A B

Interest Interest

70. - California St Var Purp Genl Oblig
Municipal Bond

71. - AXT Inc. Common Stock 72. 73. - The Babcock & Wilcox Company
Common Stock None

Buy Buy (add’l)

11/04/10 11/09/10 J J J J J J J J J K J J J K See Note in Part VIII See Note in Part VIII

T

Spinoff 05/13/10 (from line 77) Sold (part) 08/02/10 11/12/10 12/08/I 0 05/13/10 12/08/10 02/04/10 01/26/10 10/13/10 01~6/10 10/13/10 12/23/10 03/02/10

74. 75. - Boeing Co. Common Stock 76. 77. - McDermott Intemantional Inc. Common
Stock None T None K T

Buy Buy (add’l) Buy Buy (add’l)

78. 79. - New York Community Bancorp Common
Stock A A A A Dividend Dividend Dividend Dividend None None A Interest J J J J J J K T T T T T T T

Buy Buy Buy Buy Buy Buy Buy

80. - Public Service Enterprise Grp Common
Stock

81. - Total S.A Spons ADR Common Stock 82. - Tupperware Corp. Common Stock 83. - Vodafone Group PLC Spons ADR New
Common Stock

84. - Whirlpool Corp Common Stock 85. - Casino Reinvestment Dev Auth NJ Bond

I. Income Gain Codes: (See Columns B I and DA) 2. Value Codes ISce Columns C I and D3) 3. Value I’,,tcthod Codes (S~e Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15,0~0 or less N =$250.001 - $500,000 P3 $25,00~,001 - $50,000,0~0 Q =Appraisal U =Book Value

B =$1,0~1 - $2,500 G =$100,001 - $1,00~,000 K =$15,0~1 - $50,000 O =$500,001 - $1,0~0.000 R =Cost (Real Eslale Only) V =Other

C =$2,501 - $5,000 H I =$1,0~0,001 - $5,090.00~ L $50,001 - $100,000 P I =$1,000.0Ol - $5,000.000 p4 =More than $50,00~.00~ S =Assessment W =Estimaled

D =$5.001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5.0~.0~1 - $25,000.000 T =Cash Market

E =$I 5.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/I 5/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (’No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after ~ach asset exempt from prior disclosure Income during repening period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method Code 3 (J-p) (Q-W) K Transactions during reporting period (~) Type (e.g.,
buy, sell.

(2) (3) (4) Date Value Gain mm/dd!yy Code2 Code l
(J-P) : (A-H)

redemption)

(5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97.

- NJ Higher Ed Assistant Auth Bond - Western Asset Municipal Money Market Fund BROKERAGE ACCOUNT #2 - Fidelity Investments Money Market Account - Western Assset Municipal Money Market BROKERAGE ACCOUNT #3 - Citibank NA Bank Deposit IRA/401K ACCOUNTS - IRA Franklin Templeton Mutual Shares Fund Class A - IRA Smith Barney Money Funds Inc. Class A - IRA Smith Barney Money Funds Class A - Guardian Whole Life

B A

Interest Interest

Buy

01114/10 K
See Note in Part VIII

A B

Dividend Interest N

A

Interest

C A C E

Dividend Interest Interest Dividend M T T

Redeemed 11/30/10

Redeemed 11/30/10 M

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.000 or les$ N =$250.001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B -$1.001 - 52.500 G :$100.001 - $1,000.000 K $15.1901 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Eslale Only) V =Other

C =52,501 - $5,000 H I =$1.000,001 - $5.000,000 L =$50.001 - $100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000.000 S =Asses~.mcnt W =E~timated

D =$5.091 - $15.000 H2 -More than M $100,001 - $250.000 P2 -$5,000,001 - $25,000.000 T -Cash Market

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Part VII-Line 25 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank account Part VII-Line 37 - Due to a merger on 3/25/2010, shareholder’s shares of Genesis Lease Ltd ADR were exchange for an equal number of shares of Aercap Holdings N.V. Part VII-Lines 73 and 74 - Due to a spinoffon 8/5/2010, shareholder was creditcd~.~i] shares o~’The Babcock & Wilcox Company based on shareholder’s holdings o~ shares of McDermott International Inc.; sale in Column D of Line 72 represents cash in lue of fractional shares resulting from spinoff Part VII-Line 87 - Western Asset Municipal Money Market Fund is a sweep money market bank account which had zero value at the end of the reporting period

FINANCIAL DISCLOSURE REPORT Page 11 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 05/15/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Katharine S. Hayden

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
2. Court or Organization US District Court - DNJ
5a. Report Type (check appropriate type) 11"~ Nomination, [] Initial Date [] Annual [] Final

Rel~ort Required by the Ethics in Government Act of 1978 (5 U.S. C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial) Hayden, Katharine S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Article Ill Judge - Active

3. Date of Report 06/9/2011
6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] AmendedRepon

7. Chambers or Office Address

United States District Court USPO & Courthouse Building Newark, New Jersey 07101

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revie~dng Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. m,m,i,g i,a~vla,,~ o,ly; ,,, r~,. 9-1~ of~a~.~ instructions.)
[---] NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. Adjunct Professor Board of Directors NAME OF ORGANIZATION/ENTITY Seton Hall University School of Law Federal Judges Association

DATE

PARTIES AND TERMS

Havden, Katharine S. A

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/2011

III. NON-INVESTMENT INCOME. (Reporffng individual andspouse; seepp. 17-24 of filing instructions.)
A. Flier’s Non-Investment Income [~ NONE (No reportable non-investment income.) DAT~E
I. 2009 2. 2009 3. 4.

SOUR(~E AND TYPE
Seton Hall University School of Law, Adjunct Professor - Spring Term Seton Hall University School of Law, Adjunct Professor - Fall Term

INCOME
(yours, not spouse’s) $6,000.00 $4,500.00

B. Spouse’s Non-lnvestment Income - If you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
Parmer, i~,,, ~;~

I. 2009 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~’]

NONE (No reportable reimbursements.)
SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/201 I

V. GIFTS. ancludes ,hose ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIAB ILIT IES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Income during reporting period O) (2) I Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period O) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period

(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mnddd/yy Code 2 Code I
(J-P)

(A-H)

(Q-W) 1. 2. 3. 4. 5. 6. BROKERAGE ACCOUNT # I - Alcoa Inc. Common Stock - Arbor Realty Trust Inc. Common Stock A Dividend Sold 08/26/09 J

(s) Identity of buyer/seller (if private transaction)

(¥)

- Consolidated Edison Inc. Common Stock - Duke Energy Corp. (Holding Company) Common Stock - Encana Corp-Cad Common Stock - Enterprise Prods Partners LP Common Stock

A

Dividend Dividend Dividend

J

T T

K K J K J J J J J J J J

T T T Buy (add’l) 01/22/09 J

B A A A A A A A A A A

Dislribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

8. 9.

- GlaxoSmithKline PLC SP ADR Common Stock - JP Morgan Chase & Co. Common Stock - Kimberly Clark Corp. Common Stock

I 1. 12. 13. 14. 15. 16. 17.

- Newell Rubbermaid Inc. Common Stock - Nokia Corp. Sponsored ADR Common Stock - Pentair Inc. Common Stock - Pfizer Inc. Common Stock - Sasol Ltd., Spons. ADR Common Stock - Walt Disney Co. Common Stock - Altria Group Inc. Common Stock

T T T

T T

I.IncomcGain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.009 or less N =$250.001 - $500.000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2500 G =SI00.001 - $1,000.000 K =$15,001 - $50.000 O =$500.001 - $1.0(30,000 R =Cost (Real Eslate Only) V =Other

C =$2.501 - $5.000 HI =$1.000.001 - 15,000,000 L =$50,001 - $100.0OO PI =$1.000.001 - $5.0~,000 P4 =More than $50.000,000 S =Asses:,mcnl W =Estimated

H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.000.001 - $25.000.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name of Person Reporling Hayden, Katharine S.

Date of Report 06/9/2011

VII. INVESTMENTS and TRUSTS - income, value, , ....
NONE (No reportable income, assets, or transactions.)
Description of Assets

actions (Includes those of spouse and dependent children: see pp. 34-60 of filing instructions.)

(including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (I) (2~ ’: Amount Type (e.g., i Code I div., rent, ii (A-H) [ or

Gross value at end of reporting period O) (2) Value Value Code 2 Method Code 3 0-P) (Q-W) J K T T

Transactions during reporting period
(1) Type (e.g., buy, sell, redemption)

Date i Value [ Gain mm/dd/yy Code2 Codel iO-P)

(5) Identity of buyer/seller (if private transaction)

18.

- Aqua America Inc. Common Stock

A B

Dividend Dividend

Buy (add’l)

10/13/09 J

19. - AT&T Inc. Common Stock

20. - Chesapeake Energy Corp. Common Stock A
21. - Honeywell Intl Inc. Common Stock A A A A A

Dividend
Dividend Dividend Dividend Dividend Dividend

K
J J

T
T T Buy (add’l) 06/04/09 J

22. - Microsoft Corp Common Stock 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. - Mitsubishi UFJ Financial Group Inc. ADR Common Stock -Procter & Gamble Co. Common Stock - Wal-Mart Stores Inc. Common Stock -American Intl Group Inc. Common Stock

K J

T T See note in Part VIII

(Y)
-Citibank NA South Dakota Bank Deposit Program -CVS Caremark Corp. Common Stock -Foster Wheeler AG Common Stock -L-I Identity Solutions Inc. Common Stock -Nabors Industries LTD-USD New Commot Stock - Citicorp Trust Bank FSB Bank Deposit Program (Y) - Transocean Lid Switzerland Common Stock - Seaspan Corp Common Stock A None Dividend T T A Interest Dividend None None None K J K J T T T Sold 05/15/09 See Note in Part VIII See Note in Part VIII See Note in Part VIII

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S~c Colunms CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50,001 - $100.000 J =$15.000 or less N :$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q Appraisal U -Book Value

B =$1.001 - 52.500 G =$100.001 - $1.000.000 K =$15,001 - 550.000 O $500.001 - $1,000.000 R =Cosl (Real Estale Only) V =OIhcr

c =s2,50 t - $5,0oo
HI =$1,000,001 - $5.000,000 L =$50.001 - $100,0013 PI =51.000,001 - 55,0Q0,000 P4 =More than $50,000,000 S =As~ssment W -Estimated

o =55,00 ~ - s ~ 5,0~o
H2 =More than $5,000,000 M =$ 100.001 - 5250,000 P2 =$5.000,001 - $25.000,000 T =Cash Market

z =s 15,0o i - sso,0oo

FINANCIAL DISCLOSURE REPORT Page 6 of I 1

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/201 I

VII. INVESTM ENTS and TRUSTS - inco.,o, ,’at.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructionx)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period CI) (2)
! Amount Type (e.g.,

Code I (A-H)

div., rent, or int.)

Gross value at end of reporting period O) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) T

Transactions during reporting period
(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain i mm/dd/yy i Code 2 ! Code I
(J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46.

- Align Technology Inc Common Stock - Annaly Capital Management Inc Common Stock - Darling Intl Inc Common Stock - Energy Transfer Partners LP Common Stock - Genesis Lease Ltd ADR Common Stock - Home Depot Inc Common Stock B A A

None Dividend None Distribution Dividend Dividend K J K

Sold

10/05/09

J

T
T T T Buy (add’l) Buy (add’l) Buy (add’l) 01/22/09 06/04/09 11/05/09
J J J

- Layne Christensen Co Common Stock - Lowes Companies lnc Common Stock - McDonalds Corp Common Stock - Wells Fargo & Co Common Stock A A A A A A A A

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J

T T T T T T Buy (add’l) Sold T T 10/13/09 11/02/09 J J A Sold (part) 01/02/09 J See Note in Part VIII

47. - BP PLC Spons ADR Common Stock 48. - Bristol Myers Squibb Co. Common Stock

49. - Colgate Palmolive Co Common Stock 50. 51. - Conagra Foods Inc. Common Stock - Deere & Co. Common Stock

I. Income Gain Codcs: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mcthod Code~ (See Colunm C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15.0~0 or less N =$250.001 - $500.0~0 P3 =$25.0~0.0~1 - $50.000.000 Q =Apprai~l U -Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.00~ R -Cost (Real Estalc Only) V =Other

=~:~, - s~.~
H | =$1.0~0,001 - $5.000.0~0 L =$50.001 - $109.090
P I =$ 1.000.001 - $ P4 =More than

e =s..o~- s So.~

H2 =Morc Lhan $5.000.000 M =$ 100.001 - $’250.000 P2 =$5,0~0.001 - $25.000.00~ =Cash Market

S =Assessment W -Estimated

FINANCIAL DISCLOSURE REPORT Page 7 of 1 1

Name of Person Reporting Hayden, Katharine S.

Dale of Report 06/9/2011

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)~ after each asset exempt from prior disclosure [ ’i ! B. Income during reporting period

[Amount I Type (e.g., [ Code 1 I div.,rent, A’H)I or int.)

Gross value at end of reporting period O) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J T T

Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) i (3) (4) Date I Code 2 Gain ! Value mrrddd/yy , Code I (j_p) (A-H) (5) Identi~y of buyer/seller (if private transaction)

I

52. 53.

- El Paso Corp. Common Stock - General Electric Co. Common Stock
-

A A

Dividend Dividend

54.
55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66.

H J Heinz Co. Common Stock

A
A A A A A B A A A

Dividend
Dividend Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend None

K
J J J J J K J J K J J L J J

T
T T T T T T T T T T T T T T Spinoff 112/09/09 (from line 6) Buy 08/06/09 J J See Note in Part VIII

- Hewlett Packard Co. Common Stock - Kellogg Co. Common Stock - Kraft Foods Inc. Class A Common Stock - Marathon Oil Corp. Common Stock - National Oilwell Varco Inc. Common Stock - Nustar Energy LP Common Stock - Otter Tail Corp. Common Stock - Parker-Hannifin Corp. Common Stock - Philip Morris Intl Inc. Common Stock - Quanta Services Inc. Common Stock - Raytheon Company Common Stock - Hudson County NJ Impt Auth Municipal Bond

A C A

Dividend Interest Dividend None

67. - Cenovus Energy Inc. Common Stock 68. - General Cable Corp Comon Stock

I. Income Gain Codes: (See Columns BI and 134) 2. Value Code~ ~See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J = $15,0Q0 or less N =$250,001 - $500.0~0 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K = $15,001 - $50,000 O =$500.001 - $1,0~).000 R :Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 HI =$1,000,0(}1 - $5,000,000 L =$50,001 - $ I 0O,000 PI =$1,000.001 - $5,000,000 P4 =More than S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M = $ 100,0O I - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,00Q

FINANCIAL DISCLOSURE REPORT Page 8 of 11

Name of Pe~on Reporting Hayden, Katharine S.

Date of Report 06/9/2011

VII. INVESTMENTS and TRUSTS - i .... o. ,’alue, t ...... tions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent., or int.)

Gross value at end of reporting period (t) (2)
Value Value

Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) l (3) i (4) Date i Value i Gain [mnddd/yy I Code 2 l Code I
(J-P) i! (A-H)

Code 2
(J=P)

Method
Code 3

(Q-W) 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. BROKERAGE ACCOUNT #2 - Fidelity Investments Money Market Account - Western Assset Municipal Money Market BROKERAGE ACCOUNT #3 - Citibank NA Bank Deposit IRAY401K ACCOUNTS - IRA Franklin Templeton Mutual Shares Fund Class A - IRA smith Barney Money Funds Inc. Class A - IRA Smith Barney Money Funds Class A A C Dividend Interest Interest L J M T T T A Interest J T A B Dividend Interest J N T T - Florida Citizens Ppty Ins Corp Sr Sec Municipal Bond - NJ Edu Facs Auth Rev Rfndg Bonds - Uni o f Med/Den of NJ - New Jersey ST Edl Facs Auth Rev Refdg Kean Univ Bond - California St Var Purp Genl Oblig Municipal Bond A B A Interest Interest Interest Interest K L K K T T T T - Louisiana Pacific Corp Common Stock (X’~ - Unilever NY NY Shs Common Stock A None Dividend J J T T Buy Buy (add’l) Buy Buy Buy Buy ! 01122/09 J 02/04/09 05101/09 04/02/09 06/19/09 03/25/09 J K K K K

(5) Identily of buyer/seller (if private transaction) See Note in Part VIII

! I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$ I 5,000 or less N :$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$ I 5,001 - $50,000 O =$500.001 - $1,000,000 R =Cosl (Real Estale Only) V =Other

C =$2,501 - $5.000 HI =$I,000,001 - $5,00~,000 L =$50,001 - $I00,000 PI =$I .000.0~I - $5.000.000 P4 =More than $50,000.000 S =Asscssracnt W =Eslimated

D =$5,001 - $15,000 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/201 I

VII. INVESTMENTS and TRUSTS - i .... e, value, t ......tlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period Value Code2 [ Value [ Method (Q-W) Transactions during reporting period

~-- (2)
Place "(X)" after each asset exempt from prior disclosure
~mount Code I (A-H) Type (e.g.. div., rent, or int.)

(l) Type (e.g., buy, sell, redemption)

(2) (3)

(4)
Gain Code (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date : Value mm/dd!yy Code 2 : (J-P)

I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.00~ or less F =$50.001 - $ 100.000 J =$15.(~0 or less N =$250.001 - $500.000 P3 =$25.0~).0~1 - $50.000.090 Q =Appraisal U =Book Value

B =$1.0OI - $2.500 G =$100.001 - $ 1.0~).0~) K =$15.001 - $50.00~ O =$50(1.0~1 - $1.00~.0~) R =Cosl (Real Eslale Only) V =Other

C =$2.501 - $5.000 H 1 =$1.000.001 - $5.0~0.0OO L =$50.0~1 - $100.00~ PI =$1.00~.0OI - $5.090.000 P4 =More than $50.0~).000 S =Assessment W =Estimated

D =$5.001 -$15.000 H2 =More than S5.04~.0OO M =$100.001 - S250.000 P2 =$5.000.0OI - $25.000.000 T =Cash Market

E =$15.0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcate part of Report.)
Part VII-Line 26 - Value of shareholder’s holdings in A1G no longer reportable Part VII-Line 27 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank account Part VII-Line 29 - Due to a merger on 02/09/09, shareholder’s shares of Forster Wheeler Ltd Bermuda were exchange for an equal number of shares of Foster Wheeler AG Part Vll-Line 32 - Citicorp Trust Bank FSB Bank Depsoit Program is a sweep money market bank account which had zero value at the end of the reporting period Part VII-Line 46 - Due to a merger on 01/02/09, shareholder’s shares of Wachovia Corp 2nd were exchanged for shares in Wells Fargo & Co; sale in Column D represents cash in lieu of fractional shares resulting from merger Part VII-Line 67 - Due to a spinoffon 12/14/09, shareholder was credited an equal number of shares in Cenovus Energy Inc. based on shareholder’s holdings of Encana Corp-CAD Part VII-Line 69 - Value of shareholder holdings in Louisiana Pacific Corp. at 12/31/2008 was under $1,000 with no income and, therefore, not reportable in 2008. Value ofshareholder holdings at end of 2009 are now reportable. Note, however, that shareholder purchased shares on 02/06/08 with a value code of J. This purchase was not listed because at 12/31/08, the shareholder’s holdings in Louisiana Pacific Corp. were not reportable as indicated above.

FINANCIAL DISCLOSURE REPORT Page 11 of 11 IX. CERTIFICATION.

Name of Person Reporting Hayden, Katharine S.

Date of Report 06/9/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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