l

Rev. 1/2010

,~ol0

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Cotlrt or Organization United States District Court 5a. Report Type (check appropriate Wpe) [] Nomination, I~ate [] A ...... I [] Final

Report Required b), the Ethics
in Government Act ofl978

(5 u.S.C. ,,pp..~§ lOl-i i ~)
3. Date of Report 04/23/2010 6. Reporting Period 01101/2009 to 12/3112009

I. Person Reporting I.l~t name. first, middle initial) Thompson, Gordon 4. Title (Arlicle I11 judges indicate active or senior stalus; magistrate judges indicate full- or part-time) Senior Judge

[] I:fitial

5b. [] Amended Report 7. Chambers or Office Address United States District Court 940 Front Slreet San Diego, Ca 92101 ! 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Itevie~ing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be Jbllos’ed. Complete all parts,
checking the NONE box for each part where ),ou have no reportable information. Sign on last page.

I. POSITIONS. (u,m,,i,~ individual only; seepp. 9-13 of filing i ....... ion,.)
NONE (’No reportable positions.) POSITION
I. 2. 3.

NAME OF ORGANIZATION~NTITY

5.

!1. AGREEMENTS. (Reporting individuM only; see pp. 11-16 offiling i ....... ion.*.)
NONE (No reportable agreements.) ~ PARTIES AND TERMS

2.

Thompson, Gordon

Name of Person Reporting

D*te of Report

PageFINANCIAL2 o f 8 DISCLOSURE REPORT

Thomp .... Gordon

04/23/2010

IIl. NON-INVESTMENT INCOME. ¢R,por,i,X i,~i,,id, al~,d,po,~; ~o pp. ~7-:~ 4pli,o~ ~ ...... l~o~.S
A. Flier’s Non-Investment Income

NONE (No reportable non-investment income.)
DATE
I. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouse’s)

B. Spouse’s Non-I nvestment Income - ~l~,ou were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required excep~ for honoraria.)

NONE (No reportable non-investment income.)

DATE
1.
2. 3. 4.

SOURCE AND TYPE

IV. REIMBURS EM ENTS -,,o,,oo,to,o,. ~.~gi,g. yoo~. ....... i,,,.,~
NONE (No reportable reimbursemenls.) ~
1. 2. 3. 4. 5.

DATE~

LOCATION

PURPOSE

Iq’EM~ PAID OR P~QVI1)ED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Nam, ofPerson Reporti,,g

DateofReport

Thompson, Gordon

04/23/2010

V. GIFTS. (Includes tho.~e to ~pou~e and dep,ndent d, ildren; seepp. 25-31 of filing instructions.)
[] NONE (No reportable g~fis.) SOkJRCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LI AB I L ITIE S. (t, ct~a,s tho,, of wo,,e a.d dependent children: see pp. t!-JJ of filing instructions,) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

Name of Person Reporting

Date of Report

FINANCIALpage 4 of 8 DISCLOSURE REPORT
VII. INVESTMENTS and TRUSTS - i ........
~

Thompson, Gordon

04/23,~2010

,,~ .......... (Include., those of sp ......d deptnd ....hildren; see pp. 34-60 of filing ~ ...... ions.) ,io,,

~ NONE (,~% reportable income, assets, or transactions.)
.... A. Dc~fption of Assels (.including t~st asscls) Place "(X)" after c~h as~t exempt from prior disclosure ] : B. ~ ........... C. -[ Income during Gross value a[ end reporting peri~ of reporting period Type (c.g, div.. rent, ~int.) Value C~e 2 U-P) Valac Method C~e 3 (Q-W) T)~ (c.g, buy. sell, redemption) D. Tmnmctions during reining ~n~

Amount Code I : (A-H) :i

j Dale Value [ Gain ~m~¢d$’yy Code 2 Code ! ] U-P) (A-II) i

Identity of buyer/seller ( "pr rate Iransaction)

1.

Citibauk

A

Interest

L

T

2.
3. 4. 5.

Citibank
Amer Intl Group Inc Corn Stock AT&T lnc BP PLC Spons ADR.

A
A

Inlcrcst
Dividend Dividend Dividend

J

T
Sold 06/18/09 J

A A

J J

T T

6. 7. 8. 9. 10. I 1.
12.

Bank of America Corp Bristol Myers Squibb Co Colgate Palmolive Co Com. Stock General Electric Co Johnson & Johnson Com. Stock Kinder Morgan Energy Prtnrs t.P
Nike Inc

A A A A A A
A

Dividend Dividend Dividend Dividend Dividend Dividend
Dividend

Sold J J T T Sold J J
J

06/18./09

J

06/18109

J

T T
T

13. 14.
15.

Qualcomm lnc Corn Stock Smith Barney IRA
Smith Barney IRA

A A
A

Dividend Interest
Interest

J J
J

T T
T

16. 17.

HWI Industries, Inc. Franklin FundTax Free B

None Dividend

J K

T T

(See Columns CI and D3)

N =1250,~1 - $500,~0

O =$5~,~1 - $1,000.000

Pl ~$1,~0,~1

(See Cclum~ C21

U =B~k Value

V =Ofl~

W =Estimated

FINANCIAL DISCLOSURE REPORT

N .... fP ..... R,porting Thompson, Gordon

Date of Repor, 04/23/2010

Page 5 of 8
VII. INVESTMENTS and TRUSTS -

~

NONE ~ro reportable income~ assets, or transactions.)

..... .~ ~ "
De~ription of ASselS (including t~st assets) Place "(X)" after each asset exempt from prior di~losurc

~
~ [

~.
Income during rcpo~i~g period Ty~ (e.g.. div., rein, orint.} Value i C~e 2 [ : (J.P)

c.
i Gross va ue period : of re~aing at end Value Me,hod Code 3 (Q-W) T T T T T T T

,i ~
T~pe (eg.. buy, sell. ~ redemption)

D.
T~n~ctio~ d~ring re~ing peri~ I Date I Value ~m~td&~ Code 2 ~ ~ (J-P) ’ Gain C~e I (A-It) ldcnfily of buyer!~ller (ifpfvale transaction)

/~
;

[Amount ] (A-tt)I " C~e

1
C A A Dividend Dividend Dividend None None A A Dividend Dividend None None A Dividend None A Dividend None A A A Dividend Di’ddend Dividend None J J J J J J J J J M J J J J J J

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Smith Barney Money Markel FNAWashington Mutual Fund Brokerage Account #1 -looreal Ord-Eur -Alnylam Pharmaceuticals Inc -Apple +Citigroup -Costco Wholesale Corp -Elan Corp ADR -Ford blotor Co -Harley-Davidson Inc -Jack in the Box -Eli Lilly & Co -Martha Stewart Living -Medtronic -Microsoft -Nike -Oracle

Buy

:05/22/09

J

T T T T T T T T T

Buy

08/20/09

J

FINANCIAL DISCLOSURE REPORT

Page 6 of

8

s .... fe ..... Repor, i~g

Thompson. norton I
[
C.
Gross ~aluc at end of repoSing period {1)~] (2) Value Value Co~e 2 M¢lhod Code 3 ~ (J-P) ~ (Q-’~Q ]

D,,, of aepo.

NONE (No reportab& income, assets, or transactions.)
A.
Description of Assets (includingt~st assets) Place "(X)" after each asset exempt from prior d~sdosur¢

B.
Income during ~_ reposing period i (I) Amount I Cod~ I {A-H) ~ (2) Typ¢ (c g., div.. rent, or it~t.)

D.
T~sactions during repoaing ~riod (I) ~ (2) [ (3) (4) i Dat~ [ Value Type (c g., ~ m~"d~/yv ~ C~ 2 buy, sell, redemption) (J-P} (5) Idcnmy of buycr/s¢llcr {if private t~nsaction)

Gain [ Cod¢ I : (A-H)

~ ~ ~

35.

-Qualcomm Inc

A

Dividend

J

T

36.
37. 38. 39. 40 41. 42. 43. 44.
45.

-Revlon
-Starbucks -Sysco -Target -Toyota Motor Corp -Waste Mgmt Inc DEL -Yahoo Western Assets-Money Market Fund San Diego County. Credit Union
Bank Deposit Program

None
None A A A A Dividend Dividend Dividend Dividend None A A
A

J
J J J J 3 J

T
T T T T T T Redeemed 12/10/09 L A

Dividend Interest
Interest

M
K

T
T

(See Colum~ El and D3)

N

FINANCIAL DISCLOSURE REPORT Page 7 of 8

"rho,np,o., Gordon

04/2312010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Number 47, Smith Barney!Citibank Savings is now Bank Deposit Program

FINANCIAL DISCLOSURE REPORT Page 8 of 8
IX. CERTIFICATION.

N .....f P ..... Ropo.i~ Thomp .... Gordon

~,,~ orReport 04/23/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependenl children, if any) is accurate, true, and complete to Ihe best of my knowledge and belief, and that any information not reported ",,,’as withheld because it met applicable statutory provision5 permitting non-disclosure. I fur{ht~r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signor

NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FIL~qG INSTRUCTIONS Mail signed original and 3 additional copies lo: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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