AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
’ 2. Court or Organization US COURT OF APPEALS SIXTH CIRCUIT : 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Go~’ernment Act of 1978 (5 U.S.C. app. ,~¢§ 101-I11)

1. Person Reporting (last name, first, middle initial) GIBBONS, JULIA S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/02/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. CIRCUIT JUDGE (ACTIVE)

[] Initial

5b. [] Amended Report

7. Chambers or Office Address 970 FEDERAL LBUILDING 167 N MAIN STREET MEMPHIS, TN 38103

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re~iesving Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followet£ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
~] NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.)
DATE
I. 2. 3.

PARTIES AND TERMS

Gibbons, Julia S.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporling GIBBONS, JULIA S.

Dale of Report 05/02/201 I

III. NON-INVESTMENT INCOME. tRepo.ing individualandspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouse’s)

B. Spouse’s Non-lnvestment Income - If you were married daring any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE ~o reportable non-investment income.)
DATE SOURCE AND TYPE
STATE OF TN - SALARY AS DISTRICT ATTORNEY GENERAL SHELBY COUNTY - COUNTY SUPPLEMENT AS DISTRICT ATTORNEY GENERAL

I. 2010 2. 2010 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~

NONE (No reportable reimbursements.) SOURCE I. FREEDOM FORUM DATES 2/18-2/20/2010 LOCATION NASHVILLE, TN PURPOSE MOOT COURT ITEMS PAID OR PROVIDED TRANSPORTATION, LODGING, MEALS TRANSPORTATION, LODGING, MEALS TRANSPORTATION, LODGING. MEALS

2.

UNIVERSITY OF TENNESSEE HARVARD UNIVERSITY

9/17-9/1812010

KNOXVILLE, TN

MOOT COURT

3.

11/15-11/17/2010

CAMBRIDGE, MA

MOOT COURT

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/201 I

V. GIFTS. a,c~udos ~o~o ,o ~o~, ~,a a,p,na,,t children¢ xee pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. an~,tes tho~, oSspo,~, ,~ aep,,a,,t ~hita,,,; ~,~ ~,~,. 32-33 of filing instructions.) [~ NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5. U.S. BANK CREDIT CARD

DESCRIPTION

VALUECODE J

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (1) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period O) Type (e.g.,
buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(Q-W) I. IRA-EQUITABLE LIFE ANNUITYEQUIVEST GUARANTEED INT ACCOUNT IRA-EQUITABLE LIFE ANNUITYEQUIVEST GUARANTEED INT ACCOUNT SUNTRUST-MEMPHIS, TN FEDERAL BLDG. FEDERAL CREDIT UNION ACCOUNT STATE OF TN 401(K) - REGIONS BANK 7.
8. A Interest J

Identity of buyer/seller (if private transaction)

A

Interest

K

2.

A

Interest

K

3.

A

Interest Interest

- FIDELITY PUTNAM FUND
IRA ROLLOVER RETIREMENT PLAN

A

Dividend

J

9. 10. II. 12. 13. 14.

- AMERICAN FUNDS: INVESTMENT FUND OF AMERICA - JOHN HANCOCK FDS: GREATER CHINA OPPORTUNITIES FUND - IVY FDS: GLOBAL NATURAL RESOURCES FUND - EATON VANCE FDS: DIVIDEND BUILDER FUND

A

Dividend Notre None

T Sold Sold Sold (part) Sold 02/26/10 11/19/10 02/23/10 05/07/10 J J
J

A A A A

A

Dividend

J

15.

16.

- HARTFORD MUTUAL FDS: HARTFORD CAPITAL APPRECIATION FUND - FRANKLIN FDS: FRANKLIN TEMPLETON MUTUAL DISCOVERY FUND - HENDERSON INTERNATIONAL OPPORTUNITIES FUND

None

A

Dividend

A

Dividend

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes tsee Column C2)

A =$1,000 or less F -$50.001 - $100,000 J $15,000 or less N =$250.001 - $500,000 P3 =$25,t:O0.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.0OI - $1.000.000 K =$15,001 -$50.000 O =$500.001 - $1,000.000 R =Co~l (Real/stale Only) V =Other

C =$2,501 - $5,000 HI =$1.000.001 - $5.000.000 L =$50,001 - $100.000 PI -$1,0~0.001 - $5.000.000 P4 =More than $50.000.000 S =As~cs~.mcnt W =E.-,tima~cd

D :$5,001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250,000 P2 =$5.000,001 - $25.000,000 T =Cash Market

E =$15,1)01- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code I (A-H) (2) Typ~ (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
Type (e.g., buy, sell, redemption) Transactions during reporting period

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

17. 18. 19.
20.

- EATON VANCE FDS: GREATER INDIA FUND - AMERICAN FUND: CAPITAL WORLD GROWTH & INCOME FUND - IVY FDS: ASSET STRATEGY FUND
- VIRTUS MUTUAL FDS: ALTERNATIVES DIVERSIFIER FUND

None A A
A

J J J

T

Dividend Dividend
Dividend

21.
22. 23. 24. 25.

- ING FDS: GROWTH & INCOME FUND
- PIONEER FUND: PIONEER FUND CLASS A M/F - CONVERGYS CORP- STOCK - SUNAMERICA 2015 HIGH WATERMARK FUND - REGIONS FDIC CASH ACCOUNT - CITIGROUP INC-STOCK

A
A

Dividend
Dividend None

J J J J J T T T T Buy (add’l) Buy (add’l) Sold (part) Sold (part) Sold (part) 02/22/I 0 03/I 7/10 04115/I0 ! 04/19/10 04/26/10 J J J J J
A A A

A A

Dividend lnterest

26. 27. 28. 29. 30. 31. 32. 33.

None

- FEDERATED MDT SMALL CAP VALUE FUND A - PIONEER CULLEN VALUE FUND A - ING EMERGING COUNTRIES FUND CL A A

None Dividend None

J J

T T

I. Income Gain Codes: (S~¢ Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (.See Column C2)

A =$1,000 or less F ~$50.001 - $10O.000 J ~$15,00~ or less N -$250.001 - $500.000 P3 -$25.000.001 - $50.000.000 Q =Apprai~l U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1.000.000 K =$15,OO I - $50.000 O =$500.I)01 - $1,000.000 R =Cost (Real Estate Only) V -Olhcr

C =$2,501 - $5,000 HI =$1,000.001 - $5,1)00.000 L -$50,0~ I - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More Ihan $50,0~0,000 S =As~ssmcnt W =Estimated

D =$5.001 - $15,000 H2 =More than $5.0~0.000 M =$ 100,001 - $250.000 P2 =$5,000,001 - $25,00~,000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/201 I

VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(l)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 Type (e.g., buy, sell, redemption)

(2) Date

(3) Value

(4) Gain
Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

(Q-W) 34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44.
45. 46. 47. 48. 49. 50. - E HOUSE CHINA HOLDINGS-STOCK

None

T

Buy (add’l) Buy (add’l) Sold (part) Sold Buy Buy (add’l) Buy (add’l) Sold (part) Sold (part) Sold (part) Sold Buy Buy (add’l) Buy (add’l)

01115/10 02/23/10 03/08/10 03/09/10 04/27/10 04/30/I 0 05/07/10 07/22/10 107/27/10 08/02/10 09/01/10 10/15/10 12/03/I 0 12/13/10 09/30/I 0 02/26/10 04/I 2/10

J J J
J

A A

J
J J J J
J

A A A A

J

J J J
J

- FIRST TRUST HIGH INCOME LONG/ SHORT FUND - FRED’S

A A

Dividend Dividend

T

Buy Buy Sold

J J

I. Income Gain Codes: (see Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ~se¢ Column C2)

A $1,000 or less F =$50.001 - $100.000 J =$15.000 or less N -$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Apprai’,.al U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1.000.000 K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5.000 H 1 =$1.000.0OI - $5.000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50,000,000 S =Assessment W =E:,timatcd

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5,000,1)01 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporling GIBBONS, JULIA S.

Date of Report 05/02/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[~]

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

CI )
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(i)
Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. -OSHKOSH TRUCK CORP 66. 67. - BANK OF AMERICA A Dividend J None - WENDYS/ARBYS Dividend - FORD MOTOR None -MOTOROLA None

Buy
Sold

08/10/10
10/19/10

J
J A

(part)
Sold Buy Buy (add’l) 10/27/10 03/16/10 03118/10 07/20/10 08/19/10 03/29/10 04/06110 04/29/10 08/06/10 10/14/10 08/18/10 11/16/10 09/27/I 0 10/25/10 10/20/10 J J J J J J J J J J J J J J J A A A A A

(part)
Sold Buy Buy (add’l)

Sold

(part)
Buy (add’l) Sold Buy Sold Buy Sold Buy

Sold

I. Income Gain Codes: (See Columns B I and D-I) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.00O J =$15,0~O or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1.0~0,000 K -$15,001 - $50.0~0 O =$500,001 - $1,009.000 R =Cost (Real Estale Only) V =Other

C =$2,501 - $5,000 HI =$1,0~,001 - $5.000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More than $5,000.000 M =$ 100.001 - $250,000 P2 =$5,000,0~1 - $25,000,000 T =Cash Market

E =$15,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/201 I

VII. INVESTM ENTS and TRUSTS - i.co,.e, ,,ulue, trunsuctio.s (Includes those of spouse end dependent children; see pp. 34-60 of filing instructions.)
’---1 NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (i) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (i) (2)
Value Code 2 (J-P) Value Method Code 3 Type (e.g., buy, sell, redemption)

Transactions during reporting period

(2)
Date

(3)
Value

(4)
Gain
Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

(Q-W)
68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. - RS GLOBAL NATURAL RESOURCES - ORACLE SYSTEMS AXA EQUITABLE LIFE INS CO AXA EQUITABLE LIFE INS CO A A None None Interest Interest J J J K T T T T
- FINISAR CORP None

Buy (add’l) Buy Buy (add’l) Sold

10/28/10 10122110 I 1/01/10 12/01/10 12/07/10 11117/10 12/31/10

J J J J J J J A B

(part)
Sold Buy Buy

I. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes {See Columns C I and D3) 3. Value Method Codes (S¢c Colunm C2)

A =$1,000 or less F =$50,001 - $10~,000 J -$15,000 or less N =$250,001 - 5500,000 P3 =525,000,001 - $50,009.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100,001 - $1,00O.00~ K =$15.0~ 1 - $50,0~0 O =$500.001 - $1,000,0~0 R -Cost (Real Estate Onlyl V Other

C =$2.501 - $5,000 HI =$1.0~),001 - $5.0~0.000 L -$50.001 - $ 100.0~ PI =$1,000,091 - $5.000,0~0 P4 =More than $50,000.0~0 S =Assessment W =Estimated

D =$5,001 - $15.000 H2 ~More than M =$ 100,001 - $2 P2 =55.000.001 - $25.090.000 T =Cash Markcl

E =515.001 - $50.04~

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andicate part of report.)
PART VII, LINE 5: 401(K) ACCOUNT HAS BEEN SPLIT INTO TWO LINES, #s 6 AND 7. PART VII, LINE 7: ON THE 2009 REPORT THE ONLY INVESTMENT LISTED FOR THE 401(K) WAS REGIONS BANK. HOWEVER, FUNDS WERE INVESTED IN FIDELITY PUTNAM FUND AND THIS WAS INADVERTENTLY OMI’I-I’ED FROM THE 2009 REPORT.

FINANCIAL DISCLOSURE REPORT Page 10 of I0
IX. CERTIFICATION.

Name of Person Reporting GIBBONS, JULIA S.

Date of Report 05/02/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] JULIA S. GIBBONS

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 UoS.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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