I

AO 10 m,v. 1/2010

[

I

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009

ReportRequiredbytheEthics in Government Act o.[1978 (5 u.s.c, app. ~~

i. PErson Reporting (last name, first, middle initial)

2. Court or Organization

3. Date of Report

GOODWIN, Alfred T ¯
4. Title (:’U~icle III judges indicate active or senior stalus; magistratejndges indicate full- or pan-time)

U.S. Court of Appeals for the Ninth Circuit
5a. Report Type (check appropriate type) [] Nomination, [] Initial Oat: I [] A ....

3/16/10
6. REporting Period

Senior Judge
7. Chambers or OffiEe Address

1/1/09
[] Final

to 12/31/01

125 S. Grand Ave., Suite 506

5b. [] Amended Report ’ 8. On the basis of the information contained in this REport and any modifications pertaining thereto, it is, in my opinion, in oomplianEe

with applicablelaws and regulations.

P.O. Box 91510
Pasadena, CA 91109-1510 ReviEwingOffieer Date

1MPORTANT NOTES: The instructions accompanying this form must be followed. Complete airports,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)
[---] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

~. Member, Board of Directors
2

Ninth Circuit Historical Society Sec. 503 (c), non-profit

II. AGREEMENTS. (R,’porting individual only; seepp. 14-16 ,,f filing instructions.)
NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

3.

Goodwin, Alfred T.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting

DateofR¢|,ort

GOODIg£N, Alfred T.

3/16/10

Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income V-~ NONE (!Vo reportable non-investment income.) DATE
1.

SOURCE AND TYPE

INCOME
(yours, not spouse’s)

2.

3

4.

B. Spouse’s Non-lnvestment Income - If yo. were married during any portion of the reporting year, complete this sectio~
(DolA2r amount not required except for honoraria.)

~-~ NONE (No reportable non-investment income.) DATE.
1.
2.

SOURCE AND TYPE

3.

4.

IV. REIMBURSEMENTS -. transportation, Iodging, fi~od, entertai ....... t
(Includes those to .Vumse and ~hTwmh’nt children; see pp. 25-27 (~filing instructions.)

~ NONE (No rq)ortable reimbursements.) SOIJRCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Dale of Report

Page 3 of 6

GOODWIN, Alfred T.

3/16/i0

V. GIFTS. ~i~u~s thos, to spouse and dependent children; see pp. 28-31 of filing instructions.)
[] NONE (No reportable gifts.) SOURCE
1 2. 3. 4, 5.

DESCRIPTION

VALUE

VI. LIABILITIES. :l, ctuae, ,hose o/.,:o,se o,,a aepe,,ae,, children; see pp. 32-33 of filing instructions.)
[~ NONE (No reportable liabilities.)
CREDITOR
1. 2 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

NameofPerson Rqmrling

Datt0fR~’por!

GOODWIN, Alfred T.

3/16/10

VII. INVESTMENTS a n d TRUSTS - inco,,e, va,,e, transactions (Includes those of spo.se and dependent children; see pp. 34-60 of filing it~structions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset B. Income during reporting period A ..... t Type (e.g, C. Gross value at end of reporting period Value Value Type (eg., D. Transactions during reporting period

exempt from prior disclosure

I Date I Value ! Gain ] Code 2 I Code 1 [ (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) Code 1 div., rent, Code 2 Method buy, sell, ] mm/dd/yy / (Q-W)

Identity of bu3er/seller (if private ] transaction)

1 1/5 Interest acres Deschutes Countvo O~ Prineville Bancorp Stock
3

A

none none

K

Q (2¢00
tax appraisal -0i2/31 FD C t~)k over bank

Columbia Bancorp 4 Pasture Deschutes County r OR

A none

div. none

J K

T Q (2(00 tax e ppraisal

10.

14. 15

16

1 Income Gain Codes (See Columns B I ~md Dd) 2 Value Codes (See Columns C I and 1)3) 3. Value Method Codes (See Column C2)

]

A =$1,000 or less F ~$50,001 - $100,O00 J ~$15,000 or less N :$250.001 - $500.000 I’.l =125.000,001 - $50.000,000 Q =Appraisal U =l~ook Value

B :$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 ||1 =$1.000.001 - $5,000.000 L =$50,001 - $ I00.000 PI =$1.000.13131 . $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $I 5.000 112 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT

]Name of Person Reporting

DateofRepor!

Page 5 of 6

GOODWIN, Alfred T.

3/16/10

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. :lndicatepartofRepora)

N/A

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 6 of 6
IX. CERTIFICATION.

GOODWIN, Alfred T.

Date of Rep!t! 3/16/10

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify tbat earaed income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Sigaatu

NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544