AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization Southern District of Florida
Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of!978 (5 U.S.C. app. §§ 101-111)

!. Person Reporting (last name, first, middle Initial) GRAHAM) DONALD L. 4. Title (Article Ill Judge~ Indicate a~ive or sen~r status; magistrate judges indicate full- or part-tirn¢)

3. Date of Report 8/26,2011 6. Reporting Period 01/01,2010 to 12/31/2010

U.S. Dis~ct Judge - Active

5b. [] Amended Report 7. Chamben or Office Address On the basis of the information contained in this Report and an}, modifications pertaining thereto, It Is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

400 North Miami Avenue Chambers 13-4 Miami, FL 33128-1812

IMPORTANT NOTES: T~e instruction~ accompanying Ihi~ form m~t be.followed. Complete all part~,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~R~po,,~.~ ~dl,Jd.°t o.ly: ,e. ~,~ ~] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Graham, Donald L.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting GRAHAM, DONALD L

Date of Repor~ 8/26/2011

Ill. NON-INVESTMENT INCOME. ~R~,or~n, ~,~d,alund,po,,e~,e,p~,. 17-U
A. Filer’s Non-Investment Income ~] NONE (No reportable non-investment income.) DATE ~OURCE AND TYPE
INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-lnvestment Income - if you were married during any portion of the reportlng yearo complete thi~ section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE

I. 2. 3. 4.

IV. REIMBURSEMENTS (Includes those to spouse and dependem children; see pp. 2J.27 off!ling instructions.)

D

NONE (No reportable reimbursements.) SOURCE DATES
6/24/2010 9/13/2010-9/18/2010 9/29/2010-10/3/2010

LOCATION
Boca Raton, FL Boston, MA Atlanta, GA

PURPOSE
Speaker Teach Attend conference

ITEMS PAID OR PROVIDED
Transportation and food Transportation and food Transportation and food

I. 2. 3.

The Florida Bar Harvard Law School The Just The Beginning Foundation

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting GRAHAM, DONALD L.

Date of Repor~ 8/26/2011

~]

NONE (’No reportable gifts.)
SOURCE DESCRIPTION

I.

!.
3.
4.

5.

~]

NONE (]go reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Pe~on Reporttng GRAllAM, DONALD L.

Date of Report 8/26/2011

NONE (No reportable income, assets, or transactions.)
Description of As,sets (including trust assets) Place "(X)" after each as,~ exempt from prior disclosur~ Income during r~porting period (1) (2) Amount Type (e.g.. Code I div.. r~t, (A-H) or int.)
Gross value a! end

Transactions during r~-poning period O) Type (elg., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyerlscller (if private transaction)

of reporting pefiud (1) (2) Va|ue Vah~e Code 2 Method (J-P) Code 3

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. i I. 12. 13. 14. 15. 16. 17.

Miami Federal Credit Union Fidelity Over The Counter (IRA) Fidelity Agressive Growth American Century 20th Century Ultra T. Rowe Price Int’i Stock Fund USAA Agressive Growth Four Kings, Inc. USAA S&P Index Fund Columbia Management Excelsior Value & Restructuring Fund Abbott Laboratories (Common) American Express (Common) Ameriprise Financial Citigroup (Common) Hewleu-Packard (HP)(Common) EMC Corporation (Common) Home Depot(Common) AlcateI-Lucent(Common)

A A A A A A

Interest Dividend Dividend Dividend Dividend Dividend None K

T Redeemed Redeemed Redeemed Redeemed Redeemed T Redeemed Redeemed T Sold Sold Sold T Sold Sold Sold 12/30110 12/30/10 j 112/30/10 K K J D C A 12/30/101 12/30/10 [ 12/30/10 K J J B C A 07/14110 07/15/10 M M E E 071151101 07/15/10 07/20/10 04/07110 07/14/i01 M K L L J A A A C

C B B A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

A

Dividend None

I. Income Gain Codes: (S~e Columns BI and D4) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes (See Coluran C2)

A =$1,0~0 o~ less F -$50.001 - $100,~00 J =$15,000 c¢ k’ss N =$250.001 - $500.000 P3 -$25,000.001 - $50.O00,000 Q -Appraital U -Book Value

B =St,001 . $2,500 G =$100,001 - $1,000.000 K ~15,001 - $50.000 0 -S300.0OI - $1.0~O.0OO R ~Co~t (Real E~a~ Only) V =~her

C =$2’501 HI =$l,O00.00l - $5,000.000 L =$50,001 ¯ $100,000 Pl -$1,(X~O,001 - $5,000.000 P4 =Mo~e Ihan $50,000.000 $ -Assessmen! W =E~mated

E =$15,0OI ¯ $50,000

112 =More ~ma $5,000,000 M =$100.00l - $250,000 1’2 =$5,0~O,001 - $2~,~00.000 T =(~a~b Mark~

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Per~om Reporting GRAHAM, DONALD L.

Date of Report 8/26/2011

NONE (No reportable income, assets, or transactions.)
A.
I:kscription of Asset~

B.
Income during

C.
Gra~ value at end

Transactions during rcporling period (2) Dat~ (3) (4) Value

(including trust assail) Place "(X)" after each asset cxt’ml~, from prkx disclosure

relx~ing period (I) (2) Amount Type (e.g., Cod~ I div., rent. (A-H) or into

of v:porting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-VO Type (e.g.,
redemption)

mm/dd/yy C~de 2 (J-P)

Gain Code I
(A-H)

Identity of
buyer/seller (if private

transaction)
Sold 12/30110 K E

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Texas Instruments (Common)

A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K T T

International Business Machines (Common) A Microsoft Corporation (Common) Al~’ia Corp. Walgreen Company (Common) E-Trade (Kcmper Institution) Money Marke’ (JPM Muni) Bank of America Corp. (Common) PG (Common) Pfizer (Common) TJX, Inc. (Common) Lenovo Group Ltd. Ameriprisc Cash A A A A A A A A A A

Sold Sold Redeemed Sold Sold Sold Sold Sold Redeemed

12/31/10 12/31/10 07/20/10 12/30/10 12/30/10 12/30/10 12/30/10 12/30/10 07/15/I 0

J K K J K J L K K

D D A A D A E A A
Spin off from :American

Express Ameriprise Personal St. Paul Travelers Companies First Eagle Global Class C Black Rock Global A A B B Interest Dividend Dividend Dividend M M T T Redeemed Sold Buy Buy 07/15110 12/30/10 10/25/10 10/25/10 K J M M A A

I. Income Gain Codes: (S¢ Columns Bl and D41 2. Valu~ C c~k-s (5~ Colmnns CI and D3) 3. Value Method Codes (See Columa C’2)

A -$1,0~0 o¢ less F ~$50,001 - $I00,000 J =51 ~,1~0 o~ kss N -$250,001 - $500,000 P3 =$25,0OO,001 - $50,000,000 Q =Appraisal U =Book Valu~

B -51,001 - $2,500 G -$I00,001 - $I,0~O.0~O K =$15,001 - $50.000 O ~$5~O,001 - $1,0~O,0OO R =Cost (Real Estate Only) V =O~hcr

C -52.501 - $5,1~0 III o$I,O00,001 - $5,O00,0OO L =550,001 - $|00,000 PI --$I,0OO,001 - $5,00~,0OO p4 -Mote than $50,{300,000 S ~Assessmcnt W =Estimated

D =55,001 - $15,000 112 ~Mo~ than 55,0~O.000 M -5 |0<},0Ot - 5250.000 P2 -$5,0OO.001 - $25,0OO.O00 T -Cash Mafk¢~

E =$I 3,001 - $30.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name ol" Person Reporting GRAHAM, DONALD L.

Date of Rtport 8/26/201

VII. INVESTMENTS and TRUSTS -~nco.~, .o/., ..,,,.¢ao.. a..t.,t., ,ho. of sro.- ~,d d.~,..d~., churl...: ,. pp. 34-60 o/fging In.rtructlon.~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosur~ B. C. Gross value at end Income during of reporting period reporting period (I) (2) (I) {2) Amount Type (e.g., Value Value Code I div., r~nt, Code 2 Method (A-H) (J-P) Code 3 or int.) (Q-W) D. Transacdons during rrpo~ing period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (ifprivate mm~action)

Gain Code I (A-H)

35. 36. 37. 38. 39.

Templeton Global Bond Pimco Total Return DWS Intermediate Tax Black Rock Global (Retirement) First Eagle (Retirement)

c D A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

M M M K K K K K

T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy

09/03/I 0 09/03/10 09/03/10 10/25/10 10/25/10 09/03/10 09/03/10 09/03/10

M M M K K K K K

40. Pimco Total Remm (Retirement) 41. Pimco Low Duration (Retirement)

42. Templeton Global Bond (Retirement)

I. Incorc~ Gain Cndcs: (,~’t Columns BI and D4) 2. Valu© Cndcs (~’ Colun’ms CI and D3) 3. Valu~ Method Cnde~ (S Column C2)

A =$1.000 or less F -$.~0,001 - $100,000 J -$15,000 o~ I~ss N =$250,001 - $500,000 P3 -$25.000.001 - $50,000.000 Q =Appraisal U -Book Value

B -$1,001 - $2,500 (3 =$100,001 - $1,000.000 K "$ I 5,001 - $50,000 O -$500,001 - $1,000.000 R -Co~! (Real Estate (3nly) V =~thet

C =$2.501 - $$,000 III -$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5.000,000 P4 =More than $50.000,0~O S =Assessxnen! W =Esdma~.d

D =$5,001 - $15,000 112 =Mo~¢ than $5,000.000 M ~$100.001 - $250,000 P2 ~-$5,000,001 - $25,000.000 T =Cash Mark¢~

E o$1~,0¢1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting

Date of Report 8/26/2011

GRAHAM, DONALD L.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting GRAHAM, DONALD L.

Date of Report 8/26/201 i

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true., and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from out~lde employment and honoraria and the acceptance of gift~ which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/DONALD L. GRAHAM

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful