. ; AOl0 ] Re~. l/Z010 ~.

I

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
2. Court or Organization 3d Circuit 5a. Report Type (check appropriate type) [] Nomination, Date [] Annual [] Final

Reporl Required by the Ethics in Government Act of 1978 0 u.s.c, app..~;.{ 1oi-t11)
3. Date of Report 05/t4/2010 6. Rep~rtlng Period 01/01/2009 to 12;31/2009

i. Person Reporting (last name, first, middle initial) Jordan, Kent A. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicatg f~ll- or part-time) Circuit Judge

[] lnilial

,,

5b. [] Amended Report 7. Chambers or Office Address 844 King Street Lock Box 10 Wilmington, DE 19801 8. On the basis of Ihe information contained in this Report and any modiflcatiol~s pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Offit’er D ate

IMPORTANT NO TES: The instructions accompanying this form musl be followea~ Complete all paris,
checking the NONE box for each part where you have no reportable information Sign on last page.

I. POSITIONS. ~R~,a,s
~] NONE (No reportable positiora’.)
POSITION
1. Member of Executive Committee

NAME OF ORGANIZATION/ENTITY
Richard S. Rodney Inn of Court

2. 3. 4.

Advisory. Board Member Board Member Board Member

Georgetown University E-Discovery Institute Ministry of Caring Sacred Heart Village

II. AGREEMENTS. (Reporting individ.al onl);" see pp. 14-16 of flllng instructions~)
[~ NONE (No reportable agreemem’s.) DATE I. PARTIES AND TERMS

Jordan, Kent A.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 0

Nam~ of Person Reporting Jordan, Kent A.

[ Date of Report

05/14/2010

[

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; :;ec pp. 17-24 of filing instracaons,) A. Flier’s Non-Investment Income

[]
I. 2/2009

NONE

(No reportable
DATE

non-investment income.) SOURCE AND TYPE INC.~QME (yours, not spous*’s) $8,000.00 $10.000 $8.000.00

Vanderbilt University * teaching University of Pennsylvania School of Law - teaching Vanderbilt University - teaching

2.09/2009 3.09/2009 4.

B, Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) ~ NONE (No reportable non-investment income.) DATE 1.1/09-3/09 2. 3. 4.

SOURCE AND TYPE
Home Instead Senior Center - hourly

IV. REIMBURSEMENTS -,r..,po..tio., todg~,s.food. ,,t,,,,i~,,,,~
(Includes those to spouse and dependem children," see pp. 2,5-27 off!ting instructiorts.) ~ NONE 6Vo reportable reimbursementa.) SOURCE t. 2. 3. 4. PSS Systems, Inc Vanderbih University Brigham Young University Univ. of Pennsylvania Law School Univ. of Pennsylvania Law School; Boston University DATES t122-23109 2/6-13/09 2113-14109 3126/09 LOCATION Jacksonville, FL Nashville, "IN Boston, MA Philadelphia, PA PURPOSE Speaker at seminar teaching Speaker at seminar Speaker at program ITEMS PAID OR PROVIDED food, lodging, and tra.nsportation food, lodging and transportation food, lodging and transportation transportation

5.

4/1/09

Philadelphia, PA

Speaker at program

transportation

6.

4/7-8/09

Boston, MA

Judge Moot Ct, Finals

food. lodging and transportation

FINANCIAL DISCLOSURE REPORT

Reporting

DateofReport

Page 3 of l 0 [ Jordan, Kent A.
7. Practicing Law Institute 5/1/09 New York, NY Speaker at seminar food and transportation

05/14/2010

Federa! Circuit Bar Assn.

6/18-20/09

White Sutpher Springs, WV
Nashville, TN

conference participant

food, lodging and transportation

9.

Vanderbuilt University

10/1 l-18/09

leach

food, lodging and transportation

11. 12.

FINANCIAL DISCLOSURE REPORT Page 4 of I 0

r~,~e of~.e~o~ aepo,~i.g ao~a~., Ken~ A. 05D4/2010 ] Dat~ at

~

NONE (No reportable g~fis.) ~ DESCRIPTION VALUE

1. 2. 3. 4. 5.

[~

NONE (No reportable liabilities.)

CREDITO~
I. 2. 3.

DES~RIPTI~)N

VALUE CODE

5,

FINANCIAL DISCLOSURE REPORT Page 5 of 1 0 VII. INVESTMENTS and TRUSTS - i .......
A. Description of Assets (including trust assets) Place "CX)" after each asset exempt from prior disclosure

NameofPerson Reporting

Date of Report

Jord~., Kenl A. ,~ue, t ......

05/14/2010

tions (Includes those of sp ..... nd dependent children; see pp. 34-60 of filing instructions.)

[---] NONE (No reportable income, assets, or transactions.) B. Income during reporting period AmountI Type(e.g., Code I [ div.,rent, C. Gross value at end of reporting period Value COde2 D. Transactions during reporting period

I Value
[ Method (Q-W) ....

Type(.g., buy, sell~

Date Value i Gain [ mm/dd/yy Code2 i Code I

ldentityof buyer/seller transaction)

l. Schwab U.S. Treasury Money Fund 2. 3. 4. 5. 6. 7. 8. 9. I 0. 1 l. 12. 13. 14. 15. 16. 17. Loomis Sayles Bond Galeway Index Plus Fund

A

Dividend None

K J

T T Buy 01/05/09 J

Buy

01/07/09 J (add’l) Sold (pan) Sold 02/24/09 Buy (add’l) None K J J J J J J J J J’ J T T T T T T T T T T T Buy Buy (add’l) Buy (add’l) Buy (add’]) Buy (add’l) 02/20/09 J 04/13/09 J 01/22109 K 01/29/09 02/24/09 03/24/09 04/28/09 J

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy 05/27/09 (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) 06/23/09 07/28/09 08/25/09 09/22/09 10/27/09

(See Columns CI a~d D3) 3. Value Method Codc-s (See Column ¢2)

N ~$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U -Book Value

O =$500,001 - $1,000,000 R =Cost (Real E~tatc Only) V =Other

PI =$1,000,001 - $5,0~O,000 P4 =More than $50,000,0~ S =Assessmenl W =Estimated

P2 =$5,000,001 - $25,0~0,000 T =C~h M~’ket

FINANCIAL DISCLOSURE REPORT

~ Name of Person Reporting
] Jordan, Kent A,

Date of Reporl

Page 6 of 10
VII. INVESTMENTS and TRUSTS - ~.co ..... t.., ,, .... ao.,~ a.ct.~ ,hos. oSs~ ..... d ae~,~.a¢., chuar..;
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including !.rest assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporling period

05/14/2010

~

p~,°fx)"~,e .... hamlet

~,T-T .....i~) .....T ~i)--I--~) i ..... -f-i) .... i-(-~i--~ i~i-?-(,-Tj ..........i~S .....

,\mon,t T>~(0.g.,
(A-H) [ orint.)

Va~ue I T~(e.g.. : Date i Valne [ Wto0
(J-P) | Code3 [ redemption) ]

(J-P) ~ (A-II) I

(ifprivate

18. 19. 20. 21. 22, 23. 24. 25, 26. 27. 28, 29, 30, Ivy Asset Strategy Gateway Index Plus Fund Rydex Inverse GoD Long

A A

Dividend Dividend None

J J

T 3"

Buy (addq) Buy (add’l} Buy Buy (add’]) Sold (pan) Sold

11/24/09 12/1 ~/09 01/22/09 01/29/09 03/20/09 04/02/09 04/02/09 04/!4/09 06/26/09 09/25/09 !t2/22/09 ! 04106/09 04/13/09 J J

None

J

T

Buy Buy (add’l)

A A A

Dividend Dividend Dividend None

3 J 3 J

T T T T

Buy (add’l) Buy (add’l) Buy (add’{) Buy Buy (add’I)

31.
32, ProFunds Rising Rates Opportunity Fund

A

Dividend
None

J

T

(add’l)
Buy

Buy

12/10/09
05/28/09

33.

Buy

07/08109

(add’l) 34. Sold

(par0

07/31/09

(See Colu~

PageFINANCIAL7 of 1 0 DISCLOSURE REPORT [
VII. INVESTMENTS an d TRUSTS - ~.¢o .....

0s/J4/2010

tu,, , ..... hans (Includes those of spauae and ~pendem church; seepp. 34-60 O/~g ~xtructions.)

~

N ONE (No reportab& income, assets, or transactions.)

...... -X’~ ..............
Dc~fiption of Assels (including trust asse~) PI~c "(X)" after each ~set exempt from prior disclos~e

1 .........~ .....................~? ........................................ D. ................
Income during rc~ing ~ri~ Gross value a{ end of re~ing pe6od Tmn~ctions d~ng rcpo~iag ~fi~

~

~o)
:: Amount ~ Cede I ~ (A-H) :

~)
T~ (e.g., div., rent, or int.)

o) [ ~
Value C~c 2 (J-P) [ Value Me~od C~e 3 (Q-~ .......

o)
T~ (e.g,, buy, sell, redemption)

~) ~) .... ~ ...............~--~
Date ’,m~d~ ~ ~ Value C~e 2 (J-P) Gain Code I (A-H)

.............
Sold

[ ............................................. ~
08/18/09 06/03/09 06/30/09 07/31/09 08/31/09 09/30!09 10/30109 1/30/09
12/31/09

Idmtity of buyer/seller (ifpfivale t~ns~tion)

:

35~ 36. 37, 38. 39. 40. 41, 42.
43.

J K

Pioneer High Yield Fund Class A A A A A A A
A

None Dividend Dividend Dividend Dividend Dividend Dividend
Dividend

K J J J J J J
J

T T T T T T T
T

Buy Buy (add’l) Buy (add’l) Buy

(add’l)
Buy (add’l) Buy (addq) Buy
(add’El Buy

(add’l)
44. American Fund Growth Fund of Am. None J T Buy 07/22/09

45,

J
A Dividend J

T
T

Buy
(add’l)

08/31/09

46.

(add’l)
Buy Buy (add’l) [~uy (add’l) Buy (add’l) Buy

Buy

12/2 ]/09

47. 48. 49. 50. 5t.

American Century Equity-Income

None

J J

T T T T T

08/07/09 08/27/09 09/15/09 12/29/09 09/10/09 J J J J

A A Pioneer Global High Yield A

Dividend Dividend None

.I J J

FINANCIAL DISCLOSURE REPORT
Page 8 of 1 0

Name of~’ersoo ~t*po,(iag
Jordan, Kent A.

Oa~e ot R~,,,~
05114/2010

i

I

VII. INVESTMENTS an d TRU STS - ~,~o~, ~, ,~o.~ a.~.,~o~ ~/~ ......
~O~E ~o reportable income, assets, or transactions.) ~sc~ption of Asse~ (including ~st ~) Place "(X)" a~er ~h ~ml exempl from prior disclos~c Income during re~aing ~ri~ Amount C~e I (A-H) T~e (e.g., div., rent, or int.) Gr~s valuc at end of reposing pefi~ Value C~e 2 (J-P)

~ dependent children; seepp. 34-60 offlltng ins,ruclion~)

T~n~crions du~ng re~Hing ~ri~ Identity buyer/seller (if private

] Value T~ (e.g., ~: Date :: Val~ Gain ] Mc~ buy, sell, ~m~d~yy :: C~e 2 Code I redemplion) [ Code 3 [ (J-P) : (A-H) (Q-~ .... r ~ trade,ion) T T T T T Buy (add’l) Buy (add’l) Buy Buy (add’l) Buy (add’l) 09/I 5/09 J 09/30/09 J 10/30/09 11/30/~ 12/31/09 J

52. 53. 54. 55. 56, 57. 58. 59. 60. ’ 61. 62. 63. 64. 65. Fideli~ lnves~ent - Delaware’College Investment (~ Fideli~ lnves~ent - Delaware College Investment (~ FideIi~ Investmenl - Delaware College lnves~ent (Y) Fideli~ Inves~enl - Delaware College {Y) ING Direct (Money Market Accts) (Y) Texaco/Chevron Corp. Common Stock Texaco/Chevron Corp. Common Stock Texaco!Chevron Corp. Common Stock A A A Dividend Dividend Dividend A A A A Dividend Dividend Dividend Dividend

J J J J J

J J

T T

Income Gain Codes:

A =$1,000 or less

B =$1 .b~OI - $2,300

C =$2,501 - $5,000

D =$5,001 - $ t5.000

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Pag~ 9 of 10

Name of Person Reporling

[

Date of Report

05/14/2010 [ Jordan, Kent A. [

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~,~,~,o/~eo~

FINANCIAL DISCLOSURE REPORT

Page 1 0 of 1 0 IX. CERTIFICATION.

] N ....
[ Jord.n, Kent A.

D.,eofR I po
05/1412010

I certify that all information given above (including information pertaiedng to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatur~

NOTE: ANY INIDIVIDUAL ~Vi’IO KNOWINGLY AND WILFULL¥ FALSIFIES ( AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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