AO 10

Rev. 1/2010

I
I

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
:L._Court or Orl~anization

Report Required by the Ethics
in Government Act of 1978

(s U.S.C. app. §§ 101-1t0
3. Dale of Report

I. Person Repordng (last anne, first, middle initial)

LEE, TOM S.
4. Title (Article [1I judges indicate active or senior status; magistxate judges indicate full- or part-dine)

Oniteff States District Court, Southern District

5/15/2010
6. Reporting Period

of MS
5a. Report Type (check appropriate ~ype) ] Nomination, Date

Senior United States Dictrict [] ~,itia~ Court Judge
7. Chambers or Office Address

[] A~uua,

[] Fina~

1/i/09 to 12/31/~)9

5b. [] /~nended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it ix, in my opinion, in compliance

245 East Capitol Street
Suite 109

with applicable laws and reg~alations.

Jackson, MS 39201

Re~iewin~Omcer

l)~te

IMPORTANT NOTES: The itt~tructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individuat only; s¢e pp. 9-13 of riCing
~-~ NONE ~o reportable positions.) POSIT~ON NAME OF ORGANIZATION~NTI~

~. General Partner
2. 3. 4.

Tom $ Lee ~ Is~m~t~d Partn~r.~h~p

" ,: -

-::

. ~~
.’~’

..-

~
~
2.

NONE ~o reportable agreement2.) DATE PARTIES AND

2009

State Employee Pension Fund; pension upon retirement age 65

FINANCIAL DISCLOSURE REPORT Page2of.~

N ..... f~..r~.. ,~.po.,i.= LEE, TOM S. ]

5

III. NON-INVEST~NT INCOME. (R,~o,i,¢ individuM and spo~e; see pp. 17-24 of filing
A. Filer’s Non-Investment Income ~ NONE ~o reportable non-investment income.) DATE 1 2. 3. 4. SO~CE AND ~PE INCOME (yo~s, not spousds)

B. Spouse’s Non-lnvestment Income - If you were married during any l~or~ion of the repor~ing year, complete th~
(£)ollt~r atnount not r~-quired except for honorori¢t)

[~] NONE. (No reportable non-investment income.) I)A ~TE ~ 2. 3. 4. 2009 SOURCE AND TYPE Director - Community Bancshares of MS, Inc.

IV.
(l.t "IucA’s those to spoust" and d~’~ndent children: see pp. 25-27 (~fil~g ins~ctions.)

~ NONE (No reportable reimbursements.) ~ 1. 2. 3. 4. 5 ~ LOCA’FION P~OSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page3of8

N .... ~e ..... R.~o.,~.: LEE, TOM S.

o .... ~,o,, 5/15/2010

[~] NONE (No reportable gifts.) ~ DESCRIPTION

2. 3, 4 5.

VI. LI ABILITIES. a.~.,to., a,o,. of,w, ..... a a~a,,,ao., .~,od,o.; ,o, ~v. sz-~s q.a~i,,~

[

] NONE (No reportable liabilities.) CREDITO_R 1.
2. 3. 4.

DESCR|PTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT
Page4of 8

~ ....fP .....R,~or,~.,
LEE, TON S. 5/1512010

~ NONE (No reportable income, as’sets, or Oansactions.)
Desc+ip~on of Assets (including uuat amets) ln~ome d~ng repo*~ng period Gros+ value at end ofrepo+fing ~riod

]
, r~dempfi~)

Tr~sactioa+ during rcpot~ag pe+iod

exempt ~om p~or disclosure

Code I [div., rent,
ormt)

~ Code 2
~ (J-P)

Me~c,d
Code3

buy, sell, mm/d~ ~ Code 2 Code I
~ (J-P) (A-H)

b~,er/seller
(if private

ING NQ VAR
2

None None

J N

T T

Ameri.c~a~::S~-flnd.ia NQ g~ 3 Van Kampen Nun~ Opp
4

MS O Coupon Bond
5

None B A D~v. ~n~ _ None E Div. None

~ K g

T T T

Bond fluctu

Eaton Vance NS Fund 6NS Hosp~tat EQ & FAC Bond
7.

Shares New Perspectiv¢~ g Shares of Community Bancshares of MS,Inc.
9.

Sel] P1 J T T

3/2

M

D

INC NQ VA #. ~ ,o. AmerJc.am ~ NQ ~ His Hartford VA IRA..
12

None None ~o~e. None A Int.

M K L M

T W T T gond.~ Life Ins.

Land in Scott Co., MS ]U.S.Ser. E. Bonds Phoenix Life ~5. Community Bancshares of MS ~ HisING VA IRA...
17

Accoun. None Sell 7/2z J A

Lord Abbot Aff.

FINANCIAL DISCLOSURE REPORT ~ ....fr .....Ropor,l.g Page5 of 8 LEE, TOM S.

5/15/2010

~ NONE (No reportable income, assets, or transactions.)
I)~scrip~on of A~ (indud~g ~st a~) Place "(X)" after each ~sct cxm~ptfiompri~clos~c / [ Income during rgpo~fing period G~oss v~u¢ at e~d of re~o~ng pe~od

~ (t) ~
i ~ount
] ~C~

(2)
Type (e.g., 6v., rcnk

(U [ C~)
Value
Code 2

O)
Type (~.g., buy, sell,

] VMuc
~ Me~od

[

C2) ~
~’er/sellcr

:. Date i :~/d&~ Code2 Cod~ I ~ ~

[ ......

(Q-W)

I.

Alliance MF

None None None M K J J M J L T T T T T T T

Sell 7/24 K Accourt FI~ c. -AccouNt FI~ c.

D

2Ha~tf~dj~,~ NQ ~. ~{~{mING VA IRA...
4.

Franklin Income
5.

A

Div. None

ABB Limited VK C&S Muni
7

D A C

Div. Div. Div. None

FT Muni

g VK CRS Muni VK EAFE mClaymore Def. Builder

Sell

3/10

J

A

~2. ClaTmore Def. E~u~ties
~ FT Corp. Strength VK Utility Income ~s Thornburg Income n,,,~a~ B Div. K

B

Div.

1,

T

A
A B T

Div,
Div. Div. L K T T

Sell

7/24

~6 Matrix Am. First
17

K T Buy 3]10 K

T Buy

7/27 K

FT Muni !ns,

C

Div, K

FINANCIAL DISCLOSUI~rg ]LEPORT
Page 6.. of 8

I ~ .... .’~ ....a~pora.:
5/15/2010 I[ LEE, TOM S.

VII. INVEST~NTS and TRUSTS - ~ .......

~,, ~ .....

n~= (Includes thos, of sp ...... d depend~nt children; seepp.

~ NONE ~o repoaab& income, ~set~3 or tram’action.)
[)esc~ip~on of A~e~ (including ~st assets) Plaee’(X)"a& ..... h~t exempt ~om prior &sclosute

~.

]
~

~.
~come dung re~Sng period

l

c.
Type(e.g., buy, sell. redemp~0n)

D.
Tr~s~ctio,~ d~ng repo~g ~ Date V~ue am#dd/~ ~ Code 2 ~ Code I (J-P) (A-H)

~ Gross v~ue at end ’ ofrepoai:~g ~od

~ount C~e I (A-H)

Ty~(eg., ] Value div rent Code 2 ~t.) ~I-P)

I VMu¢ Method Code3

I .............. I .......... I
FT Muni Ins. FT Emerging Markets
3

~
T T T Buy Buy Buy

’,

buyer/seller (if private ~ansaction)

D

Div.

M K K

3/2( M 7/2 K 7/2 K

A Div. A Div.

VK Sector Rotation

12. 13. 14.

15. il6.
17.

FINANCIAL DISCLOSURE REPORT Page.~ of 8

N .... f~, ..... R,por~,, LEE, TOM $.

~),~, of R,~or, 5/15/2010

VIII. ADDITIONAL INFORMATION O11 EXPLANATIONS.

Practically all of my annuities, mutua! fund accounts, stocks and bonds are held in my LPL Financial Account. The proceeds of all sales and redemptions shown in this Report were received in that account and all funds for purchases were disbursed from that account.

FINANCIAL DISCLOSURE REPORT Page,8 of 8 IX. CERTIFICATION.

Name of Person Reporting

[

Date of Report

LEE, TOM S. I

] 5/15/2010

I certify tha~ all information given above (including information pertaining |o my spouse and minor Or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information no| reported was withheld because it met applicable statulory provisions permitting non-disclosure. ] further certify that earned income from outside employmeut and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § .501 eL seq., 5 U.S.C. § 73.53, and Judicial Conference regulations.

Si

NOTE: ANY INDIVIDUAL WHO Kq’qOWINGLY AND WlLFULLY FALSIFIES OR I~LaxlLS TO FILE THIS REPORT MAY BE SUBJECI" TO CIVIL AND CRII~IINAL SAN(SI’IONS (5 U.S.C. app, § 104)

FILING IlqSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office office United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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