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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
’ 2, Court or Organization U.S. District Court of Oregon
5a. Report Type (check appropriate type) i I--’] Nomination. ~ ~ Initial Date ~ ~ Annual [] Final

in Government Act ~ 1978

(~ u.s.(: app. f.¢
3. Date of Report

!. Person Reporting [last name. first, middle initial) Itaggerty, Ancer L.
4. Title (.ao-licle III judges indicate active or senior status: nxagistratejudges indicate fi.dl- or pan-time) U.S.Dist.Coun Judge (retired)

516,’2010
6. Reporting Period 01/01/2009 to

12/31/2009

5b. [] Amended Report 7. Chambers or Office Address 1307 United States Courthouse I000 S. \¥. Third Portland, Oregon 97204 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dale

IMPORTANT NO TES: The instructions accompanying this farm must be followe~L Complete all part~’,
checking the NONE box for each part where j’ou have no reportable information. Sign on last page.

I. POSITIONS. (Reporting lndividt~al only; ~ee pp. 9-13 of filing instructions.]
NONE (No reportable positions.)

POSiTiON
I.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting b~dividualonly; xee pp. 14-16of filing instructions~)
~ NONE (No reportable agreements.) ~
I. 912009

PARTIES AND TE~,
Oregon Public Employees Retirement System

Haggerty, Ancer L.

FINANCIAL DISCLOSURE REPORT
Page 2 of 7

[ N .... f Pets.. Repor,i.~
I

D.,~ ~f J~epo.
5:612010

I Haggerty, Ancer L.

III. NON-INVESTMENT INCOME. (Reporting individual andsp ....
A. Filer’s Non-Investment Income NONE ~Vo reportable non-investment income.) ~
I.

; seepp. 17-24 of filing instruction~)

SOURCE AND TYPE

~
(yours, not spouse’s)

2. 3.
4.

B. Spouse’s Non-Investment Income - ~f rou .~,e married during any porffon of the reporting year, complete ~hls ~ec~io~
(Dollar amount not required e.rccpt fim honorario.)

[~

NONE (No reportable non-investment income.) SQURCg AND TYPF,

I. 2009 2.2009

State of OR: Public Employees Retirement System Self employed-educational consulting/writer

3.
4.

IV. REIMBURSEMENTS (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE
I. 2.

DATES

LQCATION

PURPOSE

ITEMS PAID OR PROVIDED

3,
4.

5.

FINANCIAL DISCLOS URE REPORT Page 3 of 7

I

Name of Person ltcpor~lng

Date of Report

. I ~aaer~,’, ~,n~er 1~.

5 ~;:o ~o

~

NONE (No reportable g~s.) ~ DESCRIPTION VALUE

1. 2. 3. 4. 5.

VI. L~BILITIES. a~t,a,,.,~,o,, 4,~ ......~ depet~ent cltildre¢l; $~e p~ 32-33 of filing inSlrUCllott~)
~ NONE ~o reportable liabilities.) ~
1. 2. On Poin~ Credit Union (y) American Express Credit C~d Cr~it Card

~ESCRIPTION

VALVE CO~E
J J

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting ltaggcrty, Ancer L.

Date of Reporl 5."6’2010

’-’-]

NONE (No reportable income, assets, or transactions.)
Description of Assets (includin8 trust assets) Place "(X)" after each asset exempt from prior disclosure Income during i reporting period~ Gross value at end of repot(in8 period .............. Va ue " Method Code 3 (Q-W) "I’ype (e.g., buy, sell, redemption) Transactions during reporting period

.

~!Am~:mnt i Code I [ (A-H) !

Type (e.g,.~1 Va ue dlv rent ! Code 9 or in(,) [ (J-P) ]

Date Value Gain mm~d&’~, ’ Code 2 Code I : (I-P) (A-H) ~

ldcntily of bu}’erisellcr (if private transaction)

1.

Key Bank of Oregon

A

Interest

J

T

¯ 2.

U.S. Government Bonds

A

Interest

J

T

3.
4.

Tenants in Common, Harrison Co., Texas
Victory Tax-Free Money Market A

None
Interesl

J
J

W
T

5.

Sierra Pacific Development Fund I1

None

J

T

6. 7, 8. 9. 10.

American Spectrum Realty, Inc Corn Victory Prime Obligation Class A TINT TRSY Target Focus (y) Target Trait (y)

A A B

Interest Interest Interest

J J

T T Sold 9/I/09 K

I 1.
"~2.

Bric P’,a’t Set 8 Monthly (y)
Touchstone Large CapGrowlh Fund

13.

Aguila Three Peaks ltigh Income Fund (y)

14.

Loomis Sayles Bond Fund (y)

15. 16.

Davis NY Venture Class A (y) Dodge and Cox Income Fund (y)

17.

American Funds: Europacific Growlh Fund Class F (y)

(See Columns B ! #nd D41 2. Value Cod,as (S~e Columns C I and D3)

F ~$50,00 [ - $ 100,000 J -$15,00~ tar less N =$250,001 - $500.090

G :$ 100,OOI - $1,000.000 K =$1:5,001 - $50,000 O =$~00,001 - $!,000,000 V =Oth~

It I =$ |,000,001 - $5,~00,000 L =$50.001 - $ t00,0~0 PI =$ 1,000,0Ol - $5,0~0,000

1"12 =More Ihan M -$ t~,O01 - $250,00~ P2 =$5.000,1101 - $23.000,000

(Se~ Column C2)

U =Boek Value

W =Eaimated

FINANCIAL DISCLOSURE REPORT

name of Person Reporilng

Da~e of Rcpor,

Page 5 of 7
VI I. INVESTMENTS and TRUSTS -- in ....... t.e, t ....... th, t~ (Inclade.s’ those of .sp ..... lid dependent children; see pp. 34-60 of filing instrlictiotts.)
~, NONE (No reportable income, assets, or transactio~s.)
Description of As~L~ (including t~t as~ts) Place "IX)" after e~h a~ei ~ i [n~e during r~o~ing pm~ Gross value at end of re~ng period T~nsactions during rcpo~ng pcriod ~

.

~ (i)
~ount T~ (e.g., (A-tO

(?)

]
I

(i) ’, (2J !
Value (J-PI

(1)

i t2i
i

(3)
(J-P)

(41

(5)
Idcntiv (if private t~ction)

Value l T)ve (e.g., Co~ 3 ~ r~cm0tion)

[ Date I Value i Gain ~ (A-H) ~

or ink)

{

18. 19. 20. 21.

American Fun&: Fundamental Inveslors Fund (y) I larbor Bond Fund (y) ~SVIT Mid Cap Valve F~d-Ex~ Ann+ (y) GSVIT S~ctured US Equity-Ex~ Ann+ (Y)

, 1. Income Gain Codes: (See Coltlrnas 17. I ~ ~J i I 2. Value Codc~ (Sc~ Colama~ CI m(I D31 . 3 Value Method Codel Isee Column C2)

A -$1,000 or less P ~$50,001 - $100,000 J -$11,000 or Ices N =$250.001 - $500.090 P$ ’~$25,000.001 - $50>000.000 Q ~Apptllisal U ~Book Viii

B ~$1,00t - $2,500 G ~$100,001 - $I.000~000 K =$15,001 . $50,000 O ~$$00,001 - $1,000.000 R ~Co*’I (Real Estate Only) V ,~Oth~

C ~$2,501 - $5.000 H I =$1,000,001 - $5,000,000 L =$50,0OI - $100.00~ PI =$1.000,001 . $5,000,000 p4 ~Mor¢ than $50.000,000 S ~Ass~raen! \V =E~’limated

D -$5,001 - $15.000 H2 =Mote than $5,000,000 M =$11XI,O01. P2 =$5.000,00 [ - $25.000.000 T --Cash Markel

E ~$15.0Ot- $50,000

FINANCIAL DISCLOSURE REPORT

[ N.,~e o~ P ..... Repor,l.g
[ Haggerty, Ancer I..

O~,e 0r aepo.
5/6/2010

Page 6 of 7
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. W,,~ic,~,¢~ar, o~’~Cr, or~

FINANCIAL DISCLOSUREREPORT Page 7 of 7 IX. CERTIFICATION.

[ N .... fP .... n Repornng
[ llagger~y, Ancer L.

Da,e of Repot, 5!6/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable sgatutor~’ provisions permitting non-disclosure. ¯ l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in cosnpliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT "I’O CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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