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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009 2. Court or Organization Third Circuit Court of Appeals 5a. Report Type (check appropriate Iype) [] Nomination, I---[ Initial Date [-~ Annual ~ Final

Report Reqz,ired t,y, t~,~ E~hics

in Government Act ofl978 (5 U.S.C app. ~6" 101-111) 3. Date of Report 03/29!2010 6. R~porting Period 01/01!2009 to 12/31/2009

1, Person Reporting (lazt name, first, middle initial) Van Antwerpen, Franklin S. 4. Title (Article II1 judges indicate aclive or senior status; magistrate judges indicate fidl- or part-time) United States Senior Circuit Judge

7. Chambers or Office Address 101 Lar~ Holmes Drive 4th Floor Eastort, PA 18042

5b. [] Amended Report 8. On the basis of the information contained in this Report and any mndifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, Checking the NO~VEbox Jbr each part where you have no reportable iaformation. Sign on last page.

NONE (No reportable positions.) POSITION N~E OF ORGANIZATIONz~NTITY

1. 2. 3. 4.

Executor Estate ~1

NONE (N~ reportuble agreements.) DATE PARTIES AND TE~4S

FINANCIAL DISCLOSURE REPORT

fP N ...... ......Reporting

Date of Report

Page 2 of 6
III. N ON-INVESTMENT INCOME. ~n~,o,i, ~ indi,,iat at and sp .....
A. Fliers Non-Investment Income
NONE (No reportable non-investment income.) DAT~
1. 2. 3. 4.

v.. Aniwerpen, FranlOin S.

1

03t29/2010

; see pp 17.24 o))iling i .........ions.)

SOURC~ A~ TYPE

~COME
(yours, not s~ouses)

B. Spouses Non-Investment Illco~e - if you ~ere married during anyportion of the reporting.~.ear, complete this .vectio~
tDollar czmount not required exc~,pt for honararia.)

NONE (No reportable non-invescment income.) DATE

t. 2. 3, 4.

SOURCE A~ T~E

IV. REIMBURSEMENTS tJnchMes those to spouse ond d~D~,nd~:nt chil~h,m:

NONE (No reportable reimbursements.) ~OURCE

I.

DATES

LOCATION

.PURPOSE

ITEMS PAID OR PROVIDED

3.
4. 5.

FINANCIAL JDISCLOSURE REPORT

Page 3 of 6

Van Antwerpen, Franklin S.

03129/2010

V. GIFTS. (t~ct,,ae., those to s~o~e u~a dependent children: see pp. 28-31 of f!ling instrucKons.)
NONE (No reportable g~s.) ~
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

NONE ~ro reportable liabilities.) C,R ED1TO R DESCRIPTION VALUE (~ODE

1.

2.
3. g.

5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 6
VI I. INVESTMENTS and TRUSTS -- i. ..........

Interest Interest None

,~m, of P ..... ReportZng Van Antwerpen, Franklin S.

~.e. r ........ ,i,,.~" (Includes those ,~sp ..........d aepe,ae, t children; see pp. 34-60 oJ~ling instructions.) o.
7~saefions during repoaing period

Da,e of Report 03/29/2OI0

~ NONE (No reportable income, assets, or transactionsO

............... ~--K ......................... 7 ........ ........... ~ ........... ........... ~ ~

~ Income du~ng Description of Asscls {including trust assets) ~ repo~ting period I Gross value at end ~ of reporting period I Value ~ Code 2 J-P) ~ Value Method Code 3 PIace"(X) after each asset ~. ~XOe e.g. J Amount " Code t exempt from prior dzsclosure dl~., reol, ~ (~-~) : or int.)

~ ........... ~ .............. ~- ~~ i--~) ~i~ .......... ~7- -~--~ ~3 ................... ..................... (~> ...........
Type ~e.g. ~ Date . Value ~ Gain ~ " ~ i buy. sen mm~d~, I Code 2 j C~e I rcde~ptio*,) ~ (J-P) (A-H) ldent I~ of " buyer/seller (i~privatc

I. 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. t4.

Wachovia, Accts

Say ngs & Checking

A A

M J K M

T T T T Sold 05/13/09 03.,10/09 03/10109 03/10/09 09/15/09 J K J K L A Redeemed (part) 07/01/09 J A

Philadelphia Grad~te Hospital. Tax Free Bond I~-MFS Financial Services Total Return Fund A Kinder Morgan Eng. Paaners (~P) Pfi~er (PFE) Common Provident Energy (PVX) Common Funnanite (FRM) Common Buckeye (BPL) Common Western Asset Municipal Money Fund Franklin Pa. Tax Free Fund (FRPAX) Estate#1 (X) ALL BELOW Citizens Bank, Savings & Checking First Star Bank, Sovereign Bank,! i-"~ ] Check ng IRA RA&CDs

D B C

Dividend Dividend Dividend None

Buy Sotd

B A B

Dividend Interest Interest

Buy Sold

A A A A

Interest Interest Interest Interest

Closed Closed Closed Closed

09/15/09 12/15109 09/I5/09 09/15/09

J J K N

A A A A

15. First Star Bank,

FINANCIAL DISCLOSURE REPORT

NameofPerson Reporting Van .4.ntwerpen, Franklin S. 03/29/2010

Pagc 5 of 6

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

In Section VII., decrease in value of item #5 is dne to market conditions. Par( of increase in value of ilcms #6 and #8 is due to market conditions, l prcviouslv had my name nominalty listed on a~ members accounts shown as items ~ 12 and # 13 which are now in the estate of that same~ member. Other itet~s. "~/14 and//15, were not previously listed ii~ reports as I had no interest until I became executor of th~ estate. Estate distribution was ~mpleted in 2009.

Page 6 of 6 IX. CERTIFICATION.

Van Antwerpen, Franklin S.

03]29/2010

I certify that all information givcn above (including iuformation pertaining to my spouse and minor or dependent chiidrcn~ if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I furrher certify that earned iocome ll-om outside employment and honoraria and the acceptance of gills which have been reported are in compliance with the provisions of 5 U.S.C. appo 501 et, seq., 5 U.S.C. 7353, and Judicial Coufcrcnce regulafionsl

NOTE: ANY INDIVIDUAL WIlO KNOWINGi,~" AND WILFULL~( FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRI]~IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Cornmittee on Finanoial Disclosure
Administrative Office of the Uniled States Courts Suite 2-301

One Columbus Circle, N,E.

Washington, D.C. 20544