AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization N. D. California
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S. C. app, ,sq~q 101-111)

I. Person Reporting (last name, first, middle initial) Fogel, Jeremy D.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/03/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U. S. District Judge - active

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States Courthouse 280 South First Street San Jose, California 95113

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Ropo.ing individual only; seepp. 9-13 of filing instructions.)
~-~ NONE (No reportable positions.)
POSITION
1. Lecturer in law 2, 3, 4, 5, Trustee

NAME OF ORGANIZATION/ENTITY
Stanford Law School

Trust # I

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

~

NONE (No reportable agreements.)

DATE
I. 9/30/81

PARTIES AND TERMS
California Judicial Retirement System: entitled to approximately 61% of then-current salary of Superior Court Judge as of my 63rd birthday

Fo_qel, Jeremv D.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/2011

III. NON-INVESTMENT INCOME. (nepo.i.g indi,’idualandspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income D NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE
Stanford Law School (teaching)

INCOME (yours, not spouse’s) $10350

B. Spouse’s Non-! nvestment I nco me - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D
I. 2OlO 2. 3. 4.

NONE (No reportable non-investment income.) DATE

SOURCE AND TYPE
Los Gatos-Saratoga Joint Union High School District

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
NONE (No reportable reimbursements.)

SOURCE
I. Pepperdine University Law School George Washington University Federal Circuit Bar Association INTERPOL, Unde~vriters’ Laboratories State Bar of California, Intellectual Property Law Section

DATES
3/I 8/2010-3/19/2010

LOCATION
Malibu, CA

PURPOSE
Speak at conference

ITEMS PAID OR PROVIDED
Transportation, meals and lodging

2.

5/10/2010-5/I 1/2010

Washington, DC

Speak at conference

Transportation, meals and lodging

3.

6/25/2010-6/26/2010

Colorado Springs, CO

Speak at conference

Transportation, meals and lodging

4.

10/16/2010-10/22/201 C, Hong Kong, China

Speak at conference

Transportation, meals and lodging

5.

I0/29/2010-10/30/201C Napa, CA

Speak at conference

Transportation, meals and lodging

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/201 I

V. GIFTS. anch,d,~ those to spouse,,nd dependen, ehil,~’en: ~ee pp. ~s.s~ of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

Vl. LIAB ILITIES. ancludes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
[~] NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/201 I

VII. INVESTMENTS and TRUSTS - inco,~e. ,’alue. transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trost assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period 0) (2) Value Value Code 2 Method (.I-P) Code 3
(Q-W)

Transactions during reporting period
0) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identi~y of buyer/seller (if private
transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

First Western Investments (assets below)

Redeemed (part) Redeemed (pan)

O4/01/10 09/09/I 0

K K

-Russell Core Equity Fund CI I (fmr Russell Equity I) -Russell Tax-Managed Lg Cap Fund -Russell lntl Developed Markets Fund I (fmr Russell Intl I) --Russell Emerging Markets -Russell Tax Exempt Bond --Fidelity Cash --Russell Tax-Mgd Mid & Sm Cap Fund Morgan Stanley Dean Witter IRA #1 (assets below) --MSDW Liquid Asset Fund -Pioneer Mid-Cap Fund --Morgan Stanley Bank --John Hancock Regional Bank B --Unit Van Kampen EAFE Select 20 Portfolio 2007- I Morgan Stanley Dean Witter IRA #2 (assets below) --MSDW Liquid Asset Fund

A C

Distribution Distribution None

J K K J L J K

T T T T T T T

A B A C

Distribution Int./Div. Int./Div. Distribution

A A A A A

Int./Div. Dividend Interest Interest Int./Div.

J K K J K

T T T T T

A

Im./Div.

1. Income Gain Codes: (See Columns BI and D4) 2. Value COd¢~ (see Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1.0OO or less F =$50.001 - $10~.000 J = $15,000 or less N -$250.0OI - $500,00~ P3 =$25,000.001 - $50.00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50.000 O=$500.001-$1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 Ill =$1,000.001 - $5.00).090 L =$ 50.1)01 - $ 100.00~ PI $ 1.000.001 - $ 5.090,000 P4 =More than $50,000,0~0 S =A,:.ses~,mcnt W =Estintalcd

D =$5.001 - $15,000 H2 =More than $5,0~0.000 M = $ 100.001 - $250,1)00 P2 =$5.000,001 - $25.0~O.0~0 T -Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/201 I

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period

(])
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code I (J-P) {A-H)

(5)
Identity of buyeNseller (ifprivate tmnsaction)

18.

-Morgan Stanley Bank

A A A A A A A A

Interest Dividend Dividend Interest Dividend Dividend Interest Interest

J J K J J J J J

T T T T T T T T

19. -MSDWGlobalAdvantageB 20. 21. 22. 23. 24. 25. 26. 27. 28. --Pioneer Mid-Cap Fund --John Hancock Regional Bank A --MS Spectrum Tech --MS Spectrum Select World Savings lRA (CD) World Savings IRA (CD) Trust #1 (assets below) --City National Bank Ladder Account LTCQ, Inc. common stock

C

Interest None

PI K

T U

I. Income Gain Codes: (See Columns B I and I)4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2)

A =$1,000 or less F =$ 50.001 J =$15.000 or less N -S250.001 - $500.090 P3 =$25.00~.001 - $50.00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 K =$15,001 - $50.000 O =$500.0~1 - $1,0~).000 R -Cosl (Real Estate Only) V Other

C =$2,501 - $5.000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000.090 P4 =More than $50,000,0~0 S =Assessment W =Eslimatcd

=$5,1101 - $15,000 H2 =More than $5,000.000 M =$100,0~1 - $250,000 P2 $5,0~1,001 - $25.000,000 -Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7
IX. CERTIFICATION.

Name of Person Reporting Fogel, Jeremy D.

Date of Report 05/03/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] Jeremy D. Fogel

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization N. D. California
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Reqtdred by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~" 101-111)

I. Person Reporting (last name, first, middle initial) Vogel, Jercmy D.
4. Title (Article ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Date of Report 06/09/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U. S, District Judge - active

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modification~ pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States Courthouse 280 South First Street San .lose, California 95113

IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.

I. POSITIONS. CReVo,’,ing individual only; seepp. 9-I3 of filing instructions.)
~-~ NONE (No reportable positions.) POSITION
1. Lecturer in law 2. 3. 4. 5. Trustee

NAME OF ORGANIZATION/ENTITY
Stanford Law School

Trust # I

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[~ NONE (No reportable agreements.) DATE
1.9/30/81

PARTIES AND TERMS
California Judicial Retirement System: entitled to approximately 61% of then-current salary.of Superior Court Judge as of my 63rd birthday

Fo_qel, Jeremv D. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Report 06/09/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income D NONE (No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE
Stanford Law School (teaching)

INCOME (yours, not spouse’s) $10350

B. Spouse’s Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) D

NONE (NO reportable non-investment income.)
DATE

SOURCE AND TYPE
Los Gatos-Saratoga Joint Union High School District

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.
(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

D
I.

NONE (No reportable reimbursements.) SOURCE
Pepperdine University Law School George Washington University Federal Circuit Bar Association INTERPOL, Underwriters’ Laboratories State Bar of California, Intellectual Property Law Section

DATES
3/18/2010-3/19/2010

LOCATION
Malibu, CA

PURPOSE
Speak at conference

ITEMS PAID OR PROVIDED
Transportation, meals and lodging

2.

5/10/2010-5/11/2010

Washington, DC

Speak at conference

Transportation, meals and lodging

3.

6/25/2010-6/26/2010

Colorado Springs, CO

Speak at conference

Transportation, meals and lodging

4.

10/16/2010-10/22/201C Hong Kong, China

Speak at conference

Transportation, meals and lodging

5.

10/29/2010-10/30/201C Napa, CA

Speak at conference

Transportation, meals and lodging

Name of Person Reporting

Da~e of Reporf 06/09/2011

PageFINANCIAL3 of 8 DISCLOSURE REPORT I Fogel, Jeremy D.

~]

NONE (No reportable g~s.)
SOURCE DESCRIPT|ON VALUE

I. 2. 3. 4. 5.

VI. LLAB IL ITIES. aneludes ,hose olspouse a,d dependen, children; see pp. 32-33 of filing instructionsO
NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Report 06/09/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[~]

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporling period (D (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period O) Type (e.g.,
buy, sell, redemption)

(2) (3) Date Value mn’ddd/yy Code 2
(J-P)

(4) Gain Code 1
(A-H)

(Q-W) Fidelity Investments (assets listed below) 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. --Fidelity Cash --Russell Tax-Mgd Mid & Sm Cap Fund A C Int./Div, Distribution J K T T Sold (part) Sold (part) 04/05/10 09/10/10 J J A A --Russell Tax Exempt Bond B lnt./Div. T --Russell Emerging Markets A Distribution J T --Russell Intl Developed Markets Fund 1 (fmr Russell Intl I) None T --Russell Tax-Managed Lg Cap Fund C Distribution K T -Russell Core Equity Fund CI 1 (fmr Russell Equity 1)
A Distribution J

(5) Identity of buyer/seller (if private transaction)

T

Sold (part) Sold (part)

04/05/10 09110/10 12/31110 04/05110 09/10/10 12131/10 04/05110 09110/10 04/05110 09/10/10 04/05/I 0 09/10110 12/31110

J J J J J J J J J J J J J

A A A A A A A A A A A A

(part)
Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (add’l)

Sold

I. Income Gain Codes: (See Columns B I and [M) 2. Value Codes (See Colurnns CI and D3) 3. Value Method Codes (see Column C2)

A $1,000 or Icss F =S50,0~1 * $100.009 J $15.000 or less N =$250.001 -$500.000 P3 -525.0~.0~1 - $50.000.0~0 Q =Apprai~l U =Book Value

B=$1,001-$2,500 G -$100.001 * $1,009.00~ K :$15,001 - $50,000 O 5500.0~1 - 51,00~,000 R =Cost (Real Estate Only} V :Other

C =$2,501 - $5,000 HI =$1.0(~.001 - $5,0OO,0~9 L =$50.001 - 5100,000 PI -$1,0OO,001 - $5,000,0~0 P4 =More than $50,000.000 S =Assessment W =Estimated

D=$5,001"$15,0O0 H2 -More than M =$100,001 - $250,000 P2 =$5,000.001 - 525,000.00~ T =Cash Market

E =515,0~1 - 550,00(I

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Repor~ 06/09/2011

VII. I NVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during rel~rting period Gross value at end of reporting period Transactions during reporling period

(l)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(n
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-IT)

(5)
Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Morgan Stanley Dean Witter IRA #1 (assets belo\v) --MSDW Liquid Asset Fund --Pioneer Mid-Cap Fund --Morgan Stanley Bank --John Hancock Regional Bank B --Unit Van Kampen EAFE Select 20 Porl folio 2007-1 Morgan Stanley Dean Witter IRA #2 (assets below) --MSDW Liquid Asset Fund --Morgan Stanley Bank --MSDW Global Advantage B --Pioneer Mid-Cap Fund --John Hancock Regional Bank A --MS Spectrum Tech --MS Spectrum Select World Savings IRA (CD) World Savings IRA (CD) A A A A A A A A A Int./Div. Interest Dividend Dividend Interest Dividend Dividend Interest Interest J J J K J J J J J
T T T T T T T T T

Sold

12/31/10

J

A

(pan)

A A A A A

Int./Div. Dividend Interest Interest IntJDiv.

J K K J K

T T T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value ~tcthod Codes tSce Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15,000 or less N =$250.0(11 - $50~.000 P3 $25.000,001 - $50.000.000 Q =Appraisal LI =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15,001 - $50,009 O =$500,001 - $1,00~,000 R =Cost (Real E.,.tate Only) V -Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.00~.0~0 L =$50,0OI - $100,0~0 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,0~0 S =As:.,cssment W =Esltmalcd

D =$5,001 - $15,000 H2 =More than $5,000,0(~ M =$100,001 - $250,00~ P2 =$5,000,091 - $25,000,000 T =Cash Market

E =$15,001 - $50,0OO

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Report 06/09/2011

VII. INVESTMENTS and TRUSTS - inco.,e, ,’.l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (.I-P)

(2)
Value Method Code 3 (Q.W)

O)
Type (e.g., buy. sell, redemption)

(2)
Date mnddd/yy

(3)

(4)

(5)
Identily of buyer/seller (if private transaction)

Value Gain Code 2 Code I

35. 36. 37.

Trust #1 (assets below) -City National Bank Ladder Account LTCQ, Inc. common stock
Interest PI T

None

K

U

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A :$1,000 or less F =$50.001 - $100.000 J -$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.091 - $1.000.000 K -$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estale Only) V :Other

C =$2.501 - $5.000 H I =$1.009,001 L =$50,001 - $100,000 PI =$1.000.0~1 - $5.000.000 P4 More than $50.0~0.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5.0~0,001 - $25.000.000 T =Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Report 06/09/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting Fogel, Jeremy D.

Date of Report 06/09/201 l

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] Jeremy D. Fogel

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544