FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) BUCHWALD, NAOMI R.
4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization SOUTHERN DISTRICT OF NEW YORK
5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] A .... 1 [] Final

3. Date of Report 5/6/2011 6. Reporting Period 01/0t/2010 to 12/31/2010

U.S. DISTRICT JUDGE (Active)

5b. [] Amended Report
7. Chambers or Office Address

UNITED STATES COURT HOUSE 500 PEARL STREET -- ROOM 2270 NEW YORK, NEW YORK 10007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. S]gn on last page.

I. P 0 SIT I ON S. ~ReVortlng inaiviauut onty; see pp. 9-13 of f!ling instructions.)
~

NONE (No reportablepositions.)
POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mevorting inaiviauat onty; see vv. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE

PARTIES AND TERMS

Buchwald, Naomi R.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting BUCHWALD, NAOMI R.

Date of Report 5/6/2011

III. NON-INVESTMENT INCOME. (neporting individnal a.d ~po.se; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

2. 3.

4.

B. Spouse’s Non-lnvestment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2010 2. 3. 4.

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE
Panner at law firm of Kelley, Drye & Warren LLP

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)

NONE (No reportable reimbursements.)
SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting BUCHWALD, NAOMI R.

Date of Report 5/6/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anclndes those olspouse und dependent ehUd, en; see pp. 32-3Z of filing instructions.)
NONE (’No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting BUCHWALD, NAOMI Ro

Date of Report 5/6/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (lndudes those of spouse and dependent cltildren; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets] Place "(X)" al~er each asset exempt from prior disclosure B. Income during reporting period (2) (1) ’ Amount Type (e.g., Code 1 div.; rent, (A-H) or int.) C. Gross value at end of reportmg period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions dur ng reporting period

(1) Type (e.g., buy, sell, redemption)

(2) (3) ~ (4) Value Gain Date mm/dd/yy Code 2 Code ,1 ...... (J-P) (A-H)

Identity of buyer/seller (if private transaction)

SEE ATTACHED RIDER

2.
3.

4.

5.

6.

7.

8.

9.

11.

12.

13.

14.

15.

16.

17.

i: lncome Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A=$i,000 or less F =$50,001 - $100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50;000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$I001001 - $11000,0o0 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1,000,001 - $5,o00,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000~000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting BUCHWALD, NAOMI R.

Date of Report 5/6/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (]ndicatepart of report.)

FINANCIAL DISCLOSURE REPORT Page 6 of 6

I

Name of Person Reporting BUCHWALD, NAOMI R.

Date of Report 5/6/2011

IX. CERTIFICATION.
l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/NAOMI

R. BUCHWALD

NOTE: ANY INDIVIDUAL WHO KNOWI[NGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

2010 Financial Disclosure Statement

Part VII: Investments and Trusts
A. Description B. Income (1) Amt Z Citibank Accounts D A C.Value

(D)Transactions During Year (1) (2) (3) (4)

(2)Type (1)Code (2)Method Interest Interest N K T T

~.. Citibank (IRA) 1

- Cififund Cash Reserves Class N Citibank (IRA) 2 A D
Interest 0 T

Dividends

- Citifund Cash Reserves Class N - Analogue Devices (Common) - Applied Materials (Common) - Time Warner (Common) - Time Warner Cable (Common) - AOL Inc. (Common) - Intel (Common) - Palm Inc (Common) - International Rectifier (Common) - Microsoft (Common) - Sun Microsystems (Common) - Moduslink Global Solutions (Common) z/. JPMorgan Chase Accounts A
.6". Schwab Account NY Muni Money Mkt

Exchanged in Merger 7/1/10 J Sold (to Oracle) 1/26/10 J T.
T

Interest K
Dividends 0

C

Bank of America A Dividends K T Cash Reserve Daily (formerly Columbia Cash Reserves) Treasury Direct Account Time Warner Common Stock C A Interest O Div L T T

-1-

Applied Materials Common Stock (IRA)
// Blount Common Stock ,’2 Intel /~ Common Stock (IRA) /5"/’7

A

Div None

K

T T

Bought 1/14 M Sold 1/14 M A

E

Div

N

T

~./

fit) .4/

3(, ~7

Bought 1/8 M Sold 1/8 M Bought 2/1 O Bought 2/10 O Partial Sold 2/10 O Bought 2/I1 N Partial Sold 2/11 O Bought 2/12 P1 Partial Sold 2/12 P1 Bought 2/16 N Partial Sold 2/16 O Bought 3/19 P1 Partial Sold 3/19 P1 Partial Sold 3/29 K Sold 3/31 N Bought 4/8 N Partial Sold 4/8 M Sold 4/9 M Bought 4/22 O Sold 4/23 O Bought 4/26 O Partial Sold 5/7 O Bought 5/21 N Bought 5/28 M Bought 6/4 P1 Partial Sold 6/4 P I Bought 6/8 M Partial Sold 6/8 M Bought 6/9 M Sold 6/9 N Bought 6/I 1 M Sold 6/I 1 N Bought 6/15 O Sold 6/15 O

B C E D E C C E A A B B B D

-2-

Bought 6/16 Sold 6/16 Bought 6/18 Sold 6/29 Bought 6/30 Bought 7/1 Bought 7/6 Partial Sold 7/6 Bought 7/7 Partial Sold 7/7 Sold 7/8 Bought 7/9 Sold 7/9 Bought 7/16 Sold 7/16 Bought 7/19 Sold 7/19 Bought 7/20 Sold 7/20 Bought 7/21 Bought 7/22 Partial Sold 7/22 Bought 7/23 Bought 8/3 Partial Sold 8/3 Bought 8/6 Partial Sold 8/6 Sold 9/8 Bought 10/22 Sold 10/25 Bought 11/11 Sold ll/11 Bought 11/17 Sold 11/18 Bought 11/21

O O C Pl Pl 0 M N P1 D P1 P1 D M M M A M M A P1 P1 D P1 P1 D O P1 Pl C O O N N N B P1 M M A L L A M M A N -

Analogue Devices Common Stock (IRA) International Rectifier Common Stock (IRA)

B

Div
None

L L

T T

-3-

Microsoft Common Stock (IRA)

C

Div

M

T

Bought 2/10 M Sold 2/10 M Bought 2/12 N Sold 2/12 N Bought 7/7 O B Sold 7/7 O Bought 7/9 N Sold 7/9 N Bought 7/19 O Sold 7/19 O Bought 7/21 O Bought 7/22 O Partial Sold 7/22 P1 Bought 7/26 O Sold 7/26 O Bought 7/27 N Sold 7/27 N Bought 7/28 N Sold 7/28 N Bought 8/3 N Sold 8/3 N Bought 8/6 P1 Sold 8/6 P1 9/20 N Bought Partial Sold 10/I 5 M Sold 10/26 N Bought 10/29 L Sold 10/29 L Bought 11/3 M Sold 11/12 M Bought 11/17 M Sold 11/17 M 7/1

IIf Palm Inc. Common Stock (IRA) / i 6~ Sun Microsystems Common Stock (IRA) Google Common Stock None
K

Exchanged in Merger

Sold to Oracle

1/26

T

Bought Sold Bought Sold

I/5 1/5 1/8 t/8

N N 0 0

-4-

I~I

Bought Sold Bought Bought Partial Sold Bought Partial Sold Sold Bought Bought Bought Partial Sold Bought Partial Sold Bought Partial Sold Bought Sold Bought Sold Bought Bought Sold Bought Sold Bought Sold Bought Bought Sold Bought Partial Sold Bought Bought Partial Sold Bought Partial Sold Bought Sold Bought Partial Sold Sold Bought -5-

1/11 1/11 1/12 1/15 1/!5 1/22 1/22 1/26 1/27 2/17 2/18 2/18 3/5 3/5 3/9 3/9 3119 3/19 3/22 3/24 3/29 3/30 3/30 4/7 4/7 4/16 4/20 4/21 4/26 5/7 5/19 5/19 5/20 5/21 5/21 5/28 5/28 6/4 6/4 9/16 9/16 9/24 9/24

N N N N N N N N N N M M M M N N O P1 N N N N O N N N N O N O N M M M M N N O P1 N N N N

B B A A A E A B B C B A B E C E -

i’7O

Bought Partial Sold Bought Bought Bought Bought Bought Partial Sold Partial Sold Bought Partial Sold Bought Sold Bought Sold

10/15 L 10/15 N 10t19 N 10/21 N 10/25 M 10/29 N 11/3 N 11/3 O 11/3 N 11/10 N 11/10 M 11/12 N 11/16 P1 11/18 O 12/10 O 114 1/20 1/22 1/22 1/27 1/29 2/1 2/17 3/8 3/9 3/9 3/19 3/19 3/22 3/23 3/23 3/24 3/25 3/26 3/26 3/29 3/30 4/9 4/12 4/21 4/22 4/22 O M N O N N M M M M M P1 P1 O M M N M N N N N N M O M O

E D D A C D D A E A E A A D F F

Amazon Common Stock

None

N

T

i"tl
I q~l

O~oO

Bought Bought Bought Partial Sold Partial Sold Sold Bought Bought Partial Sold Bought Partial Sold Bought Sold Bought Bought Partial Sold Bought Partial Sold Bought Partial Sold Partial Sold Partial Sold Bought Bought Partial Sold Bought Partial Sold

-6-

Bought Partial Sold Partial Sold Bought Sold Bought Bought Bought Partial Sold Bought PartialSold Bought Partial Sold Bought Partial Sold Bought Partial Sold Bought Sold Bought Partial Sold Sold Bought Bought Partial Sold Bought Partial Sold Bought Partial Sold Bought Sold Bought Sold Bought Sold Bought Sold Bought Bought Partial Sold Bought Partial Sold Bought

4/23 O 4/23 N 4/26 O 5/6 M 5/7 M 5/19 N 5/20 M 5/28 O 5/28 O 6/8 O 6/8 M 619 M 6/9 M 6/16 O 6/16 P1 6/17 O 6/17 N 6/18 M 6/18 O 6/21 O 6/29 N 6/30 N 9/16 M 9/24 M 9124 M 10/15 N 10/15 O 10/19 N 10/20 M 10/21 M 10/21 O 10/26 N 10/26 N 10/27 O 11/5 O 11/5 N 11/8 N 11/9 O 11/10 N 11/10 N 11/11 N 11/11 N 11/16 M

-7-

Sold Bought Bought Bought A. Description

11/16 O 12/10 N 12/13 O 12/27 M -

C. Income
(1) Amt

D.Value

Transactions During Year

(2)Type (1)Code (2)Method (1) Bought Partial Sold Sold Bought Partial Sold Bought Partial Sold

(z) (4)
N M M O O M M A B A N N N D N N -A C B B A D E -

Apple Computer Common Stock

None

1/26 1/26 1/27 6/4 6/4 6/8 6/8 Bought 6/9 Partial Sold 6/9 Sold 6/16 Bought 9/24 Sold 9/24

None

Bought Sold Bought Sold Bought Sold Bought Sold Bought Sold Bought Bought Partial Sold Sold Bought Sold Bought Bought Sold Bought Bought

2/10 L 2/11 L 4/6 N 4/7 N 4/8 N 4/8 N 4/15 N 4/15 N 5/21 M 5/21 M 6/15 O 6/16 O 6/16 P1 6/17 N 6/17 O 6/18 O 6/18 O 6/28 M 6/29 O 6/30 M 7/1 O

-8-

o¢’/a g’7 ~ ~,q 0 ! q2. A"13 q~ 5"~’ q~’ ),~7 q ~’

Partial Sold Bought Partial Sold Bought Partial Sold Sold Bought Partial Sold Sold Bought Sold Bought Sold

7/1 7/2 7/2 716 7/6 717 7/19 7/19 7/20 7/21 7/22 7127 7/28

N M M M N M P1 N O 0 O O O

B A C D B C E D

oO
O/ 2. 03 o~{ off 30b 307 3 o~"

Bought

7/28

O -

Sold 8/2 O D Bought 8/6 P1 Sold 816 P1 Bought 10125 L Bought 11/1 L Sold 1112 M" Bought 11/11 K Sold 11/11 K A

IBM Common Stock

-

None

Bought Sold Bought Sold Bought Bought Sold
Bought Sold Bought PartialSold Bought Sold Bought Partial Sold Sold Bought Sold Bought -9-

7/19 M 7/20 M A 10/19 M 10/21 M B 10/21 M 10126 M 10/26 N B
114 2110 10/20 10120 10/21 10/21 10126 10127 10/29 1113 11/3 1114 M M N M L N M L L M M L B C C B C A -

Research-in-Motion Common Stock

-

None

~ ~& 7

g,
Yahoo Common Stock

Sold Bought Sold Bought 8old Bought Sold

11110 L 11/11 L 11/11 L 12127 M 12/27 M 12128 M 12/31 M
7/19 7/20 7/20 8/2 8/2 8/3 11/2 11/2 11/3 11/4 1115 11/9 N M O N N M L K K K K K

B A A A
C A A A A A C

None

L

T

~, q ,..t

Bought Bought Partial Sold Bought Partial Sold Partial Sold Bought Partial Sold Partial Sold Bought Partial Sold PartialSold

-10-

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