no ~0 Roy.

1/2010

[ ]

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009
2. Court or Organization -Central District of Illinois 5a. Report Type ,chcck appropria;e type) .,~V~.] Nominatiba, ~ Irlitial Date -t.r_d~ Annua! [] Final

R~po,.t Required b.v the Ethic.~ in Government Act of 1978 fs u.s.c. ~,pp. ,~’:/6/-/IJ)
3, Date of Repar! 5/6;2010 6. Reportiog Period 0 If0 )/2{)09 to 12/31 ~2009

1. Person Reporting (last name, first, middle initial) Mihm, Michael M. 4. Title tArti¢lc I11 jodgcs indicate ac~i~:e or senior status; magtstrat¢ judges indicate full- or part-time) U.S. District Judge - Senior

5b, ~ Amended Rcpon 7. Chambers or Office Address 204 Federal Building I00 N.E. Monroe Peoria, ! L 61602 8. On the basis of the information contained in this Report and ally rood fications porto t~ing thereto, it is~ in my opinion, in compliance with applicable laws and regulations, Reviewing Officer ............................................ Date .......

IMPOR TANT NO TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box far each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. ~,o.,~,,# i.ai~a,u~ o.o,: see ~,~,. 9.t ~ o::li.# instructions,)
I~ NONE (.19o reportable positions.) POSITION
1, Director

NAME OF ORGANIZATION/ENT]T¥
Abraham Lincoln Inns of Court - Peoria

2. 3.

Board of Directors Board of Directors

Foresl Park Foundalion - Peoria U.S. Russia Foundation for Economic Advancement & Rule of Law

NONE (No reportable ogreements.) ~ PARTIES AND TERMS

~:~

FINANCIAL DISCLOSURE REPORT Page 2 of 8

tN ....
[

fv~ .... aepor,~.g
Mihm, Michael M.

’[
I

O~toot’R~,or~
5/6i201D

1 I1. NON-INVESTMENT INCOME. (R~po.,i.~. i.zi,.i~.,a ~.d ~ .....
A. Flier’s Non-investment Income ~ NONE (No reportable non-investment income.) DATE

; seet~p. 17-24 vff!ling i ....... tions.)

SOURCE AND TYPE John Marshall Law School - Adjune~ Professor of Law - Taughl ~wo week long acceleraled trial advocacy coupes in cale~dar year 2009. (ConL Pan VIll)

~COME (yours, no~ spouse’s) $ 2~000

I. 2009

B. Spouse’s Non-Investment Income - ~yyou were married during any portion ~J’the reporting year, complete this section.
{OMiar a~nounl no! required o:cept Jbr honoraria.) [~ NONE (No reportable non-investment income.) DATE ~QURCE AND TYPE

IV. REI MBU RSEMENTS .......
[~]

~gn,rtatlol,, lodging, fired, entertai ......... t

(Incl.des thos~’ to spvus¢ and de’pendent children, s~e pp. 25.27 q/’liling inatructiona.)

NONE (No reportable reimbursements.) ~ DATES Ill 3/2009-1115/2009 LOCATION New York, NY PURPOSE Board Meeting ITEMS PAID OR PROVIDED Transportation. Ioding, fi.~od, misc.

I.

u.s. Russian Foundation for Economic Advancement & Rule o[’ I.,aw U.S. Russian Foundalion for Economic Advancement & Rule of Law

2

2il 212009

Peoria, ]L

Misc. Expenses

Gifts tbr tbreign judges.

3.

U.S. Russian Foundation for 2/22/2009 Economic Advancement & 2/27/2009 Rule of Law U.S. Russian Foundation for Economic Advancelnen! & 3i25/2009 3127/2009

Moscow, Russia

Meet w/~ arious Russian Judiciary

Transportation, Ioding, fi~od, ~’n~sc.

4.

New York, NY

Board Meeting

Trm~sportatio~, oding, food,

FINANCIAL DISCLOSURE REPORT Page 3 of 8
Rule of Law

Mihm, Michael M.

5!612010

5.

U.S, Russian Foundation for 9/8/2009 Economic Advancement & Rule of Law

Chicago, IL

Meet w/Various Russian _ludiciar~

Transporla~ion, [hod, misc.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

,
Mihm, Michael M. 5/6/2010

V. G I FTS. (t,,~t,,de~ a,o~ ,o ~ ....... ~ dependent children; see pp. 28-31 o.~f!ling i ...... tions~) NONE (No reportable gifts.)
.SOURCE
I.
2.

DESCRIPTION

3,
4.

5.

VI. LIAB I LITIES. a,,,~,ae,, a,,,~ ,¢,o,,, ..... d dependent chitdrem see l~t’. SZ-SS of filing instrucaons.)
[~] NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5. New York Life insurance Company

DESCRIPTION
Loan on value of whole life insurance

VALUE ~0DE
K

FINANCIAL DISCLOSURE REPORT

~ ..... fP ..... Reporli,~,g Mihm, Michael M.

Date of Rep~rt 5/6"2010

]

Page 5 of 8

VII. INVESTMENTS and TRUSTS -- in,~ ........ ~,,e, ,r ....... .,i,,~. n.a.ae. ,~ ...... ~/.~r,,.~.,, .,,a ~a.,~ ,.~a~,m,,,: .~,, p,. ~4 4o ,¢1~,,~. ~,,.~,..’,~,,,,~,~
NONE (No reportable income, assets, or transactions.) A. Descriplio~ of Assels (including Irust asscts~ Place "(x)" after each asse~ cxemp~ from prior disclosure B. Income doting reporting period O) ~2) Amount Type (e.g,, Code ! div., rent, [A-H) or int.) C Gross vatu¢ al end ot’~cpor~ir~g period ~D ~) Value Value Mcthad Code 2 (J-P) Code 3 (Q-W) L K K K J K J J J J J J J J J J J T T T T T T T T T T T T T T T T D Transactions duriag reposing pcrmd ~1) Tgpc (e.g., buy, sell. redemption) t2) (3) Date Value Gain mm!dgiyy Code 2 (J-P) (A-H}

Idenn~y of lif privme transac:ion)

1. 2. 3. 4. 5. 6. 7. 8, 9. 10.

AXA Elite Annuity (see explanation Pan Morgan Stanley~ Nationwide Elite Venue 1~ (See Parl 8) Morgan Stanley Fund Solutions I~(see explanation Pa~ VIII) Morgan Slanley Aelive Asset Money T~sl and Money Markel Southside Bank Savings Southside Bm~k Savings~(See exp. Part VIII) U.S_ Treasury I Bond U.S. Treasury I Bond U.S. Treasury I Bond U.S, Treasury 1 Bond

A A A A A

Dividend Dividend Dividend lmerest Interest None

A A A A A A A A A A A

Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend

I 1. Allianz CCM Mid CAPA M!F 12. Seligman Large Cap Val A

13. Davis Real Eslate A M/F 14. 15. 16. 17. Fidelity Adv Dvrsfd Int A MII’: American GR FD nf America F Ivl!F Perkins Mid Cap Value Inv Pimco "Total Return A M!F

FINANCIAL DISCLOSURE REPORT

~ ....
Mihm, M chael M.

Page 6 of 8

VII. INVESTMENTS and TRUSTS - i ......... t,,,. ,,~.,,,.,io,,~. a~,.t,a,s ,~,o~., o~ ~ ......
NONE ~ reportable income, assets, or transactions.) A. (mchlding trust asscls) Place "1X)" after each asset cxcmpl from prior disclosure B,
7cpOrlillg period (1) (2)

C ¢~f’rcponing period
{i~ (2)

D.

Amottnl Code I
(A-H)

Type (e g.. div.. rein,
Or i~/l.)

Value Code 2
(J-P)

Va~u¢ Melht~d
Code 3

~1~ Type {e.g..

~2)

buy. sell,
rcdcmptit~n)

Dale mm;d~’yy

Value

Gain

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34,

Vi~rus Mu~ti-Sector S/T BD A {fka Phoenix MultiSec~or M!F RS Partners Fund A MiF T Rowe Price Eqi-lnc Adv M,’F Lazard Emerging Markets MtF Thornburg Int. Value A M/F Legg Mason PRTNRS IN-TRM Munic C (See exp. part VIII) New York Life Insurance Whole Life (See exp. part VIII) EQ/PIMCO Ultra EQ/lnt, Core Plus EQiCap. Guardian Research EQ!Equity Growth Plus EQ/Oamco Small Cp. Value EQ,~(:iamco Merger Acquisit EQ: Mid Cap Val Plus EQ~’Van Kampen Coms!ock NW NVIT Inv. De~I, Moda ggR2 MVA/GTO 5 year

A

Dividend None

J J J J J

T T T T T Sold 02103/09 K

A A A A A A A A A A A A A A A

Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J .I J J J J :1 J

T T T T T T T T T T T

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

[

I)ate ~t" Rvporl

Page 7 of 8

Mihm, Michael M. [

5.’6/20 10

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Continued explanation from Part Ill-A, line ] - Courses taught.January and August, Vacation time was used, $6,000 for January. session, $6,000 l-br Augusl session. Part VII - line I - AXA Elite Annuity is invested 9 mutual funds - those are listed in Pan VII, lines 25-32. Part VII - line 2 - Morgan Staniey~ Nationwide Venue IRA. Two Mutual ftlnds in IRA. They are now listed on lines 33 & 34, No change from tast y~:ar Part Vll - line 3 - Morgan Stanety Fund solutions IRA. I have had this since 2007. The mutual flmds in which the IRA are invested are listed on lines ! I - 22. In last year’s report these mutual funds were all reported bu~ 1 failed to report thai they were in my IRA. Part VII- line 5 - South Side Savings Bank~ ~~~ checking account. Part VII - line 12 - DWS Dreman High Return Equ MiF name changed to Seligman Large Cap Val A Part Vll - line 16 - Janus Midcap value lnv Iv~F name changed to Perkins Mid Cap Val Inv. Par~ VII - line 22 - Legg Mason Prtnrs IN-TRIvl Muni C. Money from sale went into Morgan Stanley active Trust/Money Market~ Part VII - line 23 - New York Life Insurance Whole Life Policies. ttave bad these policies tbr many years, Dividends used ~o pay pan ofinterst on the debt 0fthe policies. Part VII - line 25 - EqaJAXA Rosenberg Value name changed to EQ!PIMCO Ultra. Parl VII - line 28 - EQ!Marisco Focus named changed to EQ/Equity Growth Plus. Part VII - line 31 - EQ Lord Abbott Mid Cap UA and EQ van Kampen Real Estate merged under new name - EQ/Mid Cap Value Plus.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

~’a ....f ~,~o, aepo,~i,,~ ~bm, Michael M.

O~t~,,~a~or, 5"6/2010

I certify’ thal all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accnrate, true, and complete to the best of my knowledge and belief, and that auy information not reported was withheld because it met applicable statulory provision~ permitting non-disclosure, I further certify that earned Income from outside empioymenl and honoraria and the acceptance ofgifts which have been reporled are in compliance with the provisions of 5 U.S.C. app, § 501 el. seq., 5 U.S.C. § 7353, and Judicial Conl~renee regulations.

Signatu

NOTE: ANY INDIVIDUAL WHO KNOYV[NGLY AND WILFULI,Y FAI,SIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIN41NAL SANCTIONS (5 IJ.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 ~dditional copies Io: Committee on Fina,~cial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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