FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Carnes, Julie E. 4. Title (Article IIl judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 2. Court or Organization Northern District, Georgia 5a. Report Type (check appropriate type) ] Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report 5/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

5b. [] Amended Report

7. Chambers or Office Address 2167 U.S. Courthouse 75 Spring Street, S.W. Atlanta, Georgia 30303

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)
~

NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Repor~in+ indlvlduol only; s~e pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Carnes, Julie E.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

IlL NON-INVESTMENT INCOME. (Repo.ing individual and sp ....; see pp. 17-24 of f!ling instructions.)
A. Filer’s Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)
DATE
1.2010 2. 3. 4.

SOURCE AND TYPE ~ - lawyer - self-employed; partner in law firm

IV. REIMBURSEMENTS - transportation, lodging, food, entertai .... ~
(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)

~]

NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

V. GIFTS. anaudes those to spou .... d dependent children; see pp. 28-31 of.filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anc~udes those oSspouse und dependent children; see pp. 32-33 off!ling instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, t ......tions (Includes those of sp ......
NONE (No reportable income, assets, or transactions.)
C.

d dependent children; see pp. 34-60 of fillng instructions.)

D; Transactions during reporting p~riod (I)

Description of Assets (including trust assetsl
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period
(1) (2)

Gross value at end

of reporting period
~I) (2)

Amount Code 1 (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T T T T T T T T T T

Type (e.g., buy, sell, redi~mption)

(4) (2) (3) Date Value 13a~ mm/dd/yy Code 2 Code l (J-P) (A-H)

(5) Identity of buyer/seller (if private
transaction)

1. 2. 3. 4. 5.

Associated Credit Union Regions Bank SunTrust Bank SunTrust Bank Trustee Wells Fargo Bank (formerly Wachovia)

A B C A A D A B D B A A D C D A B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Dividend Interest Interest Interest Interest Interest Interest

M M O J K M J L M

6. ING 7. 8. 9. Schwab One Money Market " Columbia Co. GA Wtr & Swr Rev Due 06/01/2015 Municipal Elec Auth GA Due 11/01/2013

10. First Bank 11. 12. 13. 14. 15. 16. 17. Prudential Life Insurance Company Annunity Georgia Hsg & Fin AU Maty: 12/01/2010 Municap Elec Auth GA Maty: 01/01/2012 Georgia ST HSG & FIN AU Maty: 06/01/2012 Savannah GA HSP AU Maty: 07/01/2012 Fayette Co. GA Sch DT Maty: 03/01/2013 (corr. from 9/1/10) Lowndes Cnty GA Pub Facs Maty: 06/01/2013

Redeemed

07/19/10 L

A

O

T T Redeemed 12/01 / 10 K A

M M

T T T Sold 07/21/10 M A

L L

T T

1. Income Gain Codes: (See Columns B I and Dzl) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1~001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 r $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 -$ t,000;001 - $5,000,000 L =$50,001 - $100,000 P I =$ I~000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 E =$15,001 -$50,000 H2 =More than$5~000~000 ....... M=$1001001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting Carnes, Julie Eo

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - i ........
~-]

lue, t ......ions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) t

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during

reporting period
(l) (2)

of reporting period (1) Value Code 2 (J-P) (2) Value Method ~0d~ 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A=H) (5) Identity of buyer/seller (ffprivate transaction)

Amount Code 1
(A-H)

Type (e.g., div., rent,
or int.)

~

18. 19. 20. 21. 22. 23. 24. 25. 26: 27. 28. 29. 30. 31. 32. 33. 34.

GA H & F AU Single Fam MTG St. A, Subsr A-2-AMT due 6/1/14 Liberty Co. GA Hosp Auth Maty: 08/01/2014

A B

Interest Interest Interest Interest Interest Interest

T K T T M L K L L T T T T T T T O J J J J J J T T

Sold

02/01/10 K

A

GA H & F AU Single Fam Mtg Sr. A, Subsr A A-2-AMT due 6/1/15 Gwinnett Co. GA Wtr & Swr Maty: 08/01/2015 GA ST Hsg&Fin AU Single Fam Mtg Sr.A,Subsr A-2-AMT due6/l/l 6 Fayette Co. GA Sch DT Maty: 03/01/2017 Cobb Cnty GA Dev Auth Rev Ser A CIFG due 7/15/17 Gainesville GA Wtr & Sew Rev Maty: 11/15/2017 Savannah GA Hosp Auth Rev Maty: 07/01/2018 Capital One Bank VA Schwab Money Market Fund American Fund (AMCAP Fund) American Fund (Washington Mutual Inv.)
C B A

Sold

02/01/10 K A

B B A A A A A

Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold Redeemed

07/21/10 01/12/10

J L

A A

American Fund (Capital World Bond Fund) A American Fund (Euro Pacific Growth Fund) A American Fund (Investment Co. of America) American Fund (New Perspective Fund) A A

I. lncomc Gain Crdes: (See Columns BI and 12)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =si;000 0r tess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $I,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1;000,001 z $5;000 000 L=$50,00 -$100000 : PI =$ 000 001 :$5;000;000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5~001 - $I 5,000 H2 --MOt~ than SS;000~000 M~$]00~00I 25250;000 P2=$5 000 001 -$25 000 000 T --C~Sh Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU S TS -i .... e, value, t ......tlons (lndudes those of spo .....
~-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

d dependent children; see pp. 34-60 of f!ling instructions.)

reporting period (1) Amount Code 1 (A-H) (2) Type (e.~., div., rent, or int.)

of reporting period

Code :2 (J-P)

Method: : buy, sell, Code 3 redemption) (Q-W)

mm/dd/yy Code 2 (J-P)

Code 1 (A-H)

buyer/seller (i~private transaction)

35. 36. 37. 38.

American Fund (New Economy Fund) Value Line Premier Growth Fund(fmly Special Situations Fund) Bestbank Merrill Lynch Bank

A A B B D B C D A D D D A A B A A

Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J K M M M M M M M M M M T T T L T T T Redeemed 05/11/10 L Redeemed 08/12/10 L A A Sold 05/04/09 K A T T Buy 08/05/10 M T T T T

39. American US Govt. Securities FD CL A 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. BB&T Bank Phoenix AZ Ser A Maty: 7/01/21 Kentucky ST PPTY & BLDGS Nov 01/18 JEA FLA ELEC SYS REV SUB-SER SER B B RF Maty: 10/1/22 Pennsylvania ST First Ser A Nov 01/17 Maine Mun Bd Bk Lt Ser C Nov 01/17 Ohio ST Major New ST Infrastructure PJ Rev 1 Jun 15/16 CMA Money Fund (see explanation, Part VIII) ML US Treasury Money Fund Georgia B & T NA Sterling Savings BK Homestreet Bank

1: lrtconie Gain Codes: (See Columns Bi and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codcs (See Column C2)

A=$1 000 or less

F =$So,o0i- ,i00,00~ ...... a ~i00 ~i : ,~i000:000
K =$15;001 - $50,000 O =$500,001 - $1 ;000,000 R --Cost (Real Estate Only) V --Other
P3 =$25,000,001 - $50,000,000

B =$1;001 ; $2,500

C ~$21501 -$5,000 L --$50~001 - $100;000 P 1 =~ i,000,001 = $5;000;000
P4 =More than $50,~0,~0

D=$5,001- $15,000 M-S100,001 -$250,000 F2=$5i000,00!-$25,000,000 T =Cash Market

E =$15,001- $50,000

H2 =More than $5,000,000 m ~*ii0o0~001- $5;000;000

J =$15,000 or less N =$250,001 - $500,000 Q =Appraisal U =Book Value

S =Assessment W =Estimated

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~]

NONE

(No reportable

income, assets, or transactions.) B. Income during reporting period (i) (2)
Amount Code 1 (A-H) Type (e.g~, divi, rent, or int )

A, Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

C. Gross value at end of reporting period ....
(1) (2) (1)

D. Transact ons during reporting period
(2) (3) (4)

5 ()
Gain Code 1 (A-H) Identity of buyer/seller (if private h’ansaction)

Value Code 2 (J-P)

Value Method Code 3

Type (e,g., buy, sell, redemption)

Value Date mm/dd/yy Code 2 (J-P~

(Q-W) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Ivy Global Natural Resources FD CL I Pimco Unconstrained Bond Fund CL P First Eagle Gold CL I B A Dividend Dividend K T T FNB of the South Huntington NB Capmark Bank NA Sallie Mae Bank Discover Bank NA Discover Bank NA Citibank U.S. Trsy Inflation Note APR 15 2010 U.S. Trsy Inflation Note APR 15 2011 U.S. Trsy Inflation Note APR 15 2012 The Endowment Registered Fund LP First Eagle Overseas CL I B Dividend L T A B B B C A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Dividend K K O L L L T T T T T T T T T T T
Buy Buy Buy Buy Sold Buy 06/28/10 11/30/10 06128/10 11/30/10! 05/24/10 05/24/10 J J J J K K A

Redeemed Redeemed

03/03/10 K 08/20/10 L

A A

Redeemed Closed Redeemed

02/26/10 11/23/10 04/15/10

K J K

A A A

1: lncome ~di~ C0des: (See Columns BI and IM) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Colunm C2)

A =$1i000 Or less

:

B =$1,001. $2,500 G =$100;001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher

F =$50;001 = $ I00;000 J =$15,060 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

C =$2,501 - $5,000 H 1 =$1,000;001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,0~0,~)0 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00l - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during reporting period (1) (2) Gross value al end of reporting period (1) (2) (1)

Transactions during .reporting period
(2) (3) (4) Gain Date Value mrrddddyy Code 2 Code 1 (A-H) O-P) (5) Identi .ty of buyer/se|ler (if private transaction)

(including trust assets)
Place "(X)" alter each asset exempt from prior disclosure

Amount Code 1 (A-H)

Type (e.g., div., rent. or int.)

Value Code 2 (J-P)

Value Method Code 3
(Q-W)

Type (e.g., buy, sell, redemption)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. Goldman Sachs Absolute Return Tracker FD INSTL Washington Cnty Ore. CLEAN WTR SVCS SEW REV A Maty: 10/1/19 Blackrock GNMA C Eaton Vance Strategic Income Fund CL C Eaton Vance Glbl Macro Absolute Return CL I Pimco Unconstrained Bond Fund CL C American New World Fund CL F2 T Rowe Price Health Sciences FD Retail Class Oppenheimer Dev. Markets FD CL ¥ (formerly CL A) Templeton Glbl Bond FD ADV CL Blackrock Global Allocation FD Inc 1NSTL

C

Dividend

M

T

Buy

06/28/10 K

A A A A D

Dividend Dividend Dividend Dividend Dividend

K Sold
T T

05/24/10 K 03/19/I 0 03/22/10 06/28/10 06/28/10 11/30/10 K K J J J

A C B

Sold Sold Buy Buy

M

T

B

Dividend

L

Buy Buy

05~4/10 K 06/28/10 J

C B D A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend L M K K K L J T T T T T T T

Buy
Buy

06/28/10 K

83. Lord Abbett Short Duration Income Fund C A 84. 85. Alpine Ultra Short Tax Optimized Income Fund Cohen & Steers Global Realty Shares, Inc. CL I B A

Buy Buy

03119110 11/30/10

L J

I lnd0rne Gain Codes: (See C01~S Bi ~nd IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A ~$1,0~)0 or less F =$50,001 - $i00;000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 : $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W ~Estimatcd

D =$5,001-$15,000 H2 =More ~an $5;000,000 M=$100,001- $250;000 P2 =$5i000,001 -$25,~00,000 T =Cash Market

E =$15,001-$50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS -i ..... e, value, t ......tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during C. Gross value at end D. Transactions during report ng period

Place "(X)" ~fter each asset exempt from prior disclosure

Amount Code 1
(A-H)

Type (e.g., div., rent,
or int.)

Value Code 2
(J-P)

Value Method :

Code 3 (Q-W) T T T

Value ~ Gain Date .: mm/dddyy Code2 ’ Code 1 (A-H) redempti0o) (J-P) Type (e.g., buy, seli~"

Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Thornburg Limited Term Municipal Fund CL I Blackrock Eqty Dividend Fund Instl CGM Advisor Targeted Equity FD CL Y Fairholme Fund

B A A

Dividend Dividend Dividend

L J J

Buy Buy Buy Buy Buy

03/19/10 11/30/10 11/30/10 03/19/10 06/28/10 11/30/10 03/19/10 06/28/10 11/30/10 11/30/10 11/30/10 11/30/10 11/30/10 11/30/10 03/19/10 06/28/10 11/30/10

L J J K J J K J J J J J J J K J J

A Franklin Rising Dividends FD ADV CL

Dividend

K

T

Buy Buy Buy

C Eaton VNCE PRMTRC STRCTRD EMRGN MRKTS FD I Franklin Income FD ADV Class Goldman Sachs Satellite Strategies Port FD INSTL Hussman Strategic Total Return Fund CL Retail Ishare Barleys 20+ YR Treas Index Fund A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend

K J J J J J

T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy

100. Loomis Sayles Strategic Inc FD CL Y 101o 102. C Dividend K T

Buy

L lnc0me Gain C0des: (See Columns B I and 1)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$I 5J)00 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001-$2,500 G =$100,001 - $1,000,000 K =$15,001 - $59,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000~001 - $5,000;000 L =$50,001- $100,000 P 1 =$1 ~000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimatcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100;001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 13

Name of Person Reporting Carnes, Juiie E.

Date of Report 5/12/201 l

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount " Type (e.g~, Code I div., rent, (A-H): ar int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code2 Code 3 (J-P) Ti-ansactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) (5) Identity of Value Gain Date mm/dd/yy Code 2 Code 1:,:: : buyer/seller
(J-P) (A-~ ...... (if private

iQ-w~
103. Nuveen Tradewinds Global ALL CAP FD CL I I04. Pimco Developing Local Markets FD CL P 105. 106. 107. Pimco Total Return Fund CL P 108. Templeton GLBL Bond FD ADV CL 109. The Oakmark Fund 110. 111. 112. Wisdomtree Global Equity Income Fund 113. Wisdomtree Emerging Mrkt Equity Income 114. SPDR S&P Dividend ETF 115. SCHW 1NTL EQ ETF I 16. Parnassus Equity Income Fund Investor SH 117. Manning & Napier World Oppty A 118. Schwab S&P 500 Index FD 119. Scout lntl FD A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K J J K K K K K K
T T T T T T T T T

transaction)

A

Dividend

J

T

Buy Buy Buy

11/30/I0 03/19/10 06/28/I0 11/30/10 11/30/10 11/30/10 03/19/10 06/28/10 11/30/10 11/30/10 11/30/10 10/14/10 10/14/10 10/12/10 10/12/10 10/12/10 10/12/10

J K K J J J K J J J J K K K K K K

A A A

Dividend Dividend Dividend

K J J

T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1 ~000 or !css F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q -Appraisal U =Book Value

=$1,001 - $2;500 ~$I00,00i :: $ if000,000 =$15;001 : $50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =Olher

C =$2,501 - $5,000 HI =$1,000,00t-$5,000,000 L =$50,001 - $100;000 PI =$1,000,001 - $5,000,000 P4 =More than $50~000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5~000~000 M =$i00;00i -$2501000 P2 =$5;000,00] - $251000~000 T =Cash Market

E =$15,00 t - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
~] NONE ~o reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

reporting period II) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-PI (Q-W) K K K K K K K K K K K K T T T T T T T T T T T T

(2) .......(3) ’ (4) ’ 0) Type (e.g., Date Value Gain buy, s~ll; ’ "mm/dd/yy Code 2 Code t redemption) (J-P) (A:-H)

(5) Identity of buyer/seller (if private transaetioff)

120. Vanguard Growth 121. Texas Transn Commn 4% 12 REV DUE 04/01/12 122. Washington St 5.0% 16 EXIT DB DUE 07/01/16 123. SCH MUNI Money Fund 124. Chicago ILL Brd Ed 5% 16GO UTX DUE 12/01/16 125. JEA FLA Wtr & Swr 5% 21 REV DUE 10/01/21 126. Minnesota PUB FACS 5% 20 REV DUE 03/01/20 127. Minnesota ST 4% 18GO UTX DUE 08/01/18 128. New York NY 5% 15GOUTXDUE 11/01/15 129. Ohio State 5% 14GODUE 11/01/14 130. Piano TEX INDPT SCH 5% 13GO UTX DUE 02/15/13 131. Texas ST 5% 19GO DUE 10/01/19

A A A A A A A A A A A A

Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

Buy Buy Buy Open Buy Buy Buy Buy Buy Buy Buy Buy

10/14/101 10/26/10 10/26/10 10/13/t0

K K K L

10/26/10 K 11/10/10 i 10/26/10 10/26/10 10/26/10 10/26/10 11/10/10 10/26/10 K K K K K K K

1. Income Gain C~desl (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50;000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5~000 HI --$t,000;001 ~ $51000;000 L =$50;001 ~ $]00;000 Pl ~$1;000,001 - $5,000~000 P4 =M0re than $50;000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 ~More than $5~000,000 M ~$100 00] -$250~000 P2 --$5;000,001 L$25 000 000 T =Cash Market

E =$15,001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
Part VII, Line 47: C M A Money Fund was closed 5/4/09, which was inadvertently omitted from the 2009 Financial Disclosure Report.

FINANCIAL DISCLOSURE REPORT Page 13 of 13

Name of Person Reporting Carnes, Julie E.

Date of Report 5/12/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Julie E. Carnes

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful