FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) POSNER, RICHARD A.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization U S COURT OF APPEALS 7th CIRC
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 06/01/2011
6. Reporting Period 01/01/2010 to 12/31/2010

ACTIVE U S CIRCUIT JUDGE

[] Initial

5b. [] Amended Report

7. Chambers or Office Address 219 S DEARBORN CHICAGO IL 60604

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete ali parts, checking the NONE box for each part where you have no reportable information, Sign on last page.

I. POSITION S. (Reporting indivia,.l o,ty; seep,. 9-13 of filing instructions.)
~-q

NONE ~o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY
UNIVERSITY OF CHICAGO LAW SCHOOL TRUST~

1. 2. 3. 4. 5.

SENIOR LECTURER TRUSTEE

II. AGREEMENTS. (Re, oning individual only; seepp. 14-16 of filing instructions.)

~]

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Posner, Richard A.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-lnvestment Income
~ NONE (No reportable non-investment income.) DATE
1.2010 2.2010 3.2010 4. 2010 5.2010 6. 2010 7.2010 8. 2010

SOURCE AND TYPE
OXFORD UNIVERSITY PRESS (UNITED STATES); ROYALTIES HARVARD UNIVERSITY PRESS; ROYALTIES WOLTERS KLUWER / ASPEN PUBLISHERS; ROYALTIES ENGLISH AGENCY (JAPAN); ROYALTIES UNIVERSITY OF CHICAGO PRESS; ROYALTIES OXFORD UNIVERSITY PRESS (UNITED KINGDOM); ROYALTIES AUTHOR’S REGISTRY; ROYALTIES EDWARD ELGAR; ROYALTIES (NET OF FOREIGN TAXES WITHHELD)

INCOME
(yours, not spouse’s) $1,617.09 $70,395.50 $19,659.32 $1,700.00 $9,336.09 $19.33 $213.60 $1,870.00

9. 10. II.

B. Spouse’s Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.) SOURCE
1. FORDHAM LAW SCHOOL

DATES
MARCH 27 - 28, 2010 MAY 6 - 8, 2010

LOCATION
NEW YORK NY

PURPOSE
MOOT COURT FINALS

ITEMS PAID OR PROVIDED
TRANSPORTATION, HOTEL AND FOOD TRANSPORTATION, HOTEL AND FOOD

2.

AMERICAN LAW AND ECONOMICS ASSOC & THE UNIVERSITY OF CHICAGO LAW SCHOOL U S DISTRICT COURT, FIRST CIRCUIT HARVARD UNIVERSITY PRESS AMERICAN CONSTITUTION SOCIETY BRENNAN CENTER FOR JUSTICE NYU

NEW HAVEN CT

WORKSHOP

3.

MAY 12 - 15, 2010

BOSTON MA

SPEAKER

TRANSPORTATION, HOTEL AND FOOD TRANSPORTATION, HOTEL AND FOOD TRANSPORTATION, HOTEL AND FOOD TRANSPORTATION, HOTEL AND FOOD

4.

JUNE 16, 2010

CAMBRIDGE MA

SPEAKER

5.

JUNE 17 - 16, 2010

WASH!NGTON DC

PANELIST

6.

OCTOBER 4 - 5, 2010

BERKELEY, CA

SYMPOSIUM

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/201 l

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ane~udes ~hose of spouse and dependent children; see pp. 32-33 offiling instructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 5 of 10

’qame of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

VII. INVESTMENTS and TRU S TS - i, .......
[--~

, lue, t ......ions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)

NONE (No reportable income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

BROKERAGE ACCOUNTS AND MUTUAL FUNDS: DWS MANAGED MUNI BOND FUND CLASS S VANGUARD 500 INDEX ADM FUND TIAA CREF BROKERAGE SVCES MONEY MARKET ACCT BLACKROCK NAT’L MUNI FUND BLACKROCK NAT’L MUNI 1NSTL FUND NUVEEN MUNI MARKET OPPORTUNITY FUND BLACKROCK MUN12018 FUND BLACK_ROCK GLOBAL ALLOCATION FUND A BLACKROCK GLOBAL ALLOCATION FUND B NUVEEN INSURED QUALITY MUNI FUND NUVEEN SELECT QUALITY MUNI TIAA CREF SHORT TERM BOND FUND II D D A A A B A A A B B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend M N K K K K K ’J J K K K T T T T T T T T T T T T Buy 11/15/10

SEP RETIREMENT ACCOUNT: BLACKROCK BASIC VALUE FUND BLACKROCK GLOBAL ALLOCATION FUND D A Dividend Dividend O L T T

C =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

........... i:S~ ~i~i ~ ~5 ....... : ~=~i~i :~i~6~000 ......... ~ ~$~oo,oo~ = $i;ooo:ooo
2. Value Codes
(Sec Columns CI and D3)

J =$ t 5,000 0r less
N =$250~001 - $500i000

K ~$15;001 - $50,000
O =$500,001 - $1,000,000

3. Value Method Codes
(See Column C2)

P3 =$25,000,001 - $50,000;000 Q =AppraiSal
U =Book Value

R =Cost (Rea! Estate Only)
V =Othcr

HI =$1,000,001 - $5,000;000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

I-!2 =More than $5,000,000 : ..... M =$I00,001 -$250,000 P2 =$5,000,001 - $25;000~000 . T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 6 of 10

I

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

VII. INVESTMENTS and TRU STS - i,,co,~e, va~ue, ,ransactlons a, ciudes those oSspouse und de, endent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (1) (2) Amoum Type (e.g., Code 1 div., rent, (A-H) or int.)

of reporting period (1) (2) O) Value Value ¯ TYP~ (e.g.,: Code 2 Method ¯ buy, se!li Code 3 redemption): (J-P) (Q-W) J Buy

(2) .... (3) Dat~. Value mm/dd/yy: " Code2 O-P)

(4) Gain (A-H)

(5) Identity of (if private transaction)

18. 19. 20. 21. 22. 23.

TIAA MONEY MARKET ACCOUNT

A

Dividend

104/15/10 J

TRUST ACCOUNT: TIAA MONEY MARKET ACCT BLACKROCK NAT’L MUNI FUND INSTITUTIONAL BLACKROCK MUNI BOND FUND (FORMERLY CALLED MUNI INS C A Dividend Dividend Dividend J T

FUND)
24. 25. 26. 27. 28. 29. 30.
31.

BLACKROCK GOLBAL DYNAMIC EQUITY FUND BLACKROCK GOV’T INCOME FUND A DWS GNMA FUND CLASS S DWS SHORT DURATION PLUS FUND CLASS S DWS CLIMATE CHANGE FUND CLASS S DWS MANAGED MUNI BOND FUND CLASS S

A B C

Dividend Dividend Dividend Dividend None

K K M M

T T T

D

Dividend

I R A ACCOUNT #1

32. 33.

BLACKROCK GLOBAL ALLOCATION FUND BLACKROCK MIDCAP VALUE OPPORTUNITY FUND B

A

Dividend
None

K

B =$1,001- $2,500 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2) J =$15,000 or tess N =$250,001 ~ $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G =$100,001-$I,000,000 K=$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Rcal Estate Only) V =Other

C =$2;501 - $5,000 H 1--$ ;000,001 ; $5~000;000 L =$50 001 - $100 000 PI =$1i000,001 - $5;000 000 P4 =Mor~ than $50,000~000 S =Assessment W =Estimated

E =$15,001 - $50,000 D =$5,001 - $15,000 H2 ~More than $5 000000 ..... M =$100 00l -$250;000 P2 =$51000,001 -$25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 10

~/ame of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, t ......tlons (lndudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE

(No reportable

income, assets, or transactions.)

34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50.

BLACKROCK MIDCAP VALUE OPPORTUNITY FUND A

A A

Dividend Dividend

J J

T T

TIAA MONEY MARKET ACCT

I R A ACCOUNT #2: TIAA MONEY MARKET ACCT BLACKROCK PACIFIC FUND BLACKROCK BASIC VALUE FUND BLACKROCK GLOBAL ALLOC FUND BLACKROCK VALUE OPPORTUNITIES FUND BLACKROCK GLOBAL DYNAMIC EQUITY FUND BLACKROCK LATIN AMERICA FUND AMERICAN FUNDS INTERMIDIATE BOND FUND A BLACKROCK TOTAL RETURN FUND U S TREASURY STRIP ZERO COUPON BOND A A A A A A A B C Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J K K L K L K L L T T T T T T T T T Matured 11/15/10 K

OTHER RETIREMENT ACCOUNTS: TIAA REAL ESTATE FUND (TRADITIONAL IRA ACCOUNT) None M T

t. lncom~ Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D’3) 3. Value Melhod Codes (See Column C2)

A =$1,000 or tess F=$50~00i ~ $i00;000 J =*15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

D =$5,001. $15,000 E =$15,001 - S50,000 =$2,501. $5,000 H1 ~$1;000,00i i$5i000;000 .... H2 =More than $5~000;000 : ....... L :$50i001L $100,000 M :$ 00,00 , $250,000 P2 =$5 000 001 ~ $25 000 000 : P i ~$i;000,00i - $5;000,000 P4 =More than $50~000,000 R =Cost (Real EState Only) .... S =Assessment T =Cash Market W =Estimated V =Other B =$Ii001 ~ S2;500 G--$100100i ~$1;000,000 K =$15,001, $50;000 O =$500,001 ~ $1,000 000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

VII. INVESTMENTS and TRUSTS - income, value, t ......
~] NONE (No reportable income, assets, or transactions.)

tlous (Includes those of sp ...... d dependent children; see pp. 34-60 of fillng instructions.)

51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. !63. 64.

TIAA TRADITIONAL GUARANTEED ANNUITY (TRADITIONAL IRA ACCT) UNIVERSITY OF CHICAGO CONTRIBUTORY RETIREMENT PLAN STANFORD UNIVERSITY CONTRIBUTORY RETIREMENT PLAN NAT’L BUREAU OF ECO RESEARCH TAX DEF ANNUITY PLAN UNIVERSITY OF CHICAGO SUPPLEMENTAL RETIREMENT PLAN

None

M

T

BANK FINANCIAL (BANK ACCOUNT)

A

Interest

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D31 3. Value Method Codes /See Column C21

A=$1.000 orless F =$50.001- $t00.000 J :$15.000 orless N=$250.001- $500.000 P3 =$25.000.001- $50.000.000 Q =App~isal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V Other

C =$2.501 - $5.000 HI =$1,000,001 - $5,1)00,000 L =$50.00 i - $100,000 P1 =$1,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5,000~000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting

I

Date of Report

I

~’OSNER, RICHARD A.

I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
PART VII INVESTMENTS AND TRUSTS: THE REPORTING OF OTHER RETIREMENT ACCOUNTS, AS SHOWN ON LINES 50 THROUGH 55 HAS BEEN CHANGED FROM THE METHOD USED TO REPORT THESE ASSETS PREVIOUSLY (FDR 2009 REPORT LINES 56 THROUGH 60). CURRENT YEAR REPORTING HAS BEEN CHANGED TO CONFORM WITH THE FILING INSTRUCTIONS, PAGES 43 - 44 WHICH STATES THAT THE ONLY ITEM TO BE REPORTED FOR COMMON TRUST FUNDS, SUCH AS THOSE MAINTAINED BY TIAA-CREF, IS THE NAME OF THE SPECIFIC PLAN IN COLUMN A.

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting POSNER, RICHARD A.

Date of Report 06/01/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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