FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) REINHARDT, STEPHEN R. 4. Title (Article 11I judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization US COURT OF APPEALS - 9TH CIRCUIT
5a. Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report 08/11/2011 6. Reporting Period 01/01/2010 to 12/31/2010

]

Nomination,

Date [] Annual [] Final

US CIRCUIT JUDGE (ACTIVE)

[] Initial

5b. [] Amended Report ~ 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

312 NORTH SPRING STREET ROOM 1747 LOS ANGELES, CA 90012

IMPORTANT NO TES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each Part where you have no reportable information. Sign on last page.

I. P 0 S I T I 0 N S. ~Repora.g ina~aoat o.ty ; see ~. 9-13 of filing instructions.)
D NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. TRUSTEE TRUSTEE TRUSTEE

NAME OF ORGANIZATION/ENTITY
TRUST #1 -~ TRUST - EXEMPT C TRUST #2 -~TRUST - NON-EXEMPT C TRUST #3 -~ LIVING TRUST DTD 4/21/95

II. AGREEMENTS. ~Reeo~a~g ~.alvld.nt o.ty; see pp. 14-16 of f!ling instructlons0
~-] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Reinhard, Stel hen R.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

III. NON-INVESTMENT INC OME. aepor~ng individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income D NONE ~o reportable non-investment income.) DATE
1.02/25/10 2. 3. 4.

SOURCE AND TYPE
SPEAKING ENGAGEMENT - UNIVERSITY OF CALIFORNIA, DAVIS

INCOME
(yours, not spouse’s) $2,000.00

B. Spouse’s Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE

(No reportable non-investment income.)

DATE
1.2010 2. 2010 3. 4.

SOURCE AND TYPE
ACLU FOUNDATION OF SO CALIFORNIA o WAGES AMERICAN CIVIL LIBERTIES UNION INC OF SO CALIFORNIA - WAGES

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~
(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.) D NONE (No reportable reimbursements.)

SOURCE
1. PENNSYLVANIA LAW SCHOOL - ACS CHAPTER WILLIAMS COLLEGE

DATE S
02/01/10 - 02/03/10

LOCATION
PHILADELPHIA, PA

PURPOSE
PROF ASSOC ACTIVITY/ CIVIC ORGANIZATION EDUCATIONAL ACTIVITY, EXCLUSIVE OF JUDICIAL EDUCATION SPEAKING ENGAGEMENT

ITEMS PAID OR PROVIDED
AIRFARE, AND TRANSPORTATION

2.

02/10/10 - 02/12/10

WILLIAMSTOWN, MA

AIRFARE, LODGING AND TRANSPORTATION

3.

UNIVERSITY OF CALIFORNIA, DAVIS

02/25/10 - 02/25/10

DAVIS, CA

AIRFARE AND TRANSPORTATION

FINANCIAL DISCLOSURE REPORT Page 3 of 12
4. YALE LAW SCHOOL 04/26/10 - 04/28/10

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

NEW HAVEN, CT

EDUCATIONAL ACTIVITY, EXCLUSIVE OF JUDICIAL EDUCATION

AIRFARE AND TRANSPORTATION

STANFORD LAW SCHOOL- AMERICAN CONSTITUTION SOCIETY UNIVERSITY OF CHICAGO - AMERICAN CONSTITUTION SOCIETY AMERICAN CONSTITUTION SOCIETY - ANNUAL CONVENTION 8. WILLIAMS COLLEGE

05/12/10 - 05/12/10

PALO ALTO, CA

PROF ASSOC ACTIVITY/ CIVIC ORGANIZATION PROF ASSOC ACTIVITY/ CIVIC ORGANIZATION

TRANSPORTATION

05/16/10 - 05/17/10

CHICAGO, IL

AIRFARE AND TRANSPORTATION

06/16/10 - 06/20/10

WASHINGTON D.C.

PROF ASSOC ACTIVITY/ CIVIC ORGANIZATION

AIRFARE AND TRANSPORTATION

10/19/10- 10/23/10

WILLIAMSTOWN, MA

NON-FJC EDUCATIONAL SEMINAR OR PROGRAM

AIRFARE AND TRANSPORTATION

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

V. GIFTS. anc~udcs those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those of spouse and dependent children; seepp. 32-33 of filing instructions.)

~]
1. 2. 3.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

VII. INVESTMENTS an d TRU ST S - inco,~e, vntue, transucaons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D

NONE

6Vo reportable income, assets, or transactions.)

BROKER ACCT #1 -~ ~, TSFR FROM CNB 100 - FEDERATED CLOVER VALUE FD CL

c (wccx) 1
3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. [15. 16. 17. - FDIC LIQUID INSURED DEPOSITS MONEY MARKET 1 - GOLDMAN SACHS FINL SQR TSRY FD #506 1 CITY NATIONAL BANK CHECKING #79, FORMERLY #244 UNION BANK CHECKING JOHN HANCOCK LIFE INS CO. ANNUITY SYMETRA LIFE INS CO - ANNUITY IRA - ACCT #6 -~ ~ FROM M/LYNCH~ - M/LYNCH RETIREMENT RSRVS CL 6 - BLACKROCK LARGE CAP 6 - AMERICAN CENTURY FUND 6 - AMERICAN GROWTH FUND 6 - CALVERT SHORT DURATION FD 6 - DELAWARE CORP BD 6 - FPA NEW INCOME FD 6 - HARTFORD CAPITAL FD 6

A A A

Dividend Interest Dividend None None

L J

T T Redeemed 06/08/10

J K M K

T T W T

D B C

Int./Div. Int./Div.
Int./Div.

Sold Sold Buy (add’l) Sold
Buy (add’l) Buy (add’l)

08/04/10 J 04/20/10 ~ 04/20/10 04/20/10
04/20/10 !04/20/10

A B

J J J J J

L:lncome Gain Codes: IS¢ Columns Bl:and D41 2, Value Codes (See Columns CI and D3) 3, Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =nook Value

B =$1.001 - $2,500 G =$100,001 - $ t.0O0,000 K =$15.001 o $50.000

V =Other

W =Estimated .....

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

V I I. I N V E S T M E N T S a n d T RU S T S - inco,.e, value, t~ansu.io.s a.d~ des those of spo ~se ~nd dependen~ c hildren; see pp. 34-60 of filing instructlons.)

D

NONE

(No reportable income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- JENNISON VALUE FD 6
- METROPOLITAN WEST TTL FD 6 - T ROWE PRICE US TSY FD 6 - TCW TOTAL RETURN FD 6 - MAINSTAY LARGE CAP GRWTH FND 6 - MFS VALUE FUND 6

Sold

08/04/10 J

A

Buy (add’l) Sold (part) Sold (part) Buy Buy

04/20/10 04/20/10 04/20/10 04/20/10 04/20/10

J J J J J

A A

- PERSHING GOVT MONEY MARKET FUNDS 6 DEFERRED SALARY PLAN/TRUST ACCOUNT~ - M/LYNCH #C08 - BIF MONEY FUND 8 - BLACKROCK LARGE CAP 8 - BLACKROCK LARGE CAP 8 - BLACKROCK INFLATION 8 - BLACKROCK GLOBAL ALLOC FUND 8 - BLACKROCK BD PORTFOLIO 8 - BLACKROCK CAPITAL APPRECIATION FD 8 - BLACK.ROCK EQUITY DIVIDEND 8 - BLACKROCK GNMA 1NST 8 Buy (add’l) Sold (part) Buy (add’l) 06/09/10 06/09/10 06/09/10
J J J

D

Int./Div.

See Note 3 See Note 1

(part)

Sold Sold

06/09/10 12/14/10 06/09/10

J J K J

A A B

(part)
Sold (part)

Buy 06/09/10 (add’l)

See Note 2 A

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Rep~)rt 08/11/2011

VII. INVESTMENTS and TRU STS - income, val~e, ~a.~ai~n~ anciude~ those oSsvo~se and devende,~ children; see pp. 34-60 of filing instruction~)

[]

NONE

reportable income, assets, or transactions.)

35. 36. 37.

- BLACKROCK MID CAP VALUE 8 - BLACKROCK LOW DURATION BD 8

Buy Buy Buy

06/09/10 K 06/09/10 K 12/14/10 K

- BLACKROCK S & P 500 INDEX FUND 8

38. BROKER ACCT #9 -~ ~, TSFR FROM M/LYNCH 390 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. - FIDELITY ADV MUNI 9 B Dividend T - BLACKROCK GLOBAL ALLOCATION FUND 9 - EATON VANCE NTL LTD 9 A A
Dividend Dividend

- AMERICAN GROWTH FUND 9

None

Buy (add’l) Sold

01/06/10 J 04/20/10 K 01/06/t0 J

C

- BLACKROCK LARGE CAP 9

None

Buy (add’l) Sold

04/20/10 K 01/06/10 04/20/10 12/15/10 01/06/10 04/20/10 08/04/10 "J J L J J K

- BLACKROCK CALIFORNIA 9

B

Dividend

T

Buy (add’l) Buy (add’l) Buy Buy (add’l) Buy (add’l) Sold

B

- EATON VANCE AMT FREE 9

A

Dividend

Buy (add’l)
Sold

01/06/10

J

04/20/10 K

Buy (add’l)

01/06/10 J

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

VII. INVESTMENTS and TRUSTS - income, vulue, tr.nsuctions anci.des those olspo,se .nd dependent children; see pp. 34-60 of filing instructions.)

[]

NONE

(No reportable income, assets, or transactions.)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

- FRANKLIN FED INTER TERM 9

B

Dividend

K

T

Buy (add’l) Buy (add’l)

01/06/10 04/20/10 01/06/10 01/06/10 08/04/10 01/06/10 04/20/10 04/20/10

J J J J K
J J K

- HARTFORD CAPITAL 9 - JENNISON VALUE FD 9

None None

K

Buy (add’l) Buy (add’l) Sold

B

- J P MORGAN TAX AWARE 9

A

Dividend

Buy

(add’l)
Sold (part) A

- DWS ~NTMDT TAX 9 - MAINSTAY LARGE CAP GROWTH FUND 9 - MFS VALUE FUND 9 - FDIC LIQUID INSURED DEPOSITS MONEY MARKET 9 MERRILL LYNCH CHECKING 4’ CMA MONEY FUND BANK OF THE WEST CHECKING~
NATIONWIDE ACHIEVER ANNUITY

A

Dividend None

K K K L T T T

Buy

Buy Buy

04/20/10 K 04/20/I 0 K

A A A A
E

Dividend Int./Div. Int./Div. Interest
Int./Div.

Closed L
N

05/19/10

T
T

TRUST # 1 - EXEMPT C - GOLDMAN SACHS FINL SQR TREAS

G

Int./Div.

P1

T
Buy (add’l) 11/15/10 P1 A

FD ~ (CNB~)
- GOLDMAN SACHS FINL SQR TREAS FD~ (CNB~

Redeemed 11/19/10 P1

(See Columns Cl and D3) 3. Value Method Codes (See Column C2)

N ~$2~0,001 ~ $500 000 Q ~Appraisai U ~Book Vaiue

O ~$500;00i ~ $i~000~000 : R ~6~ iR~ai ~t~ie oaiy)

:

P! ~$! ~i00! ~ $5i0~0~

P2 --$5i000,00! ~ $25i000;000 T--cash Market

w =Estimhted ......

FINANCIAL DISCLOSURE REPORT Page 9 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

D

NONE (No reportable income, assets, or transactions.)

- UNIVERSITY CALIF REV 5.000%

Matured Sold Sold

05/15/10 !02/01/10 11/15/10

L M L

A A A

5/15/10~2FRRO } (CNB 8110)
- GLENDALE CALIF MLrN UTIL 11/15/12

~ (CNB 8~ 10)
71. 72. 73. 74. 75. 76. 77. ~78. 79. 80. 81. 82. 83.
- SACRAMENTO CALIF MUN UTIL 11/15/12~ (CNB 8110) - GOLDEN ST TOB CALIF 5.500% 6/1/43 ~ (CNB 8110) - OPPENHEIMER INTL BOND FD CL A Sold 11/12/10 O G

~ (CNB 8110)
- L A COUNTY CA SANTN DST 5.% 10/I/I ~ (CNB 81 I0) - PUERTO RICO CMWLTH 5.125% 711/30I ~} (CNB 8110)

- ARIZ SCH FACS BRD CTES TN 5%
9/1/12 ~ #4486) - INVESCO EMERG MKT LOCAL FUND ~) (#4486) - BLACKROCK HIGH YIELD BOND FUND~ (#4486) - BLACKROCK GLOBAL ALLOC FUND ~ (#4486) - FDIC LIQUID INSURED DEPOSITS (#4486) - ACACIA PARTNERS, L.P. Buy Buy Buy Buy Distributed (part) :12/14/10 ,12114/10 12/01/10 11/19/10 ,12131110 M O PI PI J

- POETIC LICENSE PARTNERS, LP

- CITY NATIONAL BANK CHECKING W, FORMERLY 279 ’ 84. TRUST #2 - NON-EXEMPT C 85.
- GOLDMAN SACHS FINL SQR TREAS FD ~ CNB 8010)

A

Int./Div.

L Redeemed 11/15/10 L

1. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$|.000 or less .E~H$50,001 r $100o000 ....... J =$15.000 or less N =$250,001 -$500,000 P3 =$25,000.0~1 - $50.000,000 Q =Appraisal U =Book Value

B-~$1,001 - $2.500 O =$100,001 - SL000,000 K =$15.001 - $50.000 O =$500.001 - SL000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 H1 =$1,000.00t - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5,000,000 P4 =More~han $50.000.090 S =Assessment W =Estimated

D =$5~01-$15.000 H2 =Morethan $5.000.000 M=$100.001- $250.000 P2=$5.000.001 - $25.000.000 T =Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

VII. INVESTMENTS and TRUSTS - income, value, ~ans~ctio.s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[l~ NONE

(No reportable

income, assets, or transactions.)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97.

- FDIC LIQUID INSURED DEPOSITS (#4478) - CITY NATIONAL BANK CHECKING ~, FORMERLY #287 TRUST #3 - LVG TRUST - GOLDMAN SACHS FINL SQR TREAS FD~ (CNB 200) - GOLDMAN SACHS FINL SQR TREAS FD~ (CNB 200) - ORANGE CNTY CALIF SALE TAX 2/15/10~ CNB 200) - SAN DIEGO COMM COLLEGE 8/1/10 ~I}(#4395) - FDIC LIQUID INSURED DEPOSITS (#4395) - BLACKROCK HIGH YLD BOND FUND ~ (#4395) - CALAMOS CONV FUND CLS 1 ~ (#4395) - G SACHS DYNAMIC ALLOC FUND ~ (#4395) - G SACHS ABS RETURN FUND ~ (#4395) D Int./Div. O

Buy

11/20/10

L

Buy (add’l) Redeemed Matured Matured Buy Buy Buy Buy Buy Buy Buy Buy Buy

04/08/10 06/08/10 02/15/10 08/02/10 05/29/10 06/18/10 06/23/10 06/23/10 06/23/10 06/18/10 06/18/10 06/18/10 06/18/10

O O K K M K K M K K M K K A A A

98. - IVY GLOBAL NAT RSRCS FUND ~ (#4395) 99. - IVY ASSET STRAT FUND CLS 1 ~ (#4395)

100. - LAZARD EMERG MKT FUND ~ (#4395) I01. - PIMCO EMERG MKTS FUND ~ (#4395) 102. - CITY NATIONAL BANK CHECKING ~, FORMERLY #260

C --$2.501 - $5,000 1t I =$1.000,001 ~ $5,000,000 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2) J =$15,000 or less N =$250,001;$500,000 P3 --$25.000 001 - $50.000,000 Q--Appraisal U =Book Value K =$15,001 - $50.000 : O=$500,001 - $1,000~000 R-~’ost (Real Estate Only) V =Other

D --$5,001 - $15~000 H2 ~More than $5;000~000

E ---$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
NOTE 1: Part VII, line 26 - The CMA money fund name was changed in connection with Bank of America’s acquisition of Merrill Lynch. It’s now the BIF money fund. NOTE 2: Part VII, line 32 - This fund changed it’s name in 2010 from Balckrock Fundamental Growth to Blackrock Capital Appreciation. NOTE 3: Part VII, lines 25 through 37 - This account is a deferred salary plan, held by Merrill Lynch as trustee, sponsored by~ employer, the ACLU.

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

Name of Person Reporting REINHARDT, STEPHEN R.

Date of Report 08/I 1/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/STEPHEN R. REINHARDT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
1. Person Reporting (last name, first, middle initial) Reiss, Christina C. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Chief Judge - Active Status 2. Court or Organization United States District Court District of Vermont 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report 05/10/2011

6. Reporting Period 01/01/2010 to 12/31/2010

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States Federal Building 111 Elmwood Avenue P.O. Box 953 Burlington, VT 05401

IMPORTANT NO TES: The instructions accompanying this form mast be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. meponing individual only; seepp. 9-13 of filing instructions.)
~-] NONE (No reportable positions.)
POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. Reporting individual only; seepp. 14-16 of f!llng instructions.)

D
1. 2004 2. 3.

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS
State of Vermont Employees Pension Fund (upon retirement age 65)

Reinhard, Steohen R. A

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

IlL N O N-INV ES T ME NT IN C O ME. (Repor~ng i~divid, ol ond ,poose; ,~e pp. 17-24 of filing instructlons.) A. Filer’s Non-Investment Income ~] NONE (~o reportable non-investment income.)
DATE SOURCE AND TYPE

INCOME
(yours, not spouse’s)

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
Self-employed - Commercial and Residential Mill Working Company

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL
(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIE S. aneludes those of spouse ond dependent children; see pp. 32-33 o filling instructions.)
D NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. 6. 7. People’s United Bank People’s United Bank People’s United Bank People’s United Bank People’s United Bank People’s United Bank Vermont Economic Development Authority Vermont Economic Development Authority DESCRIPTION Loan - Business Mortgage Loan - Business Equipment Loan - Business Equipment" Loan - Business - Line of Credit Loan - Business Refinance Loan - Business.Mortgage Loan - Business Mortgage VALUE CODE N M K M L N N

8.

Loan - Equipment

M

FINANCIAL DISCLOSURE REPORT Page 4 of 9

I

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d TRU STS - income, vulue, tra.sactions ancludes those oSspouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

TD Bank North Accounts Chittenden Bank Accounts Amoskeag Woodworking HRS, LLC Merchants Bank CD State Farm Life Insurance National Life Insurance IRA #1 - Davis NY Venture Fund - Diamond Hill Large Cap Fund - First Eagle Global Fund - Janus Balanced Fund - MFS Value Fund - Oppenheimer Gold & Special Minerals Funds - Pimco Total Return Fund - RS Global Natural Resources Fund - Sentinel Small Company Fund

A A A A C A A E A A A A A A A A A

Interest Interest Distribution Distribution Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J PI N J J J M J K K K K J J J J

T T W W T ’T T T T T T T T T T T T

1, Income Hain Codes: ¯ ,See Columns B1 and D4"~ 2. Value Codas (See Columns CI and D31 3. Value Method Codes ~See Columa C2)

A =$1,000 or less F =$50.001 - $100.D00 l =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 HI =$1.000o001 - $5,000,000 L =$50.001 - $100.000 Pl =$1,000,001 - $5.000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More than $5.090.000 M =$100~.00 [ - $250,000 P2 =$5.000.001 - $25.000.000 T--Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d T RUSTS - income, value, tronsuctio,~ ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[~

NONE

(No reportable

income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- The Home Depot AT&T, Inc. ** General Electric Co. ** IRA #2 - IShares Russell 2000 Growth Fund - Vodafone Group PLC ADR Fund ** - Columbia Acorn Z Fund - Fidelity Diversified lntl Fund - ING Intl Small Cap Fund - ING Real Estate Fund - T Rowe Price Intl Fund - T Rowe Price Emerging Markets - Virtus Foreign Opportunities I Fund - Virtus Short Intermediate Bond I Fund - Virtus Intermediate Tax Exempt 1 Fund - Cisco Systems, Inc. - Zhone Technologies, Inc.

A

Dividend None None

J

T Sold Sold J J A A

C A

Dividend Dividend None

K J

T T Sold
A

A A

Dividend Dividend

J J

T T Sold Sold 02/02/10 J 02/02/10 J A A

A A A A A

Dividend Dividend Dividend Dividend Dividend

J J J J J

T
T T T T Sold Sold 02/02/10 J 02/02/10 J A A

1. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Colomns CI and D3) 3. Value Method Codes (See Column C21

A =$1.000 or less F =$50,001 - $160.000 ] =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 O =$100,001 - $1.000.000 K =$15.001 - $50,000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5.000 HI =$1,000,001 - $5.1~0.000 L =$50.001 - $1~),090 PI =$1.000.001 - $5.000.000 P4 =More than $50.~00.000 S =Assessment W =Estimated

D =$5.001 - $I 5,000 H2 =More than $5,000.000 M =$100.001 P2 =$5.000,001 - $25,000,000 T =Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d TRU ST S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

35. 36, 37. 38. 39. 40. 41. 42. 43. 44. 45, 46. 47. 48. 49. 50. 51.

IRA #3 - New Perspective Fund - A - New World Fund - A - SMALL CAP World Fund - A - Capital World Growth and Income Fund A - Capital Income Builder - The Cash Management Trust of America - The Growth Fund of America - A - The Income Fund of America - A - American High Income Trust - A - The Bond Fund of America - A - Capital World Bond Fund - A - American Funds Money Market Fund - A IRA # 4 - Capital World Growth & Income Fund - A

E

Dividend

L

T Sold 01/20/10 J A

A A A

Dividend Dividend Dividend

J J J

T T T Sold Sold Buy Buy Buy Buy Buy Sold 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 J J J J J J J J A D A

A

Dividend

J

T Buy 01/20/10 J

Vermont Higher Education Investment Plan B #1 Vermont Higher Education Investment Plan B #2

Dividend Dividend

J J

T T

2. Value Codes

J =$15;000 or less

K ~-$t5;~1 .- $50~000

(see co ~m~ ct ~.~ D3) 3. Value Method CMes
(See Column C2)

N’,25o oo~ ~ $~ 0oo
P3 =$25,~0.~i - $50 0~,0~ U =B~k Vai~ .....

o =*~oo,~t : *!;~0,~o
V =Oth~ s =As~ssmeni : W ~E~imat~d ....

:

Q =Apprai~ai ......... R ~ost (Real ~tate only)

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS - income, vulue, ~u~uetions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
~-j NONE (No reportable income, assets, or transactions..)

A? ..... Description ~f ASSetS

......... exefipi fro~

52. ’ 53. 54. 55. 56.

VC SP / College America Plan #1 VC SP / College America Plan #2 IRA #5 - Cisco Systems, Inc. - Zhone Technologies New

A A C A A

Dividend Dividend Dividend Dividend Dividend

J J J J J

T T T T T

1. Income Gain Codes: 18¢¢ Columns B1 and 1)4) 2. Value Cod~ (See Columns C1 and D3) 3. Value Method Code~ (See Column C2)

A =$1.000 or less =$50,001 - $t 00.000 =$15.000 or less N =$250.001 - $500,000 P3 =$25.00~L001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 ~3 =$100.001 - $1,000,000 K =$I 5.001 - $50,000 0 =$500.001 - $1,000,000

C =$2.501 - $5,000 HI =$1,000,091 - $5,000.000 L =$50.001- $100,000 PI =$1,D00,001 ~ $5,000-000¯

D =$5.001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5,000-001 " $25-000.000

E =$15,001 - $50.000

V =Other

W =Estimated

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. an,~ica,e~,ano/,epor~)
** - AT&T, Inc. stock, General Electric Company stock and Vodaphone Group ADR Fund were all sold on December 3, 2009. This date is between the date of the Nomination Financial Report (last report) and this 2010 Report. The program will not allow entry of a date in 2009. These entries should not be included on this report.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non.disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Christina C. Reiss

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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