Ro.

/2o10

.~o to

FINANCIAL DISCLOSURE REPORT [

FOR CALENDAR YEAR 2009
;L Court or Orgsn~zotkm Eastern District of PA 5a. Report Type (check approprialo typel [] Nomination, ~ Initial Date ~1"~ Annual

R~p,,.in Go rnmentRequired Ai~Yctthe, f

, L Person Reporting (la~[ name, firs[, middle initial) Gardner. James, Knoll 4. Title {Article I1! judges indicate aztive or stnior status; magistrate judges indicate full- o1 part-time) O.S. District Judge - Active

3. Date of Report 0710612010 6. Reporting Period

1/1/2009
[] Final to 12/3 !/2009

7, Chambers or Office Address Edwaxd N. Cahn U.S. Courthouse 504 W. Hamilton Stxcct, #4701 Allentown, PA 18101

oh. [] Amcndad Report 8. On the basis of the |aformatlon contained in this Report and any modifications pertaining thereto, it is, |n my opinion, tn compliance with applicable laws and regulations. Reviewing Officer Dale

IMPORTANT NOTES: T~e instructions.accompanying this farm mgst be fallowe~l Complete all parls,
checking Me NONE box for each parr wker you have no reportable information, Sign on last page.

I. POSITIONS. ~oma.:i.~U.~o.; ,o. ~,. ~-ts offdingin~truction~)

D NONE (No reportable positions.) POSITION I. 2. 3. 4. Officer, Director Director Director Gen~ral Parmcr (passive investment in Subchapter "S" Corporation) NAME OF ORGANIZATION/ENTITY Allentown Symphony Association Boys and Girls Club of Allentown, Inc. Police Athetic League, Inc. t/6 share of Rental Property # I

~._.:.- __

NONE (No reportable agreements.) DATE PARTIES AND TERMS State Employees Pension Fund; r~tirement pension for former judicial position, inelude~ medical insurance and long-term care benefits, no control

I. 2002

Gardner, James, Knoll

FINANCIAL DISCLOSURE REPORT I

Page ~- of 1 1

Name of Person Reporting

Date of Report 07/06/2010

Gardner, James, Knoll

A. Filers Non-Investment Income NONE (No reportable non-investment income.) ~

I. 20~

SOURCE AND ~pE

State Employe~ Pension Fund re~aed in P~ II (fixed benefi~ from a vested pension plan)

~CQME
(you~, not spouses) 567,455.60

2. 3. 4.

B. Spouses Non-Investment Income - tf ~ou were marrled durlng any porffon of the reportlng year, ompl~e :his ~ecaon.
(Dollar amount not required except far honoraria.)

NONE IWo reportable non-investment income.) DATE SOURCE AND TYPE

self-employed piano teacher

I. 2009 2. 3. 4.

IV. REIMBURSEMENTS - t,~n~,,,. Iodglng,

D

food,

entertab~ment

(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE DATES

March 27-28, 20~9

LOCATION
New York City, NY

PURPOSE
86th Annual Dinner

ITEMS PAID OR PROVIDED

Transportation, Food and Hotel

I.

The New York Intellectual Property Law Association (NYIPLA)

2. 3. 4. 5.

FINANCIALDISCLOSURE REPORT

Name of Person Repor~iag

Date of Report

Page 3 of l 1
I Gardner, James, Knob

o7/o~/~o~o

V. GIFTS. a,,a~#,~ t~o,~,o,~

NONE ~o reportable
~ DESCRIPTION

3. 4.

VI. LIABILITIES. a~t.a,

~ NO~ (No repomable liabilities.)

~
1. Johnson Capi~l

DESCR]P~ON
I/6 sh~ Mo~gage on Ren~] Pro~ ~ 1, T~nce, California (Pa~ VII, line 1) C~dit C~d (Visa) O

2. 3. 4. 5.

Ch~e C~d S~ics

Name of Person ReporTing

Date of Report

PageFINANCIAL4 of 1 1 DISCLOSURE REPORT

Gardner, Jamea, Knoll

07/06/2010

VI I. INVESTMENTS and TRUSTS - ~.co~, .~e, #.,~=~o., a=t~d~, ~o~e o/~ ~ ~.~ ~a~,,~: ., ~ u~o of~ ~,,.~
~ NO~ (No reportable income. ~sets. or ~sactions.)
A. ~ription of A~ (including ~fl ~e~} P~e ~(~ after each ~ct cxempt from prior 8iscI~u~ B. l~ome during ~ng ~ C. Gross value at ~nd of reposing p~od ) ~ ~ D. T~ctio~ during ~ning ~d~

~ ~

[ O) ~ ~)
~Am~nt ~ T~ (e.g. ~ C~e ~ div., rein. ~ (A-H) orint.)

(0
Valu~ C~e 2 (J-P)

(~) ~
Val~ Me~ C~e 3 ~

o)

(2) ~ (3)
Date , Val~ ] m~ C~ 2 ) , {J-P)

(~) 7 ....... (~) ..........

G~n ) C~ I [ (A-H} t l~tiiy ~f buy~/~llet (ifpfivat~

T~ (~.&. ~ buy, ~II, ~ redemption)

I.

Rental Pm~ #1, To.nee, California 0997 $533,333) Time Sh~ ill, WiHia~hmg, Vi~inia (1999 $18,700) Sove~ign B~ Acco~

Rent

2.

Rent

3.

~temst

T 0g/27109

4.

B)

IRA #1 (Evergreen Foundation Fund Class

Dividend

Redeemed

A N/A

5.

Brokerage Account #1:

6.

CITIBANK NA South Dakota- Bank Deposit Program

Interest

7.
8. 9. !0.

Disney - Common Stock (Y)

LM* Clearbddge Appre. Fd. CI. A - Mut. Fd. (See Part VIII) Calamos Convenlbl & ttigh Income Fund Closed End Fund Wells Fargo & Company - Conunoa Stock A A A Dividend Dividend Dividend J J l T T T

11. 12. 13. 14. 15.

16,

Wells Fargo Company - Corporate Bond Calamos Strategic Total Return Fund Closcd End Fund LuzcmcCountyPAWatcrRcvcnueBond Eaton Vance Tax Eqty. Inc. Fd.- Closed End Fund NuStar Energy L.P. - Common Stock (Scc Par~ VIH)
BT Group PLC ADR- USD- Common Stock (See Part VIII) BlackRock Global Allocation Fund - MumaJ

A B A B A
A

IntdDiv. Dividend Interest Dividend Dividend

Dividend

J J

T T FU]] C~11 12/01/09 J NIA

J J
J

T T
T

17.

Fund

Interest

*LH = Legg ~..~

t. Income Gain Co~ (Se~ Col umn.! BImd D4) 2. V~ue Code, [Se~ Colm~m$ CI ~ad [)3| A -$1.000 or le, F w~.50.001 - $100.000 J =~ I ~.000 o~ ~:~s N -$250.001 - $500.000 P3 =$72.000.001, $~.0,000.000 B -$ I.~01 o $2.500 G -$100,001 - $ 1.0OO,000 K =$15.001 * $50.000 O =$500.0OI. $!.000.000 C =$2.501 - 15.000 III =$1.O00.U01 - $5,000.0Ot) L "d;$0.001 - $100.000 PI -$l.000,O0l - $$.flO0.000 P4 =Mote than $50.000.000 D -$$.001 - $15.O00 112 "Mo~ tMn $5,000.0~0 M -$100.00! - $250.000 P2 -$5.000.001 - $7.5,000J)00

Name of Persoa Reporting

Date of Report

PageFINANCIAL5 of 11 DISCLOSURE REPORT

Gaedner, Jams, Knoll

07/06/2010

VII. INVESTMENTS and TRUSTS -~,o~,

~ NONE (No reportable income, ~sets, or ~ansactionsO K Deception of A~ (incl~ing ~st ~) Pl~ "(X)" afl~ ~ch ~t B. I~m ~g re~ ~ Amount [ T~ (.g., C. ~ of roping ~od Val~~ Val~ T~ (.~. ~ Da~ Valu~ ~ Gain Identity of D.

........................... 18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27~ 28. 29.
30. ! 31.

Blackg~k Global All~ation Fund - Mut~l Fund

A A A A

lnt~cst In,st Interest Int~st Interest Interest None

J J J J J

T T T T T

Buy Buy Buy Buy Buy Matured

01!151~ 02/13/~ 03/13/09 04/15/09 05/15109 04/22/09 07/14109 08/19109 06/17/09 01109/09 02/06/09 07108/09
07108109 07108109

J J J J J K .I K K K K J
J J

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
N/A NIA

(See Part VIII) ClTIBANK NA-NV *C* - Certificate of Deposit

A A

Buy Matured Matured Mat~r~d Matured

A Compass Bank-AL - Cedrict," of Deposit TotalBank-FL - Certificate of Deposit GE Money Bank-UT - Cenificat~ of D~posi! Intvl Corporation. Common Stock
McDonaldiCorporation-Common Stock Merck & Company, Inc. - Common Stock

Interest Interest Int~st lnt~resl Dividend

Dividend Dividend

A A A A
A A

J
J J

T
T T

Buy
Buy Buy

32. 33. 34.

Teva Pharmaceutical Industries - Common Stock Baron Growth Fond-Mutual Fund

Dividend None Dividend

J J J

T T T

Buy Buy Buy

07108109 07/09/09 07/09/09

J J J

N/A N/A N/A

Eaton Vance Large-Cap Value Fund Class A A - Mutual Fund

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Vll. INVESTMENTS and TRUSTS - ~o~,

r~.me of
Gardner, Jam~ Knoll

07/06/2010

NONE (No reportable income. ~sets, or ~a~actio~.)

& ~pt~n of A~ (including ~ ~) P~ "~)" after each ~ exempt from prior di~l~ B. ~o~ dung ~ng ~fi~ (I) (2) Amo~t~ I ~ T~v., ~A-~ [ or i~) C. Gr~s valu~ of ~o~g period (t) ~2) C~e 2 M~ (J-P) O.

U) ~y. ~11, r~m~ion)

(2)

(3) I (4) C~ 1 (A-H)

(5) bufr/~ll~ (if~vate

m~d~ C~ 2 (J-P)

35, 36. 37. 38. 39. 40. 41.

Jan~ Fo~ Cl~s S - Mu~l F~d La.zard Emerging Market~ Port Fund Mutual Fund Pimco Total Return Fund Class D - Mutual Fund A A A Pimco Comraodity Real Rct~n Fund Class D - Mutual Fund T Rowe Intl Bond Fund - Mutual Fund A A A

None Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J

T T T T T T T

Buy Buy Buy Buy Buy Buy Buy

07/~9/~ 07109/09 07109/09 08/21/09 07109109 07/09/09 08/21/09 ~

J J J J J J J

N/A N/A N/A N/A N/A i N/A N/A

42.
43. 44. 45. 46.

Royce Premier Fund - Mutual Fund

West Perry Schl. Dist. Bond- Municipal Bond New York Community Bank-NY Certificate of Deposit Branch Banking and Tn~st Co. o Ccrtificat~ of Deposit Midfirst Bank-OK-Certificate of Deposit A A A

None
None Interest lnterost Interest

J
K J J J

T
T T T T

Buy
Buy Buy Buy Buy

07/09/09
12/17/09 07/14/09 07/14/09 09/15/09

J
K J J J

N/A
N/A N/A N/A . NIA

47. 48. 49.

End of BrokcrageAccount #1 Brokerage Account #2 (Custodial Account #1 ) redeemed 5/20/04 Brokerage Account #3 (Custodial Account #2) tedeemed 8/2g/07

50. Brokerage Accoant #4:

51. Gencral Electric Corporation. - Common Stock (Y)

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Na,,, of tee|on Reporting

D.te of Repor~

Gnraner, Jam,=,

Knoll

07/0~010

VII. INVESTMENTS and TRUSTS - t~o~..t., ,~,=ao.. a,,a.,~. ,~o,o o-~ ~ t~e~,, ~,~,~ ~ ~
NONE (No reportable income. ~sets. or ~ansactio~.)
~plion of ~ {i~luding~ ~) Inco~ during ~ng ~ G~s val~ at ~d ~ ofr~o~ing~n~

T ....................... ............................. T~n~Zio~ during ~ni~g I

i ~ ~emplbn) ~ (J-P) (A-H)

(A-H) ~ ormt.)

(J-P)

~ C~3

(ifpriv~

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

~ohnson ~ Johns~ - Com~n St~k LM* Clearbridge App~cc. Fd. CI. B-Mut. Fund (See Part Vlll) LM* Clearbridge Cap.& Inc. Fd. CI. B-Mut. Fd. (See PL VIII) CITIBANK NA - Bank Deposit Program End of Brokerage Account #4 Time Share #2, Williamsburg, Virginia (2002 $19,900) IP,,A. #2 (CitiGroup Global Markets) Royce Total Return Fund Consultant Mutual Fund Van Kampen F.,quipj & Income Class C Mutual Fund American Funch-Growth Fund of America Class C - Mutual Fund American Balanced Fund Class C - Mutual Fund (See Part VIII) Oppcnheim~" Dcveloplng Markets Fund Class C - Mutual Fund Lincoln National Life Instance Co Annuity AF* - Capital World Growth & Income Fund Class C - Mut. Fund Lord AbbeR Americas Value Fund Class CMutual Fund Government National Mortgage Association Class JB - Bond CITIBANK NA South Dakota- Bank Deposit Program

A A A

Divldrnd Dividend Dividend

J J J

T T T

Rent

A A A A A

Dividend Dividend Dividend Dividend Dividend None

J J K

T T T Sold 10/09/139 J N/A

J L

T T Sold 03/20/09 J N/A

A A B A

Dividend Dividend Interest Intcr~-t J K J T T T

*I.M : Legg Mason

*~. =--~. Funds- ................................................................................ t. Income Gain Codca: A -$1,0~ or k:ss El ,.$1,001 - $2.500
(S~ Coturrms BI ~nd [~1) 2. Yu~ Codc~ (See Colurnm Cl tnd D$)
(S~ Column C2)

F =1,$1).001 - 1100.000 J ~ 11.000 or Ic~ N -$250.001 - 1500.000 P3 -$Z5.~00,~01 - $50,000,000

U - Boolt VaI~:

C =$2,501 - $5,0o0

O -$t0O,00t - $1,0OO.OO0 K =Sl S,001 o I50,000 O -$50~,(~1 - $ I ,CO0.O00

V =Other

In =$1,o0~.0o1 . $1,00o,o0o
L =450,001 - $ 100,0~0

| ~2 *More than $I.000.000

M =$100,001 - $250,000

gl P4 =M,o~ th~ $50.000,000

W

70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83.

Manitowoc Co., Inc. - Common Stock Ginni Mac Series 2007-30 Class JG - Asset Backed Security BlackRock Global Allocation Fund Inc. Mutual Fund Putnam Asset Allocation Balanced Class C M utual Fund Select Sector SPDR TRX Financial - Closed End Fund Consolidatod Edison Inc. - Common Stuck GNMA R.EMIC-Series 2004-75 Class 75-NG-Asset Back~ Security Ginnie Mac Seri~ 2009-88 Class KD-Asset Backed Security Bond Fund of America Class C - Mutual Fund

A A A A A A A A A A

Dividend Interest Dividend Dividend Dividend Dividend Interest Interest Dividcnd Dividend J K J K .1 T T T T T K J T T

Sold

03/20/09

J J

N!A N/A

Full C~ll 01/21/09

Sold Buy Buy Buy Buy Buy

03/20/09 03/20/09 03/20/09 10/09/09

J J K J

N/A N/A N/A N/A N/A NIA

10/09/09 { K 10/02/09 .1

F~d ofllL~ #2 New York Life Whole Life Brokerage Account #5: AB* Intermcd. Bond Fund Class A - Mutual Fund A A A Dividend Dividend Dividund J J J T T T A Dividend L T

84. AB* Growth & Income Fund Class A Mutual Fund 85. AB* Small and Mid Cap Value Fund - Clas: A - Mutual Fund

*AB = Alliance Bernstein

I. Incom Gain Codc~
(.~ Colur~ns BI m~d D.4)

A =$1.000 or Ies~
F "$~,O.001 - $100.000

B =$1.001 - $2,500
O =$ iIDO.001 - $1.000.000

C ,~$2~01 - $~.000
HI =$1.000.001. $5.000.000

D -$~.001 - $15.000
It2 =Mo,e lima

2. V~l~ Codes (.S~ Colu~na~ CI ~nd D3) 3. Value Method Code~ (.~ Coh.~nn C2)

J ,$15,000 ~ k.~ N =$250,0~I - SSO0,O00 Q -Appraisal }d -Book Value

g -$ I5.OOI - $$0,0~0 O - $~O0,00 [ - $1,000,00(} R =Cos{ (R~.a! Etmtle Only} V =Oth~

L ~30.0Ol. $ IO0,O00 PI =$I,000,001 - SL0O~,000 $ ~Asacssment W EEslimated

M -$ l OO.00l - $250,000 P2 -$~.,000,001..$25,000.000 T ~Cash Mark~

o[ James, FINANCIAL DISCLOSURE REPORT [ Gardner, Person Knoll Page 9 of 11

I~:me

VII. INVESTMENTS and TRUSTS - l,,o,~. ~,~ t~,~,cao,, a.~i.~ no.,

NONE ~o repomable income, resets, or Wamactiom.) A, ~fiptlon of A~ B. l~ome during C. G~ vM~ at end D.

PI~ "{X)" a~ each ~t exempt from prior di~losure

Amount C~e I (A-H)

T~ (.g., 6v.. ~a~ or ira.)

Value C~e 2 (J-P)

Valu~ M~ ~~

T~ (e.~, ~y, ~IL ~mption)

Da~ ~d~

V~u~ C~ 2 (J-P)

G~n C~ I (A-H)

Id~ntit~ of buytrailer (if ~tc

86. 87. 88. gg. 90. 91. 92. 93. 94.

AB* lntl G~ Fund Cl~s A - MumM AB* G~h Fund Cl~s A - Mull Fund (~ (S~ ea~ Vll0 AB* S~ll Cap G~h Fd. CI. A - Mut. Fd. (~ (S~ Pt. Viii) End ofBrok~ge A~ount a5 KNBT Bank Accounts Rental Property #2, Lehigh County, PA (2006 $250,000) Fun $ Investment Club- Partnership U.S. Savings Bonds Fidelity Mutual Life Insurance Co.- whole life

Dividend None None

J J ]

T T T

C D A A A

Interest Rent Dividend Interest Dividend

L M J J J

T R T T T

Alliance Bernstein
I. Income Gain Co&s: (S~ Coh~nna BI and D4) 2. Value Codes (Sc Cotura~)t CI and D3) 3 V~Iu~ Method Coder (Se* Column C2) A -St.000 o less f -$}0,001 - $ 100,000 J - $ I $,0~0 or Iota N -$250.001 . $.s00,000 13 ~$2~.000.O01 - $$ 0.000.000 O -Ap~al O -Book Valo B =$1.001 - $2~00 G -$100.001 - $|,000,000 K =$ I S.001 - $~0,000 O =$~O,00l - $1.000,000 R ~ (Rtml Estate O~ly) V =Other C -$2.5OI - $5,000 Ill dl.0OO,OQl - $.S,000.0O0 L ,,$50,001 - $ 100,OO0 PI =$1,0(Xg0O! - $~.000.000 P4 -Mor~ than 5 -As*c~r~m W O =$5.0OI - $15.000 112 -Mix Ihml M -$ 100,001 - $250,000 P2 -$5,000,001. $2L000,000 T =Cash Mmitct E -$15,001 $50,000

Name of Person Reporting

Date

PageFINANCIAL10 of 11 DISCLOSURE REPORT J Gardner, Jamet, Knoll

07/00/20100rReport

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~,,r~,o/~o~o~

I. Re Part VII, Line 8: Legg Mason Parmers Appreciation Fund Class A - Mutual Fund was purchased October 29, 2002 and was reported in each Financial Disclosure Report thereafl~- in that name through calwadar year 2008. In October 2009. the fund changed its name to Legg Mason Clearbridge Appreciation Fund Class A - Mutual Fund and is reported in its new name in the within 2009 Financial Disclosure Report on llne 8 (Page 4 of I 1). 2. Re Part VII, Line 15: NuStar Energy L.P. - Cerumen Stock was incorrectly designated as Nustcr Energy L.P. on Pa~ VII, Line 20 ofthe 2008 Financial Disclosure Report. I report the asset in Pa~ VII, Line 15 of the within 2009 Financial Disclosure Report (Page 4 of I I). However, I changed the desc~ption of the asset in Column A from "lquster Energy L.P. - Common Stock" to "NuStar Energy L.P. - Common Stock. 3. Re Part VII, Line 16: On January 7, 2008 1 sold Line 15 of the 2008 Financial Disclosure gepoa of BT Group PLC ADR-USD common stock {"BT Group). I repoaed that sale on Part VII,

On July 9, 2008 i bought of BT Group common stock. I reported that purchase on PaR VII, Line 25 of the 2008 F nanc al Disclosure Report (Page 5 of I O) (but I erroneously la~i~d ii "Mutual Fund" in Column A). On September I 2008. I repoaed that sale on Part VII, Line 26 of the 2008 Financial Disclosure Report (Page 5 of 10)~ ............................ On August 6, 2008 ! bought of BT Group common stock. I reported that purchase on Part VII, Line 27 of the 2008 Financial Disclosure Report (pPaartg,e,,5,o.fo~0) .gut.!.err~. e,o.us~ly~ la..~!ed st..M~u.ma! Fund_m Column A).together w~th the mcome earned dunng31o 2009 and reported that a~set on B) ! me w~mm zo~, rmancta~ LaSCZOSm~ Keport (Page 4 of I I), I renamed those through Decem.ber the 2009 reporting period (in Column r v a~, Line l o and the gross value at the end of the reporting period (in Column C). However, I changed the description of the asset in Column A from "Mutual Fundto "Common Stock. 4. Re PaR VII, Line 22: Shares of BlackRock Global Allocation Fund - Mutual Fund ("BlackRoek") were purchased each month from October 2008 through May 2009. The 2008 purchases were reported on Part VII, Lines 30, 31 and 32 of th~ 2008 Financial Disclosure Report (Page 5 of 10); and the 2009 purchases are reported in PaR VII, Lines 18, 19, 20, 2 ! and 22 of the 2009 Financial Disclosure Report (Page 5 of I I). The shares purchased in October. November a~d December 2008 are re-reporled in the within 2009 Financial Disclosm~ Report wh~re they are consolidated in one entry on Part VII, Line 17 (Page 4 of I I). (All of the shares purchased from Oclober 2008 through May 2009 were retained through December 3 I, 2009 and reported in the within 2009 Financial Disclosure Report as asss,qs held at the end of 2009. Part VII, Line 32 of the 2008 Financial Disclosure Rport lists the BlackRock shares that were purchased on December 15, 2008. Both Columns B(I) and 8(2) are blank in the 2008 Report, Lin~ 32. However, Part Vll. Column B(2) (Type of Income earned during the reporting period) in Line 32 of the 2008 Report should read: "None". 5. Re Part Vll. Line .53: Legg Mason Partners Appreciation Fund Class B - Mutual Fund was purchased August 6, 2002 and was reported in each Financial Disclosure Report thereaRer in that name through calendar year 2008. In October 2009, the fired changed its name to Legg Mason Clearbridge Appreciation Fund Class B - Mutual Fund and is reported in its new name in the within 2009 Financial Disclosure Report on line 53 (Page 7 of I I). 6. Re PaR VII, Line 54: I.egg Mason Partners Capital and Income Fund Class B - Mutual Fund was purchased January 31, 2005 and was reported in each Financial Disclosure Report thereafter in that name through calendar year 2008. In October 2009, the fund changed its nara to Legg Mason Clearbridg Capital and Income Fund Class B - Mutual Fund and is reported in its new name in the within 2009 Financial Disclosure Report on line 54 (Page 7 of I I ). 7. Re Part VII, Line 62: This asset was incorrectly described as "American Balanced Fund Income Class C - Mutual Fund" in the 2008 Financial Disclosure Report, on Line 57, Column A (Page7 of 10). It is correctly described as "American Balanced Fund Class C - Mutual Fund" in the within 2009 Financial Disclosure Report on Line 62, Column A (Page 7 of 11). 8. Re Part VII, Line 87: This asset, "Alliance 8emstein Growth Fund Class A - Mutual Fund, was inadvertently omitted from the listing of assets in the 200"/and 2008 Financial Disclosure Reports. It should have been reported in those years with the identical information which appears in PaR VII, Line 87, in Columns A, B(2), C(I) and C(2) of the within 2009 Financial Disclosure Report on Page 9 of I I. 9. Re Pa~ VII, Line 88: This asset, "Alliance Bemstein Small Cap Growth Fund Class A - Mutual Fund", was inadvertently orniued from the listing ofassets in the 2007 and 2008 Financial Disclosure Reports. It should have been reported in those y~ars with the identical information which appears in Part VII, Line 88, in Columns A, B(2), C(I) and C(2) of the within 2009 Financial Disclosure Report on Page 9 of I I. IO. Re Part VII, Line 90: "KNBT Bank", reported on Line 90 of the within 2009 Financial Disclosure Report (Page 9 of ! I), is now known as "KNBT, a Division of Natiunal Penn Bank".

FINANCIAL DISCLOSURE REPORT Page 1 1 of 11 IX. CERTIFICATION.

Name of Person Reporting Gardner, James, Knoll

Da,e of Report

07/06/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544