FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Dorr, Richard E.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization US District Court Western District of MO
i 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 05/04/2011 6. Reporting Period 1/01/2010 to 12/31/2010

Active US District Court

5b. [] Amended Report

7. Chambers or Office Address

222 John Q. Hammons Parkway Suite 3100 Springfield, MO 65806

i 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P 0 S I T I ON S. ~Reponing individual only; see pp. 9-13 of filing instructions.)
~] NONE (No reportable positionsO POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~

NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Dorr, Richard E.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 1

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/2011

III. NON-INVESTMENT INCOME. tRepo.ln~ indi~idunl and sponse; see pp. I7-24 of filing instructions.)
A. Flier’s Non-Investment Income

[

~]

N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-lnvestment Income - if you were married during anyportlon of the reportingyear, complete this ~ection.
(Dollar amount not required except for honorariaO

NONE (No reportable non-investment income.) DATE I. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -- ,ro.spor,a,lon, Iodgi.g, lood. enter, ainmen~
(Includes those to spouse and dependent children; see pp~ 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/20 ! 1

V. GIFTS. (Includes those to spouse and dependent children; see pp, 28-31 of fillng instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. (inctudes those of spouse ond depe.dcnt children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 11

I Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS - i.come, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(l) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer]seller (if private transaction)

I. 2. 3. 4. 5. 6. 7.

Commerce Bank Account Signature Bank CD (X) BROKERAGE ACCOUNT #1 Edward Jones -O’Reilly Automotive (ORLY) Common Stock -SunAmerica Life Ins Polaris Variable Annuity -Hartford Life Director Variable Annuity -Great Southern Bank (GSBC) Comm Stk

A A

Int./Div. Int./Div.

K J

T T

None None None B Dividend

N K K L

T T T T Buy Buy Buy 01/10/10 J 04/14/10, J 10/13/10’ J

10.

-Guaranty Fed Bancshares lnc (GFED) Comm Stk C

None Dividend

J M

T T

1 I. USAA Investment Mgmt Co. IRA 12. 13. 14. 15. 16.
17.

-USAA GNMATrust -USAA High-Yield Opportunities Fund -USAA Income Fund -USAA Income Stk Fund -USAA S & P 500 Index Fund Member Shares
-USAA Short-Term Bond Fund

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 . $1.000,000 R =Cost {Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,00 t - $5,000,000 L =$50.001 - $ I00,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/2011

VII. INVESTMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (t) (2) Value Code 2 (J-P) Value Method Code 3 Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) Value Code 2 (J-P)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. CentralTmst and Investment Co CONDUIT IRA -CASH EQUIVALENTS --Federated Prime Obligations -FIXED INCOME FUNDS --Fed Total Return Bond --Pimco Foreign Bond-Unhedged --Vanguard Inflation Protected -- Federated High Yield Bond --Vanguard Short-Term InvGrade -- Vanguard lnt-Term Inv Grade --VGD GNMA -EQUITY MUTUAL FUNDS --VGD DevMkt Index --Vanguard Inst Index FD Inst Shrs (fmly Vanguard 500 Index) --DFAUS Micro Cap -- DFA US SmlCap -- DFA US Sml Cap Val E Dividend O T

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Cedes (See Colunm C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N :$250,001 - $500.0~, P3 =$25~000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,001 - $50,000 O :$500,00t - $|,000,000 R =Cost (Real Estate Only) V :Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D=$5,001- $15,000 H2 =Morethan $5,000,000 M=$100.001 -$250,000 P2 =$5.000,001 -$25,000,000 T =Cash Markct

E =$15,001 -$50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~-] NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

O)
Aruount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(0
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4) Gain Code I (A-H)

(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -- DFA US Large Cap Val --DFA Intl Val -- DFAIntl Smcap Val -- DFAIntl Sml CO -- DFA EMERG MKTS VAL --DFA EMERG MKTS --DFA EmergMkts Small Cap --Pimco Commodity Real Return -- Northern Global Real Estate -- Vanguard Growth Index Ozark National Ordinary Life Ins. Policy Central Trust and Investment Co Revocable Trust # 1 - Cash Equivalents --Federated Prime Obligations -Fixed Income Funds -- Federated Total Return Bond Buy Buy 10/04/10 11/15/10 J J A A lnt./Div. Dividend J K T T

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: ( See Columns B1 and D4) 2, Value Codes (See Columns CI and D3) 3. Value Method C~3dcs (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U :Book Value

B =$1.001 - $2,500 G =$ 100,001 - $ 1,000.000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost/Real Estale On~y) V ~ Other

C =$2,501 - $5,000 H 1 =$1,000.001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W :Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (’No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) ?lace "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) I (4) Date Value [ Gain mm/dd/yy Code 2 [ Code 1 (J P) (A-H)

Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. -- Vanguard GNMA --Federated High Yield Bond --Federated Ultra-Short Bond -o Pimco Foreign Bond-Unhedged

Buy Sold (part) Sold (part) Sold (part) Sold (part) Buy Buy Sold Buy Buy Sold (part) Buy Buy

12/15/10 J 06/10/10 10/05/10 10/05/10 10/05/10 11115/10 J J J J J A A A A

12/15/10 J 10/05/10 J A

10/04/l 0 J I 1/15/10 J 10/05/10 10/04/10 11/15/10 J J J A

62. 63. -- Vanguard Inflation Protected

65.
66. 67. 68.

Buy Sold (part) Sold (part) Sold (paa)

12/15/10 J 06/10/10 10/05/10 12/06/10 J J J A A

I.Income Gain Codes: (See Columns BI and D4) 2. Value Codcs (See Columns CI and 3. Value Mcthod Codes ~See Column C2)

A =$1,000 or less F=$50,001 - $100,000 J-$15,000 or tess N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000.000 K = $ 15,001 - $50,000 O ~$500,001 - $| ,000,OO0 R ~-Cosl (Rcal Estate Only) V ~ Other

C -$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$50,001 - $ 100,000 P I =$ !,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00| - $25,000,!)00 T =Cash Market

E =$ I S ,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 11
VII. INVESTMENTS and TRUSTS -

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/201 I

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70.
71. 72.

--Vanguard Sht-Tenn lnv Grade

Buy Buy
Sold (part)

10/04/10 11/15/10
10/05/10 I 1/15/10

J J
J J

--Vanguard Int-Term Inv Grade

Buy

73. 74.
75. 76. 77. 78. 79. 80. 81.

Sold (part) -Equity Mutual Funds
--DFA US Micro Cap --DFA Intl Sml CO --DFAlnll SM CAP Val --DFA US SM CAP VAL --DFA US LARGE CAP VAL Sold (part) Sold (part) Sold (part) Sold (part) Buy Buy Buy

10/05/10’

J

10/05/10 10/05/10 10/05/10 10/05/10 10/04110 11/15/10 12/15/10 J

J
J

A A A A

J J J

J

82. 83. 84. 85. --DFA US SML CAP

Sold (pan) Sold (part) Sold (part) Sold (pan)

06/10/10 10/05/10 12/06/10 10/05/10

J J J J

A A A A

I. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (See Columns C I and D3) 3. Vnlu¢ Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000,00| . $50,000,000 Q =Appraisal U =Book Valae

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15,001 - $50.000 O =$500,001 - $ 1,000.000 R =Cost (Real Estate Only) V ~Othcr

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5,O~1 - $15,000 H2 =More than $5,000,000 M $100,001-$250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market

E =$15,O01 - $50,000

FINAN C1AL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/201

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

O)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(i)
Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code i (J-P) (A-FO

(s)
identity of buyer/seller (if private transaction)

(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. -- Vanguard Growth Index
101.

--DFA INTLVALUE

Buy Buy Sold (part)

11/15/101 J 12/15/10 J 10/05/10 10/05/10 10/05/10 11/15/10 12/15/10 J J J J J A A A A

--DFA Emerging Mkt Value --DFA Emerging Mkts --VGD Developed Mkt Index

Sold (part) Sold (part) Buy Buy Sold

10/05/10 J 10/04/10 J 11/15110 J 10/05/10 10/05/10 I I115110 10/05/10 11/15/10 J J J J J

-- VGDlnstlndex FDlnst Shrs (frmlyVGD 500 Index)

Buy Buy Sold (part)

A A

-- Pimco Commodity Real Return -- Northern Global Real Estate

Sold (part) Buy Sold (part) Buy Sold (part)

A

10/05/10 J

A

I. Income Gain Codes: ISee Columns 13t and D4) 2, Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 =$15,000 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50.0t)0.000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100,001 - $1,000,000 K =$15,001 -$50,000 O=$500,001 - $1,000,000 R =Cost(Real Estate Only) V -Other

C =$2,501- $5,000 HI =$1,000,001-$5,000,000 L -$50,001 -$100,000 PI =$1,000,001 - $5,000,000 P4 ~Morethan $50,000,000 S =As~ssment W=Estimatcd

D=$5,001- $15,000 H2 =More than $5,000,000 M=$100,O01- $250,000 P2=$5,000,001- $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting Doff, Richard E.

Date of Report 05/04/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~i~t~,,~,-,osre~,on.)
1. Part VII Line 18. Springfield Trust Co. is now known as Central Trust and Investment Co. 2, Part VII Line 46. Revocable Trust #1 is held at Central Trust and Investment Co. and managed the same as the Conduit IRA reflected in Part VII Line 18. 3. Part VII Lines 25, 26 and 27. These three assets were previously listed in the Springfield Trust Company Reports under the heading "Equity Mutual Funds" and I included them in my prior disclosure reports under that heading. Now that Central Trust and Investment has taken over, these assets are listed under "Fixed Income Funds." I have changed them accordingly in this report.

FINANCIAL DISCLOSURE REPORT Page 11 of 11 IX. CERTIFICATION.

Name of Person Reporting Dorr, Richard E.

Date of Report 05/04/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Richard E. Dorr
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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