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FINANCIAL DISCLOSURE REPORI~


FOR CALENDAR YEAR 2009

Report Required by tt~e Ethics


in Government Act of 1978 (5 u.s.c, app. .~," 101-111)

L Person Reporting (laxt name. fu-at, middle initial) B roomfield, Robert C. 4. Title (Aaicle I1"I judge~ indicate active or senior status; magistrate judge~ indicat~ full- or part-time) Senior Status

2. Court or Organization U.S. District Court, Arizona 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] A .... 1 [] Final

3. Date oF Report 04/8/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Amended Reporl 7, Chambers or Office Addresa Sandra Day OConnor O. S. Cths 401 W. Washington, SPC 61 Phoenix, AZ 85003 8, On the basi~ of the information contained in this Report and any modifications pertaining thereto, it is, in my opinloo, in compliance with applicable law~ and regulalions. Reviewing Officer Date

IhIPORTANT NOTES: The instructions accompanying this form must be followed~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on la~tpage.

[~]

NONE (No reportable positions.) pOSITION NAME OF ORGANJZATIQN/ENTITY


Trust # I Trust #2 UT~ ~: ~ ~" ~ ..... -~; .... -.-,t~

I. 2. 3. 4. 5.

Co-Trustee Former Successor Trustee

._.3

H. AG~EMENTS. (~,m,~,z tndivlduM only: see pp. I~16 of filing instruction~)


NONE ~o reportable agreements.) PARTIES AND TE~S
I.

Broomfield, Robert C.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

~ ....

fP ..... Reporting

D,lofRevort

Broomfield, Robert C.

04Ig/20|0

III. NON-INVESTMENT INCOME. (Reporting individua! and sp ....


A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2009 2. 3. 4.

; see pp. 17-24 of filing instrnctionsO

SOURCE AND TYPE


State of Arizona - Arizona Judges Retirement

INCOME
(yours, not spouses) $31,685.70

B. Spouses Non-Investment Income - if you were married during any portion of the reporttng year, complete this section. (Dollar amount not required except for honoraria.) !gONE (No reportable non-investment income.) DATI~
I.

SOURCE AND TYPE

2. 3.
4.

IV. REIMBURSEMENTS -tro.spon~o.. Iodging.ooa, entertainment


(Includes those to spouse and dependent children: dee pp. 25-27 off!ting tnst~ctions.)

NONE (No reportable reimbursements.) SOUR~


I. 2.

LO~ATION

PURPOSE

ITEMS PAID OR PROVIDED

3.
4.

5.

Name of Person Reporting

Datc of Report

PageFINANCIAL3 of 6 DISCLOSURE REPORT

Broomfield, Robert C.

04/8/2010 [

V. GIFTS. a.~de~ a,o,e ,o spe,se a.d dependent children; see pp. 28-31 off!llng instructions.)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5. DESCR]PTION VALUE

,,,Tvi.

LIABILITIEC~o (Includes those of spouse and dependent children; see pp. 32-33 of fillng instrnctlons.)
NONE (No reportable liabilities.) CREDITOR DESCRIPTION
Mortgage - Phoenix, AZ (Part VII, line 5)

[~

VALUE CODE
M

1. 2. 3. 4. 5.

Chase Manhattan Co.

FINANCIAL DISCLOSURE REPORT


Page 4 of 6

Name of Person Reporting Broomfldd, Robert C.

Date of Repor{ 04/8/2010

VII. INVESTMENTS and TRUSTS - l ......... t,,. 1, ..... tto.. a.ct.a,.,ho~,


NONE (No reportable income, assets, or transactions.)
A. D~s~iption of A~scts (including ~st asse~) Placc "~" after each ~set exempt from prior disclosure B, Income during r~o~ng ~nod Amount T~c (c.g., Code l div., renL (A-H) . or int.) C. G~ value at endIt of ~po~ng period Value Code 2 (J-P) Value Method Code 3 T~ (e.g., buy, ~]I, redemption) Tra~actlom during reining ~riod

Gain Date I Value mm/d&~ Code 2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private

I.

Fa~land - McClain County, OK

Rent

PI

2. 3, 4. 5.

Wells Fargo Money Market, Phoenix, AZ Mineral Interests - Grady County, OK Mineral Interests - Stephens County, OK Investment Property - Phoenix, AZ

A C

Interest Rent None

J J J M

T W W S

Rent

10.

12. 13. 14. 15. 16. 17.

I. Income Gain Codes:" " 2. VaI~ Codes

A -~ 1,000 o[ I~.~s J =S 15,0~ or I~s

B=$1.091 - $2,5~ K =$15,~1 - $50,0~

C ~2.50t - $5,~0 L =$50,001 - $100,000

O ~5,001 -$15,0~ M =$1 ~.~I - $250.~

E =$15,001 - $50.~

(~e Coh~nn C2)

U =B~k Value

V ~her

W -~tima~d

FINA~NCIAL DISCLOSURE REPORT Page 5 of 6

]Name
] Broomlild, Robert C.

of Person Reporting

Dale of Report

04;g/:Ol0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.a~ca,,p.,,oI~.po,)


The assets of co-trustee of Trust #1 are all exempt. It is a~ trust of -land m he. The assets of successor trustee of Trust #2 (see I) were all transferred to the Trusts beneficiaries in 2007 and the Trust was terminated in 2007. I will not be alluding to this Trust in ensuing years. The most recent date appraisal with regard to VII 5 is February 20, 2009.

FINANCIAL DISCLOSURE REPORT I Broomfield, Robert C. Page 6 of 6 IX. CERTIFICATION.

D.leofReport

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I certify that all information given above 0ncluding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported wai withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance wRh the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AND CRIMINAL SANCTIONS (5 U.S,C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544