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Roy. 1/2010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

Report Required by the Ethics


in Government Act of ! 978 (5 U.S~C. app. ~ J01-111)

I. Person Reporting (last name, first, middle initial) Wells, Lesley B. 4. Title (Article lIl judges indicate ac~.ive or senior status; magistrate judges indicate full- or part4ime) Article III Judge, Senior

2. court n~ Organization U.S. District Court, ND OH 5a. Report Type {check appropriate type) [] Nomination~ [] Initial Date [] Annual

3. Date elReport 05/12/20!0 6. Reporting Period 01/01/2009 to 12/31/2009

lab. []
201 Superior Avenue 328 United Stares Court House Cleveland, OH 44114

....

[] Final

Amended Report

modifications pertaining thereto, it is, in my opinion, ia compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fo!lowetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

NONE ~o repotable agreements.) DAT~ P~TIES ~D TE~S

1.

Wells, Lesley B.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting

Date of Report

[ WeJl~, L~lev B.
Ill. NON-INVESTMENT INCOME. (Reportlngindivlduatandspouse;seeptx 17-24offatnglnstractiang)
A. Fliers Non-Investment Income
NONE (No reportable non-investment income.)

05112/2010

DATE
1. 2009

SOURCE AND TYPE


OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM

INCOME (yours, not spouses)


$29,987,00

2,
3. 4.

B. Spouses Non-Investment Income - ~f ~ou were marrled durtng any portlon of the reporang year, complete this secaot~
(Dollar a~ount ~t ~quir~ ~cept for ~rar~a.)

NONE ~o reportable non-investment income.)

~
1. 2009 2.2009

SOURCE ~D TYpE
WHEELING & LA~ ERIE RAILWAY - DI~CTOR SQUIRE, SANDERS & DE~SEY - LAW FI~

3.
4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)


SOURCE
I. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting

Date oil Report

[ Wells, Lesley B.

o5/12/zo~o

V. GIFTS. anaude, ~ose ~ spoa~ end dependen, children; see pp. 28-31 of filing
NONE (No reportable g~s0
SOURCE
I. 2. 3. 4.

DESCRIPTION

VI. LIABILITIES. a~a~,~, ~o~ oy,p .... d,~,~.t ~,ild~..~ s~.~ ~2-z~ of~Ung ~nst~aon~
NONE (No reportable liabilities.)

CREDITOR
1, 2. 3. 4, 5.

DESCRIPTION

VALUE CODE

FINAzNCIAL DISCLOSURE REPORT


Page 4 of 8

r~me of Person Reporting

Date of Rel~rt

wens, Lesley B.

05/12/2010

NONE ~o reportable income, assets, or transactio,~.)


~ptioa afAsse~ (including ~st asse~) Place "(X)" ~er each as~t exempt from pdor di~losurc ] ] In.me d~ng repofling p~iod T~e (e.g., die,, ~n~ or int.) Gross v~ue at ~nd of repo~ag period

~ (2)
[Amount [ Co~ I [! (A-H) ~l I. 2, 3, 4, ~. 6. 7, 8. 9. 10. 11. 12. 13. 14. 15. !6. 17. CENTURY F~CL CORP MICH GENERAL MOTORS CORP KEY CORP SECURITIES LORAIN OHIO-MUNICIPAL BONDS MAHONING CNTY OH HSP FCS-MUNI BONDS OHIO ST HIGHER EDL FAC-MUNI BONDS FAIRFIELD CNTY OHIO HOSP-MUNI BONDS LUCAS CN-TY OH HOSP REV-MUNI BONDS MAHONING CNvly OHIO HOSP-MUNI BONDS CUYAHOGA CN~~( OHIO HOSP-~UNI BONDS OHlO ST AIR.QUALITY DEV-MUNI BONDS CUYAHOGA CO OH HSP REV-MUNI BONDS LORA IN CNTY OH HOSP"~EV-MUN! BONDS CLEVELAND OH ARPT SYS MUN! BONDS MERRILL LYNCH CMA MONEY FD OHIO ST HEF CM!~N REV-MUNI BONDS STRONGSVILL~?~)H IMPT-MUN1 BONDS C A A A A A A A A A A A B A A A A Dividend Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest haterest Interest Interest

O)
Value C~e 2 (J-P)

(2)
Value Me~od

O)

(~) ] (3)
~ [ Value ~m~ I C~ 2 ~ (J-P)

(~) [
OMn Code I ~] (A-H)

(~)
ldentiff of b~/seller ~ansacfion)(ifpfivate

~e (e.g., buy, sell, red~ption) Cede(Q.W)3 T Sold

06/08/09

J J J

T T T Sold ~02/17/09 J A

J J K J J J K .1 J

T T T T T T T T T Sold Sold 04123/09 12/12/09 J J A A

t. Income Gain Cedes: (See Colurans B I and D4) 2. Value Codes (See ~01umns C ] and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or lc~ F =$50.001 - $100.000 I =$15,000 or less N --$250,00 i $500,000 P3 =$25,000,001 - $50,0~0,0~K1 Q =Appraisal U ~Book Vat~

B =$L001 - $2,500 O =$100,091 - $1,000,000 K =$ t 5.001 - $50,000 O =$500,001 - $1,000,000 R ~Cost (Real Estate Only) V .,g~her

C =$2,501 - $5,000 H1 =$1,fl00,00l - $5,000,000 L =$50,00! - $100,00~ PI =$ 1,000,O~ l - $5,000,000 P4 =More than $50.000,000 S =A~sessraent W =Estimated

D =$5,001 - $15,0~0 H2 =,~ete ~h~ $5.000.000 M =$100,O0l - $250,000 P2 -~;5,000,OOl - $25,000,000 T --Cash Market

E ---$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Nnme of Person Reporting

Date of Report

Wells, Lesley B.

05/12/2010

VII. INVE S TMENT S a n d T RU S T S -~.co,.e, ~t~,, t,~.s~caons (:,~ae~ tho..


NONE (No reportable income, assets, or transactions.)
A. Description of Assets I Place "(X)" at~.er each asset B. Income during reporting period C. ] Gross value at end ~ of reporting period Value (J-P) [Value [ Code 3 D. Transaotiora during reporting period

IAmoum] Type(e,g,, (A-H) i or int.)

I Type(e.g., ]Date ]Value [ redemption) (J-P) | 11/25/09 08/17/09 07/07/09 J J J

Gain (A-H)

Identity of (ifprlvate

18. 19. 20. 21. 22, :~ 23. 24. t 25, 26, ~. 28. 29. 30. 3 l. 32, 33. 34.

BEDFORD OHtO-MUNI BONDS OHIOST TPK CMMN TPKKEV-MUNI BONDS MILFORD OH EXMP VLG SCH MUNI BOND UNIV CINC OH GEN RCPTS-MUNI BONDS AKRON BATH COPLEY OH ST-MLUql BONDS LORAIN CNTY OH HOSP REV-MUNICIPAL BONDS OHIO ST TPK COMMN TPK REV-MUNI BONDS PUERTO RICO ELEC PWR-MUNI BONDS PUERTO RICO COMWLTH PUB TECUMSEH OHIO LCL SCH MERRILL LYNCH CMA MONEY FD VANGUARD 500 INDEX FD

A A A A A A A A A A A B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Dividend J J J J L T T T T T J K J T T T J T

Sold Sold (part) Sold

A A A

Sold

11/25/09

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)

01/02/09 02/0:2/09 03/02/09 04/01/09 05/01/09 06/01/09

L Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colamz C2)

A =$1.01JO or less F =$50.001 - $100,000 J =$15,000 or lesa N =$250,001 - $500,000 P3 -$25,00~,001 - $50,000,000 Q ~Appr~isal U ~Book Value

B =$1,001 - $2,500 (3 =$ lO0,gOl - $1,000,00~ K ~ ! 5,001 - $50,0~0 O =$500,001 - $1.000.000 R. =Cost (Real Estate Only) V =Other

C =$2.501 - $~.000 HI =SI,000.001 - $5.000,000 L =$50,001 - $100,000 Pl =$1,000,001 - $5.000,000 P4 ~More Ihan S ~A~sessment W =Esfmated

D =$5.001 - $15,000 H2 -Mor~ than M =$100,001 . P2 =$5,000,00t - $25.000.000 T =Cash Market

E =$15,001 . $50,000

Narae of Person Reporting

Date of Report 05/12/2010

Pag~FINANCIAL6 of 8 DISCLOSURE REPORT [ Wens, ~esl~y s..


VII. INVESTMENTS an d TRUSTS - ~nenme, v~l~, ~- .... ao.~ (Includes those ofsp .... d dependent children; set p~- 34-60 ofd~ding
NONE (No reportable income, assets, or transactions.)
A, D~scription of Assets B. Income during C. Gross value at end D. Transactions during reporting period

(1)
; Place "(X)" aflgr each asset exempt from prior disclosure

(2)

o) T ~2)~--~
Value Code 2 (J-P) Value i Method3 Code ! i

(1)
Type (e.g., buy, sell. redemption)

(2)

I (3) i (4)
(J-P) , (A-H)

(5)
Identity of buyer/seller (if private

] Amount Type (e.g., Cede 1 : div., rent, (A-H) or int.)

Date Value ] Gain mm]dd/yy Code 2il Code I

(Q-W)I
35. Buy 07101109 J

ua~saction)

36.

Buy (addl) Buy

07/31/09

37.

109/01/09

(addl)
38. Buy (add*I) Buy 10/01/09 J

139. 40.

(addI)
Buy (addl) TOLEDO OH CAPIMPT B Interest K T

11/02/09 12/01t09

J J

41.

42,

COLUMBUS OHIO SWR KEV SYS

Interest

43. 44.
45. 46, 47.
48.

UNIV C12qCINNATI GEN RECEIPTS OHIO ST HIGHER ED


MAUMEE OH CITY SCH UNIV AKRON OH GEN OHIO ST HIGHER EDL
YOUNGSTOWN STUNIV

A A
A A A
A

Interest Interest
Interest Interest Interest
Interest

Sold K
J K J

02/17/09

T
T T T Buy
Buy

08/13/09
03/31/09

J
J

49,

Sold

12/29/09

2. Value c~s (See Colons CI and D3) 3, Value Me~ C~ (~e Colu~ C2)

J =$15,0~ or l~s N =$250,O01 - $5~.0~ P3 =$25,~,~t - $50,~,~ Q =A~isa] O ~k Value

K ~15,~t - $50.0~ O =$500,~1 - $1,0~.0~ R ~o~ (R~I ~te Only) V~

L =$50,001 PI =Sl,~0,~t - $5,~,0~ P4 =More $~ S ~Assessment W =E~ima~d

P2 ~5,~0,~1 T ~h

FINANCIAL DISCLOSURE REPORT

Name of Per~oll Reportiag

Date of Report

Page 7 of 8

wel~, Lesley B. I

05112/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~ic~era,~ 0.~Rero,~

FINANCIAL DISCLOSURE REPORT [ ,~m~ of~n R~po~g Page 8 of 8


[

D,te or Repo~
05/12/2010

Wells, Lesley B,

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify thai earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et~ seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FAL~ AND CRIMINAL SANCTIONS (5 U.SoC. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544