You are on page 1of 9

Rev.

1/2010

do lO

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR ~ 2009
2. Co..rt or Orgatll;imtlan District of New Jersey .~a, Repor~ Typ~ (eh~ck apptol~iate type} [] Nominatitm, [] Initial Date [] Annual [] Firm!

Rer*,rt Required b), the ,~thics


0 us.c ,,p. ~" ~0~-~)
3. Date af Report 06/30/2010 6. R%~ortlng Perin~ to 12/3112009 in Government ,4ct all 978

. Person Reportla, g (last name. first, middle initial) Hochberg, Faith S, 4. ~ltle (Ax, ticle Ill judg~ indicate active or senior status; ma~gistrate judges indicate full- or part-time) U.S. DislrictJudge

5b. [] ,~nended R~port 7. Chambers or Office Address ~.I.S. Pos! Office ~md Courthous Federal Square NewarK, N.J. 07101-0999 $, On the ba~ls of the Informado~ contained In Ibis Report and any modiflcaBons pertaining ~ereto, It Is, In my opinion, in compliance wlfl~ applicable inw~ and regulations. Rtwiewing Officer Dat

IMPORTANT NO TES: The instructio,~ accompanying this form must be followe~ Complete all pans,
checking the NONE box for each part where you ha~e no reportable snforma~o~ Sign on last img~

1. POSITIONS. ~s~o~ ,,~un.~ o.~ se, a" ~-tJ of ~ in,~.alo~)


[~ NONE (No reportable positions.)

POSITION
1. 2. VP and Secretary Board of Trustees

NAME OF ORGANIZATION/ENTITY
Hoehberg Foundation, Inc. Albert and Mary Lasker Foundation

3.

Board of Trustees

New Jersy Womens Fontm

C~.

NONE (No reportable agreements.) DATE PART1ES AND TERMS

--~ r~l

FINANCIAL DISCLOSURE REPORT Page 2 of 9

HL NON-~S~ IN~. ~~~ ~ ~s N~~ ~ ~ NO~ ~o r~ ~~ i~.)

!. i~!~

34.

~ NONE ~ ~~~-)

PageFINANCIAL3 of 9 DISCLOSURE REPORT [ Hochbe~ Fatth S.

06/30/2010

NONE (No reportable gi~s.) ~ I. DESCRIPTION

2. 3.

NONE (No reportable liabilities.) I~REDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

PageFINANCIAL4 of 9 DISCLOSURE REPORT [

06130/2010

NONE (No reportable income, assets, or tran.~actions.)


~cfiption of A~ (including t~st ~sets) Pl~e "~)" after ~ch ~get ex~pt f~m prior di~losure [nc~e d~ng r~ing ~it~] ~ Amounl ~ T~ (e.g., ~ C~e I div., rent, [ (A-H) or inl.) Or~s value at ~d olre~ing Value (~e 2 (J-P) Value ~ Meth~ (.k~e 3 T~ (.g., buy, ~11; r~emption) Tr~fons ~h~g ~ing ~ri~

~ Date : Value Gain ~mm/~ [ C~e 2 ~ C~e I : [ (J-P) {A-H)

I~ntily of buye~i~ller {ifpnvate

1.

BBH

None

Sold

t~14/09

~) T

2.
3. 4. 5.

B~ a
EWZ F~ ~

Diviaend
None None None ~

7 T T

Buy

I 0/t 4/09

~ ~

7. 8. 9.

NASDAQ 1~ (~) OMEGA F~D S~ 5~ F~d

None None Divi~nd

T T T

~0. s~
11. 12. 13. 14. 15. 16. I7. V~ard Emerging M~kets F~d U.S. Treas~ Obligations Pine Street P~ners Limited P~nership Tower As~eiates Limited P~e~hip Gol~ ~chs Real EstateTmsls Unit~ States Treas~ Obligations U.S, Tr~s~ Money M~et F~ds

~o~
None Inlerest ~ Distribution None Distribution Interesl ~teresl

~
T T T U

~ ~

~ ~

~ ~

~ ~ :~

~ ~

T T

Buy

07/28/~

Nam FINANCIAL DISCLOSURE REPORT [ Hochberg, Faith S.af Person Reporting

Page 5 of 9

I
I

Date of Report 06/30/20t0

NONE (No reportable income, assets, or ~ransactions.)


~cfiption of A~s ~ B. In~m~ dnriag C. - ................................. D. ............. ~ value at end Tr~sactions during rc~nmg

PI~e "(X)" after ~h &~set

~o~t, ~, T~ (e,g., (A-H) , orint,}

Value (J-P)

V~ue C~ 3

~ T~ (e.g.. r~empti*m)

~dle

Value 0-P)

Gain (A-H)

l~ndtyot

18. 19, 20. 21. 22, 23. 24. 23. 26. 27. 28. 29. 30. 31, 32. 33. 34.

TIAA-CEF Merrill L~oh ~nd F~d Passaic Valley Sewer Bonds

~ ~

Di~,ihmion ~terest ~terest lnter~t Interest Interest Interest Inter~t ln~regt

T T T T T T T T T T T T *~ T T T T T Buy ~/05/09 ~ Buy Buy 03118~9 01/12/09

~ ~ ~ ~ ~ ~ ~ ~ ~ ~

~ ~ ~ ~ ~ ~ ~ ~ ~ ~

~iaw~e~J Po~ Auth Bon~ NJ Pe~i~l F~d Pittsbm~PA Stadium Bonds Nor~NI Water Bo~s Gioucesto~tyNJ Bonds Atl~tic Co., NJ ~nds E. Or~ge NJ ~ Ed

lnterest interest Interest Inte~st Interest lnt~~t Interest Interest

Mer~r Count, NJ M~i Bonds . NJ Health Care Bnnds PlainfieldNJ Bonds NJ ~on Development ~n~ NJ Educational Dev Bonds Fulco, GA Hosp Facilities Bon~ NJ ~u Facilities Bon~

~ ~ ~ ~

~ :~

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Perr~on Reporting

Date of Report

[ tlochberg, Faith S.

06/30/2010

NONE (No reportable income, assets, or ~ansoctions.)


~cripfion of ~s~ ~ In~m during Gross va~u~ a~ end Tr~sactions during re~ing

(inc~ding ~t ~ss~)
Place "(X)~ a~er ~ch as~t ex~p, l~ prior di~losur~

r~ing ~i~

of r~ning
Value C,~e2 (J-P) Value Meth~ C~e3 Ty~ (e.g., buy, ~ll. r~emptitm) ~ ~al Value ~ Gain J ld~ntily of {if p~vate

~ ~ount ~ Ty~ fe.g., J di .......L ~ C~I or ira.) [ (A-H) ~

~[~/d~. ] C,~e 2~~ (~el~ (J-P) (A-H)

35. Montgom~ MD Ho~g Bon~ 36, ~e~o Rico Bldg Au~ Bon~

~ ~

~terest hterest

~ ~

T T

37. NJ Highway (T~k) Bonds


38, 39. 40. Cla~onBoroNJ Bonds No~ater Bonds Nep,~e, H~ Bonds

hterest
~rest

~
~ ~ ~

T
T T T Buy Buy Buy ~/02/~ 08/28/09 06/08/09

~ ~

Interest Interest

43~ ~.
45. 46. [ 47.
48.

NI Health~re Bonds N3 Tr~sit B0n~


Pue~o ~co Bids Au~ ~nds Southern NJ Transit Bon~ ~l~gton County Bon~
NJ M~i Bond F~d

B ~
~ ~ ~
~

hter~t lnter~t
hterest Interest lnter~t
[ntercsl

~ ~
~

T T
T T

Buy

O8/14/09

Buy

09/09/~

:~

T
T

50.
51.

Virgin Islands Bonds


NJ Hsg Fin Auth Bond

~
~

Interest
~terest

~dd
Sold

103/05/~ ~
04/07/09 ~

Name of Person Reporting FINANCIAL DISCLOSURE ~PORT [ Hochberg, Val~ S. Page 7 of 9

D~t of

06/30/2010

NONE (No reportable income, a~sets, or tra~actions.)


~ri~on of A~s~ (including t~t ~ts) PI~ "(X)" afi~ ~h ~s~t x~pt f~m prior di~losure ~ [ In~c dmmg r~ng ~i~ Gr~s value at end of re~aing ~ Value C~e 2 (J-P) Value Meth~ C~ 3 T~ (e.g., buy, ~IL r~em~ion) T~sactions during re~aing ~ri~

, Amount Ty~ (e.g.. [ ~c I [ ~v., rein, (A-H) or int.)

I Date ] Value ~!~ ~e 2 (J-P~

Gain C~ 1 ] (A-H)

[dcntfly buyeri~ller (if private

52, 53.

NJ Edu~tional I~v Bon~ NJ Hsg Fin Au~ Bonds

~ ~

~telest Interest

Sold Said

06108/09 10130/~ ~

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting 1 Date of Report

06/30/2010

~I. ADD~IONAL ~FORMATION OR EXPLANATIONS. a,,~i~ o/R~po,,~

FINANCIAL DISCLOSURE REPORT ,] Page 9 of 9 IX. CERTIFICATION.

IUoebber~, F~,itb S.

Name of Person Reporting

Date of Report

06~30/2010

i certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I f~zrther eertM~ that earned income from outside employment and honoraria and the aceeptance of gLfts which have been reported are in compliance with the provisions of 5 U.S.Co app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

St

NOTE: A~N~ fNDIVIDUAL WHO KNOWINGLY AND WILFULLY FAL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544