SELF INITIATED

AMENDMENT

~b;~ ~ ~is~ri~ ~b~rt
~t ~,~ ~ ~=~.~

May 14, ~. 010

~ ~. ~

Mr. George D. Reynolds, Staff Counsel
Committee on Financial Disclosure
Administrative Office of the
United States Courts
One Columbus Circle N.E.

c~

Washington, D.C.

_

20544

°~~ ]>

Dear Mr. Reynolds ;
in the process of preparing my Financial Disclosures for
calendar year 2009, I discovered that some minor errors were made on
my disclosure form for calendar year 2008. I am filing an amended
form for calendar year 2008 to reflect those corrections. To assist
the committee in readily identifying those changes, I have summarized
them below:
I. On Item 37 (Currencyshares Austmalia Dlr) ; 40 (Currencyshares
Japanese Yen); 41 (Currencyshares Swiss Francs); 61 (Ishares Compex
Gold Trust) ; 97 (Powershares DB US Dlr Index, etc.) ; and 125 ~(Swedish
Expt CR Corp, etc.) the word "part" should be removed from before the
word "sold" because those were total, not partial, sales. Thus,
these items do not appear on my form for calendar year 2009.
2. Item 65 (Ishares Inc. MSCI Hong Kong FD) has been amended to
reflect that it was sold on May 27, 2008. Thus I now include its
accompanying value code at sale with no gain. Again, due to this
sale~ this item does not appear on my form for calendar year 2009.
3. Two items were purchased in calendar year 2008, and were
inadvertently omitted from the form for that calendar year that are
now included in the amended form for 2008:
a) New Item #149
b) New Item ~150
I regret these errors,
you and/or the co~nittee.

Yurun Food; and
Zhejiang Expressway
and hope they do not unduly inconvenience

King, George H.

SELF INmA’l’i~D
[

,~o10

AMENDMENI"

AMENDED - DATED: 5/14/2010
FINANCIAL DISCLOSURE REPORT

Rev, 1/2oo9

Report Required by the Ethics
in Government Act of 1978

FOR CALENDAR YEAR 2008

]1, Person Repon’Ing (last name, firs’~ middle initial)

(5 u.s.c app. §§ 101-111)

2. Caurl or Organization

3. Dale of Reporl"

~UnitedgtatesDistrictO3urt

King, George H.
4. Title (Arlicle 1II judg~ indie~ active or senior slat’us;’
magistrate judges indicale full- or pard-time)

5a.’R~porl T)q~e (cheek appropriate ~3,’pe)

5~.~ ~moo~=~
7. Chambers or Olrfic~ Actdr~ss

Roybal .Fed. Bldg~, Suite 660
255 E. T~nple Street

May 12, 2009
6. Reporting Period
I 2008

z213xl2oo~

8. On
modifications per~nlntng thereto, tt t% In my oplnion~ In compliance

Los Angeles, CA 90012
IMPORTANT NOTES: The i.structions ace.mpanyi.g tins form must ~e fotlowea Complete oIl p.rts,
checMng the IVONE box for each part where you have no reportable inforraalion. Sign an last page.

I. POSITIONS. :r,~,i.~

indi~,idual only; seepp. ~-13 of filing i~tructions.)

NONE (No reportable positions.)
POSITION

~-

Trustee

NAME OF ORGANIZATION/ENTITY

Trust #I

NONE ~b reportable a~eements.)
DATE

PARSES A~ ~.fS

AMENDED - DATED: 5/14/2010
"Name of Person Reporting

PageFINANCIAL2 of .24 DISCLOSURE REPORT

[

Date of Report

George H. King
’[ May 12, 200

IH. NON-INVESTMENT INCOME. (Report~g ~’,,U.~..d~Vo.,.; ,e, pp. 17-24 of fillng instructions.)
A. Flier’s Non-Investment Income
]

[

NONE (’No reportable non-investment income.)
DATE

SOLIRCE AND TYPE

INCOME
(yours, not spouse’s)

I.
2.
3.
4.

B. Spouse’s Non-Investment Iucome - If you were married during any portion of the reporting year, complete this section. .
(Dollar amount not required except for honoraria.)

[]

NONE ,7’go reportable non-investment income.)

SOURCE AND TYPE
I.
2.
3.
4.

IV. REIMBURSEMENTS -,ro.~po~t~,~ lo~gi.g,~ood, entertalnmenL
(lnclu&~ those to spouse ond dependent children; se~ pp 25-27 of ~!ing instrTactions.)

[~

NONE (~Vo reportable reiznbu~’sements.)

.SOURCE
I.
2.
3.
4.

5.

~

LOCATJON

PURPOSE

JTEMS PAID OR PROVIDED

AMENDED - DATED: 5/14/2010
FINANCIAL DISCLOSURE REPORT
Page 3 of :.24

~,.e of Person Reporting

George H. King

Date of Report

May 12, 2009

V. GIFTS. a.,.~.a~, ,ho~ ,o ~,~.,e ..~ ~ej,~,.t ~hi~.; ~,~. 2S4~ of f~
NO~ ~o reportable g~s..)
~

DESCRIPTION

1.
2.
3.
4.
5.

VI. LIABILITIES. a,,~t,a,, a,o~, o/,~, ..... ,~ del~,ndent children; seepp. 32-33 ofJUing instructiar~)
NONE (No reportable liabilities.,)
CREDITOR
I.
2.
3_
4.
5.

DESCRIPTION

VckLIdE CODg

: Name of PcJ.~otl Reporting
AMENDED FINANCIAL DISCLOSURE REPORT

: Date of Report

George H. King

Amended-Dated: 05/14/2010 Page ~ of 24

’ May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling instructions.)

[] None (No reportable income, assets, or transactions.)
A.
D~oription of Assets
(including trust assets1

B
Income during
reporting period
period
tl)
12)
Amt
Type
Code 1 (e.g., div.,
fA-H)
rent or
ira.)

Place "’(X)"’ after each asset
exempt from prior dia’closure.

In Trust 8 ’ Financial Credil UnmnFCU

C.
Gro~s value at end
of reportiflg period
period
{1)
(21
Va~ue
Value
Code2
Method
Code3
(J-P)
(O-W)

A

Div,/lnt

J

T

2. (Ill Trust #!t Real Eslate
Prescott, AZ

r)

Rent

"q

S

3. Transamerica Life Ins. Co. Acct (X,~

A

Int.

J

T

4 Wells Fargo Money MKT.

A

hal

J

T

None

J

1

5

Advcntrx Phannaceulicals Inc ~

6 Aegean Marine Petroleum Network
Inc.

A

7 Agria Corp.

Div.

None

~

/\iiseu Ramcn

9

Altfia Group. Inc. (See: Philip Morris}

None

10 Ambac Finl Group Inc.

J

T

None

I 1. AMR Corp Del

None

12. Anhui E~pre~,sway

Nnne

13 Apache Corp

A

J

Div~

T

D.
Transactmns during reporting period

Type (e.g.,
buy, sell
redemption)

- ......
(2)
Date:
MonthDay

(3)
Value
Code2
(J-P)

Buy

2-15-08

J

Sold

2-26-08

J

Buy

3-24-08

J

Sold

4-3-08

J

Buy

11-24-08

J

Buy

1-10-08

K

Sold

I-I

Buy

5-7-08

J

Sold

5-27-08

J

Buy

10-7-08
10-28-08

J
J

Buy

~0-~-(18

J

Sold

I I-7-08

J

(4)
Gain
Codel
I A-H)

(5}
Identity of buyer/seller (if
private transactmn~

A

!3

I

Income/Gain Co.des: A=$1,000 or I~s
F=$50,001 - $ ~00,000
tSec Col. BI. 1)4}

B=$1,001 ¯ $2.500
C=,$2,50t - $5.000
G=$100,001 - $1.000,000 tt!=$1,000,001 - $5,000,000

D=$5,001-$15,000
H2=More than $5.000.000

2

Value C~xlcs:
(See Col. C l, D3)

L=$50,001 - $t000,000
K=$15,0001-$50,000
O=$500,001 - $1,000000 PI-$!,0LR),001 - $5,000,000
P4=More than $50,000,000

M=$I00,001 - $250,000
P2=$5,000,00t - $25.000,000

3

Value Method Codm: Q=Appraisal
U=Book value
(See Col. C2)

R=Cost (real estate only)
V=Other

T=Cash~Markel

J=$15,000 or les’s
N=$250,00! - $500,000
P3=$25.000,001 - $50,000,00{)

S=Assmsment
W=Estimat~,~!

E=$15.001 - $50,000

AMENDED FINANCIAL DISCLOSURE REPORT

Nameof Person R~Tx~mng

Amemted-Dated: 05114/2010 Page ~ of 24

George H. King

Date of Report
! May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Inch.des those of spouse and dependent
children; see pp. 34-60 of)~iling instt7,ctions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

Place "(X) ’" after each asset
exempt from prior disclosure_

B.
Income during
reporting period
period

;
i

I ~)

C.
Gross value at end
of reporting period
period

12)

Amt.
Type
Code I (e.g., div.,
rent or
(A-H)
int.)

D.
Transactions during reporting period

(2)

l~)
Value
Code2
(J-P)

Value
Melhod
Code3
{Q-W)

d)

Type (e.g.,
buy, sell,
redemption)

(2)
Date:
MonthDay

(3)
Value
C, ode2
(J-P)

14, Applied Energetics

None

J

|"

15. Asian Em, iro~ nent Holdings I..~d.

None

J

T

16. Bangkok Bank Public Co Lid

None

J

T

Buy

I 1-28-08 J

None

J

T

Buy

I 1-28-08

Buy

1-15-08
1-23-08
1-29-08

K

Sold

3-25-08

K

Buy

4-8-08

K

Sold

5-23-08

K

Buy

4-14-08

J

) 7. Bangkok Dusit Medical Sep,’ices
Co Lid

i

18. garclays BK PLC lpath ETN
LKD N’I’ LKD (Ag~5)

None

None

19. Barclays BK PLC (India)

20. Barclays BK PLC (Metals)

None

_ ..... ; .........
Buy

Sold
21. Barclays BK PLC(Natural (.]as)

None

~’
i

~
......................................

Buy

- ........

! ........... : ........................
: Sold

22. Bcijing Capitol Aicpon

[

(4)
Gain
Codcl
(A-H)

(5)
Identity of buyer/seller {if
private transaction)

1
9-22-08

K

5-27-08 J
"
iK
1-17-08
ij
1-23-08
1-25-08
,K
1-28-08
]K
2- ! -08
~ .I
-.!
....
~
i
L
3-254)8
4-3-08
L

: None

J

T

Buy

9-15-08
10-7-08

J
J

23. BI-lP Billiton Ltd.

None

J

T

Buy

9-16-08

J

24. Chaoda Modem

None

J

"f

Buy

] 0- I 6-08
I 1-26-08

,!
J

A

A

~ ............. 1 ........................
D
D

1

Income.,’GainCodes: A=$1,0t’)O orless
F=$50,001 - $100,000
(See Col. BI, Do,)

B=$1.001- $2,500
C=$2,501-$5,000
G=$100.00t - $!,000,000 HI:$1,O00,001 - $5,000,000

D=$5,001-$15,000
Fl2=More than $5,000,000

2

Value Codes:
(See Col. C 1, D3)

K:$15,0001-$50,000
[_=$50>00t - $1000.(100
O=$500,001 - $1,000000 Pt=$1,000,001 - $5,000,000
P4=Mure than $50,000>000

M=$100,001 - $250.000
P2=$5,000,001 - $25,000.000

3

Value Meth(d (:odes: Q=Appraisal
(See CoL C2)
U=Book value

J=,$15,000 or les’s
N=$250,0OI - $500,000
P3:$25.000,001 - $50,000,000

R=Cos~ (real c~tate only) S:Assessment
V:Other
W=Estimated

T=Casb;Market

E=$15,001 - $50,000

AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page ~ of 24

~ Name of Person Reporting
: George H. King

. Date of Report

May 12, 2009

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of, filing instructions.)

[] None (No reportable incomc, assets, or transactions.)
A.
Descriptiot’~ of Assets
(including trust assets)

B,
Income during
relxlrting period
period

Place "’(,D " after ~.ach osset
exempt.f!’om prior disclosure.

Am[.
Type
Code 1 (e.g., div.,
rent or
(A-H)
int.)

(i)

(2)

25 China Construct on Bank

None

26. China East Airlint.~ I..td.

None

27. China Foods Ltd.

A

28. China Life Ins. Co. Ltd.

C,
Gross value at end
of reponing period
period

Div.

(t)
Value
Code2
(J-PI

.I

J

[

D.
Transactions during relx~rfing period

(2) i
7Value
Method
Code3
(Q-W)

Type (e.g.,
i buy, sell,
! redemption)

T

: Buy

T

None

i

i .............
!
(2)
Date:
i Month~ Day

(3)
Value
Code2
(.l-p)

Buy

2-7-08
2- I .’;-OF,

J
,I

Sold

3-1 !-l)8

Buy

10-t7-08
t 1-24-08

J
J

Buy

2-11-08
2-15-08
4-4-08

,!
J
K

Sold

3-3-(18
4-22-08

K
K

None

J

T

Buy

] 1-20-08

J

30.

China Ovel.’seas Land &
Investment [.td.

None

J

T

Buy

I 1-20-08

J

3 I.

China Petroleum & Chem Corp.

None

Buy

4-4-0g

K

Sold

-1-a.~-()8

K

Buy

11-25-()8

J

Buy

1-7-08
1-9-08

J
K

Sold

1-7-08
I - 11-08

J
K

Buy

9- I 5-08

1..

Sokl

9-15-08

China Water Affairs (imup

None

33.

CiliGroup Inc

None

34.

CLV8 (Crude Oil Oct. 2008
futures)

J

None

T

B
;A

A

A
B

L

1

Income/Gain C~xtes: A=$1,000 or les, s
(See Col. BI, D4)
F=$50,001 - $100,000

B=$I,001 - $2,500
C=$2,501 - $5,000
G=’-$100.001 - $t,000,000 H1=$1,000,001 - $5,000,00(!

D=$5,001-$15,000
H2=More than $5,000,000

2

Value C{u.tes,:
(See Col. CI, [)3)

K=$15,0001-$50,000
L=$50,001 - $1000,000
O=$500,001 - $1,000000 Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000

M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000

3

Value Method Codes: Q=Appraisal
(See Col. C2)
U=Book value

R=Cosl (real estate only)
V=Other

T=Castt/Market

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000

S=Asse~sment
W=Esti~riated

(5)
Identity of buyer/seller (if
private transaction)

I t-2/)4)8

29. China Lyumn Fc, od

32

! .....
(4)
~: Gain
Codel
; (A-H)

E=$15,001 - $50,000

AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05114/2010 Page r7 of 24

Name of Person Reposing
i GeorgeH. King

Date of Report
May 12, 2009

VI1. INVESTMENTS and TRUSTS - income,.value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling instructions,)

[] None (No reportable income, assets, or transactions.)
A.
D~ctiptim~ of Ass~ls
(including trust asset.s)

Place "’(X) "" after each asset
ex~mptfrom prior disclos,¢e.

B.
Income during
repo,Xing period
period
.~t.
Code
(A-H)

D.
Transactions d~ring r~3~orting period

C.
Gross value at end
of reporting period
period
(t)
Value
O~le2
(J-P]

Type
(e.g, div.,
rent or
int.)

(2)
Value
i Method
’ Code3
. (Q-W)

Type (e.g.,
buy, sell,
redemption)

i

35.

Companhia Vale Do Rio Dote
Si:,o~s ADR

A

J

"1

Buy

1-9-08
2-6-08
8-14-08
9-26-08
10-20-08

K
K
K
J
J

Pan Sold

1 - I 1-08
2-2~-08
3-5-08
1 I-7-08

K
K
J
J

~=

Buy

4-28-08
5-9-08
10-21-08

J
J
J

i

Sold

5-23-08
] 1-6-08

K
J

~

Buy

4-3-08
4-10-08
7-09-08
7-18-08

L
K
’. K
:K

Sold

5-27-08

i l.

Bu)

4-8-08
7-09-08
7- I 8-08

K
K
K

Sold

4-15-08
10-14-08

K
L

Buy .

1-31-08
2-5-08
7-09-08

~K
IK
L

2-12-08
¯ 9-29-08

K
J

i

36. CTRIP (_:o~ [ntl Ltd American
Dep Shs

37. Currencyshares Austrailian DIr
TR Ausuaili~ln Dolla~ Shs

Div.

None

13

Div.

i
~.
i

38. (-.:un’enc)’Shares CDN Oh’Tr
(Canadian Dollars)

39.

Cunencyshares: Euro ]R Euro Shs

[ ..............................
!
(2)
(3)
i Value
i Date:
i Month[ Code2
i (J-P)
[ Day

A

A

Div.

Div.

Sold

(4)
Gain
Code!
(A-H)

(5)
Idcntity ofbuyeriseller(if
privaletransaetion)

A
B
A

A

(7

1

Incom~GainCodes: A=$1,000orless
(See Col. BI, 134)
F=$5O,001 - $100,000

C=$2,501 - $5,000
B=$1,001-$2,500
G=$100,001 - $1,000,000 Ht=$I,O00,001 - $5,000,000

[v-$5,001-$15.000
H2=Morc than $5,000,000

2

Value Cod¢..~;
(See Col. C I, D3)

K=$15,0001-$50,000
L=$50,001 - $<t000,000
O=$500>001 - $1,000000 P1=$1,000,001 - $5.000,000
P4=More than $50,000.000

M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000

3

Value Method O~es: Q=Appraisal
U=Book value
(See Col, C2)

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000.001 - $50,000,000

R=Cosl (real estate only)
V=Olher

S=Assessiilent
W=Estimated

T=Cashs’Markel

[--’115.001- $50,000

Dateof R~:por~

¯ AMENDED FINANCIAL DISCLOSURE REPORTNarueofPerson Reporting

May 12, 2009

George tt. King

Amended-Dated: 05/14/2010 Page ~ of 24

Vll. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofs’pouse and dependent
children; see pp. 34-60 offiling instructions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period
~wiod

Place "’(X) "after each asset
exemptf!’om prior disclosurt,.

Amt.
Type
Code I (e.g., div..
rent or
(A-H~
int.)

U)

40. Currencyshares Japanese Yen
TR Japanese Yen Shs

(2)

J
C.
Gross value at end
of reporting period .
period

O) i (2)

Value
Code2
(J-p)

Value
i Methtxt
i Code3
~: {Q-W)
i
i

D.
Transactions during reporting period

Type (e.g.,
buy, sell,
redemption)

" .....................................................
(5)
(2)
(3)
i (4)
Date:
Value I Gain
Identity of buye!!seller (if
MonthCode2 ! Codel
private transaction)
Day
(J-P)
(A-H)

Buy

None

}-22-08
2-11-08
3-20-08
4-3-08
4-7-08
7-9-0~
7-1g-08

K

2-25-08
2-28-08
3-24-08
4-23-08
I 0-9-08

K
K
L

A
A
B

t.

C

Buy

1-29-08
3-20-08
4-3-08
7-%08
7 - 18 -08

K
L
k
K
K

Sold

2-12-08
3-24-08
4-23-08
10-9-08

K
L
L
L

Buy

2-6-08

K

Sold

2-25-08

K

Sold

41. Currency shares Swiss Franc TR
Swiss Franc Shs

42.

A

None

Diana Shipping Inc.

43.

Donglong Electric

44.

Dynasty Fine Wines

Div.

A

45. ESU8 (S&P mini |~tures;

None

J

T

Bay

’ 1-20-08

Div

J

T

Buy

10-7-Oh
10-29-08
11-2-08

Buy

9-9-08
9 10-08
9- I 1-08

None

K
L
L
K
K

C

l.
L

I

Income/Gain Codes: A=$t ,000 or l~s
F=$50,001 - $100.000
(See Col. B1,17)4)

C=$2,501 - $5,000
B=$1,001 - $2,500
G=$100,001 - $I,000,O00 HI=S1,000,001 - $5,000,000

D=$5,001 415,000
H2=More than $5,000,000

2

Value Code~.:
(See Col. C1, D3)

K=$15.0001-$50,000
L=$50,001 - $1000,tYO0
O----$500,001 - S 1,000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000

M=$I00,001 - $250,000
P2=$5,000.001 - $25,000,00K~

3

Value Method Codes: Q=Appmisal
U=Book value
(See Col. C2)

R=Cost (real estate only)
V=Other

T=Casb..’Market

J=$15,000 or less
N=$250,001 - $500,000
p3=$25.000,001 - $50,000,000

S=Assessment
W=Estimated

E=$I 5,001 - $50,000

Date of Report

N~me of Person Reporting

AM ENDED FINANCIAL D1SCLOSUILE REPORT
Amended-Dated: 05/14/2010 Page c] of 24

George H. King

May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
chiMren; see pp. 34-60 of f!ling instructions.)
[] None (No reportable income, assets, or transactions.)
A,
Description of Asse~s
(including trust assets)

B.
Income during
rel:m~ing period
period

O) [ (2)

Place "IX)" after each asset
excmpt.[i’om prior disclosure.

AmL i Type
~A-H)

C.
Gross value at end
of r~,~orling period
period
Value

~i rent or
into
;

(J-P)

Value
Code3
(Q-W)

D.
Transactions during reporting peri~

{

Type (e.g.,
redemption)

(2){
Date:
MonthDay

i

Sold

9-I 0-t)S
9-15-08

(3) ! (4)
COde2
(.l-p)

(5)
private transaction)

i (kxle!
.(A-H)

.

1. ( I
tract)
Mr2
tracts)

46.

47.

Buy

10-29-08
10-314)8

L
1.

!

Sold

i
: None

{ 0-29-08
I 0-314)8

L
k.

Buy

I 1-25-08

K

Sold

12-154)8
12-18-08

K
J

Buy

2-28-08
3-10-0g
: 3-26-08
} 3-27-08
5-224)8

K
J
J
J
K

ESZ8 ¢S&P mini futures)

None

Euros (ForEx short posim.m in
tISE)~

{
48.

Fidelity Cash Reserves

49.

Focus Media Hldg Ltd.

D

’: Div.

L

i

~
Sold
50.

Fostcr Wheeler LTD SHS Ncw

i

Nonc

i 5-21-08 ¯ K
5-23-08 ! K
!.’

Buy

1-9 08
2-15-08

Sold

I I 1-08
2-25-08

Buy

;: 9-09-08
9-t94)8

i

i

51.

FreeponMcMoranCopper&
(]old Inc.

iA

,[
i Div.

J

B
A

T

! None
~

A
A

T

,J
:J

"

I

Income.,’Gain Cedes: A=$1,000 or less
F=$50,001 - $100,000
(See Col. BI, I)4)

B=$1.001 - $2,500
C=$2.501 - $5.000
G=$100,OOI - $1,000,000 H1=$1,000.0OI - $5,1X~0.000

D=:$5,0014|5,000
H2=More than $5,000,000

2

Value Codes:
(See Col. CI, D3)

L=$50,001 - $1000,000
K=$15,0001-$50,000
O=$500,001 - $1,000000 Pl=$1,O00,001 - $5,000,000
P4=More than $50.000,000

M=$tO0,O01 - $250,000
P2=$5.000.001 - $25,000,000

3

Vah~e Method Codes: Q=Appraisal
(See Cnl. C2)
U=Book value

J~$15,()00 or less
N=$250,001 - $500,000
P3=$25.000,001 - $50,000,000

R=Cost {real e~tate only) S=Assessmenl
V=Other
W=Estimated

T=CashlMarket

E=$15,0OI - $50,000

4

Date oF Report

AMENDED FINANCIAL DISCLOSURE REPORT
~ NameofPerson Reporting

’ George H. King

Amended-Dated: 05/14t2010 Page iO of 24

~ May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

Place "(X) ’" after each asset
exempt.fi’om prior disclosure.

52.

B.
Income during
relmrting period
period

C.
Gross value at end
of reporting pedod
period

(~)
(2)
Amt.
Type
Code 1 (e.g., div.,
(A-H)
rent or
int.)

(~) [ (2~
Value
Valoe
Meth{vJ
Code2
(J-P)
Code3
(Q-W)

Garuestop Corp.

None
!

53. GCV8 (gold fu’turt~)

None

D.
Transactions during relx)rting period

(I)
Type (e.g.,
buy, sell.
redemption) .

" ........................
(2}
t3)
(4)
Date:
Value
Gain
MonthCode2
Codet
Day
(J-P]
-

Buy

I-II)-08

K

Sold

I - I IJ-08

K

A

Buy

1%24-08

M (3

E

~ ....................
(5)
Identity of buyer/seller (if
private transaction)

con-

Sold (short)

10-9-08
I 0-24-08

L(I
conM2

54.

Gold Fields Ltd. ADR

55.

Hainan Meiland Airport

56.

Harvest Energy TR Units

!

None

None
B

J

T

Div.

57.

HCA

None

J

T

58.

Hong Kong Dolla~ (this is a
negative position m USD}

None

I

-F

59

Humana

None

J

1

60.

Hyflux Lid.

None

J

F

61.

Ishares Compex Gold Trust
Ishares EFF

Nonc

Buy

4-10-08

J

Sold

5-22-08

J

Buy

10-7-08
t0-16-08

J
J

Buy

1-25-08:
1-29-08
2-1-08

K
K
K

Sold

6-2-(}8

K

Buy

10-7-08
I 1-23-0~

K
L

Buy

%22-08

J

Sold

I-9-08

K

A

t3

h~comecGain Codes: A=$1,000 or less
(S~e Col. BI, 1)4)
F=$50.001 - $1{}0.000

B=$ t ,001 - $2,500
C=$2,501 - $5,000
G=$100,001 - $1 ,(R)0,000 HI=S1,000,001 - $5,{R)0,000

D=$5,001 -$15,000
H2=More than $5.000,(Y00

Valoe Cod~:
(See Col. C t, D3)

K=$15,0001 450,000
L=$50,001 - $1000,000
0-=$500,001 - $ 1,000000 Pl =$ 1.000.001 - $5,000,000
P4=More than $50,000.000

M=$ ! 00,001 - $250,000
P2=$5,000,001 - $25,000.000

J=$15,000 or less
N=$250,001 - $500,000
P3=$25.000,001 - $50,000.000

Value Method Codez: O=AppraisaI
(See Col. C2}
U=Book value

R=Cost (real ~tate only} S=Ass~sment
V=Olher
W=Estimated

T=Cash/Market

E=$15,001 - $50,000

AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page i i of 24

Name of Pea.on Reixwting

: Date of Rcpon

GeorgeH. King

May 12, 2009

VI1. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 qffiling instructions..)

~ None (No repo~able income, assets, or transactions.)
A.
D¢~cdption of Assets
(including t~t assets)

B.
~com¢ during
~ing p~n~

Place "’(X) "" qfi~r each asset
gxemplfrom prior d~closure.

~1)
(2)
Amt.
T~e
C~e I (e.g., div.,
~t or
(A-H)
int.)

C.
[
~
~ ~ss value al end
[ ofrc~)~ing period [
(I)
Value
C~
(J-P)

(.2)
Value
Meth~
C¢~e3
(Q-W)

D.

(1)
buy, sell,
r~emption)

~ay

.....
62.

63.

.64.

65.

66.

Ishares Inc. MSCI AustraLia
Index FD

Ntme

Ishares Inc. MSCI l~mzil Index Fund

None

Nhares Inc. MSC! Canada Index FD

None

lshares Inc. MSCI flong Kong ~CD

None

Ishares Inc. MSCl.lapan Index FD

None

~7 Ishares Inc. MS(’I Malaysia Free
Index FD

None

68. Ishares Inc MSCI Taiwan Index FD

None

~ .........................................................................
~3)
(4)
~
(2)
(5)
~ Date:
Value
Gain
Identity ofbuy~isell~ (if
MonthC~e2
CMe]
privalc transaction)

(J-~!

Buy

4-8-08

K

Sokl

4-29-08

K

Buy

10-M-08

K

Sold

I 1-6-08

K

Buy

4-10-08

K

Sold (Short)

2-29-08

K

Buy

4-10-08

K

Sold

5-27-0g

K

Buy

2-19-08
4-4-08
5-7-08
I 0-14-08
I 0-30-08

K
J
J
K
J

Sold

2-25.08~
5-23-08
I ! -6-08

J
K
K

Buy

4-9-08
4-22-08

J
J

Sold

5-22-08

K

Buy

2-74)8
2-15-08
2-28-08
3-3-08
3~27-08
4-7-08
4-22-08

J
J
K
J
K
K
J

~A-H)

,.
A

B

A

A
A
B

A

Income~Gain Codes: A=$! ,000 or l~ss
F=$50.001 - $100,000
(See Col. Bl, D4)

B=$1,001 - $2.500
C=$2,501 - $5.000
G=$100,001 - $t,000,000 HI=S1,000,001 - $5,000,000

D=$5,001-$15,000
H2=More than $5,000,000

Value Codes:
!’See Cot. CI. D3)

L=$50,001 - $10(kq,O00
K=$15,0001-$50,000
O=$500,001 - $1,000000 PI=$1,000,001 - $5,000,000
P4=Morc than $50,000,000

M=$100,0OI - $250~0IX)
P2=$5,000,001 - $25,0(Y0,000

J=$15,000 orless
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000

Value Method Codes: Q~Appraisal
(See Col. C2)
U=Book value

R=Cost (real estate only) S=Assessment
V=Other
W=Estimated

T-~Cash/Market

E=$15,001 - $50.000

AMENDED FINANCIAL DISCLOSURE REPORT Name of Person Reporting
George H. King
Amended-Dated: 05114/2010 Page ] ~ of 24

Date of Report
May 12, 2009

VIII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

Place "’(,V) "" after each asset
exempt from prior disclosure.

B.
Income during
rel’~rting period
period

~

~l)

i (~) ~ (2)

(2)

Aml.
Type
Code 1 (e.g., div.,
(A-H)
renl or
int.)

C.
Gn.~s value at end
of reporting period
period

Value
i Code2
! (J-P)

[ Value
i Method
Code3

,

iI (Q-W)
i

D.
Transactions during rt-Fxwting period

(~)
Type (e.g.,
buy, sell,
redemption) [

MonthDay

Code2
(J-P)

3-20-08
5-21-08
5-22-08
5-27-08

K
K
J
K

Bu)

1-22-08
1-31-08
2-5-08
3 -3 -08
4-2 -08
7-18-08
10-14-08
10-15-08

K
K
K
K
K
K
K
K

Par~ Sold

I-4-08
2-15-08
3-24-08
6-2-08

d
K
K
K

Buy

I-9-08

K

Sold

I- 18-08

K

Buy

4-4-08
4-9-08
4-2 -(18
5-07+0~
I (1+ I o+og
I 0-30-08

J
J
~
K
K
J

Suld

5-21-0g
5-22-08,
5-23-08
I t-6-o8

K
K
K
K

Sold

[ 2-08

J

Sold

69. Ishares .Silver TR lshares

70. Ishar~-s TR Dow Jones US Total
MKT Index FD

None

A

71. lshares T~ FTSE Xmhua IlK
China 25 Index FD

72 JetBlue Awys Covp

Div.

None

None

L

T

~ ................................................
(2)
(3)
(4)
(5)
Code]

private transaction)

A
A

A
13
C

|~
B
B

1

lncome’Gain Codes: A=$1,000 or tess
F=$50,001 - $100.000
(See Col. B1. 134)

B=$1,001 - $2 500
C=$2,501 - $5.000
G=$1fh’).00t - $1.0003100 H 1=$1,000,001 - $5.000,000

15w-$5.001-$15,000
H2=More than $5.000.000

2

Value Codes:
(See Col. C1, [)3)

K=$15,0001-$50,000
L=$50,001 - $1000,000
O=$500,001 - $I,000000 P1=$1,000,001 - $5,000,000
P4=More than $50.000,[Y3t!

M=$100.001 -$250,000
P2=$5.000,001 - $25,000,000

3

Value Metho{I Codes: Q-=Appraisal
(See Col. C2)
U=Book value

J=$|5,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000

R=Cost (real estate only) S=Assessment
V=Other
W=Estimated

T=CashYMarkel

E:-$15.O0l - $50,000

~

¯ AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page J,g of 24

Name of Person Repc, rting

Da|eof Relx>rt
May 12, 2009

Oeorge H. King

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trl~st assets)

Place °’(X) " after each asset
exempt from prior disc&sure.

B.
Income during
reporting period
period
{1)
(2)
Aml.
Type
Code 1 (e.g., div..
(A-H)
rent m
int.)

C,
Gross value at end
of reporting period
period

D,
Transactions during relxwting period

(I)
Value
Code2
(J-P)

(2)
Value
Method
Code3
(Q-W)

(I)
TsTe
buy. sell,
rexlemption)

! ...........
(2)
; Date:
i MonthDay

[ ........................ I ..........................................
’ (3)
(4)
(5)
[ Value I Gain
Identity of buyer/seller (if
[ COde2
Code l private transaction)
[ (J-P)
(A-H) ,

73. 3iangsu Expressway

None

J

T

Buy

10-7-08

J

74. Kerry. Properties

None

J

T

Buy

lll-29-(.,g
I 1-2-08

J
J

75. L,as Vegas Sands Corp.

None

Buy

4-29-0~

!

:: 5-5-08

J

Buy

I: 11-24-08

J

I-2-08

J

76. Lianhua Supermarket ttuldings

Nont"

77 LSI Logic Corp

None

Sold

78. Market Vectors" ETFTR
Agribusiness

None

Bu3

4-17-08

J

Sold

5-2-08

J

Buy

4-17-08

J

Sold

5-2-0g

J

Buy

12--2-08

K

79. Market Vectors ETF TR Coal

J

Sold
T

None

80 Market Vectors E[FrR Gold
Mine~:s EFT

None

8 I. Market Vectors ETF I’R Nuclear
I-!nergy ETF

None

Sold

I-I 1-08

K

82. Mmkct Vectors T~ Russia ETF

None

Bu.,,

4-8-08

.I

Sold

5-23-08

K

Buy

I-4-08
3-24-08

J
K

4-3-08

K

83. Monsanto (SO. New

K

None

T

I

A

A

A

A

C

IncomelGain Ctxtes: A=$1,000 or less
(See Col. B1, D4)
F=$50,001 - $100,000

B=$1,001 - $2,500
C=$2,501 - $5.000
G-=$100,O01 - $1 ,(R)0,000 H 1=$1,000,001 - $5,000,000

12>:$5,001-$15,000
H2=More than $5,000,000

Value Cod~:
(See Col. CI, D3)

K=$15,0001 -$50,1)00
O=$500,00t - $1,000000

L=$50,(~ ~ - $1000,000
PI=$1,0(R),001 - $5,000,000
P4=More than $50,000,000

M=$1 (N,001 - $250,0t)0
P2-$5,000,00l - $25,000,000

S=Assessmem
W=Estimated

T=Cash!Market

,1=$15,{R)0 or tess
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,0(X)

Value Method Codes: Q=Appraisal
(See Col. C2)
U=Book value

R=Cost (rea! ~tate only)
V=Other

E=$15,0OI - $50,000

~
=

¯ AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page f t4 of 24

i Nam¢gfPerson Reporting
.. George H. King

Date of Report
May 12, 2009

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transaclions.)
A.
Description of Assets
(including trust assets)

13.
Income during
reporting period
period
(I)
{2)
Amt.
Type
Code I (e.g., div.,
rent or
(A-H)
int.)

Place "(X)" after each asset
exemptf!’om prior disclosure.

C.
Gross value at end
of r~Tmrting period
period
(1)
Value
Code2
(J-P)

(2)
i Value
;I Method
Code3

D.
Transactions during reporting period

(I)
Type (e.g.,
buy, sell,
~ redemption)

:: (Q-W)
[
[

84. Morgan Stanley

A

85. New Oriental Ed & Technology
Group Inc

Div

Ntmc

86 Northwest Airlines Corp.

~

None

87. Pc~abody Energy Corp

None

88. PenGrowth Energy Tr Unit New

B

89. Penn West EneJgy Tr Unit

B

D~v

I)w

I ..................
(2)
(3)
i
Date:
Value
II MonthCode2
! Day
{J-P)

Buy

-,~-0g

K

Sold

I-t 1-08

K

Buy

2-7-08
3.-26-08
4-28-08
5-7-08
10-1-08

K
K
J
K
J

Sold

4-17-08
5-22-08
5-23-08
I I-6-08

I
K
K
J

5-2-08
5-7-08

J
J

Sold

5-27-08

J

Buy

9-10-0g
10-30-08

J
J

Sold

11-6-08

K

Buy

I -31-08

K

Sold

6-2-08

K

BtJy

1-25-08.
1-29-08

K
K

Sold

5-27-08
6-2-08

K
K

. Buy

t ...............................
(4)
~5)
¯ Gain
Identity of’buyer/seller (if
i Codel
private transaction)
~= (A-H)

A

B
B
A

A

D

D
D

1

Income~;Gain Codes: A=$1,000 or less
(See Col. B1,134)
F=$50,00I - $100,000

B:$1,001 - $2,500
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=St,000,001 - $5,(Y,)0,000

13=$5,001-$15,009
H2=Mom than $5,000,000

2

Value Codes:
(See Col. CI, D3)

K=$tS,0001-$50,(KR)
L=$50,001 ~ $1000,000
O---$500,001 - $l,000000 PI=$|,000,001 - $5,000,000
P4=More than

M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000

R=Cost (real estate only)
V=Other

T=CaskiMarket

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000.001 - $50,000,000

: 3 Value Method Codes: Q=Appraisal
U=B<~k value
(See Col. C2)

S=Assessment
W=Estimated

E=$15,001 - $50,000

:! DateoI~Reporl

Nan|colOr.or, Reporting
George H. King

¯ AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page [ ~ of 24

~ May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those q[~ouse and dependent
children: see pp. 34-60 ~filing instructions.)
~ None (No r~o~abl¢ income, assets, or transactions.)
A.
De~fiption of Assets
(including trust assets)

~

~.

~.

~
~

Income during
r~)aing ~fiod
period

Gross value at end
of rL~ming p~

90. Pershing Government Account
(Money Market Fund (.a~ Europacific
Capital) {From Pa~ of Fidr]ily Cash
Reserve ~t 48)

~2)

o)

b’tac~ "’(.k~" a~er each asset
exemptJ?om prior disctosure~

(0

D.

(2)

Amt.
Type
C~e I (e.g, div.,
~ or
~A-H)
int.)

Value
C~e2
(J-P)

Value
Meth~
C~e3
(Q-~

A

,L

T

Div.

91 PetrobmsEnergia

Non~:

92. Petroleo Brasileiro

None

93. Pfizer Inc.

Nont:

95. Potash Corp. SasK Inc.

None

Type (e.g.,
buy, sell.
redemplion)

Buy

J

q

None

94. Philip Morris Intl Inc. Corn

Transactions dunng ~ing pefi~

J

¯

’ ......................................................................
(2)
(3)
~4)
(5)
Date:
Value
Gain
Identity of buyer/seller
MomhC~e2
Codel
private transaction)
~y
(J-P)

i 2-15-08

:J

Sold

2-25-08

!J

Bu;,’

2-15-08
8-21-08
9-I9-08
10-20-08

,l
’J
J
J

Part Sold

2-26-08
I1-7-08

J
J

Buy

I-8-!)8

K

Sold

I - 18-08

K

Bu2

4-10-08
4-17-O8
4-28-08
10-01-08

K
J
J
K

Pa~l Sold

5-22-08
6-2-08

K
K

Buy

I-4-08

J

Sold

1-4-08

J

A

A

:

:

A
A

A

Income/Gain Codes: A=$1.000 or less
(See Col. B1, D4)
F=$50,001 - $100,000

B=$1,001 - $2,500
C:$2.501 - $5,000
G=$100.001 - $1,000,000 HI=S1,000,001 - $5,000,000

1)=$5,001-$15,000
H2=More than $5.000.000

Value Codes;
(See Col. C t. D3)

K=$15,0001-$50,000
L=$50.001 - $1000,000
O=$500,001 - $!,Od)0000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000

M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50.000,000

Value Metht~ Codes: Q=Appraisal
(See Col. C2)
U=Book value

R=Cost (real estate only) S=Assessment
V=Other
W=Estimated

t-=Cash/Market

E=$15,001 - $50,000

Namc of" Person Rcpo.ing
George H. King

" AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page !/~ of 24

Date or
: May 12, 2009

VII. INVESTMENTS and TRUSTS income, value, |ransactions (Includes those of spouse and dependent
children: see pp. 34-60 off!ting instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Asset~
(including trust assets)

B.
Income during
reporting period
period

Place "’(X) "" after each asset
exempt from prior disclosure.

Amt
Type
Ct~e I (e.g.. div..
rent or
(A-H)
int.)

~)

96 Powershares DB Multi S~x:tor
Commodity -I’R Power Shares
DB Agric FD Corn Unit

C.
Gross value at end
of relxming period
period

(2)

None

(~)

D.
Transaction~ during reportiug period

(2)

Value
Code2
(J-P)

Value
Method
Code3
(Q-W)

Type (e,g.,
buy, sell,
redemption)

L

T

Buy

1-23-08
2-29-0~
3-28-08
4-14-08
5-21-08
7-18-08
7-25-08
7-28 -08

K
K
|.
K
K
K
K
K

Part S~)ld

2-14-08
3-25-08
4-3-08
4-23-08
6-2 -08
7-25-08

L
L
M
K
K
K

- ............ [ ................ * .........
(2)
(3)
(4)
(5)
Date:
Value
Gain
I Identity of buyer/seller(if
MonthCode,2
CodelI private transaction)
Day
(J-P)
(A-H)

97 Powershares DB US DIr Index
TR Powershares DB US$ Index
Bulhsh FD Corn tJmt

None

Sold

1--4-08

l.,

98. Powc~hares Global [:xchange
Traded FD Tr Global Water Port

None

Bny

2/15:08
2/28/08
3-3-08

K
l
J

Sold

5-27-08
6-2-08

K
K

Buy

i-8-08
1-9-08
10- I 0-08

K
K
K

Sold

1-18-08
1-22-08
I I-6-08

K
K
K

Buy

t0-7-08

J

Sold

I - 18-08

I_

99. Powensharc~ QQQ T* Unit Se~’.

None

I00. Precision D~iHing Trusl

A

Dw.

I 0 I. Prncter & Gamble Co

A

Div

J

T

E
D
A

B
A

1

Income;Gain Codes: A=$1,000 or less
(See Col. BI, EM)
F=$50,001 - $100,000

B=$1,001 - $2,500
C:$2.501 - $5,000
O=$100,001 - $1,000,000 HI=S1,000,00! - $5,000,000

D=$5,001-$15,000
H2=More than $5,000,000

2

Value Codt~:
(See Col. CI, D3)

K=$15,0c.~1-$50,000
O=$500,001 - $!,0000(K)

L=$50,001 - $1000,000
Pl=$1,0(-hO,O01 - $5,000.000
P4=More than $50,000,000

M=$100,001 - $250,000
P2=S5,000.001 - $25.(X)0,000

3

Value Method C~.lt~: Q=Appraisal
(See Col. C2)
U=B~vok value

R=Cost (real estate only)
V=Other

S=Asse~ment
W=Estimated

T=CasbJMarket

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,0(KLO01 - $50,000,0(~3

E=$15.001 - $50,000

AM ENDED FINANCIAL D1SCLOS[IRE REPORT

, Name of Person Reporting

Amended-Dated: 05/14/2010 Page Jr7 of 24

i George H. King

Date of Reporl

May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those qfspouse and dependent
children," see PlY. 34-60 o filling instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust asscts)

B.
Income during
reporting p~od
!~od

Place "’(X) ’" a/?~’r each asset
- disclosure.
exempt from prior

(I)
(2)
Amt.
I Type
Code 1 i (e,g., div,,
rent or
(A-H)
int..I

102.

Pro~.en Pharmaceuticals Limited
Ordinary SShares lAIN

J03. Proshares Tr Ultra DOW 30
Proshares

None
A

I04. Prosharcs Tr Shna Dow 30
Prosharc.s

105. Proshares Tr Shor~ Russell 2000

IO6_ Prosharcs FR Ultra Short 30 FD

I07

Prosharcs TR UIIm Short 500 FD

C.
Gross value at end
of rqgorting period
period
(I)
Value
Code2
; (J-P)

J

Div

None

None

None

None

(2)
Value
Method
Code3
(Q-W)

D
Transactions dunng reporting period

(I)
Type (e.g.,
buy. sell,
re~lcmption)

(2)
Date:
MonthDay

" ..........................................

~ (3)
1.4)
15)
Value
Gain
i Identity of buyer/seller (if
Code2
Ct~el
private tmnsaclion)
(J-P)
(A-H)

T
~uy

~-26-08
3-27-08
4-29-08

l_
K
K

Sold

3-31 -(i)8

L

Buy

,1.2 08
5-27-08
5-29-08

L
K
K

Sold

4-4-08
6-2-08

L
I.

Buy

4-29-08
5-27-08

K
K

Sold

6-2-08

L

Buy

-9-08

t

Sold

1-9-08

1_

Buy

l 9.08
1-31-0~
2-27-08
2-26-08
4-24)8
5-2-08
5÷27-08

L
K
K
J
L
K
K

A

A

B

1

lncom~Gain Codes: A=$1.000 or Ices
(See Col, B I, D4)
F=$50,001 - $100,000

C~$2,50t - $5,000
B=$1.001 - $2,500
G=$100,001 - $1,000,000 HI=St,000,001 - $5,000,000

D=$5,001-$15,000
H2=Morc than $5,000,000

2

Value Codes:
(see Col, CI, D3)

K=$15,0001 -$50,000
Lv$50,001 - $ 1000,000
O=$500.001 - $1,000000 PI=$1.000.001 - $5.000.eX)O
P4=More than $50,000~000

M=$ 100,001 - $250,000
P2=$5.000,001 : $25,000,000

3

Value Method C~.l,.m: Q=Appraisal
(See Col. C2)
U=B~×~k value

R=Cost (real estate only)
V=Olher

T=CashiMarket

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000

S=Assessment
W=Estimated

E=$15,001 - $50,000

¯ AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page _!_~_ of 24

Date of Report
May 12, 2009

i Name of Person Reporting
! George H. King

VII. INVESTMENTS and TRUSTS -income, value, transactions (lnchMes those o.fspouse and dependent
children; see pp. 34-60 off!ling instructions.)

[] None (No reportable income, assets, or transactions.)
A,
D{~cription of Assets
(including trust assets)

Place "(X) ’" after each asset
exemptfi’om prior disclosure.

B.
Income during
reporting period
period
~I)
(2)
Amt.
Type
(;ode I (e.g., div,
(A-H) ] rentor
int.)

.

C.
Gross value at end ~
of reporting period
period
(I)
Value
Code2
(J-P)

1,2)
Value
Method
Code3
(Q-W)

D.
Transactions during reporting period
i .................
(I
Type (e.g.,
buy, sell.
redemption)

~ ............ ~ ............. ~ ............ ~ ...........................
(2)
(4)
(3)
(5)
Dale:
Value
Gain
Identity of buyer/seller {if
MonthCode2
Code I
private transaction
Day
(J-P)
(A-H)

Sold

108. Proshares "lr Ultra Short Consumer
Services

109. Proshares TR Ultra Sho,a Finis

110. Proshares Tr Ultra Short VFSE
Xinhua China 25 Fd

III. Proshare.s Ultrashort Dhman
Bros 20 yr Prosharc-s.’

None

None

None

None

K

"F

1-9-08
2-6-08
2-28-08
3-20-08
4-4-08
5-7-08
6-2-08

L
K
J
K
L
K
L

Buy

4-29-08

J

Sold

6-2-08

J

Buy

2-8-08
3-6-08
4-29-08
4-304)8
5-22-08

K
K
J
J
J

Sold

2-28-08
3-20-08
5-7-08
6-2-08

K
K
K
J

Buy

5+29-08

J

Sold

6-2-08

J

Buy

10-17-08
10-30-08
12-2-08
12-4-08
12-22-08

A
B
A

B
("
A

A

iK
~J
!J
J
J

Income/Gain Ctxles: A=$1,0(X) or less
(See Col. BI, D4)
[’=$50.001 - $100,000

B=$1,0Ol - $2,5{R~
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=S1,000,001 - $5,0(’)0,000

1)=$5,00I-$t5,0(h")
H2=More than $5.000,000

Value Cod~:
(See Col. C1, D3)

K=$15.000 I-$50,01_)0
L=$50,001 - $1000,000
O=$5(R3,001 - $1,000000 Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000

M=$100,001 - $250~000
P2=$5,000,001 - $25,000,000

R=Cost (real ~talc only)
V=Other

T=Cash/Market

J=$15,0~0 or tess
N=$250,001 - $500,0()0
P3=$25,000.001 - $50,000,000

Value Method 12.;odes: Q~Appraisal
(See Col. C2)
kl-B{~k value

S=Assessment
W=Estimated

E=$15,001 - $50J)00

AMENDED FINANCIAL DISCLOSURE REPORT

Date of Report

" Name of Pcrson Reporting

George H. King

Amended-Daled: 05/14/2010 Page I ~__ of 24

May 12, 2009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 o filling instt~ctions.)

[] None (No reportable income, assets, or transactions.)
A,
Description of Assto~s
(including t~ust assets)

Place "(~) "after each asset
exempt_&om prior disclosure.

12. Proshares Ultnashor! l~ehman
Bros 7-10 yr Proshares

B.
Income during
~0orting period
period
(!)
(2)
Amt
Type
Code 1 (e.g,,div..
t~A- H~
rent or
int.)

A

Div.

13. Proshares Tr Ulma Short Oil & Gas

14.

(I)
Value
i Code2
(J-Pt

K

Proshares TR Ultra Short Real
Estate Prosha res

(I}
Type (e.g.,
buy. sell.
rt.~dempt~on )

¯

Bu~

I I-7-08
t 1-28-08

J
J

Bu)

5-2-08
5-28-08

K
K

S~fld

5-7-08
6-2 -08

K
K

Buy

3-10-08
4-29-08
5-23-08
5-29-08

K
J
~J
3

Sold

3-21}-t)8
6-2-08

K
K

Buy

4-29-08
4-30-08

K
J

Sold

5-7-08

K

Bu~;

10-9-08
I I-3-08

J
.I

Sold

I 1-6-08

K

Sold

1-28-08

K

None

None

,%~lOr SPDR Tr Shs Ben Int
Fmaucial

D,
Transactions during reporting period

(2}
Value
Method
Code3
(Q-W)

None

15. Prosharcs Tr Ultrashort Small Cap
600 Proshares

16.

C,
Gros.~ value at end
of reporting period
period

None

(2)
Date:
MonthDay

" .....................................
(3)
(4)
(5)
Value
Gain
Identity of buyer/seller (if
Code2
Codel
privale transaction)
(J-P)
. (A-H)

t 17.

Scct(~r SPDR TR Shs Ben Int
Utilities

None

118.

Shangn-la Asia ~d.

None

!

T

Buy

10-29-08

J

It9. Shimao Properties

None

J

~

Buy

10-30-08
11-16-08

J
J

120. Shu~onland

None

J

T

Buy

10-30~08

J

121. Smoenergy CoO. Corn New

None

J

"[

Buy

~2-2-08

J

A
C

A

1

Income/Gain C~xtes: A=$1,000 or less
(See Col. BI, ENI)
F=$50,001 - $100,000

B=$1,001 - $2,500
C=$2,501 - $5,0(X)
Cr=$100.001 - $1,000,000 HI=S1,000,001 - $5,000,000

D=--$5,001 -$15,000
H2=More than $5,000,000

2

Value Codes:
(See Col. CI, D3)

K=$15,0001 -$50,t.100
L=$50;001 - $1000.000
O=$500,001 - $1,0000(73 PI-$1,000,001 - $5,000,000
P4= More than $50,000,000

M=$100,001 - $250,000
P2=$5,000,001 - $25,000.000

3

Value Melhod Codes: 0=Appmisa!
(,See Col, C2)
U= Book value

J=$15,000 or less
N=$250,001 - $500.000
P3 =$25,000,001 - $50,(X)0,000

R=Cost (real ~tate only) S=Assessment
V=Other
W=Estimated

T=Cash2Markct

E=$15,001 - $ 50,000

¯ AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 PAge ~l.O of 24

Date of Report

Name of Person Reporting

George H. King

May 12, 2009

VH. INVESTMENTS and TRUSTS income, value, ti-ansactions (Includes those qfspouse and dependent
children; see pp. 34-60 qf.filing instructions.)

[] None (No reportable income, assets, or transactions0
A.
Description o|’Assets
(including trust assets!

B.
Income during
reporting period
period
(I)
(2)
Amt.
Type
Code 1 (e.g., div..
(A-H)
reul or
int.)

Place "(X)""" after each asset
exemptf!’om prior disclosure,

122. S & P 500 Depository Receipt

(t)
Value
Code2
(J-P)

(2)
Value
Method
Code3
(O-W)

None

123. Strccttmcks Gold Tr Gold Shs
In May 2008. name chang~l to
SPDR Gold "I-r Gold Shs

124. Suntcch PWR H~tdlngs ("t, t.TD
ADR

C.
Gross value at end
of reporting period
period

None

None

,

K

T

D.
Tran~ctions during reporting period

(t)
Type (e.g.,
buy, sell.
redemption)

" .....
~
Date:
MonthDay

[i (3)
Value
Code2
(J-P)

Buy

10-9-08

Sold

II-6-08

Buy

1-22-08
1-25-08
1-31-08
2-5-08
2 -27 -08
2-29-08
3-3-08
4-2-08
4-t4-08
7-18-08
10-14-08
12-2-08
12-4-08

K
L
K
K
.I
J
K
K
K
K
K
K
J

Part Sold

1-25-08
2-15-08
3-24-08
5-2-08
6-2-08
I0-15-08

L
K
K
K
K
L

Buy

I-9-08

K

Sold

I - 1 1-08

K

(4)
Gain
Codcl
(A-H)

J

125. Swedish Expt CR Coo Elements
I_K D to Roge~ Inll Commodity
index Agriculture Total Return

None

Sokl

3-7-08
3-25-08

~

126. Swedish Expt CR Corp Elements
LK D to Roge~ lntl Commodity
Index Metals Total Return

Xlone

Buy

1-25-08
2-2 ~-08

K

Sold

3-7-08
3-20-08

L
K

A
B

D

D
B

I

Income/Gain Codes: A=$ 1,000 or less
(See(Sol. BI, D4)
F=$50,O01 - $100,000

B=$1.001 - $2.500
C=$2.501 - $5.000
G=$10()_001 - $t.000.000 H1=$1,000.001 - $5,O00.000

13=$5.001 -$15.000
H2=More than $5,000.000

2

Value Codt~:
(See Col. C t, D3)

K=$15.0001 -$50.000
L=$50.001 - $1000.000
O=$500.001 - $1.000000 Pl=$!.000.001. $5.000.000
P4=i’,d ~re than $50,000.000

M=$ I O(J/)01 - $250.000
P2=$5.000_00I - $25.000,000

3

Value Method Codes: Q=Appmisal
(See Col. C2)
U=Book value

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50.000.000

R=-Cost ~real ~tatc only) S=Assessment
V=Other
W=Eslimated

(5)
Identity ~d’buyer/seller (if
private transaction)

Y=Castv’Market

E=$15,00 ! - $50,00t)

¯

Date of Reporl
~ May 12, 2009

Name of Person Reporting

AMENDED FINANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page ~1 0f 24

George H. King

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those (?fspouse and dependent
children," see pp. 34-60 q[f!ling instructions.)

None (No reportable income~ assets, 6r transactions.)
A.
Description of Assets
(including trust assets)

B.
income during
reporting period
period

i
i

Place "’(~) "" ~/?er each asset
e.xemptfrompriord~closure.
¯

Amt.
Code 1
(A-H)

C.
Grass value at end
of reporting period
period

Type
(e.g., div.,
rent or
int.)

Value
Code2
(J-P)

! ~Value
Method
Code3
(Q-W)

D.
Transactions during reporting period

~ Type (e.g,
buy, sell,
i redemption)
i

;

.I 27. Teekay Corp.

!

None

~ ......
(2)
i Date:
I Month: Day

Buy

.;

¯ Sntd
t28¯ Telik Inc.

! None

129. Tesoro Corp Corn

i None

t30 Thai Beverage Public Co. Ltd.
131. Thai Fd lnc

i

¯ J

l

Sokl
T

133. Travel Sky Technologies

None
None

135. UAL Corp Con~ New

Nont~

Buy

I

1.

J

r

4-4-08
i 5-7-08

B

.~J
IJ

! 5-27-08 K

’ Buy

Buy

J

T
!

None

137. Uni-President

K

9-09-08
9-t9-08

, ..................
J
J

i

134. Tsing Tao

136. Unilever N V

5-22-08

9-22-08

Sold
None

K

I-7-08

! Buy

i None

132. Tmnsoceanlnc.(‘New) Mergcron
12-19-08; changed name to
Transocean LTD ZUG NamenAKT ISIN

5-7-08

T
~

None

i ...........................................
! (3)
(4)
(5)
Value
Gain
~ Identityofbuyer/seller(if
Code2
Codel ] private transaction)
(J-P)
(A-H)

None

K

T

10-7-08

l

,

Buy

10-14-(18

J

Buy

5-2-08

J

Sold

5-7-08

J

Buy

1-8-08

K

Sold

l-11-08

K

Buy

I0 30-08
11-16-(38

K
J

A

Income/Gain Codes: A=$1,000 or I~.~ss
(See Col. Bl, EM)
F=$50,00I - $100,000

B=$1,001 - $2,500
C=$2,501 - $5,000
G=$100,001 - $1,000,000 HI=S1,000,091 - $5,000~00(I

D=$5,001-$15,000
H2=More than $5,000,000

Value Cc~.:
(See Col. CI, 03)

K=$15,0001 -$50,000
L=$50,001 - $1000,000
O:$500,001 - $1,000000 P [=$1.000,001 - $5,000,000
P4:More than $50,~10,000

M=$100,001 - $250,000
V2=$5,000.001 - $25,000,000

R:Cost (real estate only)
V=Other

T=Cast~’Market

J=$15,(-X)0 or less
N=$250.001 - $500.000
P3=$25,000.001 - $50,000,000

Value Method Codes: Q=Appraisal
(See Col. C21
U=Book valne

S:Asscssment
W=Estimated

E=$15,001 - $50,000

AMENDED FIN ANCIAL DISCLOSURE REPORT
Amended-Dated: 05/14/2010 Page ~ of 24

Date of Repor~

Name of Person Reporting

George H. King

i May 12, 2009

VII. INVESTMENTS .and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
retx)rting period
period
(I)
(2)
Amt.
Type
Code t (e.g., div.,
(A-H)
rent or
int.)

Place "’(X)
" "" after each cz~set
exempt from prior disclosure.

138. United Sis Nat.Gas FD LP Unit

~39. United Stales Steel

C.
Gross value at end
of rqx)rting period
period
(t)
Value
Code2
(J-P)

(2)
Value
Method
Code3
(Q-W)

None

A

O.
Transactions during reporting period

(1)
Type (e.g.,
buy, sell,
redemption)

i: .....(2)
I Date:
i Month! Day

Buy

(3)
Value
Code2
(J-P)

1-31-08
2-6-08
2-29-08
4-10-08
4-25-08
4..29-08

K
J
.I

Sold

5-2-08
5-27-08

K
K

~

T

Buy

9-12-08
1 I-3-08

J
J

140. Univanich Palm Oil Public Co Ltd

None

.I

T

Buy

I 1-28-(18

J

141. VXV8 (volitility index futurcs~

None

Buy

10-10-08

L

Suld tshort)

10-9-08

K

Buy

1-10-08

K

¯ Sold

1-10-08

K

Buy

4-29-08

Sold

5-5-08

Buy

1 I-11-08

Sold

I 1-24-08

J

Buy

I 1-21-08

J

Buy

3-3t -08

K

Sold

4-4-08

K

143 Wynn Resoas Ltd.

None

None

144. XCZ8 (mini corn futures)

None

145. Yantai North Andre Juice Co L~d

None

146 Yahoo tnc.

None

J

T

Income/Gain Cod~: A=$1,000 or I~s
(See Col. B1 ,D4)
F=$50,00l - $100.000

B=$t,(Y.)I - $2,500
C=$2,50! - $5,000
G=-$100,001 - $~,000,000 HI=$t,O00,001 - $5,000,000

Value Cod~:
(See Col. CI, D3)

K=$15,0001-$50,000
L=$50,00t - $I000,000
O=$500JYOl - $1,000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,000

J=$15,000 or less
N=$250,001 - $500,000
P3=$25,000,001 - $50,000,000

Value Metht~ Codc~: Q=Appraisal.
(See Col. C2)
U= Bex~k value

R=Cost (real es~te only) S=Assessment
V=Other
W=Estimated

(5)
ldeatity of buyer/seller (if
private transaction)

K
K

Div.

, 142, Wells Fargo& Co. New

; .....
i (4)
[ Gain
COdcl

J

C
B

A

A

D=$5,00I-$15,000
H2=More than $5,000,000
M=$100,001 - $250,000
- P2=$5.000,001 - $25,000,000

T=CashiMarket

E=$15,001.- $50,000

AMENDED FINANCIAL DISCLOSURE REPORT

Name of Person Repofling

~ Dale of Re~,rt

George H. King

Amended-Daled: 05/14/2010 Page ~ of 24

May 12, 2009

VIII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent
children, see pp. 34-60 af f!ling instructions.)

[] None (No reportable income, assets, or transactionsJ
A.
Description of Assets
(including trust assets)

Pta(e "’(.)0 " after each asset
exempt from prior disclosure.

B.
]ncome during
reporting period

i
~

o)

C.
Gross value at end
of reporting period

(,)

(2)

D.
Transactions during relxming period

(2)

(l)

! Amt. Type
Value Value Type (e.g.,
Code 1 (e.g., div.,
Code2
Method
buy, sell,¯ ............................................................
’ ~A-H)
rent or
C~v3c3
redemption)
1,2)
(J-P)
(3)
(4)
(5)
int.)
Date:
Value
Identity of buyer/seller (if
(Q-W)
Gain
MonthCode2
Codel
private transaction)
Day
(J-P)
(A-H)

147, Yamaha Gold Inc.

A

148. Yanzhou Coal Mining Sp ADR

Div

None

Buy

2-6-08

K

Sold

1-2-08
3-25-08

K
K

Buy

2-15-08

J

Sold

2-25-08

J

149. Yurun Food

A

Div

I

T

Buy

I 1-20-0~

J

150. Zhejmng Expressway

A

D~v

J

T

Buy

9-16-08

j

15 I. Zijin Mining (Gold)

None

J

T

Buy

10-30-08

J

152. ZC (March 09 corn futures)

None

K

T

Buy

I 1-26-08

K

153. ZW (December 08 wheal futures)

None

Buy

9-26-08
10-20-08

K
K

I 1-26-0,~

K

B
A

A

Sold
154. ZW (March 09 wheat futures)

None

]

Income/Gain Codes: A-S1,000 or less
(See Col. B1,17)4)
F=$50,001 - $100,000

B=$1,00J - $2,500
G=$100,001 - $l,000,00O

C=$2,50t - $5,000
HI=$I,000,001 - $5,000,000

D=$5,001-$15,000
H2=More than $5.000.000

2

Valnc Codes:
(See Col. C I, D3)

K=$15,0001-$50,000
O=$500,001 - $1,000000

L=$50,001 - $1000,000
Pl=$1,000,001 - $5,000,000
P4=More than $50,000,000

M=$100,001 - $250,000
P2=$5,000,001 - $25,000,000

3

Value Mclh~xt Codes: .(~Appvaisal
(See Col. C2)
U=Book value

R=Cost (real estate ooly)
V=Other

S=Assessment
W=Estimated

"I~ask,’Market

J=$15,000 or less
N=$250,00! - $500,000
P3=$25,000.00 [ - $50,000,000

K

T

Buy

E=$t 5,001 - $50,000

AMENDED- DATED: 5/14/2010
FINANCIAL DISCLOSURE REPORT

Page 24 of .24

N .... fv ..... Reporting

Da|e of Report

King, George H.

May 12, 2009

IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and ~mplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in
compliance with the provisions of 5 U,S.C, app. § 501 et. seq., 5 U.S.C. § 7353, and Jndicla[ Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND W1LFULLY FALSIFIES OR :
AND CRIMINAL SANCTIONS (5 U.S.C, app. § 104)

CIVIL

AMENDED

FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Cormnittee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT

.4o 10

Re~. J/2OlO

,

Report Required by the Ethics

FOR CALENDAR YEAR 2009

I

1. Person Reporting (last nma3e, first, middle initial)

in Government Act of1978

(5 u.s.c, app..~, 1o1-111)

2. Court or Organization

3, Date of Report

United States District Court May 14, 2010

King, George H.
4. Title (Article Ill judge:; indicate active or ~enJor statu~;
n~agislyate judges indicat~ full- or part-time)

5a. Report Type (check appropriate type)

01/01/2009

Date

] Nonfinatioa,

to

Active-- united States District JrK]ge []
5b. ,[~
7. Chambers or Office Address

6. Reporting Period

12/31/2009

Report

8. Oa the basis of the information contained in Ibis Report and any
modifications pertaining thereto, it is. in my opinion, in compliance

Roybal Fed. Bldg., Suite 660

255 E. Temple Street
LOs AngeXes, CA 90012

with applicab]el ..... d regu]ati

Re,~’~ offic~

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you ha*~e no reportable inforraatiom Sign on last page.

~

NONE (?go reportable positions.)
PQSITION

1.

Trustee

N~advI!~ OF ORGANIZATION!ENTITY

Trust ~ 1

2.

II. AGREEMENTS. m,~,om,g i,a~a.,t o,,y; ,, ~,t,. 14-16 of f!llng instrucao~)
~ NONE ~o reportable a~’eements_)

DAT~

P~TIES AND TE~S

2.

King, George H.

4

FINANCIAL DISCLOSURE REPORT
Page 2 0f21

N ....f ~’ ..... a,po~
George H. King

!

May 14, 201~

III. NON-IN~STMENT IN COME. ~o.i.~ i~i~ ~.~ ~o~
A. Filer’s Non-Investment Income
~ NONE ~o reportable non-investment income.)
DATE

SOURCE AND ~PE

~COME
~ours, not s~e’s)

I.
2.
3.

B. Spouse’s Non-Investment Income - ~f yo~ n~ m~rried during amy portion alike reporting
(Dollar amount not required ~cept for honoraria.)

~

NONE ~o reportable non-investment income.)
DATE

~OURCE AND ~’PE

I.
2.
3.
4.

IV. REIMBURSEMENTS (ln,rlud~ those to x~use ~md dependent children; se~ pp. 25-2 7 of~filing inst~ctlons.)

~ NONE (No reportable reimbursementsO
~
I.
2.
3.
4
5.

~

LOCATION

PURPOSE

I~M S PAID OR PROVIDED

Date of Report

Name of Pe~on Reporting

FINANCIAL DISCLOSURE REPORT

Page 3 of.21

George H. King

[

iMay 14 2010

[

~ NONE (No reportable gifts.)
SOURCE
1.
2.
3.
4.
5.

D~SCRIPTIQN

VALUE

Name of Person Reporting

FINANC ’I~L DISCLOSURE REPORT
Page /4 of 21

Date of Report

] GeorgeH. King

~ May14,2010

VII, INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
¯

(including.that as~is) , . , ~6~ii~g period’ o~repgrt~ng pdriod

:’

.

~,

I. In Trust # I Financial Credi! UnionFCU

7:

"

.

.... (Q’~. ,:, ". ’:: ~’~,:: ’~’ ’::" ~t¢~: ¯ V~a~ " Gai~ [ .Id~ti~ofbay~s¢l ~(if

I A
’~

I Div.!lnt.
!

T

Jl

~

3: Trans~ln~tl, ca L~ ln~. c_o: ~}~t_(X! ...... ~ _-) ....... [ _[~_ .............. { ....... !_ .~F .................................
j
1 T
4. Wells Fargo Savings
Int.
IA

......I":-"
.... .....
....
9_ Anhui Expr~sway

A

Div.

J

10. Appli~ Energetics

None

J

T

I 1. Asian Environment Holdings ~d.

None

J

T

12. Bangkok Bank ~blic Co. Ltd.

A ’

Div.

ij

13. Bangkok Dusit Medical S~ices

A

Div.

J

14. BankofChina

A

[ Div

I

T

T
[ Buy
Sold

(S~Cot. m, D4) F=$so;O.O.t-S~oO,o00 :’?
Value Cod~:
(S~ C01. CI, D31

3=$.15,0~ orl~s
N=$250,00! ~ $500,0~
P3=$25 000,001 - $50,000,~0

Value Meth~ C~: ~A~mi~l
(S~ Col. C2)
U=B~k value

3-10-09.
5-13-09

.............................
J
A

.~$iOO;O0i- $I1000,0® H1-S~OOO,OO~’-’K=$t5.,0~1-$50]000.. :L=$50,~1 -.$1~0,000
M~$I~0;~! - $250,000
O=$500,~1.- $1,00~00 Vl =$.1,~0,~1 - $5,000.~0 P2=$~,~,~i - ~25.~0,000
P~More.~ $50;~0,0~
R=Co~ (r~l ~te o~y) S=Ass~m~(
V~er
W=~timat~

T=Cas~a~

[

,
16. Beijing Capitol Airport Co. Ltd.

None
,

¯ 17. BHP Billiton Ltd.

i

A

Div.

-i
J

K

|

.................................
............................
~.~-s
ur~!~, eou,~- ..........................
~_o.~ ...................
! ....................

-

Sold
T

Partial
Sold

t
IT

Buy

j 12-15-09 ! J
4-6-09
4-9-09
4-16-09

A

J
J
J

i 1-28-09

Partial
| 3-! 9-09 J
[B
Sold
;
i
~ ..................................... ~ .............~ .........

2..7?7_09- .......I .....................
I_ ........ B~..y_ ..........~ ..... . ............................ ,: ............

!I................................................
I ..............; ...................... l ..........~ ........../ ............................~ ........ v ................................
19.. ChaodaModem
...................

None
J
j[ T
!
Partia Sod
J
~ ............................... I .............i ..........

~

J

A

I .......................................
l- ................................

21. China Blue Chemical Ltd.
l

5-13-09.

l A [ Div.

................................ ] ..........

.............................................. ~ ...........

........... ! ......

(See Col. BI,
~ ...............................
2 Value Codes: iJ=Sl5 0000r less
(see Col. CI,D3) N=$250,00i a $~00i~00.:’
" P3=$25;000,001

J

T

Buy

7~ .............. I ..............................

J

~ ...........................
A

i .......... Y ......... l ........................ T ................. t ..... I ..................................

I ........ ! ...........

,o-_~:o~__

= K--4gi,S~i4556i~ :>$50 O0] ~$t600,000 :>:::

’ --7 ’7 :

3

i 3-6-09

....... I J....
Partial S<ld
~ ....~q
/ -13-09

Value Method Codes: Q=Appraisa! : . ,: " R=l~Os~:(}eat~tate:onlO ..$=Asses~m~l ¯ i .:,
(See CoL C2)

Name of Person Reporting

FINANC ’IAL DISCLOSURE REPORT

Date of Report

George
H. KingMay 14, 2010
,

,

Page ~ of 21

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)

:.

23. China Foods

Div.

J

T

....................................................................Partial Sold

24. China Lifelns. Co. Lid._l

Buy

3-10-09

J

4-9-09
5-5-09
5-13-09

J
J
J

A ...............................

4-9-09

J

A

I .-9-09

L

I

None

I Buy

i

3-16-09

v

27. China Water Affaim Group ~d.
28. CJ"9 (Future>

A

Div.
~ None

........................ ..............

T

[J

[ ............ [ .....

I

~

~ Pa~ial Sold
/Buy

"

j

Sold

2-t~-o9

,

I 2-12~9

!K

2-10~9
2-11~9
2-13~9

L
K
K

L
A
A
C

......
_.]~..~];-._]~-.
.... ~;~,:~;;;:~~-,;
.......
....... --.]
.......’ ............ ..............
1

Income/Gain Codes: A=$1,090 orless
(See Col. BI, D4) F=$50,001 ~ $l’0O,000

C=$2,501
B=$!,001 -$2.,500
/;G~-’$100;001 .). $1,000,000 Hi=S! ;000,001~r

(SeeCol. CI~D3) N=$250;00t.45500,000.’ " .;; O=$500,001 ($1,000900 Pi=~;1~000,001;$5,000~000’.,, ’ P2-~$5,000,00l2525;000~000

~3=$~5. ,ooo.00~:, $5oooo,, ,.000., :" -

3

Value Method Codes~ ,Q~App~aisai
(See Col. C2)
U=Book +¢alue

e~ti;~tii~s~o,:.,,-. ,6o0

R,..=Cost (real estate ordy) S=Assesghtent
V--Other
W=Est~ated ....

_ T=Cash]Market

31. CU9 (Chide Oil April 2O09 Futures)

None

/
[

i
I

/

it

!

Buy

~ 2-23-09
’ 2-24-09

L
K

I 2"26"09

tK

I 2-234)9
i 2-24-09
[¯ 2-25-09
3-13-09
3-16-09

L
K
K
K
L

Bu; ........

| ~~80;. - 5-1-09
5-6-09
5-13-09
5-14-09
5-154)9

K .....................
L
M
L
M
k

Sold
(Includes
short sales)

4-24-09
4-29-09
4-30-09

L
L
L

13

5-13-09
5-14-09

M
M

B
A

Buy

3-16-09

J

Sold

3-26-09

J

B

J
J

B

i 3-16-09
Sold

...........................................................32. None
CLM9 (CrudeOil June 2009
Futures))

I
33..CNO~

34. Companhia Vale Do Rio Dote
Sports ADR

A

Div.

Buy

I
[

Sold

Income~tGain Codes: A=$1.000or le~s
(See Col. B1, 1)4)
F=$50,001 - $~00,000
Value Codes:
(See Col. C1, D3i

J=$15,000 or less
N~-$250,00! - $500~000
P3~$25,000,00] - $50,000,000

Value Method Codes:. Q=Appmisal
(See Col. C2)
U=Book value

C

I

1-28-09
3-26-09
4-27-09

,::B--:$t~0Ol -$2~500
C=$2,501 ~ $5,000
G=glf00z0"0l - $1,~)00,000 Ht=$1~000,001- $5,000,000
K=$15.0001-$50,000
L=$50.001 - $1000,000
O~$500,Q0..I - $1 ~000000 PI=$1,000,001 - $5,000,000
P4=More than $50,000,00~
R=Cost (real estate only) S=A~sessment
V=Other
W=Estimated

A
A

IC

D~$5.001-$15,000
H2=Morc than $5,000.000
M-S$100~001 - $250,000
P2=$5.000,001 - $25.000,000

T.=Cash/Markel

E=$15,001- $50,000

+~am-e of PersOn R+o":~g ...........................

FINANC "IAL DIS~2LOSURE REPORT

-Dat-e-o;;~t- .............................

[ George H. King

_.p_a_ge__~ ...._o_f_ 2_1_

May 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of f!ling instructions.)

[] None (No reportable income, assets, or transactions.)
T~sactigns’ d ~+m~ng reporting period
Description of Ass~.I
(inoIuding trust a~eig)

¯

,plaee .~(A)’" afte~ ea, ah asset
exempt from prior disclosure.

.

~’ri~,~te ~ahti0n)

35. CTRIP Com lntl Lid American
Dep Shs .... I

36.

[ ........

Direxion Shares ETF Tr Finl Bull 3x

! Buy

: None

i None

3-11-09 [ J

_. 1 .................. ............... ., ........ I

i ............

!

.... l ...........
38. Dynasty Fine Wines Group Ltd.

Parl+al Sold 5-5-09
5-13-09
! A [ Div.

|J

IT

[ Buy

3-10-09

J
J
J

A
A

Buy
1-12-O9
K
~’~"-~-...-.- .............. ........................................................................................................
1-13-09
K
1-14-09
1 - 15-09
1-16-09
1-23-09
1-26-09
1-27-09
1-28-09
1-29-09
1-30-09
2-02-09
2-03-09
2-04-09
2-05-09
2-06-09
2-09-09
2-10-09
2-11-09
2-12-09
2-13-09
2-17-09
2-18-09
’.
2-19-09
2-24-09
2-25-09
2-26-09

............................................................39. ESH9 (E-mini S&P 500 Mar. 09
Futures)

1

B=$1,001 - $2~500

Income/Gain Codes: A=$l,0OO.or less

C=$2,501 - $5,000

".." : 13=$5,001-$:15,000. , : E-~$15,OO1 - $50,000

(SeeCol. ~1334) Y~S6100~- $100,00o

G~$100~Ool :- St,OO0,o® Hl~$i;O00,00l- $5:000,.00b :"m~M,~r~ti~ $5,000;000 "

2

Value Codes: :J=$15~000 or less
(See Col. C I, D3) N-~$250,001 - $500,000
P3~$25,000,001 ~. $50,000,000

K=$15,0001-$50.000
L=$50~001 - $1000,000’ ¯
O=$500,001 - $1,000000 P~ =$1;000,001 - $5,000,000’
P4=More than $50;000~000

3

Value Method Codes: Q~Appraisal
(See Col. C2)
U=Book value

R=Cosl (real ~state only) S=A.ss~ssment
v=Other
W=Estimated

M~$100,00! -,15250,000’
P2="$5,000~00!.: $25,000,000

T=CashiMarket

’..":

Name of Person Reporting

PageFINANCIALLQ of DIS~2LOSURE21 REPORT..

I l)ate of Report

George H. King

May 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)
[] None (No reportable income, assets, or transactions.)

Sold
(Includes
short sales)
~
[
i’

I
.............................................
]
40. ESH0 (Mini S&P 500)

None

Sold (Short

] 1-12-09
1-13-09
1-14-09
1-15-09
1-16-09
1-23-09
1-26-09
1-27-09
1-28-09
1-29-09
1-30-09
2 -02-09
2-03-09
2-04-09
2-05-09
2-06-09
2-09-09
2-10-09
2-11-09
2-12-09
2-13-09
2-17-09
2 - 18 -09
2-19-09
2-24-09
2-25-09
3-16-09
12-14-09

transaction
pending at

Futures)

K
K
K
M
L
[K
L
L
L
M
M
L,
M
M
M
M
M
M
M
L
M
L
K
L
K
K
L

A
A
A
A
A
A
A
M
M
L
M
M
M
M
M
M
M
L
M
A
A
L
A
A
B

__

L

/

4-24-09
5-06-09

5-15-09

Name of Person Repol~ing

FINANCIAL DISCLOSURE REPORT
Page I ~ of 21

Date of Report

George H. King

May 14, 2010

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)

:

A... " ¯ ;’. "
¯ B. ~ :.? . ~ ¯ ;-.C. . ,
De~riplion~Of ~;’ .?. :~ !: .... :..i Income da, rihg
" (in~ludingtmst~s~) : " ¯
.:, repmti~gp~riod .::..i:rf~re~rting:~rd

~em~lJrOm .prior,a#Clos#re
. :-- " "

,..

D.

~ ~~,"(e,g:,aix.,
. ":.
~ ~: ~e
! C~e2

., . ".. :: ~-~) ~..~~( ......

(Includes
shor~ sales)
..............................................................
42. ESZ9 (S&P mini f~tures)
None

~

5-14-09

~
.............
43. Euros

None

t3

Div.

Fidelity IRA & Cheekiag Accounts)

........................................................
47. GCH9 (March Gold Futures}
..........

48.............................
GCJ9 (April Gold Futures)

12-14-09

Sold (Short
sale)

10-09-09

L

Buy

4-09-09

K

IL

T

’ ......................
_!_ _-i_..- ....... ......... ........[; ..........

............................. LC ........

45. First Solar Inc.

46. Freeport McMoran Copper &

Buy

-S0,d .........;A;Vi~ .......]-c ........ ~ .........................

................
44+ Fidelity Cash Reserves (Dividends

4-09-09
4-17-09

None

Sold

3-19-09

J

Buy

1-28-09

J

B

Sold
[
1
...............
’~.-29-09 ....... ~ ............_D _ j ........................
q .............
Buy
1-29-09
L
L
12-06-09

None
~l ......

.: .........................
Sold
I (Includes
: short sales)
:’ ......................................................
Buy
’ None

~-1-29-09
.............. L
[ 2-06-09
[
~t2-~5-09
..........

~ ......
A

~ ....

Nan~e of Person R.eporting

FINANCIAL DISCLOSURE REPORT
Page t ~L of 21

Date of R.eport

I George H. King

May 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
. tfi~e during... . Crros~:~,~’f~ai ~d- .....
rg1~rting

Desoription ot’Xss~ts
(including-trust assets’)

.. ’ . .-. ~:.,: " : (A:~-’[ ~tor ’

’:~ ":i ’LT~Sgotip~s duying.reloorfing period

~-~.. ’],~alue .:G#mf~l Id~ti~of,b~y~sel!a(if

49. GFH9 (Feeder Cattle March 2009)

[

| None

¯ Buy

I 9_13_09 ! K

50. GFJ9 (Feeder Cattle April 2009)

]

i None

[ Buy

[ ,-~4-09

l

short sale)

51. Haier Electronics Group

None

52. Hainan Meila~d Airpo~

None

54. HFA9 (April Hogs Futures)

None

J

|

I

Futures I

A

- Div.

/

Buy

3-12-09

J

Sold

5-5-09

J

Buy

2-12-09

1K

(Includes
short sale)

2-13-09

K

4-28-09

L

(Includes
short sales)

4-3 -09
4-8-09

K

Buy

3-01-09

Sold

t2-15-09 . J

A

T

I

57. HK Ex (Hong Kong Exchange 0388
HK)

[

A

!B

1

Income]Gain Codes: A=$|,000 or l~s
(See Col. BI, D4),
F~$50~001.- $100,000

B=$1,00! - $2 500 : C~$2,501 ~.$5,000,
G=$~100 001 : $1,000;000 HI=$1~000,001 ~$5,000,000 ....

D=$5,001-$15,000
E=$15i(~01 - $50 000
¯
H2gM~i~ ttian $5 000,000

2

Value Codes:
(See Col. C1. D3)

K=$15;000 -$50.000 .L=$50,001 :: $100~),000 ,.:
O=$500,00t - $1,000000 PI=$1,000~001 ~:$5,000,000
P4=More than $50,000,090

~=~1:00,001 , $250,000
P2=$5;000,001 .~: $25,000,.0Q0
¯

3

V’,due Method Codes~. Q=Appmisal
(See Col. C2) -" " U=130bkval~e

R=Cost (real estate only) S=Assessme~t
v--Other
W=Estimated

T=-CasI~/Markel

J=$15,000 or less
N=$250,001 -$500,000
P3=$25,000.001 - $50,000,000

~-Date of Report

Na,ne of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page~of 21

, GeorgeH. King

1_. Mayl4,2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)

:~:i:’ " , :~:,: ~::

¯ A , ~,~:, ~

Place "y)Q" after eacu .~ze~

~;.ii: D::." ~,

:

" = : ~ : ;. ~5~ ~,~: ~.:~J :,:’~’.~~ ’ :~::~ ;7~:. ~

58. HOH9 (heating oil March 2009
Futures)

Buy

I None

!

!
"

i

2-06-09
2-10-09
2-13-09

:L
L
L.

[-;;;09 .........
!

........................................................... r ..................................
59. HOJ9 (heating oil April 2009
Futures)

[
!

None

60,

Hong Kong Aircraft Engineering Co.

A

short sales) .-13-09

L:

Buy

!

[
[

|

2-23-09
2-26-09

L
L

!

|
/

:
[

| Sold
/

2-23-09
3-19-09

!L

~ Buy

3-2-09

i Div.

J

A

~ .................................................. ! ......... t .......................................

[

/

I

,

T

:

B

:’
!’

J

..............................
....................
~ ............................... 1 ......... 1/ None
r T......... /I ................... ] ............ T ...... ~i ............. ~...........................
61. Hong Kon~ Dollars
L
/

....................................................... ~ ...............
t ......................~ ..........~ ...............~ ...........l ...........:. ..........................

6~

Hyflux Ltd

|

A

D~v

J

! .................

T

[

[

~i None

64. lshares Silver Tr lshares
L
]’T .............. ~ P:~ial-S:l~~3_27--~U
.........................................................
& .............................
~ .......
~ ...................................
~ ..............................
¯
65 lvanhoe Mines Ltd Corn

, .66, .Japanese Yen ....................

None

i
/
I ..........................................................

,
, None

I Buy

3-10-09 1.I

i Sold

3-18-09

ILy ....

~Bu 5 1")09

j}~..I

¯i .....

........................................... l ................................
67. JiangsuExpresswayCo. Ltd.
i A TDiv.

r Sold
. 10-7-09
~- ............. i ................. ~ ................................
}
~ Sold
............... i~0-8-09
.......

...................................... C ............................................

’. ............. i ..

1 .................
,
"- .........................

................................... : ...........: ..............................

5-5-09

/J

iB

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

j Date of Report

George H. King

¯ Page~of 21

M.ay 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)
Des~rivtionof~ssels

. Inc0me. d.,uring" [iGrossv~!~at~nd ? :" :’.:’ ........

:

(J-P). (Code3

(A,:H) [xet~tor

None

"

Month~ I Code2

Buy

2-06-09
2-19-09
2-24-09

[

,

t

- ...........
A

Div.

...............................................71. Market Vectors ETF TR Gold Miners
None

73. New Oriental ~d&Technology
Group rm_c.
. ..............................

K

None

[-T .....

I 3-11-09

None
f

--3-2£;;

[ Buy

s Ap _ 2009

-

~.F~tur.es

A

q ........................
[

J
;

B

2-03-092_04.09
KK
2-06-09
L
2-17-09
K
2-23-09
K

Sold
(Includes
short sales)

75. NGJ9 (Natural

,K
K
L

i ................
Sold

............

[ ~.,od~e~

Sold
i 10-8-09 I J
,B
~[ ..................
: Partial Sold ~[ 3-24-09
............. ~J
÷ ............. D

Buy

.................................
74. NGH9 (Natural Gas March 2009
Futures)

¯ (5)
]dentiiy of buyer/seller (if
private transaction)

-;;L0,- -:-;, ......................

(Includes
2-19~09
short sales) 2-24-09
70. Lianhua Supermarket Holdings

] (4)

mt~ . I valuO ]Gain

[,:

:2: ]": "’ : : : "

69. LEJ9 (live cattle April 2009 Futures)

]redemption) i ,(2) | (3).

¯ >: i, (Q-W) [ :. ¯

¯ .]..~h~0

:TraFsaetii:insdiui~g.,mportingperiod

2-03 -09
2-04-09
2-06-09
2-18-09
2-23-09

K
K
L
!K
K

3 -2-09

I.

A
A
A
A

oo; ........... i .............................................
Buy

Includes
3-02-09
K
short sales) ...............................

lnC0me/GainCodes: A=$i~,0O0orless ....
B=$!,001 ~$2;500 ; C=$2:,591"$5,000 ¯
.(See CoL BI, .I)4) F=$50~00.1 - $100,000 " : G~$100,001- $iioo0,o00 HI-5$t~000,0Ol ’ $5,000,000,
Value Codt~:

. J=$i 5~000 or less ,

D=$5)001:$15~000
H2-~-More thanS5 000~000 ¯

E=$15,00i -$50,000

-~:~-!::’--~;::!:~:>~
:: :-::~ !77 ........
, M=$100,00] - $250,000

K=$15,0001-$50,000 , L=$50~001 ; $1000,000 :

(s~ co~. c~. D3) r~S2~0;®t-S~0o,0oo .. i 0--$5o@oi, $1,oooooo .Pi;$~ ooo;0ol 25%600,00o P2--$s,ooo;OOl,; $~s,ooo,ooo
: 1~3~$25,oo6,0012 $56,bo0,00o

: . P4=More than $50,00d,000 ....

R=Cos! (tea! estate only) S=Assessment
Value Method Codesi Q=Appraisal
T=Cash/Market
.
:~
".
(See
Col.
C2)
U=Bo0k
value
V---Other : ’
" W=Estima~ed
......................................... , ..........................................................................................
z_.__~
: ........... ~ ._~_~ ............ _: ...... _2 ............... i ............................

: ........

FINANCIAL DISCLOSURE REPORT

. p_~__{.~.of 21

,

| George H. King

’ / May 14, 2010

. .........

VII. INVEST~NTS and TRUSTS - in,me, value, ~ansactions &cludes those qfwouse and dwen&nt
children; see pp. 34-60 of f!ling instmctions.)

~ None ~o repoaable income, assets, or tr~sacfions.)

Futures)

[

l
~Sold-i-771i/.i~~7@i 17.11.,

’ None
...................................................77. NOH9 (E-Mini NASDAQ 100 March
i{ .................................................
}

2o09 ~,~u,~~)

3-10-09

t ....... ]SoldCS~o,~

78. Pad<son Retail Group Ltd.

i

.... !
Div.

A

I

, None
!

79. Peabody Energy Corp.
I ...............................................
80. Pershing Government Account
(Money Market Fund @ Europacific
Capital) (This dividend fluctuates
with the amount of cash held in the

13

81. PetroleoBrasileiro

A

F"

*, .

3-1o-o9 I~

sale)

................................................................................."~

i
i

Buy

,

i..........

Buy
Sold

! 3-6-09

i

ij
-~! 10-8-09 ....................................
B

!

Buy

3-16-09

I

Sold

3-27-09

I, ..................................

!

i Div.
i

~

! Dw.

[J

IT

: Buy

i

i

i

:~

!

i PartialSold

!
!

1-28-09

,J

i 5-11-09

J

C

31909
J
! ....... [Sod
-.~:-L~!!!e ~.0-?-~-’."?)--!e~:.c--~-,m
..................
~ ......................7.
: ..................................¯
.........................
I-, ........... L~’!_-_ ........ ............
.............................................................I

None

84. Powershares DB M~lti Sector
Commodity TR Power Shares
85.
................................
Prex;,isionDrillingTmst

[ ’ .........................
m
L

t i ...........

~ lSold ..................................................
~-i- 19-09
K

T
:

i A -"li ~i~ ......

i

! ........

J ..........................
!2-24-09
Sold

:777- 7--77 ~ ::7?ii=~ i
!- ........ ,-----7---7 ~:77~ ~~-.r~ ~:;:~7~ ’-,:5’:+:: ;!~
~ Income~Oain¢odes:A=$L000ortesa 7’ C=$2;501-$5,000 :: : ¯ 19=$5;00i:-$.t:5#00 :. >$15.001-$50,000
............ ...........:..~ ................--... >~2:.--~!-..:--~=~>-~;~e~÷~-~- :-:.~,-r~:,~.,-~.-..-.-:4;~)~ ’ ~;
l

~ ...............................-~ .....

;. 3 Value Me~hod Codes: Q~Appm.isal
i

:~" ¯ P~More:thafi$50,O00;O00~’ ’

p3=$25000001 -$50~000~000 i

(SeeCol C2)

, ...... :. ¯

U=Bookvalue ....

,.i ..... .

’ " ....... ........

" ’ R~0~t (real estate only) S=Asses~,meni ., ....
" V~O1hei( ! " :: : W=Estimaled

"

/:

:::’!{7 : T-.-C~Sh!M~rket " :

, :’:

7

"~-

.

"

"

:

i ~a,~ ~f~e~nRe~i~ .........................
GeorgeH. King ,

FINANCIAL DISCLOSURE REPORT
Pa e ]~ of 21

]-D~]~ ~R~p0£ .............................
May 14, 2010

VII. INVEST~NTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 off!ling inst~ctions.)

~ None ~o repo~able income, assets, or transactions.)
......... ~ ........

= ................ : ................................... :: 7~"~ ........ 7-’~

~ .............

Place

86. Progen Pharmaceuticals Limited
Ordinary Shares IAINI .! :i~i

i .......

I None

f

T

......... ~- .~.+ .....................~I .........
" .........

|

!

~ ..........[ ..............................1 ..........................

87. Proshares TR Uhm Short S&P 500
FD

None

J

T

Buy

4-22-09

K

88.

None

K

T

Buy

2~)5-09
3-26-09
4-24-09
5-06-09
5-12-09
5-13-09
12-09-09
12-14-09

K

ProsharesTr Ultra Short Finis (SKF) [

~
~ None
89. Proshares
- ......U tm.horts
1-’- ........................................................................................
Lehman Bvos
K
T
[

[
90. Proshares Ultrashort Lehman Bros
7-10 yr Proshares
91 QGG9 (Natural Gas EMtNY
February 2009 Futures)

~
A

2

J
K

Div.

Sold

5-I 1-09

K

None

Buy
"

1-13-09

K

Sold

1-13-09

K

Buy

2-10-09

Sold

2-10-09

I

ILncome/Gai~ Codes~ A=$1;000 orle~s
(See Col. BI. I)4)
F=$50,00l)- $100,000

B=$1;001.- $2,500
C=$2,501 - $5,000
~$100,001 - $1,000,000
HI=S1,000,001
’ .... 2_,
. ~_’2~"=2---L.:..X_,~.,
.._.:.=_~2.2- ’ -$5,000,0.00
_, 2~ : ~
"J=$15,000 0) less
K~$15,0001-$50,000 L=$50,001 -$!000,000
N-:$250,001 [$500,(t00
O~$500.001 - St,000000 .P!=$.I,000,001 ’~$5.,000,000.
P3~$25,000.001 - $50.000,000 .......
P4--.-More than]iS0;000,0013

,

Value Codes:
(See Col. C1, :D3)

I3
,

Value Method Codes: Q=Appraisal
(See Col. C2)
U=BOOk value

J

5-06-09
5-11-09

92. QGH9 (Natural Gas EMINY March
None
2009 ~uturCs) ................................... l ...... ’ ........................... I-

___

KK

._ _Partial Sold]- 2-5-095-6_09
-- 5-06-09
Buy
Partial Sold

j

,I

J
K
J
J
J
J

R~ost (real estate only) S=As~essment
V=Other
W=Estimated

|1
J

I

I)=$5,001 -$15,000
o H.2=More than $5.000,000
- " ...........
.M=$100;00 t .~ .$250,000
P2=$5.000,001 -$25,000,000
.T-~Cash/Market

E=$15.001 - $50,000
]
I

t~a,~ of Person Reporting

FINANCIAL DISCLOSURE REPORT
Page ]_j__q_ of 21

Date of Report

~ George H. King

May 14,, 2010

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 of f!ling instructions.)

[] None (No reportable income, assets, or transactions.)
A.
Description of Assets
(inelnding trust assets)

B.
Income during
reporting period
)eriOd

Place "’(~)"after each asset
exempt from prior disclosure.
.....

C.
Gross value at end
of reporting period
period

lype_
(e.g.; div.,
rent or

Anat.. ¯
Code 1
(A-H)I

Value
C0de2
- (J-P)

D.
Transactions during reporting period

Value
[ Method
[ Code3

Type (e.g.,
buy, sell,
redemption)

MonthDay

,; ~.:.... o

...................................................... :i:i

93. QMHg<C~deOi(EMIN~’~a~r~ .......~01~ ..... i ....

r~y "

2009 Futures)

!

:

Sold(Short

t

14 i

5. S enzhen Expressway Co. Lld.

96.

(3)

(4)

Code2
(J-P)

Codel
(A-H)

(2)

(5)
private transaction)
"

. 1-23-09-i~ ..... i ..........
’ 1-23-09

K

! ......... ....... :: .....
::::’I:
A

Div.

Shangri-la
......................................... Asia Ltd.
A

I
[ Div.

97. Shimao Properties Holdings Ltd.

99. Sichuan Express

A

]t Div.
/

A

/J

T

J

[ ....
T

J

T

i

PanialSold
i ..........
Partial Sold

~q~r~e ........ _J.

5-13-09 ! J
[ .....

3-t-09

J

Sold

10-8-09

J

Buy

2-11-O9
2-23-09

.L
M

! Buy

None

:J

J
IJ

Sold
[ (Includes
![ shonsaIes)
IOI. Sinoe.~er~Co~LC__o_ryNew ...................

3-1-09

! 4-9-09
5-5-09

i

/

Div.

100. SIH9 {Silver Mamh 2009 Futures)

Buy

!A
’ .........
A
A

B

2-11-09
L
A
2-23-09
M
A
, .......... .........................

~T

Income¢Gain Codes! A=$1,000 or less
(See.Col. BI, 134)
F=$50,001 - $100.000

B.=$1,001 - $2,500
C=$2.501 - $5,000
G=$100,001 - $I,000,000 HI=S1.000,001- $5.000,000

D=$5,001-$15~000
E=$15.001 - $50,000
H2=More than $5,000.000

Value Codes:
(See Col. C], D3)

K~$15,0001-$50,000
L=$50,001 - $1000,000
O=$500~001, $1,000000 PI=$1,0(~0,001 - $5,000,000
P4=More than $50,000~000

M=$100,001 - $250,900
P2=$5,000,001 - $25,000,000

J=$15,000or less
N=$250.001 ~ $5.00,000
P3~-$25.000.001 - $50,000.000

Value Method COd~: Q=Appraisa!
(See Col. C2)
U=Book value

R---Cosl (real estate only) S=Assessment
V--Other
W=Estimated

T=Cash/Market

[

FINANCIALDISCLOSUREREPORT

George H King

! May 14, 2010

.....Paue 15~ o 21___~..~_.f.._. ........................................................
, ........................: ..........................................................f__: .....

:

VII. INVESTNIENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of filing instructions.)

[] None (No reportable income, assets, or transactions.)

:

A,. :.:.,

i::: i:ii " ~ .... ~:-~7i-7 ~..

::::. - .: ~

~ .......

:::’...~,i~ ~:::::.~d.:~: i ’

" ........: ...................................~.........." ........~ .........: ............

:::: ’5: : ’ .: D:{:

.

dia.closure~

I
[I
.............................
102. SPDRGoldTrGoldShs

~_

’ 103. SwireP~cmcL, d.A

None
" ! .............................
K
] T........

A

i Div. J

I

IT
/

Buy
5-8-09
K I .......................................
I ...................................................

Boy

2-22-09
J

! Partial Sold 2-22-09

J

106"T°ngRenTangTechn°l°giesC°’ADiv’JTBuyLtd.1~
107. Transo~ean Inc. (New) Merger on I
12-I9-08; changed name to
Transocean LTD ZUG Namen-

None

1

Buy
I

...... ~aT !~!~ ........................................

._

Sold
108. Travel S k3, Techn~;~i~ ..........

( ~ ....... Di~:i J

T

I I 0. Um-Prcstdenl China Holdings Ltd.

iA
A

Div.

J

T

Dtv.

K

T

J

~ C .......

! 5-17-09

J
J

A
A ..........................

4-09-09
5-05-O9

J
J

iA

I 4-22-09
Partial Sold 5-5-09

...................................................... j ................
!0.. Tsing raoBrewer3, Co. Lid.

3-26-09

Partial Sold

[~...................................................................~
!I5"17-°9
........I ....................................
111 United States Steel
A
Div
Buy
3-10-09

~
J

!--A

TizTi i agTiga.eg:,.;7;
a D,:.V;
........
a; }@_-7_
......
....................
!; ......
..........
7L7il.........

[ .....................

i

FINANCIAL DISCLOSURE REPORT
PageJ~ of 21

Name of Person Reporting

] Date of Repot*

GeorgeH King

May 14, 2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children," see pp. 34-60 of f!ling instructions.)

[] None (No reportable income, assets, or transactions.)
De~cripf!on’0f Assets
(including trust assets)

] lncol~e: d~rlng
i " repga!ng pe0od

!13. vitasoy International Holdings Ltd.

I

A

. :: G~ss {alhe at end

’"

Buy

Div.

i’, Sod
i;14. Y~t~i’No~£-An’~reJu~e~-o. Ltd. i "

-

:

-None ’ J " " T

""

117. Yumngo~

]

A

,]g. zijin Mining{Gold)

,

A


Oiv.

119, ZB Mar 09 (U,S. T-Bond Fumr~) [

’y

J
J

~ 5-13-09
10-8-09

J
J

!

None

...................................................

[ ~- -09

A
A

l sold

K

~

~le)
~ Sold

l~v.

3-1-09
3-10-09

" " [} ..............................

~

~

Transactions during reporting peri,od
"
"
.

[

~ 5-17-09
[ 10-8-09 J

~
19-15-0Q7 .....:_._1 j............ ~ ............
~ ...........................

Buy

2-24-09

M

Sold ......

2-24-09

~M

I
.:

121. ZhejiangExpr~sway

] a [ Div.

:J

:T

PaaialSctd

4-9-09
~ 5-5~9

~J
’3

................................................... : .............~ ............. ...........

.~

A
A

(S~ C01. B1, ~) F=$50 00 i :~ $1~,0~ G=$100~001, $1,~0,0~ Ht=$I,0~,001 - $5,000,~ ~=M0m ~ $5;0~,0~
7 -7 " " ’ " ...... ’:"" ’~:~= ...... ;:~ .......... "’~ ............. ~’: .............
(See Col. Cl, D3) N.=$250,001 ~:$500,~0
3 Value MethMCodm:~APpmi=!
(S~ Co~. C~)
U~mok va~ue

,

~$500,001 ~:$~i,00~00 PI=$I ~0,00[ ~ $~Oa00, -:~’5~0 00!- $25,~,0~
" ............. ......
" v=Other ;:: 7: .....

w=~i~t~.

’: : " " " ......
: : ~ :..

"
::

.: :

May 14, 2010

[ George H. King

Page :~O of 21

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent
children; see pp. 34-60 offiling instructions.)

[] None (No reportable income, assets, or transactions.)
Description.0 f Assets :
(including tmsi-dSs~s) :

:.!::

.: :o: . Transa~tlons during ~g period ~:

i-!) !:

123. ZW (March 09 wheat futures)

None

Sold
(h~ludes
short sales)

! 2-18-09
’1 2- ~ 9-09

Buy

I 2-13-09

M

A

~_ ............................... [ .................. l ..... _

lneomeJGainCod~: A=$1~000.or.le~s~
B~$1;001 ~$2,500
C~$2,501 -$5,Q00
D=$5,001-$15,000
E=$15,001 - $50,000
(S~ Col. 81,~) P=$50,~1 - $1~,000
~$100,001~,$1,0~ ~: HI=$t~000 ~1- $5 000 ~0 " ~=Mo~ t~n $5;000,000 ¯
......................
_ :~: ’~.’. " .... _~ ~: ~". ~ ~ .:L2"~.. , ’ ¯
~- __ - ......
- ~ .~.
2 Value CM~:
J=$15,~0 or I~
(S~ CoL Cl, D3)
N=$250,001, $500,000
3

Value M~h(~ Cod~: ~Appmi~l
(See Col. C2)
U=Bo0k value

R~og(~! ~mte only) S~As~sm~t

T~ask~a~¢t ......

"

~_

FINANCIAL DISCLOSURE REPORT
Page :21" of 21

N ....

f P .... Reporting

GEORGE H. KING

]

Dat~ of Report

IMayI4" 2010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in
compliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNO3V1NGLV A~’D ~qLFULLY FALl
AND CR1N:/JNAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544

TO CIVIL

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