You are on page 1of 14

~

~o 1o
Re~,. 1/2010

FINAN CIAL DISCLOSURE REPORT ~ 2009 FOR C~E~


2. Court er Organ~atlon FEDE~L CIRCUIT 5a. Report Type (ch~k a~priam ~c) ~ Nom~ti~, ~ ~idal Date ~ Ann=l ~ Fill

Repot, Requi,ed hy the Ethi.~ inGovernmentAct q[1978 m u.sc. app. ,{d !oi-111)
3. Date ol Report 05/13/2010 6~Re~ng Perl~ 01/0)~009 to 1 ~31 ~009

1. Person RepoSing 0~ name. fi~t. middle initial) DYK. TIMO~Y B. ~. Title (Amcle Ill judges ~di~tc ~tivc or senior s~tus: magism judg~ indicam ~11- or pa~-fime) O.S, CIRCU~ J~GE - ACTIVE

7. Chamber~ or O~ce Addr~ 717 M~ISON P~CE, N.W, WASH~GTON, D.C.

8. On ~e basis of ~e info~ation ~nmin~ in this Report and any modlfi~tlons pe~ainlng thereto, It is, in my opinion, in compliance wl~ appli~ble ~ws and r~lafionL Reviewing ~cer ,. Date _

IMPORTANT NOTES: T~e ~uc~ accompa~vlng ~hls form must be followed Comple~ all
chewing the NONE b~ for ~ch pam where you ho~e no repo~le informat~ Si~ on I~t pag~

NO~ ~o reponable position.) POSITION


JUDICIAL CO~SE~R

NAME OF ORGA~ZATION~N~
GILES RI~

3. 4. 5.

II. AGREEMENTS. ts~po.i~ ~,ai.~.nt ..t~v ,~, ~ 14-16 of f!ltag Instructions.)


NONE (No reportable agreements.)
y,~RTIES AND TERMS 1.

Dyk, Timothy B.

I Name of Person Reporting

Daze of Report ]

FINANCIALpage 2 of !4 DISCLOSURE REPORT ,l] DYIL TIMOTHY B.

05/13/2010

/
Ill. NON-INVESTMENT INCOME. tR~po.i.g i.divza.~t~dspo~: ~o rP. ~-~ ~ffd~gi~aion~)
A. Filers Non-lnv~tment Income

~ONE ~o repo~able non-i~estment income.) ~oum, not s~uses)

I. 2009

~IVE~ OF

B. Spouses Non-Investment Income - If you were married during any pordon of Ihe re~oorffng year, complete this sexton.
(Dollar amount not required e=xcept for honoraria.)

~-~

NONE (No reportable non-investment income.) DATE ~OURCE AND TYPE


UNIVERSITY OF MICHIGAN SOCIETY FOR RISK ANALYSIS WASHINGTON UNIVERSITY THE BROOKINGS INSTITUTION GEORGE WASHINGTON UNIVERSITY PODESTA GROUP INC "

I. 2009 2. 2009 3. 2009 4. 2009 5. 2009 6. 2009

IV. REIMBURSEMENTS (lncIude.r those to spouse atut dependent children: see pp. 25.27 of filing instructions.)

NONE (No reportable reimbursements.)


~ ~ 01/15/2009 01/16/2009 03/06/2009 03/07/2009 LOL_Q_C.a~.LQ~ NEW YORK, NY ~ INAUGURATION DINNER MOOT COURT COMPETITION ITEMS PAID OR PROVIDED TRANSPORTATION, LODGING, MEALS TRANSPORTATION, LODGING, MEALS

1.

WILLIAM C. CONNOR INN

2.

BLOOMINGTON INDIANA UNIVERSITY MAUER SCHOOL OF LAW NEW YORK INTELLECTUAL

BLOOMINGTON, IN

3.

03/27/2099 03/28/2009

NEW YORK, NY

87TH ANNUAL DINNER

TRANSPORTATION, LODGING, MEALS

Name of Person Reporting

Date of Report

PageFINANCIAL3 of 14 DISCLOSURE REPORT


PROPERTY LAW ASSOCIATION (NYIPLA) 4. FEDERAL CIRCUIT BAR ASSOCIATION (FCBA) INTELLECTUAL PROPERTY O~ERS EDUCATION FOUNDATION CI-IICAGO RICHARD LINN INN OF COURT INTELLECTUAL PROPERTY OWNERS EDUCATION FOUNDATION GEORGE MASON UNIVERSITY 03/1812009

DYK.TIMOTHYB.

05113~010

WASHINGTON. DC

FCBA SYMPOSIUM

MEAL

5,

04II9/2009 0,4/20/2009

WASHINGTON. DC

5TH INTERNATIONAL JUDGES CONFERENCE

MEALS

6.

05/14/2009 05/I 5/2009 05/28/2009

CHICAGO IL

INN OF COURT MEETING / PROGRAM ]PO AWARDS DINNER

TRANSPORTATION, LODGING, MEALS MEAL

7.

WASHINGTON, DC

8.

02/07/2009

WASHINGTON. DC

7TH ANNUAL MOOT COURT COMPETITION FOR LAW & ECONOMICS & AWARD CEREMONY 1 ITH ANNUAL CONFERENCE CHICAGO IPO ANNUAL MEETING

MEAL

9.

FEDERAL CIRCUIT BAR ASSOCIATION CHICAGO INTELLECTUAL PROPERTY LAW ASSOCIATION

06118/2009 06120/2009 0911412009 09/15/2009

W. SULPHUR SPRINGS. W.VA CHICAGO, IL

TRANSPORTATION, LODGING, MEALS TRANSPORTATION, LODGING, MEALS

10.

I1. AMERlCAN INTELLECTUAL PROPERTY LAW ASSOCIATION 12. GEORGETOWN UNIVERSITY AND STANFORD UNIVERSITY LAW CENTER 13. AMERICAN LrNIVERSITY COLLEGE OF LAW

10/I 6/2009

WASttINGTON. DC

AIPLA LUNCHEON

MEAL

10/23/2009

WASHINGTON, DC

GEORGETOWN & STANFORD LAW CONFERENCE

MEAL

1012412009

WASHINGTON, DC

16TH .ANNUAL BURTON D. WECHLER IST AMENDMENT MOOT COURT COMPETITION BIO IPCC CONFERENCE

MEAL

14. LEGAL ,- INTELLECTUAL 10127/2009 PROPERTY B1OTECHNOLOGICAL I.NDUSTRY ORGANIZATION 15. HOUSTON INTELLECTUAL PROPERTY LAW ASSOCIATION FEDERAL CIRCUIT BAR ASSOCIATION 11/03/2009

WASHINGTON, DC

MEAL

HOUSTON, TX

ANNq.JAL D1NNER

MEAL

16.

11/20/2009

WASHINGTON. DC

25TH ANNUAL DINNER

MEAL

FINANCIAL DISCLOSURE REPORT Page 4 of 14

, DYr:, TtMOTm B.

FINANCIALpage 5 of 14 DISCLOSURE REPORT~ I

B.

os/~3:2olo

~ NONE ~o reportable income, assets, or transactions.) A.


D~cfipti~ of Assc~

B.
In~m~ d~ng

C. of r~aning ~iod Value C~c 2 (J-P~ Value M~d C~ 3

Gr~s value at end [

T~n~io~ during ~ning ~ri~

D.

(include ~st ~s) Place,~)~~hagset ex~pt ~om pfi~ ~isctosu~

~o~ng period IAmount~ T~e(c.g., I C~e I div, ~L ~ (A-H) or int.)

T~(e.g, ! Da~ : Valuz l Gum b~, ~IL ,] mm~ddi~ ~: C~e 2 I C~g I (A-H) redempfi~) ~ ] (J-P}

Id:ati~of buy~iscl[~ (if~fivate

1. 2. 3. i4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15.

LOT - TRURO, MA (PARCEL I) ($331,800) CONDOMINIUM - N, MIAMI BEACH FL

None None None None None None A A B A A A A A D D D In~~ Interest Interest Inmrest Interest Interes~ Interegt Dividend lnt./Div. Dividend Dividend

N M M

S S T Buy Buy Buy (addl) 0~15~ 03~5/09 08/05/~ K K

(S ~ 25,060) (X)

CA~YLE FUND CA~YLE ~D CA~Y~ ~D CA~YLE F~D ~TIBANE BK DPT HIGH POINT NC G/O . UTAlt HSG CORP SINGLE FAM ORLANDO FLA CAP PItOENIX AZ G/O VANGUARD ~4M U.S. TREASURY" BILL 1/15/09 BANK OF AMERICA (COMMON STOCK) NUVEEN MUNICPAL VALUE FUND

J K K T T Redeemed : 10/01/09 Redeemed K T Redeemed K M M PI T T T T Buy 07/13/09 O 01/15/09 O 07/01/09 K K

16." VANGUARD MONEY MARKET FUND T/E 17. VANGUARD SHORT TERM T/E FUND

l, Income Gain Coder 2. Va~ C~ (~ ~l~m C; ,~ 03)

A -$1,000 or I~s~ J "$15.~0 ~ I~ N -5250,~1 - $5~,~ P3 ~2L~0,001 - $~0.~0.~

B -$1,001 -.$2.500 K "$15.001 - $50,~ O -$5~.~ I - $1.~,000

C ~.501 - $5.~ L =$50.~1 - 5100,~ P4

D =$5.~1 M "5100.~1 - $250,0~

Name ef F~CI~ DISCLOSU~ ~PORT DY~TIMOTnVB. P~r~n Reporfin~ Page 6 of 14

Date of Repor~ t

VII. INVEST~NTS and TRUSTS - ~ .......


A. ~scfi~on of As~ (~cludlng~ ~se~) PI~ "~" afar ~h ~ ~cmpt ~om pfi~ di~losu~ ~

~. , ....... ,io~ a~z~ a,o~


D. ~r~ctions during rcpo~ng period

NONE ~o repo~able income, assets, or nansactions.)


~ C. ] G~ss valu~ at ~d ofr~o~ng ~ ~ (2) (t) (2) , (I) ~ Value Value Amount Ty~ (e.g.. I Code I C~c 2 Mc~od div.. ~nt, (A-H) (J-P) C~c3 or int.) (Q-W) B. l~mc d~ng ~o~g~fiad [

T~ buy. sell, ~ption)

~ ;

~ (J-P) (A-H) i .

(if Wivm wan~tlon)

18. 19. 20. 21. 22. 23.


24.

VANGUA~ SHORT TE~ T/E FUND A~AS AIR WO~DWIDE (COMMON STOCK) BRIGHTPT1NC (COMMON STOCK) H~S IN~IVE INC (COMMON STOCK) OSl SYSTEMS 1NC(COMMON STOCK) POWERWAVETECH INC(COMMON STOCK)
SIRONA DENTAL SYSTEMS INC (COMMON STOCK) TETRATECH INC(COMMON STOCK)

None None N~e None None None


None

Buy J J J ~ J
J

10/~9/09

PI

T T T T T
T T

25. 26. 27. 28.

None None

J .1

UNITED NATURAL FOODS (COMMON STOCK) VALEROENERGY CORP (COMMON STOCK) CAPMARK BANK CD DUE 07/16/12 B

T Sold T Buy 08/31/09 07/13/09 K M

None Dividend Dividend Interest M J J

29. 30.

WATTS WATER TECH (COMMON STOCK) NUVEEN SELECT MATURITY (MUNICIPAL FUND)

A A

T T

31.
32. 33.

VANGUARD IRA #4
- JAPAN FUND - KAISER ALUMINUM CORP (COMMON STOCK)

Dividend

34, - WILLIAMS COM GR INC. NOTES

FINANCIAL DISCLOSURE REPORT Page 7 of 14

N ....fp ..... aq, o~iog DV~nMO~VB. I

0~m~0~O

~0~ ~o reportable income, assets, or transactions.)


A. Description of Assc~ (inclu~ng ~st as~) Plac~ "~}" af~ ~ch ass~ exempt ~m pd~ disclo~c ~ ~ ~ B. ln~c during ~po~g p~io~ ] : C. G~ss ~[uc ~ ~d of ~p~ing peri~ D. T~n~ions during ~o~ng ~riod

~ Da~ Va~uc G~in ~ount Type (c,g.. Valuc Value T~c (e.g., ~ C~ I buy. scll. ~mm/dd/~ I C~c 2 C~e I div.. rcn~ Code 2 M~ ~ ~ (A-HI. or int) O-P) Code 3 r~ptian) :~ (J-P) (A-H)

Idcnd~ of buycrtscllcr (if~ivatc

35. 36. 37.

- RYD~ INVERSE $&P ~ND

Buy

1112~/09 L

- VANGUA~ I~R-TERM BOND ~ND - VANGUA~ ~R- T~ BOND ~D - 1 SHA~S MSCI JAPAN

Buy

~/14/09 M

Sold

09/23/0~

38.

39. 40. 41.


42.

~ 1 SHAR~S MSCI S. KOREA - FIDELITY JAPAN SMALL CO. FUND -VANGUARD MM


- DOW CHEMICAL (COMMON STOCK) Buy 01/05/09 K 05/29/09] 10/19/09

(addl)
Sold Sold L L

43. 44.

- DOW CHEMICAL (COMMON STOCK) -GANNETTCO (COMMON STOCK)

45. 46. 47. 4g.

- GENERAL ELECTRIC CO (COMMON STOCK) - INTEL CORP (COMMON STOCK) - NY TIMES CO {COM MON STOCK) - PACKAGING CORP OF AMERICA {COMMON STOCK) - WOR.THINGT(~N INDUSTR.IES (COMMON STOCK) - CAPITAL TP.UST INC (COMMON STOCK) Sold 09101/09 L Sold Sold 07/24/09 04/21/09 L

49.

50.

51. - SEQUOIA FUND

Income G=in Codcl:

A "$ l.~(S or less

B =$I.001 $2300

C =$2.501 - $5.000

D ~5.001 - S15.0~

~1S.OOI - $50.0~

(S~ ~l~n ~ )

U ~k Value

Name of Penon Repor(ing

l)a~e of Reporl t

FXSIANC1ALpegc ~ of ]4 DXSCLOSURE REPORT ! D~ ~O~m e"

0~/13~-0~0

NO~ (No reportable income, assets, or transactions.)


D~~fion of As~ (including ~ PlaceS)" a~ch a~ct exempt ~om ~i~discio~rc In.me d~n~

~Ama~t i C~c !

Ty~(c.g.. di~..wnL

Value Code2

Value Meted

T~ (e.g.. buy. zdL

~~

Value ~ Gain

~m~~D" ~ Code2 ~ C~c I

Id~li~of buys/seller

52. 53. 54. 55.


56. 57. 58. 59. 60. 61.

- EATON VANCE FLOATING RATE INCOME TRUST - DOW CHEMICAL BOND DUE05/15/14 - WELLS FARGO (COMMON STOCK) - ~ELLS FARGO(COMMON STOCK)
VANGUARD IRA - #1 -ARTIO INTL EQUITY FUND II - DODGE & COX INT FUND - FIDELITY JAPAN SM CO FUND ~ CHESAPEAKE ENERGY (COMMON STOCK) - CHEVERON (COMMON STOCK) C Dividend O T

Sold Buy Buy Sold

12/03/09 K 06/05/09 L 01/21/09 03/23/09 K L D

Sold Sold

11118/09 I 1/lg/09

K L D

Sold Buy Sold

I0~2/09 03/02/09 06/I 0/09

K L L

62. - ~HEVERON (COMMON STOCK) 63, 64. 65. 66. 67. 68. - I SHARES JAPAN INDEX FUND - JAPAN FUND -AMERICAN IIOME MORTGAGE (COMMON STOCK) - TIIIRD AVE FOCUSED CREI~IT FUND - N Y TIMES (COMMON STOCK) - EMERSON ELECTRIC (COMMON STOCK)

Sold Buy

09,2-I/09 J 08/31/09 L

Buy

03/10/09

FINANCIAL DISCLOSURE REPORT Page 9 of 14

D~K, T~MO~nV ~. [

05/13~o~0

NO~ (No repomable income, asse~, or transaction.) A. Des~pfon of As~ts (inclu~ng ~st as~) Pl~c~)a~ch~s~ cx~t~om~ordisc~su~ B. Income dufin~ r~ng ~od O) I~o~t Ty~(c.g.. C~I div.,rcnt, (A-~ or C. Gross value at ~d of r~ng Value ~ Value C~2 ~ Mc~od Ty~(c.g.. ~y.~]l, D. T~fions during r~g ~od Id~fi~of buyer/seller

[ D~ Val~ ~ Ga~ [~d~C~c2 ,~dcl

69. 70. 71.

JE~ON ELE~C (COMMON ST~K) - RYDEX IN~ S&P 500 F~D - RYD~ INV~E S&P 500 F~D

gold Buy Buy

06/0g/~ 11 ~0/09 12101/09

L L L

72.
73. 74. 75. i76, . 77. 78. 79. 80. 81. 82. 83. 84. 85.

- RYDF..X INVERSE S&P 500 FUND


- VANGUARD ADMIRAL TREAS MM oLUMINENT (COMMON STOCK) VANGUARD IRA #2 -VANGUARD MO~EY MARKET - FIDELITY INV TRUST JAPAN SMALL CO FUND - DODGE &. COX INT FUND -VALERO ENERGY (COMMON STOCK) - AMERICAN HOME MORTGAGE (COMMON STOCK) -WHOLE FOODS (COMMON STOCK) - CITIGROUP (COMMON STOCK) -LUMINE~T (COMMoNsTOCK) .... - INTEL (COMMON S~OCK) - N Y TIMES (COMMON STOCK) [ D Dividend N T

Sold

t2/31/09

Buy Sold Sold Sold

09/21/09 08,r31109 09/21/09 03113/09

J K J K

Buy

05/13/09

Name of Person Reporting

Date of Repart

FINANCIALpage 10 of 14 DISCLOSURE REPORT Vll. INVESTMENTS and TRUSTS - i ......


A. Description of Assck~ (including trust assets) Place "(Xi" after each asse~ exempt from prior disclosure i

DYK. TIMOTItY B.
,,a~,e. transactions tlncludes thos~ 9! sPou~ and dcpendem ddld ....

05113F2010
see pp. .74-60 nf filing inx, ructi,,ns.)

I--~ NONE (No reportable income, assets, or transactions.) B. |ncome during ! reporting period (2) * O) ,Amount Type (e.g,. Code I div..rcnt, ~ (A-H) or inl.) ! C. : i Gros~ value a~ cad orreporting period I (~l ! (2) Vahae Value Code2 Method Code 3 (.l.p) (Q-W) D. Tra~action~ during reporting pcriod (I) Type (e.g.. buy, ~IL ; redemption) i (2) (3) I (4) Date : V~due i Gain imm/dd/yy Code2 i Code 1 (JP) i (A-H) .= ; , 06/08/09 08/31/09 09/01/09 11/13/09 12/~3/09 0&08/09 09123/09 2/07/09 02/06/09 04117109 K K L L K K M K K L D D (5) Idenmy of buyerlscller (if private trartsacti0n}

86.

-ARKANSAS BEST(COMMON STOCK)

Sold Sold Sold Sold Sold Sold Sold Sold Buy Sold

87.- D~GE & C0X ~TOCK FUND 88. 89. 90. 91, 92. 93. 94. 95. - SEQUOIA FUND - FA|RHOLME FUND - EATON VANCE FLOATING RATE INC TRUST FUND - EMEt~SON ELECTRIC (COMMON STOCK) - GOOGLE (COMMON STOCK) - THIRD AVENUE INTERNATIONAL VALUE FUND - AFLAC INC (COMMON STOCK)" - AF~C INC (COMMON STOCK)

96. - ~ l~c (COMMON STOCK)


97. 98, 99. - BP INC(COMMON STOCK)" - BP INC (COMMrN STOCK) VANGUARD IRA # 3 C Dividend N T

~uy
Buy (addq) Sold

I02/19/0~
02/27109 06/10/09

~
K M E

100. - VANGUARD MM FUND 101. -YRC WORLDWIDE (COMMON STOCK 102. - RYDEX INVERSE S&P 500 FUN; Sold Buy 05/07109 12/01109 .I L

J i

fgec Colturms BI tad IM,) (See Colummt C I ~md D3)

F -150.001 - $100,000 N -$250.001 $500,t)~O P3 -~2LO00,OOI - 550,000.000 Q =Appnti~al

G =$100.001 - il,000.000 O =$500.001 - $1,0130.000 R =C.~l (Real Ema~ Only)

HI =$1,000.001 *.~.000,000 FI =$1.000,001 - $5.000.000 P4 =Morn t~m S =/~sessment

H2 =More than 15.000.000 P2 =$$,000,001 - $25.000,000 T =Cash Market

i 3. Vatue Method Cmle= ,

FINANCIAL DISCLOSURE REPORT Page 1 1 of 14 VII. INVESTMENTS and TRUSTS - i ..........


~ NONE ~o
reportable

[ NameofPerion Reporting
] DYK~TIMOTItYB.

Date of Repo!! [

05113/2010

lag tr .... tions (lnclud~c thnse of sp ..... d a~ndent children: see pp. 344O off!~ng in,r~tio,,s.)

income. ~sets.

transactions.)
C. [ Gross value at ~d ], of r~omng pe~od I (1) (2) O) V~uc Value T~ (c.g., C~c 2 Mc~od bu~. sdk redemption) (J-P~ Co~e 3 D. T~nsa~ions during ~o~ng p~ ~ (2)~ (3) ~ (4) ~ Date Value ~ Ga~ ~ m~d~~ ~ C~c 2 I ~ I (J-P) ; (A-H} ..~ ; (51 Id~i~ 0f ~yw~sell~ (ifpnvate

A. Dcscfption ofAssc~ i mci~lng ~st ~sels~ Place "~)" after each ~sct exempt ~om prior disclosu~

B. ~[ In~c during ~ ~on~g p~od (2) ~ (~) l Amount T)pc te.g., ~ Code I div.. rent, , (A-H) or int.)

103. - RYDEX INVERSE S&P 5~ FUND 1~. ~EATON ~ANCE FLOATIN~ ~TE FD 105. - A~NSAS BEST ~RP (COMMON STOCK) 106. - ~I~ AVE FO~S c~DiT F~D 107. - McCLATCHY CO (COMMON STOCK) 108. - SPIDER ~GIoNAL BANK F~D 109. - FAIR ~OINT COMM~ICATIONS (COMMON STOCK) 110. - CBS, INC (COMMON STOCK). l 1 I. - INTEL CORP (COMMON STOCK) 112. TD WATEP,.HOUSE IRA #1 113. - SPEC SIT EQUITY FUND 114. TD WATERHOUSE IRA #2 115. -SPEC SI~ LIFE SCIENCES FUND 116, CHARLES SCHWAB IRA 117. -~IRST EAGLE OVERSEAS FUND 118. -FIRST EAGLE US VALUE FUND 119. - FIRST EAGLE US VALUE FUND B Dividend A Dividend N T A Dividend N T

Sold Sold Sold Say ~ld Sold

12/311~ 12103109 06108/~ 091~1~ 10/191~ 05107/~

L K K L K K D

Sold

10119/~

Sold

1~31/09

Closed Sold Buy Sold

03123109 02/09109 01/08/09 02/09/09

N .I K L

FINANCIAL DISCLOSURE REPORT

r~,.~ of Penlon Reporting

Page 12 of 14

DV~:.TtMOTnV a.

0~/~3m0~0

VII. INVESTMENTS and TRUSTS - i ........ 0~ ....... ,i,~ {~nclud~rs those of ~po ..... d de.dent child~ng
NO~ ~o r~ortable income, asse~, or transactions.) A. Dcs~p6on of A~c~s (includin~ ~st assc~) Place ~)" aft~ each asset xcmpt ~om prior disclosu~ B. ln~mc durin~ rcp~ng ~fiod (l) (2) :~ount Typo (.g., ] ~de I dlv., rc~k i (A-H) ~ ~t] ~ 120, - MA~EWS ASIAN GRO~H & INCOME F~D 121. -~OWE PglCE CAPIT~ APP F~D 122. - RYDEX MANAGED FUTURES FUND 123. - RYDEX MANAGED FUTURES FUND 124. "- SCt-IWAB GOVT MONEY FUNI~ 125. - JP MORGAN HIGHBRIDGE STATISTICAL MKT NEUTRAL SELE 126, - SPDR TRUST UNIT SRI EXPIRING ON 01122/2118 127. MASS MUTUAL LIFE INS 128. ING LIFE INS 129. PNC BANK WASH DC I30. US BONDS A C A C Dividend Dividend Intere,~t lnteresl K M K M W T T T C. ~o~s value at ~d of ~pomng ~iod 1~) (2) Value Value C~ 2 Method C~ 3 (J-P) (~ D. Tran~ctions during re~in~ ~. [ O) T~e (e.g., buy. ~ll, rcd~ption) l (2) ; Da~ ~ Value [m~d~ ] C~ 2 I ~ O-P) (A-H) [ ~ [02/09/09 0~09/~ 01/09/09 02/09/09 03/23/09 02/09/09 01.t20/09 K K K N K K

(if~vat~ ~sacti0n)

Sold Sold Buy Sold Sold Sold Sold

131. J.J. GUMBERG LIMITED PARTNERSHIP (X) 132.

Distribution

FINANCIALDISCLOSURE REPORT Page 13 of 1 4

Name of Person Rep4~rting ] D~ K. TIMOTII B.

Dale of Reporl

05/13/2o10

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS. anaicaZe,art olZ~r~

I ) TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT. 2) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHOWN. 3) LINE 2 & 131 ARE ASSETS THAT WERE INHERITED FROM :~i, 4) LINE 57 - ARTIO INTL EQUITY FUND II WAS FORMALLY JULIUS BAER 1NTL EQUITY FUND I1.

FINANCIAL DISCLOSURE

Page 1 4 of 1 4 IX. CERTIFICATION.

REPORT

t~v~. TIMOTH\ B.

0511312010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the b~st of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certt .fy that earned income from outside employment and honoraria and the acceptance of gifts which have been reported ore in compliance with the provisions of 5 U.S.C. app. 501 et. seq.. 5 U.S.C. 7353, and Judicial Conference regnlationt.

Slgnatu]

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Related Interests