Rev.

1/2010
1. Person Reporting (last name. first, middle initial) Grady, John F. 4. Title (Article Ill judge~ indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge

a o 10

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Court or Orgnnizntlon Northern District of Illinois 5a. Report Type (check appropriate t~pe) [] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics
in Government Act of 1978

0 U.S.C. app. §ff101-111)
3. Date of Report 05/12/2010 6. Repo rting Period 01/01/2009 to 12/31/2009

7. Chambers or Office Address United States District Cou~t 219 S. Deaxborn #2286 Chicago, IL 60604

$b. [] Amended Report 8. On the basLt of the informstion contained in this Report nnd any modifications pertaining thereto, it h~, In my opinion, in compliance with applicable laws nnd regulations. Reviewing Ofllcer Date

IMPORTANT NOTES: The instruc~ons accorapanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

~

NONE ~o reportable positio~O
POSITION NA~ OF ORGA~ZA~QN~NTI~

1. 2.
3. (.:~

~

.~

NO~ ~o repotable agreements.) ~ PARTIES A~ ~RMS

1.

Grady, John F.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

[ NameofPe ....

Reporttn~

VateofRepo~

05112/2010 ] Grady, John F.

A. Filer’s Non-Investment Income HO~ ~o repo~able non-investment income.) ~ 1. 2. SO~CE A~ ~E ~COME (you~, not spome’s)

4.

B. Spouse’s Non-lnvestment Income ~o11~ ~ount not required ~cept for honor~ia.)

~ NO~ ~o reportable non-investment income.) DATE
I. 2009 2.

SO~CE A~ ~E
Glenview Sch~l District 32, S~h P~holo~st

3.
4.

IV. REIMBURSEMENTS -,~.nspo~ot~o~. ~o~.~oo~, ..~na~.~.~.~
(Includes ~hose to spouse and dependen~ children: see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE
I. 2.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3. 4.

FINANCIAL DISCLOSURE REPORT

[ N~e o~r~.o, Repo~
05/1~010 { Grady, John F,

Page 3 of 7

~

NONE ~o reportable g~s.) SOURCE
DESCRIPTION

1. 2.
3.

4. 5.

[~

NONE (No reportable liabilities.) GP~EDITOR DESCRIPTION VALUE CODE

1. 2. 3. 4.

PagcFIN~CIAL4 of 7 DISCLOSU~ ~PORT I Grady, John F.

I

Name of Ferson Reporting

Date of

05112~010

~I. INVESTMENTS and TRUSTS - i .... ~ ~.~ ~o~ a~,~ oygo~ ~ ~ ~;,~. ~0 o/~u~
NONE ~o reportable income, assets, or ~a~actions.) A. ~ption of Asse~ (incl~g ~t ~se~) Phc~ ~" ~R~ each asset exempt ~ prior di~los~ B. [ Inco~ during ~ing ~fi~ ~ount C~e 1 (A-~ T~ (e.g., div., r~t, or inL) C. ~ value at ~d of repon~g period Valu¢ C~e 2 (J-P) V~ue Me~ C~e 3 T~ (~.g., buy, ~ ~pfion) D. T~n~ctlons d~ng ~ning

I

~

D~ ~

V~ue ~e 2 (J-P)

Ga~ C~e 1 (A-~

I~fi~ of bu~t~l~ (if

1.

Aon Co~

A

Divided

K

T

’ 2.

Ameripfise RVS (formerly New Dimensions)

"

C

Dividend

L

T

Redeemed (part)

04112/09

J

B

self

Ameriprise Financial (formerly Am. Exp. Mutual Fund) Y 4.
5.

Fidelity Overseas Fund (IRA)
Kemper Growth Fund (IRA)

A
A

Dividend
Dividend

J
J

T
T

6.
7. 8. 9. 10. 11. 12. 13.

Walgreen Co. (common stock)(sel0
Vanguard Fund (IRA) Stein Rowe Special Fund (IRA) Stein Rowe Special Fund (IRA) Ivy Growth Fund(IRA) Fidelity OTC Fund (IRA) Fidelity OTC Fund (IRA) Bank of America Corp (common stock)

D
A A A A A A A

Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend

O
K K K J K J J

T
T T T T T T T

14.
15.

Chevron Corp (common stock)
Scudder Money Market Fund(formerly Zurich)

A
C A

Dividend
Dividend Interest

J
J J

T
T T

16. LaSalle Bank

17. Walgreen Co.

]

D

Dividend

N

T

l, Income Gila Co&’#: (~;~~ Cott,mm: U I n~[ D4 ) 2. V~lu¢ Cod~ (Se~ Columm Cl and D3) ~t. Valu~ Method Codes (See Colu~m C21

A -$1,000 or 1~ F -$50,001 - $ l D0,000 J -515,000 or ~ lq -$250,001. $50~,000 p$ =$25,000,001 - $50,000,~00 Q -Appraisal U -Book Value

B -$I,001 - $2,500 G -$100.001 - $ 1,000.1)00 K-$15,001 - LSO,000 O -5500~01 - $1,000~00 R ,,’Cost (R~] Ester© Only) V ,,43"daer

C -$2,501 - $5,000 H I -$1,000,D01 o $$,000.000 L ~$50,001 - $100,000 Pl ,~1.0~0,00! - 15,000,000 £4 =More thaa S -A~essmem W -~sfi mated

D =$5,001 - $15,000 H2 -qVlor¢ than $5o000,000 M ~$ I00,001 - $250,000 F2 =$5,000,001. $25,000,000 T ~ash Market

FINANCIAL DISCLOSURE REPORT [ Name alp .... Reporting I Page 5 of 7 I Grady, John F.
VII. INVESTMENTS and TRU STS - i~com,. ,.t~,. ,,~,aon, anct~a~,ho,, ofspo~e aM der~dent chiMrtn; "urP" 34~0 offillng
NO~ ~o reportable income, assets, or ~ansactions.)
A. Description of~ts (including t~t ssse~) Ph~ ~(X)" after ~ach ~~ ~¢mptfro~pdor~l~ B. In.me during ~g ~fi~ (I) Amo~ ~I (A-~ (2) T~ (e.g,, div.,~t, or inL) C. Gro~ va[ue at ~d of ~g ~od (2) (1) Value Val~ ~2 Me~ C~e 3 (J-P) D. Tm~cfions d~ng r~ing (1) T~ (e.g., ~y. seH, rede~tion) (2) (3) (4) Date V~u¢ ~u2 ~ (J-P)

Date of Rel)ort

05/12/2010

Gain ~I (A-~

(ifpfiva~

(~

~6o~)

18. 19. 20. 21. 22. 23. 24.

Ariel Appreciation Fund Delaware Place Bank Harris Trust J.P. Morgan Chase AXA Equitable Alliance Bemst~in Tax-Managed Mutual Fund AMCAP Fund Class A (AMCPX)

A A B A A A A A
A

Dividend Interest Interest Interest Dividend Dividend Dividend Dividend
Dividend Dividend

J K L J K K K K
K

T T T T T T T T
T

25. American Balanced Fund Class A (ABALX)
26. Europacific Growth Fund Class A (AEPGX)

27.

Investment Co of America FD Class A

(A~VSX)

A

K

T

28.

Washington Mutual Invest. Fund Class A

(AWSttCX)

A

Dividend

K

T

FINANCIAL DISCLOSURE REPORT Page 6 of 7
[ Grady, John F.

05/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~t,a~c,,,p~n oIRepoaj

Name of Person Reporting

]

Date of Repor~

PageFINANCIAL7 of 7 DISCLOSURE REPORT IX. CERTIFICATION.

Grady, John F.

]

05/12/2010

I certify that all information Oven above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judldal Conference regulations.

Signatul

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALS1F AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful