~o 10

g~v. ~/2om

I

I

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Coati or Organization U.S. District Cour~ 5a. R~por~ ] ~pe (ch~k appropriate ~) ~ Nomination. ~ Annual ~ Final Dale

Report Requiredby the Ethics
in Government ,4 ct ¢~ 1978

~ U.S.C. ,,pp..~’,~" IOl.tlZ)
’ 3. Date of Reporl 04130,’2010 6. Rrpordng Period 01/01i2009 12,’31/2009

I. Person Reporting ~last name. f~rst, middle initial) Collins, Audrey B. 4. Tit| (Araizlc Ill judges indicate activt: or senior s~a~s; magisl~tcjudgcs indicate full- or pan-lime) ChiefO. S. DisldclJudge, Aclive ~ Imnal

15b. ~ A,nenJcd
7. Chambers or Office A~dr¢ss Edward Roybal Federal Building 255 E. Temple St., Ste. 670 Los Angeles, CA 9~) 12 ~. On the basis of the inIornl~tio~ contained In this R~por[ rand any ~i~l~ appli~-ahl¢ la~*S and regulations. Revitwing Officer Dale

I31PORTANT NOTES: The instructions accompan)’ing thi~lbrm must be follawcd. Comph’te alt parts, checking the NONE box for each part where you ha ve no reportable infi~rmation. Sign on last page.

~

NONE L~b repotYablepositions.)

POSITION
I. 2.

~M~R~ION~N’FI~

~Lx

~

NONE (No reportable ~gre~ment.~.) ~
I. 1994-2()09

PARTIES AND TERMS
Los Angeles County Reliremenl Association (No Conlrol)

Collins, Audrey B.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

~" ......Persan Reporting f comos, Audrey.B.

Da,e of lit’port

04,30"2010

11 I. N 0 N-1 N V E S TM E N T 1 N CO M E. r~,por,i,~, i,~,,i~,,al ,,~ ,p ....
A. Flier’s Non-lnvestmen! Income NONE (No reportable non-investment income.) DATF,
1.20{)9

; ,,, p~,. 17.2~ o/:ti,x

SOURCE AND TYPE
Los Angeles Counly Retiremenl Ass(~ialion {[.ACERA)

INC~OME
(yours, nol spouse’s)
$35,132.1")!)

2 3. 4.

B. Spouse’s Non-| iiYeslmell! | nlzoille - if ).ou ,,’ere married during any porlion of tile teporting year, complete this ~ecHan.
[~ NONE (No reportable non-investment income.) DAT~E
I. 2009 2. 20119

SOURCE AND TYPE
Los Angeles County Deparlmen! of Public Heallh- salary. (as of 1015,’2009 ~elirement) Los Angeles Count) Retiremen! Association

3.
4

IV. REI1MBURSEMENTS -.-~,,,po~,..o,,. ~,,agi.x, ~,,ou ........ i
NONE (No reportable reimbursements.) ~
I. 2. 3.

~

I.OCATION

PI_IRPOS~

ITEMS PAID OR PROVIDED

5

FINANCIAL DISCLOSU~ REPORT Page 3 of 8

04/30/2010

NONE (No reportable g~s.)

I. 2. 3.

5.

VI. LIAB ILITIES.
NONE No reportable liabilities.) CREDITOR
I. 2. 3.
4.

..DESCRIPTION

~ CODI~

5.

FINANCIAL DISCLOSURE REPORT
P~ ~ of ~

|~,¢of|+woj~Collin~ Audrey B, f~ ~po-~.~ .... ..... I
~,’30i2U10

I

VII. INVEST~NTS and TRUSTS - i.~o~ ~.., ~ ...... .~o., a.~d. ,~o,~ o~ ...... d a~..a~., ,.h~.: ,~. ~,. Z~-~O o~i~ i.~,.,,,’a,,~.~
NONE (~ reportable income, assets, or transactions.)
Description of Asse~s (including ~s~ assc~s) [ Income during ~ tcpe~ing ~riod Gross value at cn~ of reFo~ing pcri~ Transactions during rc~ml.g period

~ [

e+cmp~ from prior disclosure

~ Co~ I

d~v. ram,

~ Code 2

~ Melh~l

buy. se I

n ~ Y~ Code 2 ] Code I ~

buycr.’s¢ cr

I.

Washinglon Mutual

A

Inter~s~

I.

F

2. 3. 4.

Charles Schwab Brokerage -- Roche Holding Cornpany -- Givaudan (split from Roche)

A A

Dividend Dividend

K J

T T

5.
6. [ 7.

-- Schwab Money Market Fu,~d
Dodge & Cox Ba[a~tced Fund American Century Ginnie Mae IRA #1 - Charles Schwab

A
A A C

Dividend
Dividend Dividend Dividend

J
K J

T
T T "

8 9. lO. I1. 12.

M

T

-- MRK --~llt3 -- PHSY (Now PHS) -- Gilead

i4. i5. 16.

-- Roche l[olding -- JAWWX -- FCVSX

17.

-- TWIEX ....

FINANCIAL DISCLOSURE REPORT Page 5 of 8 VII. INVESTMENTS and TRUSTS _ i ..........

,~ .... rr ..... Repor~in~ co~.s. Audrey B.

~ 04/30.’2010 ~

~., ....... io,~ a.,~,,~,, ,~,o.~ o/~ ....... a~,p,,,a,,,,,i~,,,; ,,,vp. a~-6o,,/~i.~ i

NONE (~ reportable income, assets, or transactions.)
Dcscripfion of Assets (including r~st assets) Pla~c "(XY’ after each a~e exemp~ from prior d~losure .................................... _ _j ........... 0W) 18. -- TBGVX [ ~ Income during repoaing period j G~ss value al end ~ of relning period Tr~saclions during reporting period

[ m r-~ ....
~ Amount ~ Code I {A-If) ;

~;~ ~
~ Value ; Mclhad Code ]

Type (e.g, Value div. rent. l C~c 2 or int.) (J.P) ~ran~actior~)

" ~ .... ~ ~ E; ~--~.,~ ..... "
I~c (c g, buy, sell, r~cmp~lon) Da~c Value [ Gain ~ mm, d~g~ C~c 2 Code I (J-P) ~ (4-) bu>cr/scllcr (ifpri~atc

19. ~0. :21.
22.

-- VFIIX -- FTCHX --GA/~GX
-- JAMRX

23. 24. 25.
26.

--VTSMX --\;WAX --NAESX
IRA #2 - Ckarles Schwab (y) See Section VIII

,27. --IvlRK

29. -- PHS 30 -- Gilead 31. 32. 33. 34. -- Integrated De’,ices Tech. Cypress. Semi-Conductor Roche I Iolding -- BGNMX

PageFINANCIAL6 of 8 DISCLOSURE REPORT I Coltins, .~,uOrev B.. VII. INVESTMENTS and TRUSTS - i, ........ ~,, t ........ ion~ ancluats thyme of sp ...... d dependent chitdrt,:
NONE (No reportable ittcome, assets, or transactions.) Description of Agars (including t~ assc~) Place "(X)" after each asset Income during rcpo~i~g ~ri~ ~ Amoum ~ Ty~ {c.g. (A-I[) ’ orint.) [ Gro~ vahtc al end ~ of reporting period Val,c
IJ-l’~

0Z/30;2010

T~n~acllons during rcpo~mg pound

Value ] Code3 {Q-W)

Ty~ c g I rcdcmplionl

’ Da~c

Val~ c ’ Gain ’ ~JP) [IA-II)

Idcm~b’ of (ifpnvatc transacuon)

35. 36. 37. 38. 39. 40.
41.

Mutual Beacon CounW of L.A. Savings Plan (See Sect¯ VIII) --Savings Stable Value Fund (See Secl. VIII) --Bank Depositor" Fund (See Sect. VIII) T. Rowe Price Equity Income
Janus Wortdwide Fund

A A

Di~,idend Interest

J K

T T

A
A

Dividend
Dividend

J
J

T
T

42. 43. 44, 45. 46. 47. 48. 49. , 50.

Victory, Investment Grade Convertible Torray Fund GAMCO Westwood Equity Fund Mairs& Power Growth Fund The Royce Fund Grcenspring Fund, Inc. LA County Deferred Cutup & Thrift Plan (See Sect VII) Royalty Interest, Los Angeles County. Calitbmia Royalty lnlercst, Los Angeles County. California

A A A A A A A A A

Dividend Dividend Dividend Dividend Di,,idend DiGdcnd Inle~cst Royalt), Royalty

J J J K K J K J J

1 T T T T 1 T T

FINANCIAL DISCLOSURE REPORT Page 7 of 8

N .... f P ..... ~epor,~.g Collins, Audrey B.

04,’30/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

VII. INVESTMENTS AND TRUSTS Line 26: On April 22. 2008.--] rolled over hfs entire IIL~, to the Los Angeles Ct~unl~. Employees Retirement Associatloo (LACERA). another qualified distribution plan. q’he rolled-over funds were subsequently used 1o purchase additional yea~ s of Cou~ service for retirement. ] no longer has custody or control of these funds. This IRA no longer exists. See also 2008 report at Section VIll. Line 35: lhe Citibank account, formerly on line 35, now l~ils the qualifying reporting reqmremcnls No income was geoerated & its gross value was well under $5000 Line 37: County of Los Angeles Savings Plan - In May and June, 2008, --] rolled-over his funds from his County of Los Angeles Savings Plan to the Los Angeles County Employees Retirement Association {LACEI:L,\), another qualified distribution plan. The rolled-over funds were subsequently used to purchase additional yea~s of County service for his retirement. However, he continued to contribute tmtil his retirement from Los Angeles County on October, 5. 2009. These contributions are reflected on line 37. See also 2008 Report at Section VIII for more det:~ils. Lines 38-39: |nvestments within the County of Los Angeles Savings Plan - In October 2007,--]transferred his inveslment in Ihe County of Los Angeles Io the Savings Stable Value Fund, formerly the Stable Value Fund, and the Bank I)epos~tory Fund. |bnnerly the City National Bank Fund. See also 2008 Report at Section VIII for more details. Line 4,~. Los Angeles County Deferred Compensation and Thrift Plan - In May & June, 2008, ] rolled-over funds in his Los Angeles County Deferred Compensation and Thrill Plan to the Los Angeles County Employees Retirement Association (~anothcr qualilicd distribution plan. The rolled-0ver funds were subscquenfly used to purchase additional years of Count),’ service lbr retirement. )no longer has custody or control of these funds. However, he continued to contribute until his retirement from I,os Angeles County on October 5, 2009. These contributions arc reflected on line 48.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

,’.’.,.~ of~’.rso. ~,o,~ior Co~l~ns, Audrey B.

[
I

m,eorRepor,
0~/30/2010

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best o!r my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permilting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported art’ compliance with the provisions of 5 U.S.C. app. § 501 el. seq.. 5 U.S.C. § 7353, and Judicial Conference regolations.

Signature

NOTE: AN\" INI)IVIDUAL WIIO KNO1.VINGL~" AND WIJ,FU1,LY FALSIFIES OR FALLS TO FII,E TillS REPORT MAY lie SUILIECT "I’O CIVIl, AND CRIIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544