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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization [.astern District of California 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

Report Requirea by the Ethics


in GovernmentAct of 1978

(5 u.s,c app. Io1-1tl)


3. Date of Report 04/16/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) lshii, Anthony W. 4. Title (Artictc llt judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S, District Judge - Active

5b, [] Amended Report 7, Chambers or Office Address U.S. District Court 2500 Tulare Street Fresno, CA 93721 8. On the basis of the information contained in this Report and any modifications pertaining thereto, It is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: ?he instructions accompanying this form must be fotlowet Complete airports, checking the NONE box for each part where you ha~,e no reportable information. Sign on lastpage.

I. POSITIONS. (Reporting indi~id.al

~
l. 2.

NONE (No reportable positionsO

POSITION,

NAME OF OR~ANIZATIONIENTITY

..~

II. AGREEMENTS. eR,por,i,g Individual only; see pp. 14-16 of filing instructions,)
----] NONE (No reportable agreements.) DATE
1. 1994

PARTIES AND TERMS


California Judges Retirement System; retirement benefits based upon age and years of service

Ishii, Anthony W.

FINANCIAL DISCLOSURE REPORT Page 2 of7

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Name of P .... Reporting ]

Date of Report 04/16/2010

lshi|, Anthony W.

III. NON-INVESTMENT INCOME. tRepo,,l,~ individual andsp ....


A. Filers Non-Investment Income
NONE (No reportable non-investment income.)

; seepp. 17-24 ofjqling instruction$O

~
t. 2. 3. 4.

SOURCE AND TyPE

(yours, not spouses)

B. Spouses Non-lnvestment Income - t/you were married during an~ portion of the repo~ing year, complete this sectiog
(Dollar amount not reqaired except f!Jr honoraria.)

NONE (No reportable non-investment income.) DATE ~OURCE AND TYPE


Counly of Fresno, Califomi~ - Sala~

I. 2009 2.

3.
4.

IV. REIMBURSEMENTS - ~.a.spo.a,to., loagi.g,/ooa, .rec,ai.me.~


(Includes those to spouse and depe~dent children, see pp. 25-27 qf filit~g instructions.)

NONE (No reportable reimbursements.) ~ ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

Name of Person Reporting

Date of Report

PageFINANCIAL3 of 7 DISCLOSURE REPORT

Ishii, Anthony W.

04/16/2010

V. GIFT S. a,,clud~.~ tho.,e ,o ~po~se nnd depo,de,, chila,eo: se~ pp. 2~-~ oI~i~ i~.~t,~cuo,~
NONE (No reportable g!fts.)

SOURCE
1.
2.

~)E~CRIPTION

VALUE

3. 4, 5,

VI. LIABILITIES. a, cl,~e.~ ,~o~ o! ,, ...... d dependent children; stpp. 3233 of filing in~tructionn.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3.

DESCRIPTION

VALUE CODE

4.
5.

Name of Person Repor,ing

FINANCIALpage 4 of 7 DISCLOSURE REPORT

~sh~, Anthony W.

04/16/2010

VII. INVESTMENTS and TRUSTS - i ........ t,,. transactions (Includes those of spouse and dependent children; .seg pp. 34-60 of fding instructions.)
--] NONE (No reportable income, assets, or transactions.) A. Description of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure ] B. |ncome during reporting period (|) (2) Amount Type (e.g., ! Code I div,, rent, ! (A-H) or ira.) . Gross value at end .~- of reporting period (|) (2) 0) Type (e.g., Value Va~ue Code 2 ~ Method ! buy, sell, redemption) (.1.p) Code3 D. Transactions during reporting period (2) (3) (4) Gain Date Value mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if prlvate

i I. 21 1 3. i 4. 5. 6. 7, 8. 9. 10.
1 1.

lshii Bros., Inc. Common Stock Morgan Stanley Liq, Asset Fund (Y) Van Kampen Comstock A Rancon Realty Fund V Wells Fargo Bank Accounts Davis New York Venture B Morgan Stanley Focus Growth Fund Templeton Foreign Fund B Morgan Stanley Bank Account Morgan Stanley Trust Bank Account
Citibank Account (Y)

None

A A A

Dividend Dividend Interest None None

J J J J J J .I J

T T T T T T T T

A A A

Dividend Interest Interest

12, 13, -i4. 15. 16, 17.

AT&T Inc. Common Stock

Div;,dend

T Buy (addl) 08114i09 J

Alcoa Inc. Common Stock

Dividend

T Buy 108/14/09 (addl) J

Apple Inc. Common Stock Cisco Sys. Inc. Common Stock

None None

K K

T T

Name of FINANCIAL DISCLOSURE REPORT " lshii, Anthony W. Person Reporting

Date of Report

Page 5 of 7
VII. INVESTMENTS and TRUSTS - ~o ...... ~.,~io~ a~a~d~,~o~ of~ ...... dde~d~t ~,~;~
NONE (No reportable income, assets, or transactions.)

04/16/2010

^.
Description of Assets (including trust assets) Placc"(X)" after each asset exempt from prior disclosure

Income during reporting period

~.
(2/

Gross value at end :~ of reporling period

c.

]
O)
~ype (e.g., buy, sell, redemption)

Transactions during reporting period

r
:

O)
Value Code 2 (J-P)

(2)

l
i i

(2)

I (3)
Identity of buyer/seller (ifprivate

[ Code | (A-H)

Type (e.g., div., rent, orint.)

i Value ! Method ~ Code3 l ..-_ ~:

Date ! Value j Gain i mn~dd/yy Code 2 Code 1 ! (J-p) ~i(A-H)

18. 19. i 20. GeneralElectric Co. Common Stock Davis NewYork Venture C A A Dividend Dividend K J T T

Buy (addl)

08/14/09

Buy

[08/14/09

i Income Cain Codes: (See Column~ B I and 194 2. Value Codes (See Columns CI and D3

A ~$1,000 or less F =$50.001 - $100,000 J =$15.0f~ or less N =$250,O01 - $500,004)

B =$1 ,OOl - $2,300 G ~$ 100.001 - $1,000,N)0 K -$15,091 - $50.000 O =$500,0OI - $1.000,0~0

C =$2,501 - $5,0OO | I I =$ 1,000,001 - $5 ,INIO,000 L =$50.001 - $10~,000 P1 =$1,000,OOI , $5.0C~.000

D =$5,001 - 515,002. 1t2 =More lhan $.5,000.000 M =$100.001 - ~;250.000 P2 ~$5,NX).001 . $25,000,000

E =$15.001

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Nam~ of Person Reporting Ishti, Anthony W.

04/1612010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part VII. INVESTMENTS and TRUSTS Entry Number 3, Van Kampen Comstock A: This entry was previously reported as Van Kampen Comstock B. On July 28, 2009, the Van Kampen Funds executed a class exchange whereby Van Kampen Comstock B was exchanged for Van Kampen Comstock A. This unilateral exchange by the Van Kampen Funds involved n~o boy or sell and resulted in no gain or loss.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

~,me of Person Reporting ishii, Anthony W.

Date of Report 04/16/2010

i certify that all Information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my know|edge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

SI

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, NoE. Washington, D.C. 20544