Professional Documents
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112011
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7. ~ambers or OITR~ Addre~ 838 Putter Stewart United States Courthous~ Cincinnati, OH 45202
O~ the baxls ~th Information c~ntained in Ibis Rcl~rl tad any modifications pertaink, g thertleb it I~ in my ~plnlon, In ~pllart~ with appl|~ble laws lind rtgulallons.
IMPORTANT NOTES: The inUrucaons accompanying this form must be foliowe, Complete all part~,
checking the NONE box for each par~ where you have no reportable information. Sign on laxt page.
~
|o
pOSITION
NAME OF ORGANIZATION/ENTITY
2. 3. 4.
DATE
Spie_qel, S. Arthur
2. 3.
4.
B. Spouses Non-Investment Income - t.f~,ou ,~e,~ ma,,~ea,~,~g amy portion of~e ~gy~ o~kte ~ se~
(~l~r amour n~ re~ired e~ept for ~rari~)
~
1. 2. 3. 4.
(Incl~leJ those to spouse and dependent children; see pp. 25-27 off!lin8 instructions.)
~-~
2. 3,
4.
5,
V. GIFTS. (Inclmtt~ thost to spoust a~d depemtnt children; ste pp. 23-31 of fding in~ruction~.)
NONE ~No reportable gifts.)
SOURCE
!. 2. 3. 4. 5.
DF..$CRI PTION
~]
I. 2. 3. 4. 5.
Brokerage Account #1 Anadarko Petrolenm Corp. Exxom Mobil Corp. (XOM) Fifth Third Bancorp Ohio (FIIB) Marathon Oil Corp. (MRO) PNC Financial Services Group (PNC) Piper Jaffray Companies Inc. (PJC) Procter & Gamble Co. (PG) JM Smucker Company New (SJM) U.S. Bancorp. Delaware New (USB) Union Pacific Corp (UNP) United States Steel Corp (X) Eaton Van.. Balanced Fund (EVIFX) Gateway Fund (GATEX) Victory Ohio Muni Bond Fund (SOHTX) Westernbank PR Rate 2.3% Fixed CD D A A B A A B C B B A D A B B Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Int./Div. Int./Div. K M M L M J N J L M J J M M L L T T T T T T T T T T T T T T T T 05110/10 01/25110 L L
Matures 0713012010
D --.$5.0~1 - ,$ H2 M
(A-H)
~ ant)
(2) (3) (4) (t) Ty~ (.g~ Date Value Gain buy. ~ell, n~/dd/~ Code 2 Code I (J-P) (A.rl) redemption)
18.
19.
Divkle~d
N PI
T T
E ! Int./Div.
20.
Victory OhioMunicipal Mo
21. Bank of Nova Scotia Canada CAD (BNS) 22. Exxon Mobil Corp. (XOM)
23. JP Morgan Chase & Company (JPM)
02/10110
08/06/10
02/12/10
K
K
E E
24.
25.
26.
27.
28.
3M Co.(MMM) USBancorp(USB)
29.
30.
31. 32.
-33.
Butler County Ohio 4.95% due t2/011l 0 Eastern OH Regional Wastewater 4.25%
due | 2/01110 Hamilton County, OH 3.125%du~ 12/01/12
12/01/10 K
12/01110 K
34.
I. Incorn~ Gain Codes! (S~ Coltmms BI and IM) 2 Value Code~ (S~ Co~ CI and D3) 3. Value Method Cod~s (S~e C~lunm C2)
E =$)5D0! - $50.0O0
S =Asscssme~ W =E~t)maled
T =Cash Matkrl
(5)
Id~dty of buy~rl~ellex pivate
35.
36.
37.
09/17110 K A
38.
Dividend
Dividend A Diddend
L K J
T T T
11/30110 J
39.
40. 41.
42.
43. 44.
45.
46.
47.
48.
49.
50.
51.
I. Income Gain Ccdel: (Se~ O~lumns B1 and D4) 2. V,hz C~, (~ C~ CI ~D3) 3. Va1~ M~ C~ (See C~n ~)
B =$t.o01.
E =$15.00! - $50.0CO
~2.
53. 54.
!55.
56. 57.
P2 =$$,0~30,001 - $25,000.(]00
V .--Or,her
I ceMfly that all information given abeve (including information pertaining to my spouse and minor or dependent children, if any) h accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory pro~Islons l~rmllling non~lisclosure.
I further certify that earned income Icom outs/de employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of $ U.S.C. app. 501 et. seq., $ U.S.C. 7353, and Judicial Conference regulatlou~.
Si
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS ($ U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544