¯ ~.

1/7010

Ao :o

I
[

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009

Repo,, Required by the Ethics
In Government Act of 1978

~

NONE (No reportable positions.) POSITION N~E OF ORGA~ZA~ON~TY

1.
2.

3.

4.

--

~

NONE ~o reportable agreements.) ~ P~TIES A~ TE~S

r,~

1.

Guin Jr., J. Foy

FINANCIAL DISCLOSU~ ~PORT Page 2 o~ 13

~ ~u~, J. FO~, ~

~ F~er’s Non-Investment Income
NO~ ~o reportabl~ non-in~ent income.)

1.

3. 4.

B. Spouse’s Non-Investment Income - If you were marri~d during any pordon of lk~ r~po~iag year, ¢ompl~ tkb se~b~
(Do~lar ~o~ ~t r~ul~ ~c~t for honora~a.)

~

NONE ~o reportable non-inv~ent income.) ~ SO~CE ~ ~E

1.

2.
3. 4.

IV. REIMBURSEMENTS -*-,,,,~,o,~.a,,,,, ~,a~.s, Io~, ..unot..,o.~
(lnclud¢~ tho~e to ~ot~e and depes~dent chlla~n; .~ee pp. 25-27 of filing intWvctlona.)

[]

NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 13

N Gtar¢, a. roy,

1. 2. 3. 4, 5.

~

NO~ ~o reportable ~ DESCR~ON

1.

3. 4.
5.

FINANCIAL DISCLOSURE REPORT Page 4 of 13

~m, 0t r~0~ R~por~t GI~S, ~. vO~, ~

0S~ol0

VII. IN~STMENTS and TRUSTS -~.~ ~,. ...... ~o., a~t.~ ,~o~, ~/,r .... ~
NO~ ~o reportable income, ~se~, or W~tions.)
A. D~cripfion of As~ (hdudlng ~t as~} PI~ "~)" after ~h ~sct ex~pt ~m prior ~sclosure B. ~ d~ng r~ ~M (t) (2) ~o~t T~ (e.g, C~e I die., ~L (A-H) or ha.) C. ~o~s ~u~ ~ ~d of~ng ~ O) (~) Vguc Vtl~ C~e 2 M~ (J-P) C~¢ 3 D. T~c~ou~ d~ng ~g p~ (l) T~ (e.g., buy, selt, ~pfion) (~) O) Value ; Da~ ~d~ ~ C~ 2 (J-P) O) Gain Code I (A-H) (~) ldcntiW of ~er/~ll~

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. IS. 16. 17.

1/3 int~t in lot Io~t~ in Hal¢~ille, AL Re#ons B~k (thrOng) Re#ons B=k (~n~ E~o~ohil Co~ ~m AT&T F~ F~ I~ AC~. A -Pe~hing ~ Acct ~o~ m~ket ~nd) -T¢~ ~¢r~ Ino ~m. -R¢#o~ F~cial ~ ~m -~w ~,m Ca -Ci~del Broadc~ting -~ger, ~, Inc. -Ft~ly~ll~Sto~s I~ AC~. B -Appli~ Mat~als, -A~li~ Ma~dals ~ ~m

B A A E C A A

~nt lnmr~t In~ Dividend Dividend Di~dend Die & int

J J J O L J K

W T T T T T T

Sold

11/1~

J

A

Sold Buy C Die & Int M T

07/14~ 1~15~

J J

A

Buy

1

]Name of Person ReporHng

Date of l~ep~r~

]

P~£cF~CI~6 o~ 13 DISCLOSU~ ~PORT

~m~, ~. ~o~, ~.

~ ~ 0

VII. ~EST~NTS and TRU STS - ~o.~, ~., ~ ....
NO~ ~o reportable income, ~sets, or tram~tions.)
~ ~p~on of As~ B. l~e d~g

~.~ a~.~ ,~. of .~ .... ~ ~.~ .~..; .~ ~ ~o 0/~ ~,~.~
C. Gm~ v~ue ~t ~ D. T~on~ during ~poflin~ pefi~

(t)
PI~c¢’(X)’ ~ ~ ~s¢t ~pt ~ ~ ~sclos~ ~t C~ 1

(2)
T~ (~g., div.. mL

V~ue C~ 2

O) i (2) ~

U)
V~u~ M¢~ T~ (e.g., ~y, ~ll,

(~)
D~te m~d~

O)
V~lue C~¢ 2

(a)
G,in C~ 1

O)
]den6~ of buyrdst~ler transport)

35. 36. 37. 38.
39.

-Pepsico. ~e -~n~o ~¢~ Co I~ AC~. C -P~h~g ~ Aeet ~on~ ~ket ~d)
-WaI~n ~

Sold

10/1~

J

B

A

Div & Int

K

T

Sold

~1109

J

A

40.
41.

~g~, ~, ~c
-IBM

Sold

07114109

J

A

42.

.Pepsico, Ine -P~sieo. Ine
-AT&T, ~¢

Buy
Sold

~3~9

J

43.

10/1~9

J

B

~.
45.

BRO~GEAC~#1

~.
47.

-B~ck Gold corn

A

Di~dend

I

T

-Abbott ~fies com.

A

Di~d

K

T

48. 49. 50. 51.

-Hewle~-P~ Inc. com. -Sou~w~t Airlin~ ~m. -Pepsi~ Ine corn -~#om F~ncial ~

A A A A

Di~d~d Di~dend Di~dend Di~nd

K J K J

T T T T

FINANCIAL DISCLOSURE REPORT

[~ .... rr~.o~ R~po.t~

Pag~ 7 of 13 Ii ~u~,a.vo~,~
VII. ~ST~NTS and TRUSTS -~ ......
~ NO~ ~o
A.

05~5~0t0 [
~-~,~.~.. o~,~o.~ o/,~ .... ~
~ c. ([) T~e (e.g., b~, ~ll. red~oa) (5) Id~fiq of buy~/~ll~ (~pdva~e

income,

or tr~sactio~.)
B.

P~ce "(~" t~ e~h ~sct ex~p~ ~m prior d{~cI~

0) Amount C~ I (A-H)

(2) T~ (e.g., ~v., ~n~ or in~)

O) V~ ~2 (l-P)

(2) ’Value Meth~ C~e 3 (Q-W) T T T T T’ T T T T T T T T

~ (2) [ Date ~

(3) (~) V~lue Ga~ C~ 2 ~ l (S-P) (A-H) ,

52, 53. 54, 55. 56. 57. 58. 59. ~. 61. 62. 63. ~. 65. 66. 67, 68.

-PPG Indm~ ~m -F~tcd Go~ Re~ (fo~ly Al]imce Go~ -Home ~t [no ~m ~en~ Elec~c ~ ~ -Auto~c Da~ Pm~s~ ~ ~m -~, ~ ~m -~b~ly C~ C~ ~m -Jo~on & JoPpa corn -Al~m~ Co~ ~m -Che~n Co~ corn -3M ~mp~y corn -Colget~.P~live Co corn -Wal~n Co orn ~ger. ~. ~c -~& O~ble ~ -ln~l ~ -Royal ~t~ Shell PLC

A A A A A A A A A A A A A A A A A

D[vi~d Dividend Di~dend Divfdend D[~dend Dividend Di~nd Dividend ~vid~nd Dividend Di~dend Dividend Di~dend Dividend Dividend Dividend Di~dend

J K J I J J J J J J K J J

Sold K l J T T T

07/I~/~

K

Nam¢ of Person Reporttn~ FINANCIAL DISCLOSURE REPORT j ~v~,J.~ov,~ Page 8 of 13

J

Dste ef Repor~

os/o~nolo

VII. INVESTMENTS and TRUSTS NONE ~o repo~able income, ~se~, or tr~s~tio~.) A. Desc~pfion of ~ts (inolu~ng ~st ~em) Place "~)~ after e~h ~srt cx~pt ~m prior ~sclosurc B. h~me d~ng ~g (I) (~) ~o~t T~ (e.g., C~ I div., ~ Gr~s valu~ at end O) V~oe C~e 2 (~) V8~ Me~ Tin.oat d~ng r~ag ~od (t) (~) T)~ (e.g., D~ buy, ~ll.d~ ~ O) (4) Vtlue Gain C~ 2 C~= I ~) Id~tiW of buy~l~l~

69. 70. 71, 72. 73. 74. 75. ’76. 77. 78. "/9, gO. 81. 82. 83. 84. 85.

-V F Corp -Nokia Corp Spomore~l ADR -Nokia Corp Sponsored ADR -Emerson Electric Co -Sysco Corp -Air Produet~ & Chews, In -Texas Instruments, Inc -Diebold, Inc -McDonalds Corp -McDonalds Corp -Waste Management, Inc -Beeton Dickinson & Co BROKERAGE ACCOUNT #2 -Regions Financial Co~p -Protective Life Corp corn -General Electric Co corn -Intel Corp

A A

Dividend Dividend None

J J J J J J 1 3 J .~ J K

T T¯ T T T T T T T T T T Buy Buy Buy (add’i) Buy Buy 04117/09 05/11/09 09/30/09 07117/09 09/15/09 J J J J J Sold 09/15109 J B Buy (add’0 12/02/09 J

A A A A A A A A

Dividend Dividend" Dividend Dividend Dividend Dividend Dividend Dividend None

A A A A

Dividend Dividend Dividend Dividend

J J J J

T T T T

FINANCIAL DISCLOSURE REPORT Page 9 of 1 3

G~, J. FOY, ~

0~5~010

NONE ~o repomable income, ~se~, or ~actions.)
~ De~p~ of A~e~ B. ~come d~g C. G~ D.

PI~ "(X)" ~ ~h ~=t cx~pt ~m ~or di~lo~

~ouot C~ I

T~ (e.g., div.,

Val~

V~

T~e (e.g.,

D~e [ V~ue Gt~

ld=n~ of

86. 87. 88. 89. 90. 91. 92.

-Abifibibowater. ~e BRO~GE A~O~ #3 -F~ Gove~t Res~

None

J

T

A A A

Di~dend Diadem Divid*nd

J J

T T ~ld 07/141~ J A

-Dis~ Writ ~ Hol~ ~ -~g~, ~. Inc -Citadel Broa~mdng Co~ Sourer V~. Life Invest. Fund (C~ Nail - ~ney m~ket BRO~GEACCO~ -AT&T, I~

No~ No~

l L

T T

93. 94.

A

Dividend

J

T

95.
96. 97. 98. ~.

-Ab~ ~bs
-Automat Dam Pr~Mg, In¢

A
A A A A A A

Dividend
Di~ Diadem Dividend Dividend Diadem Di~d~

J
J J

T
T T Buy ~7/09 07~0~9 J J A

-Automad~ Dam ~s~g, In -Av~ ~on ~ -~ill~, ln¢

(~d’))
Sold

J J J

T T T

100. -~#~n Co~ 101. -~ ~l~ Company

102. -~n~li~t¢d ~o~ ~

A

Di~d~

J

T

FINANCIAL DISCLOSURE REPORT Page I0 of 13

Name of Person Reporting

]

Date of Report

CUL~, J. FOr, ~ I

o5/o~2OlO

VII. ~VEST~NTS and TRUSTS - ~. ~. ~ a~,~ ,*~,~ ~¢ ~, ~ ~, ~,~;
NO~ ~o reportable &come, ~sets. or W~actions.)
A. Desc~pfion of A~ B. In.me d~g C. G~s v~ ~ end D. T~ctlon~ d~ng

0)
Pl~ "(~= ~ each ~t ~pt ~m ~ ~sclos~ A~t C~ 1

(2)
T~ (e.g., div., ~

(~)
VsI~ C~e 2

(~)
V~ue M~

O)
T~ (e.g., buy, sell.

(~)
Da~ ~

O)
V~lue C~ 2

(4)
Gain C~ 1

(~)
buyer/sel]~

(A-~

or int.)

(J-P)

C~ 3 (~W) T T T T T T

r~cmpdon)

U’P)

(A-H)

(if pfival¢

103. -D~ R~, Ino I 0~. -Domhion R~, Inc 105. -Da Pont E I De N~ & ~ 106. -Em~on Elec~¢ Co 107. -~on Mobil Co~ 108. ~enain~ P~ Co 109. -Hei~ H 2 Co 110. -3o~son ~nt~ls, Ino 111. -~¢R & Pla~ Inc 112. -~lly Eli & Co 113. -L~ln Na~ ~ 114, -Mi~osoR C~ 115. -~ciden~ Pe~Ie~ Co~ 116. -PNC F~ Sv~ Group, Inc 117. -Payche~ lnc 11~. -Pf~, Inc 119. -~o~~ En~, ~c A A A A A A A A A A A A A A A A

None Di~nd Dividend Di~dend Divi~nd ~vid~d Divi~nd ~vi~nd Dividend Divi~nd Di~&nd Dividend DiHdend DiHdend DiHdcnd Dividend Difid~d

J 3 J 2 K J

B~

11/17/09

Buy Sold Sold J T Sold Sold J T Sold J T Sold J T

01/13/~ 03/I I/~ 03~51~ 3 J A A

03~5/~ 06/15/~

J J

A A

03/05~9

J

A

I 1/17~9

J

A

FINANCIAL DISCLOSURE REPORT Page 11 of 13 VII. INVESTMENTS and TRUSTS - ~,o,.,, ,~.,,
~ NONE ~o r~omable income, ~sets, or
A. B.

~.me of Pcrton Reporting

[

Date of Report

Game, J. l~OV, ~ [

OS:OSaO~O

C.

D.

(2)
PI~ "(X)" afl~ ~ch ~ exempt ~ #~ d~cl~ Amour ] T~ (e.g., CM* I I div,, ~ V~ C~e 2 V~ue T~ (e.g., ] Dete [ Value Ga~ [d~fi~ of

~tion}

120. -Reglom Finl Co~ 121. -~u~em Co 122. -US Bancorp 123. -Federated Govt RcsCrvm (’Mon~ Market Fund)

A A A A

Di~dend Di~dend Dividend Int!Div.

J J

T T Sold 01/21/09 J A

$

T

FINANCIAL DISCLOSURE REPORT Page 12 of 13

~.=, of retreat Rt, pot-tlag

Date or" Report

Gum, J. FOe. J~.

o~:o5~o ~0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~o,~p,,,,z~t~o,t)
item V. Other gifts I hold an honorary m~mb~mhip in the Downtown Rotary Club in Birmingham, Alabama. I att~ad one or two m¢eting~ l:mr year, but pay only for meals. I have no vote and take no part in the club policy or d~i~ion making. Value of membership is unknown. As explained in my letter of July 6, 1995, an appropriate dollar value for ~ honorary menbership woxdd be no more than $1.00. I am really only a gu,,t who pays $13.50 for a $6.00 m~L I have not Ixem to the ~Iub meetings in the year 2009 and do not remember going in 2008. In no way can thi~ honorary menber,Mp be tald to have any value. There is no ~uch thing a, "a basic membership with like privilcge~~.

FINANCIAL DISCLOSURE REPORT Page 13 of 1 3 IX. CERTIFICATION.

~UtN, J. rOY, ~,.

0~/05/20~0

I ¢ertlb! that all Information given above (including information pertaining to my spouse and minor or dependent children, If any) Is accuratr~ true. and complete to the best of my Imowledge and belief, and that any information not reported wan wlthhdd because It met applicable statutory provt~iona permit~ng non-<lisclosare. I further cert/fy that earned income from outside employment sad honoraria and the acceptance of gifts which have been reported are in complLance with the provisions ors U.S.C. app. § 501 et. seq., 5 U..q.C. § 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO ClVlL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544