FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Crotty, Paul A.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) ]

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization U.S. District Court (S.D.N.Y.)
5a. Report Type (check appropriate type) Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 05/11/2011
6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge (Active)

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information eontained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

500 Pearl Street Room 735 New York, New York 10007

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. me~o,~ing indi~Uuut onV; seep.. 9-13 of filing instructions.)
~] NONE (No reportable positions.)
POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. CRcpor, ing individual only; seepp. 14-16 of filing instructions.)
NONE (No reportable agreements.) DATE
I. 2005 2. 3.
Verizon Income Deferral Plan (No Control)

PARTIES AND TERMS

Crottv, Paul A.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

l~ame of Person Reporting Crotty, Paul A.

Date of Report 05/11/2011

IlL NON-INVESTMENT INCOME. (neponl.g individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Income

D
1. 2010 2. 3. 4.

N ONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE
Verizon Communications (See VIII)

1NCOME
(yours, not spouse’s)

$193,963.43

B. Spouse’s Non-Investment Income - if you were married during anyportlon of the reportlngyear, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
George Arzt Communications - Salad,

1.2010 2. 3. 4.

IV. REIMBURSEMENTS -transportation, Iodglng, food, ¢ntertainmeng
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)
SOURCE
1. 2. 3. 4. 5.

DATES_

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/I 1/2011

V. GIFTS. ~nctudes those to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALU___~_E

VI. LIABILITIES. ane~udes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/1 I/:2011

VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period

Place "(x)" after each asset exempt from prior disclosure

(1) Amount Code 1 (A-H)

(2) Type (e.g., div., rent, or int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T

(i) Type (.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2
(J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17.

American Express Araeriprise Finl Inc. CBOE Holdings Coca Cola Duke Energy Corp. Exxon Mobil General Electric Hewlett Packard JP Morgan Chase Medtronic Microsoft Morgan Stanley Spectra Energy Corp. Stryker Corp. TevaPharmaceuticals AllianceBernstein Capital FidelityNY Muni Fund

B A A B A B A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend

K J K L K L K K

Buy

06/16/10

K

Sold L K T T Sold K K K L J T T T T T Sold (part) Buy

05/14/10

K

05/14/10 03/15/10

K K

A

02/15/10 M

A

I. Income Gain Codes: (See Columns B I and D41 2. Value Codes (SceColumnsCI andD3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 .$500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50,000 O=$500,001 - $1,000,000 R -Cosl (Real Eslate Only) V = Olhcr

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L $50,001-$100,000 PI $1,000,001 -$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250,000 P2=$5,000,001 -$25,000,000 T =Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/11/2011

VII. INVESTMENTS and TRU S TS - i.come, vatuc, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reposing period (1) Amount Code l (A-H) (2) Type (e.g:; div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 (I) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (.I-P) Transactions during reporting period

(4) Gain Code 1 (A-H)

(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Norbelle LLC New Entrepreneur Fund Rollover IRA # 1 - Fidelity Low Priced Stock - Baron Growth - William Blair Int’l Growth - American Growth - Columbia Acorn Class Z - Dodge & Cox Stock - Harbor International - Julius Baer lnt’l Equity - Vanguard 500 Index - Royce Premier - Fidelity Cash Reserves - Spartan 500 Index - Columbia Acorn lnt’l Class Z Rollover IRA #2 Interest P1 Buy Buy 12/15/10 12/’15/10 L K
Sold (pan) Sold (part) Sold 12/15/10 12/15/10 12/15/10 K J L

(5) Identity of buyer/seller (if private transaction)

None B D Dividend Dividend

K L O

U U T

Sold (part)

12/15/10 J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {Scc Column ¢2}

A =$ 1,000 or less F = $50,001 - $ 100.000 J =$15.000 or less N = $250.001 - $500,000 P3 :$25.000.001 ÷ $50,000.000 Q =Appraisal U =Book Value

B =$1,001 -$2,500 G=$100,O01 - $1,000,000 K =$15,001 -$50,000 O =$500,001- $1,000,000 R =Cost(Real Eslale Only) V =Other

C =$2,501- $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D=$5,001 - $15,000 H2 =More~an $5,000,000 M=$100,O01 -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)

C, Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)

D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

- Honeywell Int’| Bond - Walt Disney Bond - Cisco Bond - Bottling Group LLC Bond - OracleBond - Kimberly Clark Bond - Federal Farm Cr. Bks Bond -TVABond - Fidelity Cash Reserves -DuPont Bond -IBM Bond -AnheuserBusch Bond - Walgreen’s -Merck& Co. - FederaIFarm - FederaIHome Loan - Pfizer& Co. Redeemed 04/30/10 K

1. Income Gain Codes: ( See Columns B 1 and D41 2. Value Codes (See Co)ureas C I and D31 3. Value Method Codes (See Column C21

A =$1.000 or less F =$50,001 - $ 100.000 J =$15.000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G = $ 100,001 - $1,000,000 K = $15.001 - $ 50.000 O -$500,001 - $1.000,000 R =Cost (Real Eslate Only) V -Other

C =$2.501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market

E =$15,001 - $ 50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/11/2011

VII. INVE STMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period

(l)
Amount Code 1 (A-H)

(2)
Type (e.g., div,, rent, or int,)

(l) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/ddlyy Code 2 Code 1 (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60.

- Verizon Communications - SBC - McDonald’s - Con Edison - General Dynamics - Wal-Mart - Phillip Morris - Shell International Verizon Income Deferral Plan Interest O T Buy Buy 04/12/10 08/27/10 K K

1. Income Gain Codes: (See Columns BI and D4} 2. Value Codes (See Columns CI and D3) 3. Value Method Codc~ (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100~01-$1,000,000 K =$15,001 -$50,000 0 =$500,001 -$1,000,000 R =Cost(Real E~ate Only) V =Other

C =$2,501- $5,000 HI =$1~00,001-$5,000,000 L =$50,001 -$100,000 PI =$1,000,001 - $5.000,000 P4 =Morelhan $50,000,000 S =Assessment W=Estimated

D =$5,001- $15,000 H2 =More thaa $5,000~00 M=$100,001- $250,000 P2 =$5,000,00I -$25,000,000 T =Cash Mark~

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/I 1/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)
In 2010, I continued to receive payments from my Verizon Income Deferral Plan (10/2010). The total payments are shown in l 1 l, supra.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting Crotty, Paul A.

Date of Report 05/11/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S[ Paul A. Crotty

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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