AO 10 Rev.

1/2011

I

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. Court of Appeals for the D.C. Circuit
.5a. Report Type (cheek appropriate thee) I D Nomination, i D Initial Date [] Annual [] Final

Report Required by the Ethics in Govermnent Act of 1978 (5 U.S.C. app..~"~¢ 101-111)

!. Person Reporting (last name, first, middle initial) Kavanaugh, Brett M. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/13/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge - Active

fib. [] Amended Report

7. Chambers or Office Address 333 Constitution Ave., N.W. Washington, DC 20001

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Re’,Jev, ing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (R,po,ing indivi~uol only; seep,. 9-13 of filing instructions.)
D NONE (No reportable positions.)

POSITION
1. 2. Lecturer Ex O~cio Member

NAME OF ORGANIZATION/ENTITY Harvard Law School American Bar Association Section of Administrative Law and Regulatory Practice Edward Coke Appellate Inn of Court D.C. Circuit Historical Society

3. 4. 5.

Vice President and President-Elect Director

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)
D NONE (No reportable agreements.)
DATE
1. 2011 2. 2011 3. Yale Law School -- Teaching in 201 I Harvard Law School -- Teaching in 2012

PARTIES AND TERMS

Kavanau_qh, Brett M.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Kavanaugh, Brett 51.

Date of Report 05/13/2011

I11. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 offillng instructions.)
A. Filer’s Non-Investment Income
~-~

NONE (No reportable
DATE

non-investment

income.) SOIJRCE AND TYPE INCOME
(yours, not spouse’s)

I. 2010 2. 3. 4.

Harvard Law School -- Teaching

$22,512.75

B. Spouse’s No n-! nvestment [ ncome - If ~.ou were married during any portion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)

~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
President George W. Bush Library Foundation]Administaff-- Salary

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instmwtions.)

[~

NONE (No reportable reimbursements.)
SOURCE DATES
Jan. 4-22, 2010 March 19-22, 2010

LOCATION
Cambridge, MA Malibu, CA

PURPOSE
Teaching Lecture to future federal law clerks Speak on panel at Yale Law School Moot Court Speak to class at Columbia Law School

ITEMS PAID OR PROVIDED
Transportation, Lodging, Meals Transportation, Lodging, Meals

1. 2.

Harvard Law School Pepperdine Law School -Judicial Clerkship Institute Yale Law School

3.

March 23-24, 2010

New Haven, CT

Transportation, Lodging, Meals

4. 5.

NYU Law School Columbia Law School

April 13-14, 2010 April 14-15.2010

New York, NY New York, NY

Transportation, Lodging, Meals Transportation, Lodging, Meals

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/13/2011

V. G I FT S. ancl,,des those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancludes those of spouse a.d dep~.de.r children; see pp. 32-33 of filing instructions.) [~ NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5. Bank of America Chase USAA Thrift Savings Plan Credit Card Credit Card Credit Card Loan

DESCRIPTION

VALUECODE J J J K

FINANCIAL DISCLOSURE REPORT Page 4 of 6
VII. INVESTMENTS and TRUSTS - i.co.,e, ,.atue, , ......

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/13/201 I

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period GrosS value at end of reporting period Transactions during reporting period

(i)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

0)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(J)
Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

(4)
Gain Code I (A-H)

mm]dd/yy Code 2 (J-P)

(5) Identity of buyer/seller (if private transaction)

Bank of America Accounts
2.

A A

Interest Interest

M J

Employee Retirement System of Texas

3. 4. 5. 6. 7. 8. 9. 10.

14.

15.

16.

17.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (.See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U :Book Value

B =$1,001 - $2,500 G =$100,0~1 - $1,0~),0~) K =$15,001 - $50,000 O =$500.001 - $1.000.0~ R -Cost (Real Estale Only) V =Olhcr

C =$2,501 - $5,000 HI =$1,000,001 - $5.000,000 L =$50,001 - $100.00~ PI =$1,1300.001 - $5,0~0,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D = $ 5,001 - $15,000 H2 :More than $5.000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/I 3/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~.)
Part IV Reimbursements (Continued): Yale Law Journal April 15-16, 2010 New Haven, CT Speak at annual banquet Transportation, lodging, meals Yale Law School October 8-9, 2010 New Haven, CT Speak on panel at reunion Transportation, lodging, meals

FINANCIAL DISCLOSURE REPORT Page 6 of 6
IX. CERTIFICATION.

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/I 3/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature:

S/Brett M. Kavanaugh

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

.4010 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
2. Court or Organization U.S. Court of Appeals for the D.C. Circuit
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first, middle initial) Kavanaugh, Brctt M.
] 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report

05/I 3/2011
6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge - Active

5b. [] Amended Report

7. Chambers or Office Address 333 Constitution Ave., N.W. Washington, DC 20001

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Revie~ving Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
~-] NONE (No reportablepositions.)
POSITION
1. 2. Lecturer Ex Officio Member

NAME OF ORGANIZATION/ENTITY
Harvard Law School American Bar Association Section of Administrative Law and Regulatory Practice Edward Coke Appellate Inn of Court D.C. Circuit Historical Society

3. 4. 5.

Vice President and President-Elect Director

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
D NONE (No reportable agreements.) DATE 1. 2011 2. 2011 3. Yale Law School -- Teaching in 201 I Harvard Law School -- Teaching in 2012

PARTIES AND TERMS

Kavanau.qh, Brett M. A

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Kavanaugh, Brett 51.

Date of Report 05/13/2011

III. NON-INVESTMENT INCOME. (Reporting indi,’idual and spouse~ see pp. 17-2 4 of filing instructions.)
A. Flier’s Non-lnvestment Income ~ NONE (No reportable non-investment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE
Harvard Law School - Teaching

INCOME (yours, not spouse’s) $22,512.75

B. Spouse’s Non-Investment Income - tf~.ou were married during any portlon of the reporting.rear, complete this section.
(Dollar amount not required except for honoraria.)

D

NONE (No reportable non-investment income.)
DATE

SOURCE AND TYPE
President George W. Bush Library Foundation/Administaff-- Salary

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - trans, or,atio., Iodgi.g, fooa, entertainment.
(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

~

NONE (No reportable reimbursements.) SOURCE DATES Jan. 4-22, 2010 March 19-22, 2010 LOCATION Cambridge, MA Malibu, CA PURPOSE Teaching Lecture to future federal law clerks ITEMS PAID OR PROVIDED Transportation, Lodging, Meals Transportation, Lodging, Meals

I. 2.

Harvard Law School Pepperdine Law School -Judicial Clerkship Institute Yale Law School

3.

March 23-24, 2010

New Haven, CT

Speak on panel at Yale Law Transportation, Lodging, Meals School Moot Court Speak to class at Columbia Law School Transportation, Lodging, Meals Transportalion, Lodging, Meals

4. 5.

NYU Law School Columbia Law School

April 13-14, 2010 April 14-15, 2010

New York, NY New York, NY

Name of Person Reporting

Date of Report 05/13/2011

FINANCIALpage 3 of 6 DISCLOSURE REPORT [ Kavanaugh, Brett AI.

V. GIFTS. ancl~d~s ,hose ,o spouse and dependent children: see pp. 28-31 of filing instructions.)
[~] NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. a.audes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.)
CREDITOR I. 2. 3. 4. 5. Bank of America Chase USAA Thrift Savings Plan Credit Card Credit Card Credit Card Loan

DESCRIPTION

VALUECODE J J J K

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/13/201 I

VII. INVESTMENTS and TRUSTS -inc~me~va~ue~transac~i~ns(~nc~udes’h~se~fsp~useanddependentchi~dren;seepp.34~6~f~inginstructi~ns~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including tmst assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, rodemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 i Code I (J’P) I (A-H) (5) Identity of buyer/seller (if private transaction)

Bank of America Accounts
2.

A
A

Interest
Interest

M
J

Employee Retirement System of Texas

3. 4. 5.

Insperity Retirement 401(k)

A

Interest

J

6.
7. 8.

9.
10.

12. 13. 14. 15.

16.
17.

I. Income Gain Codes: (See Columns B I and [M) 2. Value Codes (See Columns CI and D3) 3. Value b.tclhod Codes [Scc Column C2)

A =$ 1,000 or less F =$50.0~)1 - $100,0~t J -$15,1~0 or less N $250.001 - $50’0.000 P3 =$25.00~,001 o $50.0~0,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $l,0OO,000 K = $15,001 - $ 50,0~0 O=$500.001.$1,000,!300 R Cost (Real Estate Only) V =OTher

C =$2,501 - $5,000 H I =$1,000.001 - $5,0~0,000 L =$ 50.001 - $ 100,0O0 p I =$ 1,0~0,001 . $5,000,000 P4 =More than $50,0~0,000 S =Asscs.~ment W =Estimated

D =$5,001 - $15,000 H2 =More Than M =$ 100,0~ I - $250,000 P2 = $5,000.001 - $25.000.000 T -~’ash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Kavanaugh, Bret~ M.

Date of Report 05/I 3/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. fin,ticateparto/reportO
Part IV Reimbursements (Continued): Yale Law Journal April 15-16, 2010 New Haven, CT Speak at annual banquet Transportation, lodging, meals Yale Law School October 8-9, 2010 New Haven, CT Speak on panel at reunion Transportation, lodging, meals Part VII Added Insperity 401(k) fromi’~-~.,~ employment.

FINANCIAL DISCLOSURE REPORT Page 6 of 6

Name of Person Reporting Kavanaugh, Brett M.

Date of Report 05/I 3/201 I

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq, 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S] Brett M. Kavanaugh

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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