UNITED STATES DISTRICT COURT

DISTRICT OF MAINE JOHN A. WOODCOCK, JR.
CHIEF JUDGE

202 HARLOW STREET
BANGOR, MAINE 0440~ (207) 945-0549

May’ 6, 2010 ....

Committee on Financial Disclosure Administrative Office of the Courts S uite 2-301 One Columbus Circle, N.E Washington, D.C. 20544 Re: Financial Disclosure Report for Calendar Year 2009
Dear Sir/Madam:

2.-52 7-

,-n :_ - :.,

> ....
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r,-~

In accordance with your filing instructions, please find enclosed one (l) original and

three (3) copies of my Financial Disclosure Report for Calendar Year 2009. The computer audit picked up three lines on Part VII, the explanations for which I will highlight in this cover letter.
The first is Line 12: American Movil Common Stock. The audit picked up the fact that the date of purchase is listed as January 8, 2008. As the comment in Part VIII indicates, when performing nly yevrly rcvicw, I reahzed that I had inadvertently omitted the American Movil stock from last year’s report. Accordingly, I have listed ~t in this year’s report, confirming that
the date ofpt,rchase was actually January 8, 2008, not during the 2009 calendar year.

The second involves Line 39. Last year on this line, I reported a holding in Investment Company of America. The stock is owned by a dependent~, who is no longer dependent. 1 have explained this in the comment.

Committee on Financial Disclosure May 6, 2010 Page 2 The third involves Line 46. Last year, 1 reported holdings in American Capital Income Builder Mutual Fund on Lines 17 and 46. The Fund was sold in its entirety on December 18, 2009. The sale for both Lines 17 and 46 is reported on Line 17. Because the 2008 report will reflect a holding in American Capital hacome Builder Mutual Fund and there would be no explanation for what happened to the holding in Line 46, I have added a note to clarify that the sale of the holding on Line 46 is fully reported in Line 17. Thank you for your attention to this matter. Ve~ t~’uly yours,

jotn~ A. Woodcock, Jr. Chief United States District Judge JAW/mrs Encs.

, Rev. 1/2010

~4o IO

[
[

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Court or Org,tnization Marne 5a. Report Type telteck approprtatc type) [] NommatwrX Date

Repo, t Req,,,,-~,,/~;,, a,~, Ea,,cs
tn Government Act ~f 1978 ~ us c app. ,~ff IOI-II1)

I. Person Reporting (last name first, m~dle initial) Woodcock, John A 4. "rifle (Article Ill judgc~ indicate act[,.’t’ or sen:or status.

3. Date of Report 05/06/2010 6. Reporting I:’ermd 01/01/2009 12,’31/2009

lJ S Distr,ct Judge I.Act~ve)

[] I fib. ~ Amended Rcporl

202 l-lal 1o,.x. Street Bangor, ME 04"402.0756

’,v~th applicable la’,,,x and regulations. Date

R t’~,te,.’, ing Officer

IMPORTANT NOTES: The in~truc~ions accompanying this form must be followed. Complete all parts,
checAing the NONE box far each part where you have tlo reportable information. Stgn on lasl page.

1. POSITIONS. cn~e,,,,,,,.~ i,u,,.,a,,,a o,,~y: ,,. p~,. 943 ,,ylu,,u i,,,,
N :~’--__J,] ONE (No ~ eportable positions ) POSITION I Ementns Member or" Board of’J rustecs Member Board of Vts~tors Bo;vdoin College Umvelstty or’Marne School of NAME OF ORGANIZATION!ENTITy

r --.,:,

c,,} ~, -

NONE (No reportahle agreement,~ ) DATF ~ARTI~S AND TE~S

FINANCIAL DISCLOSURE REPORT Page 2 of !2

N ....

f P .....Reporting

Date of Repot-! 05:’06/2010 t

Wooacock, John A.

II1. NON-INVESTMENT INCOME. ~ncpor,,,g i,,zi~,~,,o~..,,. .....: see pp. 17-24 offihng mstru, ) ....... t A. Flier’s Non-investment Income
~ NONE (.~ reportable non-investment income ) DAT~
I 12:3 I,’09 2 3
4

SOURC~ AND TYPE
Unimd Sta~es Judges Admm Office of~h¢ US Courts

INCOME
$168,171 37

Spouse’s Noll-| nvestment I ncome - tf }ou were marrted during at~)" portum oJ the repornng tear, comp&te ¢hi~" section ~

NON (No repo~ table lIOIl-Illt~C,qlll~Ht II~CODIe ) DATE SQUR(’E AND TYPE

I V. RE I MB U RSEM ENTS ......... ~ ....... ,i,,,,. ~o,~,...i,,.~.!,,,,,~. ~,,, ................
N(-)NI’ (No ~eporlahh, relmbur~ementv.)

~

~

LOCATION

PURPOSE

I~MS PAID OR PROVII)ED

2

4 5

Name ol Person Reporting

Date of Report

FINANCIALpage 3 of 1 2 DISCLOSURE REPORT

woodcock, Zohn A.

o5,’06nOlO

~

NON E (No reportable gi/ts.) SOLrRCE
I

DESCRIPTION

VALUE

2 3.

NON E (No r~’portable liabihttcs.) .CREDITOR DESCRIPTION VALUE CODE.

FINANCIAL DISCLOSURE REPORT
Page 4 of 12

,n ..... f Person Reporting Woodcock, Johu A.

Date of Report 05/06/2010

NONE (:\’~ reportable income, assets, or transacttons.)

(including Iru3l assets) I’la~e "(XF altcr cach assel exempt from prior disclosure

rcpor.’.m~ period O) (2) Amounl Fype ~c g, Code I dry . toni, (A-H) or mt )

I of ~porllng period (U ~) ~ Value ~ Value Code 2 " Mclhod ~J-PJ ~ Code 3 j (Q-~V) K J I K J T T T T 3"

’,

O) I T~pe ~c g, buy ~elt, rcdempt~on~

(23 (3~ ~4~ Date ’ Val~e Gau~ mmldd,yy [ Code 2 ~ Co~e I (J-P) (A-ID ~ ,

Identity of buser.,’seiler (ffpnval¢ transaction)

Merck C~mamon Stock Inndcx Iotcmattonal Common Stock ~]oemg Common Stock 4 5 6. 7 g 9 10 II 12 3 14 15 16 17. k~,~,o~lMt)bd (’ommon Stock General Electric (-’~mu’non Stock The Growth Fund of Amet "x.n~cucan C,qptt:ll Income Budder ,:_ ~sco ( amman ,’-;icrck ,MctL~l’e Common Stock Wells [’argo Cortmlon Stock Pov.e~share.*, Wdderhdl Clean Energy Porll’oho Frontier Commumc,’~tions Common Stock Mltsul Common Stock - ADRs Apple, Inc Common Stock Morgan Stanley B,u~k Deposits (Commen0 .~..meucan Nttl\ tl S,~. (’Of/Ill’lOll Stock

B

D~vidend None

A

Dtwdcnd None

A

I)~:,tdcnd

N’one B A Dw~dend D~vldcnd ",,o~c B A Interest DP,’ldcnd

J K K K N .I

T T

F T t" Tral~sfer Btty 0l 0g/0b M K

B A

Dp,’~dcnd Dw~dend

L K

T

B

Dtv~dend

Sold

12;Ig 1:)9

K

A

FINANCIAL DISCLOSURE REPORT

Page 5 of 12

]~Woodcock, John.... .... ta~ a~po~.g A.

05/06/201

VII. INVESTMENTS and TRUSTS --l ............. t ............ io,,, (In,It,des those o/sp ......... d depend ..... hddren; see pp 34-60 of filbtg i
NONE ~ reporl~tble income, assets, or transactions)

--

~ ..........

B

~: .................................

D

Place "(X)" alter eath asset exempt (rom prior d~s~[osutc

~s~ount Code I (A-H)

Type ~e g d~ ~cnt or mt )

Value Code 2 ~J-P)

Value Melnod Code 3

]~pe (e g, ~ buy. ~ell. rcdemptton)

~ Date Value ~mm.’dd/~ ~ Code 2 i (J’P)

Gain Ccac I ~ ~A-I{) ~

buyer ~cllcr (tfpn~a,e

18 19 20 21 : 22 M~crosofi Common Stock Nor~otk Southern Common Stock Pepsico Common Stock Arnertta5 Life Insurance Corp A A A A D~:’~dcnd f)~v~dcnd I)~dcud Nopc I-),x’,det~d J K K L K T T T T T

23 ’ Procte~ & Gamble Uommon Stock

25. 26 27. 28

Bangor Sa,,’mgs Bank Checking Ac~.otmt ASA (Bem~udal I.TD Common Stock Heald~ Care Seiv~ce (;toup F~dehlty T, end Ftmd

A A ,.\ A

Interesl D~\ ~dend D~,.gdend D~’,~deud

J J K K

T "F T "r

31 32 33
34

CVS Common .Stock Sun,tom: Hotel htve.-,turs (RFIT)

A A

D~,,~dend D~smbtttmn

J J

"1 I

FINANCIAL DISCLOSURE REPORT
Page 6 of 12 VII. INVESTMENTS and TRUSTS -. i .........

r~ .... P .....Reporting 1 Woodcock, John A.

I

Dale of Repo!! 05106/201 0

[ d I,,e, t ....... tit,n," (Inch, de~ those of sp .......... depend ......hildre.; ~eel,p. 34-60 oJ filing i

NONE L~ reportable income, a~set& or transacnons.)

0ncludmg ~ assc s) Place "tX)" attc~ each asset exempt fion~ prior d~sclosurc

reporting period Amount Code I (A-H) Type (e g, th~ ~ent. ormr)

! ol repomng period Value Code 2 LI-PI Va!uc Method Code3 (Q-W) Type (e g. bus sell, ~edempr~on) ~ Date Value ,’ Ga., ~ ’mm’dd y> Ct~d: 2 Code 1 ~ ~ ’ [J-P) , I&-II) : Idenmy of buycr’scl[c~ ~ifprtvate transat t~n)

35 36 37

Umted Teclmolog~cs Common Stock AT& t Common Stock

DtvKteud A Dtv~dcnd J T

41

43 44

EuroPac (howth Mutual Fund

A

[hv~dcnd

J

-F

46 47

"~n’~cr~¢an L aprlal hacomc Bulldei MuttJal kund Comment1 Legg Mason (’lcarb~dge Applecmtto~ Mututa! Fund IRA A I)~ldcnd D~v~dend K K T

48 Legg Mason (’lcadmdgc( apttal and Income A " "’ Ftmd IRA [Comment) 49 50 I 51 Eagle Bulk Slnppmg, Inc Common Stock American (.’ap~tal L~d Common S~ock Commen0

None

J

T

FINANCIAL DISCLOSURE REPORT Page 7 of 12

r~a,.e afPe ....Reparting

Date of Report

Wooa~oek, Jo~,n A.

05/o6/2ol o

VII. INVESTMENTS and T RU STS -- i ...........
........ ~ ........ (including trust assets~
Place "(KF’ after cat h asset c~cmpr from prto7 dtsclostlrc __ 52 53 Auron~atlc Data P~ocessmg Cao~mon Stock .~

~ ............. a,,,.~,ao.~. ,i ..... oz’~p ....... ,io,,~
~ ....... c- ol ,¢port~g period Vatue Method Codc 3 [Q-W) Type (c g, l)tly, sel~ rcdcnlpt~on) Date ’Value Gain mm’dd/yy ’ Code 2 Code I (J-P) (A-H) ldenht~ buyer, seller (~fpr~atc

~ NONE (No reportable Income, assets, or transactions )

= .....

-

reporllq~ period Amount Code I tA-I 1)

q ypc (c ~z, I Value O~v refit C,)d,’ 2 Ot ,nt ~ tJ-P~ _j

D~x ~dcqd

Sold

1~27/09

J

54 55 56 Target Corp ,,\mencan Funds Income Fund ol’Amcrica CL A

None |~

Sold Sold

1/30109 ’ 12118/09

Dt’,’~dcnd

K

A

57 58 [ 59

Northrup G~ ummm~ Conamon Stock

,~

I)w~dend

J

"1

60

62

164 (>5 Mcl-)onalds (. orp. (’ommon ,bto,:k 66 67. 6~ IL~.M Contlr’eon SIock State Street Co~’p. (’ommon Stock Iohl~son & Johnso~ ( om~l~on SlOCk B A A A I)~’, Itlet~d D~vltlet~d D~v~dcnd D~v~dc~d K 1 K K ] "1 Sold 1 I114/09 J [ A

FINANCIAL DISCLOSURE REPORT
Page 8 of 1 2 VII. INVESTMENTS and TRUSTS -- ;, ...........
~

~a.,~ of P .....Repor,l,,g Woodcock, John A.

]

Date of Repolet 05/06/2010

l

~,,~, , ............. (1,,, I,,s,.s ,~ ...... ,I,~ ........... a d~,~.,,a~,,, ,~,i~,~,,; ~e~,V. ~.60
B C ot reposing period ~2~ -~) k’alt~¢ (’ode 3 (4) Type (c g. redcmptton) [ Date ~’alue (J-P) Gain [A-II) Idcnl:’y o~" 0fpr~va!e D __

NONE (No reportable ittco~ne, assets, or trattsactions.)
~k [including t~u~t ~ssct~) Place "(X)" afic~ cash asset

tcpo~hng ~r~od

; (~) t2) (I) 12) (~) A:~oum ] yp~ (e g, Value (&-I[) or ~nt ) ~ (J-P~

i
69

(Q-~V) .................

70 7~ 72 73 74 75
76

$1e~ icvcle Comntnn Stock

None

K

T

L;.S Bu~COtl~ C’ommon Stock .I P Morgan Chase Commtn~ Stock Za~]’~tner Holdings Common Stock

A A

D~’.’idend D~’,qdend None

J K J

I" "i T

’ 77 ! -,~

lvletLtle l.~fe Iostnance Pohctes Inlel (.’on) (.’onnnol~ Slock

A A

D~v~dend D~vt~.le~d

K K

T T

81

~2 83 84. ~5 Che’.’ton C’oq) (?ommoo Stock ,’\ D~’,,~dcnd K T

...................................

FINANCIAL DISCLOSURE REPORT
Page 9 of 1 2

[~ ....

fP ......Reporting

DateofReport

Woodcock. aoho A.

05;06~201 0

VII. INVESTMENTS and TRUSTS - i ............. ~,,e,, ....... t ...... (Includes those af sp ........ d dependent children; s~,epp. 34-60 of ~lbtg
NONE (No reportable income, assets, or transactions.)

Place "(X)" after each a~Scl exempt [?ore prior d~sclogure

AlllD~II}~ ’ "l ype {c g, Code I d~v , rent, (-~-H) or mt )

Value C~le 2 (J-P}

Value Method (’ode 3 tQ’~ )

Type (c g. / Date ’ VBltIe bu) sell. [ mm dd’y) ’ Code 2 ] Code i ~ rcdcmpt:on) ] {J-P) (A-H) [

buyer/seller (ffprtvalc transacUon~

~ 86 87.

ConocoPhdhps Common Stock Du Pm~t E I De Nemours & Co Common Stock

A A

D~v~dend D~x~dend

K

T Sold

7/13/09

J

A

89.

02

93 94 95 96 97 98 r"

101 I o2

FINANCIAL DISCLOSURE REPORT Page 1 0 of 1 2

IN ..... fPerson Reporting \Vooacock, John A.

Da,eof~eporr

05/061201 0

VI I. INVESTMENTS an d TRUSTS .- i,,,. .......... ~ ............ ,io,,, (Includes tho, e vf ,p ......... I deoenaent cl, ilU ........ Pl’. 34-60 of filittg i
NONE (No reportable income, assets, or transactions )

Place "~ X)" after each asset

O) &mount (A-H)

¢2) [ (~) T)pe Ic g o* m~ ) (J-P)

(2)

(~

(2)

O)

(~)

(5)

Code 3 ~ (Q-W) ;

rcdemptmn)

~

(3-P)

(A-H)

(tfpn~z~e tr,msa~r~on)

FINANCIAL DISCLOSURE REPORT Pagell of 12

Name of Person Reportittg

Date of Report 05/06/2OIO

Wooaeoek. dohn A.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (I,,,ll,’c,,e~or,,,fR,.~o,,)

all)d, aS

Item I I Morgan Stanle3 Bank Depomt~ became Ihe recipient of each of the stock ’,ales dunng the year Accordingly, the tr:msactlons are described as a transfer It llttlllbel ol’translbr~ were made as ato~ks ~ere sold, the dale of each translcr ts not listed The total amount of the Ilai~sfers IS ~eflected in the value code.

ltelll 12 Atllertcan Mo~ i[ was purchased on Janualff 8,200~ and itlad~’eoe~ll) olmtted flora tile Flnanclai Disclosure Report for last year. Item 39. lm estment Company of Amcuca, M~tcb appea~ed m past reports, ts held solely by a dependent~ who ~s no Ionge~ dependent The ml~nmt~on oa th~s fired, which appeared m prmr reports, has not been completed and wdl not appear m future reports Item 46 Item 48 Item 49 All shares m Amel~tat~ Capital Income Broider Mutual Fund welc sold on December 18, 2009 Thl~ transaction is ~epooed m Full on line 17 Legg Ma~on Apprccmtmn Ftmd is no~ known as [ egg M,t~on Clcarbndgc ,kpp~ec~atton Fund Lcgg Mason Capital and Income Fund is n~ known a~ Legg Mason Clearb~dge Cal~aal and Income btmd

FIN’ANCIAL DISCLOSURE REPORT Page 12 of 12
IX. CERTIFICATION.

N.~,e of P ...... aepor..~
~Vood~ock, John A.

Do,~ofa,.por,
05/0612010

! certify that all information given aboxe (including information pertaining to my spouse and minor or dependent children, if any) is accurate, troe, and complete to the best of my knowledge and belier; and that any informat;on not reported was withheld because it met applicable statutory provisions permittiug non-disclosure. I fi~rther certi~’ that earned income from outside employment and honoraria and the acceptance of gifts ~xhich have been repurted are in compliance +~ith the provisions of 5 U.S.C. app. § 501 et. seq., 5 UoS.C. § 7353, and Judicial Conference regulations.

Signature

NO’i-E: 4NY lb, DIVIDI.’~i, WHO KNO\~cINGL~ AND WILFI~LLY FALSIFIES OR FALLS TO FILE THIS REPOR1 M4.~’ BE S[IB.IECT TO (’|VII AM) CRI.~,’IIN’AL .SAN(’rIONS (5 U.S.(’. app. § 104)

FII.ING INSTRUCTION S Mail signed onginM and 3 additional copies Committee on Financial Disclosure Administrative Office of" the Umted Struts Courts Suite 2-301 One Columbus Circle, Washington, D C. 20544

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