FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Carney, Cormac J.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required @ the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

2. Court or Organization District Court - Central District of California
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

3. Date of Report 04/21/2011
6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Active

[] Initial

5b. [] Amended Report

7. Chambers or Office Address Ronald Reagan Federal Building 411 West Fourth Street Santa And, California 92701-451

8. On the hasis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in ¢ompllante with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable informatior~ Sign on last page.

I. POSITIONS. me~,onlng individual only; see pp. 9-13 off.cling instructions.)
---] NONE (No reportable positions.) POSITION
1. Dean’s Council

NAME OF ORGANLZATION/ENTITY Chapman Law School

3. 4. 5.

II. AGREEMENTS. mepomng individual o.ly; s~ pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Carnev, Cormac J.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

III. NON-INVESTMENT INCOME. mepor, i.g individual andspouse; seepp. 17-24 of filing instructions.)
A. Flier’s Non-Investment Income
~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouse’s)

2. 3. 4.

B. Spouse’s Non-lnvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~-]

NONE (No reportable reimbursements.) SOURCE American Bar Association DATES April 21-23, 2010 August 6-10, 2010 LOCATION New York, New York San Francisco, CA

PURPOSE
Speaker Speaker

ITEMS PAID OR PROVIDED Transportation, Meals, Hotel Transportation, Meals, Hotel

2. 3. 4. 5.

American Bar Association

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

V. GIFTS. anciudes those to spo ..... d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. andudes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

VII. INVESTMENTS and TRU S TS - i.come, value, transactions (Includes those of spouse a.d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income dt~ng reporting period (i) (2) Amount Type (e.g.. Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (~) Value Code 2 (J-P) (Z) Value Method Code 3 , ..... ~ ]Zype (e.g., buy, sell, redemption) (~) Date mm/dd/yy (3) Value Code 2 O-P) fransactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(4) Gain Code 1 (A-H)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Wells Fargo Bank Accounts Wells Fargo Bank Account (Y) Wells Fargo CD (Y) Home Savings CD Home Savings Account Vanguard Wellington Fund Vanguard Health Fund Janus Twenty Fund Columbia Strategic Investor Fund Janus Global Technology American Century- Ultra County Deferred Comp. Plan - Stable Value Fund IRA Brokerage -Schwab Total Bond Fund - SWLBX -Schwab Money Market Fund -COST -Clipper Fund CFIMX
A A D A A A A A A Interest Interest Dividend Dividend Dividend Dividend None Dividend Dividend Dividend K K K J L K J K J N T T T T T T T T T T A Interest K T

(5) Identi~ of buyer/seller (if private transaction)

1, income Gain codes! (Se~ Colur~ms BI ahd I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A=$1 ~000 or less F ~$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100;001 = $1,0001000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

--$21501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

~ =$J,o0o;o0i = $5i0o0;0o0
L =$50 00!- $100 000 P1 =$t,000;001 ~ $5~000fl00 P4 =More than $50,000,000 =Assess~eht W =Estimated :

n2 =More tha. $~,ooo,ooo
M --$100~001, $250 000 P2 =$5;000,001 - $25,000,000 T =CaSh Market

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transacao.s (Includes those of spouse and depen~em children; see pp. 34-60 of filing instructions.)
~ NONE

(No reportable

income, assets, or transactions.)
B. Income during report ng period (1) Amount Code 1 (A-H) (2) Type (e.g., div.~ rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) ~alue Method Code 3 (Q-W) D. Transactions dur ng reporting period (1) .... (2) Type (e.g., Date buy, sell,: : mra/dd/yy redemption) (3) (4) Value ’ Gai~ Code 2 Code 1 (J-P) (A-I--I~ (5) Identity Of buyer/seller (if private transaction)

Description of Assets (including trust assets)

Place "(X)" after each assel exempt from prior disclosure

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.

-HD -MRK -BRKB -TGT -P&G -Meridian Growth Fund- MERDX -Schwab 1000 Index Fund - SNXSX -Schwab Intl Index Fund - SW1NX -Tweedy Browne Global Value Fund TBGVX -Vanguard Small Cap Index Fund - NAESX None K T

28. 401(k)
29. 30. 31. 32. 33. 34. -Davis N¥ Venture - NYVRX -JP Morgan Smart Retirement 2020 Select Brokerage Account -American Funds - Balanced -Capital Income Bldr FD - CIBCX -American Funds Growth Fund A A A

Dividend Dividend Dividend

J J K

T T T

1. Income Gain Codesi (See Cohmms BI and 2.Value Codes (See Columns CI and D3) 3.Value Method Codes (See Column C2)

--$1~0o0 0~!~i ..... B--$1,00i i$2;500 ........
=$15,000 or less =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 ~App~i~l =Book Value K ~$15,00] z $50,000 O =$500,001 z$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2~501 - $57000 H i =$ L000,00 i - $5,000,000 L =$50;00! - $100,000 PI =$L000,00I- $5,000,000 P4 =More than $50,000~000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 M =$100~00.1 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

VII. INVESTMENTS and TRUSTS - i ...., value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.) e
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure " B. Income during rel~orting period (~) : ~m6unt Code l (A-H) (2) :Type (e.g., cliv., rent. or int.) Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during reporting period

(l) Type (e.g., buy, sell, redemption)

(2) (3) Value Date mm/dd/yy Code 2 (J~P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-(Investco) Van Kampen Equity Small Caps -Washington Mutual Investors Fund WSHCX -American Funds New Perspective Fund --Putnam CA Tax Exempt Income FD CLC IRA Rollover -Growth FD Amer Inc - GFACX -Franklin Rising Dividends - FRDTX -Allianz NFJ Small Cap - PCVCX -Capital World Growth & Income CWGCX -Pimco Total Return - P’I-TCX -Amer Balanced Fund - BALCX -(Invesco) VK Global Franchise Fund VGFCX 529 Savings Plan #2 -American Funds - Growth Fund -American Funds - New Perspective Fund

A A A B A

Dividend Dividend Dividend Int./Div. Dividend

J J J L K

T T T T T

Dividend

K

T

Sold (paN) Sold (paN)

09/10/10 12~0/10

J J

A A

-Washington Mutual Investors Fund

1. income Gain Codes: (See Columns B i and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1i000 6r less F =$501001- $ i00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100.0g,0 P I =$ 1,000,001 - $ 5,000,000 P4 =More than $50,000,000 S =Assessmeut W =Estimated

D =$5,00t - $15,000 H2 -More than $5,000,000 M -$I 00,0~1 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of i0

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

VII. INVESTMENTS and TRUSTS - ineome, value, transactions (Includes those of sp .... and dependent children; seepp. 34-60 of filing instructions.)
[] NONE (No reportable income, assets, or transactions.)
Description of Assets: (including trust assets) Income during reporting period Gross value at end Transact ons during reporting period

Value Code2 (J-P)

Value Method Code 3 (Q-W3

Type (e.g., Date buy, sell, .... mm/dd/yy redemption)

Value Code2 (J-P)

Gain Code l (A-H)

Identity of buyer/seller (if private ~ransaetion)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-American Funds - Capital Income Builder -American Funds - Balanced Fund -American Funds - Bond Fund 529 Savings Plan #3 -American Funds - Growth Fund -American Funds - New Perspective Fund -Washington Mutual Investors Fund -American Funds - Capital Income Bilder -American Funds - Balanced Fund -American Funds - Bond Fund Variable Life Insurance -NW Mutual - Mid Ca Grth Stock -NW Mutual Growth Stock Fund -NW Mutual Index 400 Stock Fund -NW Mutual Small Cap Growth Stock Fund -Russell Non-US Fund -Russell Real Estate Securities Fund C Dividend M T B Dividend K T

Sold (part)

12/06/10

J

I lnc0me Gaifi Codes: (Se~ C61umns BI and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A ~$ii000 or less F --$50;001 ~ $1001000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q --Appraisal U =Book Value

=$1,001- $2,500 G=$100,001 - SL000,000 =$15,001 -$50,000 =$500,001- $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 - $100,000 P I =$ 1,000,001 - $ 5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 M =$]00~001 - $250,000 P2 =$5,000;001 - $25~000~000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting

I

Date of Report

Carney, Cormac J. [

04/21/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

(1) Amount Code 1 (A-H)

(2) Type (e.g.. d’ ran _tv .v t,

(1) Value Code 2

(2) Value Method

(1) Type(e.g., buy; sell,

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 ’ Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction/

69. 70. 71. 72. 73. ~74. !75. ! 76.

-Small Cap Value -Domestic Equity Inherited IRA (X) -JPM -FDFFX -PRPFX -FDRXY JP Morgan - Intrepid Mid Cap Fund A Dividend C Distribution M Buy Buy Buy Buy Sold 10/14/10 07/28/10 10/29/10 07/28/10 01/21/10 K K L J J

I. Income Gain Codes: (See Columns B 1 and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 -SL000,000 K =$15,001 - $50,000 O =$500,001 - $1,000;000 R =Cost (Real Estate Only) V -Other

C =$2,501 ~ $5i000 HI =$i;0001001 - $5,000,000 L =$50,001 = $100~000 P 1 =$1,000;001 - $5,000,000 P4 =MOre than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5~000,000 M =$100,001 - $250~000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Carney, Comae J.

Date of Report 04/21/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepart of report.)
I. Part VII: Item 30: The Plan’s trustees replaced Fidelity Advisor Freedom 2020 with JP Morgan Smart Retirement 2020 Select. 2. Part VII: Item 76: This fund was inherited and sold.

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting Carney, Cormac J.

Date of Report 04/21/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/Cormac J. Carney

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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