I

Rev. t/2010

.~o l0

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Court or Orgnnizltion Southern Dist. of California 5a. Report Type (check appropriate type) [] Nomination. Date ~ ~ Annual [] Final

Rwort Required by the Ethics
(~ u.s.c, app. ~’~" IOt-tt~)
3- Date of Report 5/12/2010’ 6, Reporling Period 1/1/2009 to 12/31/2009 in Government Act of 1978

I. Person Reporting (last name, first, middle initial) Burns, Larry A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Active District Judge

[] Initial

5b. [] Amended Report 7. Chlmbel~ or Office Address United States District Court 940 Front Street, Room 2190 San Diego, CA 92101-8909 8. On the b~sis of the informltion contained In this Reporl and nny modifications pertaining thereto, It is, In my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NO TES: The instructions accompanying this form must be followed~ Complete alt parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

1. P OSITI ONS. CR,pora,~ individual only; see pp. 9-13 of filing in ......
[~ NONE (No reportable positions.)

ion~.)

.

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4.

[~]

NONE (No reportable agreements.) DATE PARTIES AND TERMS

Burns, Larry A.

Name of Person Reporting [

Date of

PageFINANCIAL2 of 7 DISCLOSURE REPORT

I

~,~0~o

II 1. NON-INVESTMENT INCOME. (geporang ~diviaual ana,~se; set rp. 17-24 of filing
A. Filer’s Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE (yours. no~ spouse’s)

2. 3. 4.

B. Spouse’s ~on-lnvestment Income - tf ~o~ ,~,~ married during an),porlion of the re~rling year, complete this
(Dollar a~unt ~ requ~ed ~cep~ for honoraria.)

~
I. 2. 3. 4.

NONE (No reportable non-invescment income.) ~ SOURCE AND TYP~

IV. REIMBURSEMENTS -,,.,-~, ..... io., i.u~.i.r,.r,,,,a ........~
(lm’ludes those to .spouse arncl dependent children, see pp 25-27 of filing irt~tructions )

,[~

NONE (No reportable reimbursements.) SOURCE D_ATES
I I1212009 to

LOCATION
Kona, HI

pURPOSE
Speaker at CAL ABOTA

ITEMS PAID OR PROVIDED
air Ihre, lodging and meals for judge and

I.

CAL ABOTA

1117/2009

Seminar

spouse

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

N ....f P ....a.po~i.g
Burns, Larry A.

I

5/I 212010 D~,. of a0po.

[~

NONE (No reportable gifts.) SOURCE DESCRIPTION VA I.U.___~E

1. 2. 3.
4.

5.

[~

NONE (No reportable liabilities.) _C_]LF, D_ J_T_O~ DESCRIPTION V__AL_U_.F,_C,Q_D~

I.

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

N .... fP .... Re~o,,i.g
Burn,, Larry A. [ 5/I 2/2010

VII. INVESTMENTS an d TRUSTS - i ........ ~, ~ ..... r~o~s a~a~. ~ho.~ o~ ...... ~ ~.e~, e~.d.~;
NONE (No reportable income, a~sets, or transactions.) Description of Asscl$ (including tr~lsl assets) Place "(X)" aficr each asset exempt from prior disclosure Income during reporting p~riod 1-~ (2) i Amount Type (c g., Code I div., rent, (A-H) or int.) [

I

Gross value al end of reporting p~iod (1) i (2) Value Value Code 2 Method (IP,) Code 3

Transaclions duling r~,oning period (1) Typ~ le.g., buy, sell, redemplion) (2) -(3~ --1 (4) Value ’ Gain j Date imm~td0_’yy Code 2 Code I : (J-P) (A-II)

Identity o[ buyeriscllcr 01 private

l.

U.S. Bancorp common stock (tr~st) Blackrock PFD Income A

E

Dividond Dividend None None None None None None None None None
None None

! L

Sold

03/20/09 1

N

A

I
Sold Sold Sold Sold L W Sold Sold Sold Sold
Sold Sold

3. 4 5. 6. 7. 8.

Encana Corp (ECA) XUSBB20 (Option Created) XUSBCI 2 (Option Created) XJNJE55 (Option Created) Breathe Pharmaceutical Inc. XUSBE20 (Option Created) .INJ

01!20/09 I 01128/09 1 02123/09 1 03/231091

K J K J

A C E D

04/30/091 05/I 8/09 1 05./26/091 07/22/091
08106t09 I ()8t21/09 I

J N K J
J N

D E E D
B A

10. I 1.
12 13.

XUSBG20 (Option Created) XUSBH 19 (Option Created)
XUEEI24 (Oplion Crea~cd) USB

14. 15. 16. 17.

XUEE122 (Option Created) USB XUEEJ23 (Option Created) XUEEK25 (Option Created)

None None None None

Sold Sold Sold Sold

t)9/09/09 I 39/09/091 10/01/09 I 10/23/09 I

J N J J

C .at B D ,

I

Page 5 of 7 VII. INVESTMENTS an d TRUSTS - i ........
~

Burn5, Larry A. o~,,o., ......,ions a,,ao,~os ,,,,se o~s~ ...... ¢ ~,~d,~, ~s~,¢~: ,,e~.

~!12r’Z010

NONE (No reportable income, a~sets, or trat~action~.)

[ ,, ~

A.
~scription of Assets (including ,msI ....~) Place "(~" aRer e~h asset exempt from prior di~osurc

~--[ [

~
Income during re~ing ~riod Ty~ (e.g., div , rein, or int )

I

c
O)
Value C’~e 2 (J-P)

~ ~ .............
Ttan~clions during r~omng

I[ Gross value at end of reining period ............

(~) [ (2)

~2)
Value Method Code 3 (Q-X~

o)
T~e (eg.. buy, ~ll, redemption)

I (2) [ (3)

(~) I--Idcnmy of buycr/sellcr (ifpriva1 ~ransacli~)

Amoum Code I (A-H)

Date Value Gain ’~ mm,’ddl)’v C~c 2 Code I : (J-P) ~ (A-H) F :

18.

USB

None

Sold

10/16/09

N

D

19 20

XUEEL25 (Option Create.d) XUEEA24 (Option Created)

None None

Sold Sold

12!01i09 12/21/09

J J

C C

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N .... fP ..... Repor,io~
a.r.~, L.rr3,

~>,,e 0tR,po~, 5/12-/2010

]

A.

VIII. ADDITIONAL INFORI~IATION OR EXPLANATIONS. a, ai~,,opa~olRepo,~

FINANCIAL DISCLOSURE REPORT ]N .... ~v ..... Report~.~.

O.,.otR~vor,
5/12/2010

Page 7 of 7
]

Larry A. B .....

IX. CERTIFICATION.
] certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an.’,’) is accurate, true, and complete to the best of my knowledge and belief, and that an)’ information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which ha~,e been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature .’S .~-7 .-~ .............................................

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copics to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Sign up to vote on this title
UsefulNot useful