~.i :". ~’.

1/2o10 ~: ]
I. Person Repor~g (last ~ame, fir~, middle initial) Smith, William E. 4. TItle (~rticle Ill judges indicate’~clive or senior sta~g magistrate judges indicat~ full- or part-time) Arfic!elll--active

FOR CALENDAR YEAR 2009
2. Court or Orgaalzatlon District of Rhode Island St. Repo’rt Type (check appropriate type) [] Nomination, [] Initial Date [] Annual

(~ u.s.c. ~pp. §§ 1n J-t11)
3. Dale of Report 05103/2010 " 6. R¢~ortlng PeriOd 01/01/2009 tn 12/31/2009

[] Final ,~

7. Clla~brl’~ or Offi’¢ Addre~ U.S. Coullhous¢ One Exchange Terrace Providence, R102903

Sb. [] Amended Repor~ 8. Oil tile basis at ~ |af~rraatlon ealltsleed I* till, Reporl al~d ’ally modifit:atlolls pertaininE tbereta, It It, ht my oplnlono In totnpllance wilb applicable laws and regnlation$. Reviewing Officer Date

IMPORTANT NOTES: The Instructions accompanying this form must be followec£ Complete all parts,
checking the NONE box for each part where yon have no reportable information. Sign on last pag~

I. POSITIONS. ~o,.,;,,,
~] NONE (No reportable positions.) POSITION
1. Director

NAME OF ORGANIZATION/ENTITY
Family Service of Rhode Island ASTAR (Advanced Science & Technology Adjudication Resource Center, Inc.)

2. Director

II. AGREEMENTS. (Rtporang individ.alnnl~,; ste rp. 14-16 of filing instruc~on~)
[’---’] NONE (No reportable agreements)

C.D 3 --rl

DATE
1. I/2/2008

PARTIES AND TERMS
Roger Williams University School of Law; agreement to teach Advanced Evidence course, spring semester 2009

2.8/17/2009
3.8/17/2009

Roger Williams University School of Law; agreement to teach Federal Practice course, fall semester 2009
Roger Williams University School of Law; agreement to teach Jueial Process course, fall semester 2009

Smith, William F.

FINANCIAL DISCLOSURE REPORT Page 2 of 6 [ Smith, William E.
IlL NON-INVESTMENT INCOME. ts~ ~.,~d..~ o~d .po,~o~ .~ ~ ~ ~-2~ of
A. Filer’s Non-Investment Income NONE (No reportable non-investment income.) DATE
I. 2099 2. 3. 4.
.fllln, instr.c~Ions.)

os!o3/~o~o

SOURCE AND TYPE
Roger Williams University School of Law- teaching

INCOME (yours, not spouse’s)
$26,550.00

B. Spouse’s Non-Investment Income - lf you were marrltd during any portion of lhe rtporttng year, ¢omplttt this
(Dollar amount not required except for honoraria.)

--"1

NONE (No reportable non-investment income.) ~ SOURCE AND TYPE
Ri Economic Development Corporation - salary

I. 2009 2. 3. 4.

IV. REIMBURSEMENTS - ~,~mrt,~o.. table,.food. ,,~,,~,~n.
(Includes tho.te to s~u~e ~dde~ndent chil~en; see ~. 23-27 offillng i~t~ctio~.)

~

NONE ~o reportable reimbursemems.)
~ ~ 4/16I~117109 4~0109-412~09 ~ W~shin~o~ D.C. Chica~, 1L PURPO~g Di~cto~’ me~ing Non-FJC educational semin~ Non-FJC educational ~minar ITEMS PAID OR PROVIDED t~vel, l~ging, meals ~avel, I~ging, meals

1. 2.

ASTAR No~hw~tem Univ. Sch~l of Law ASTAR

3.

6121109-6~3109

Cl~ater, FL

~vel, I~ging, meals

4. 5.

FINANCIAL DISCLOSURE REPORT

~.m. ot ~’er$o* Rc~.o,to~
Smith, William E.

D..t* of R.~*,
05/03/2.010

Page 3 of 6

NONE (No reportable gifts.)

I. 2. 3. 4. 5.

VI. LIABILITIES. a~¢t.a.~o., o1~.o.~. .~ ~o~.a..a .hua...: ~.o r~ ~z ~ o.~,t~ ~.~t..~.~)
~-] NONE (No reportable liabilities.)
~ I. 2. 3. 4, 5. American Express VISA Sovereign Bank Granite State Management & Resources RI Student Loan Authority revolving credit revolving credit line ofcredit Student Loan Student Loan DESCRIPTIO)N ~ J K J J J

FINANCIAL DISCLOSURE REPORT

name of Person Reporting [

Date of Report

Page 4 of 6

Smith, William E. I

05/03/2010

VII. INVESTMENTS and TRUSTS - ~o~. ~,e. ~,,~o~ a, ctud,, ~so~, of ,ro,~ o~ ~,~.~ ~ad,~ ,,e p~ 34-6o of ~nng Ins~u~o~)
~
"

NONE (No reportable income, ~sets, or transaction.)
A, ~s~pfion of Asse~ (including ~st ~se~) B. ~e ~g r~ing p~ C. G~s value at end of r~ing ~ D. T~ns ~fing ~ing ~fi~ .

~N from ¢fior di~losu~

C~ 1

d~ ~K

CMe 2 I M~h~

~, sell, - ~ [ CMe 2

Code I

buyer/sener

I.
2.

FideliW 529 "Unique" Plan

A

In~st

J

T

3.
4.

L Incorr~ ~ Code~ 2. VaI~ C, od~ (S~ Columns CI a~d D3) 3. Value Me0md Code~ (Se~ Column C2)

A =S 1,000 m less J -$15,~ t~ 1~ N =$250.001. $500,000 P3 ~$25.000,001 - $J0,000,000 Q -Apprti~l U =B~ok Vsl~e

B -$1,001 - $2,500 K=$15,001 - $~0,000 O ~$500,001 - $ 1.0~30,000 R -,~tra ( Rt-al Ii~tate O~y) V =O*be~

C =$2,$01 - $5,000 b’$~0,001 - $100,000 P l ~l; 1.000,001. $ J,0~0,000 P4 -Mort ~m $50,000,000 S ~Assessmem W -E~timat~

D .~$.001 - $ I $.000 M -$100.~1 ¯ $250,1)00 P2 -55.000,001 - $25.000,000 T ~,Cash MaAa

FINANCIAL DISCLOSURE REPORT

Name of Person Reportiflg [ Smith, William E.

Date of Report

Page 5 of 6

os/o3/2o~o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~,~-,-~,,~o/x~o,~)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

N .... f p ..... Reporting Smith, William E.

I

Date of Report 05/03/20!0

[

! certify that all information given above (including In[ormatlon pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory previsions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance ef gifts which have been reported are in compliance with the provision5 of 5 U.S.C. app. § 501 et. 5eq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR...,~, ... *~. ’I.o ..~* .,.3RT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544