~o to

Rev. 1/20tO

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I

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2009
2. Court or Organization Western District of Oklahoma 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

Report Required b)’ the Ethics
in Government Act ofl978

(s u.s.c, app. §§ tOt-Ill)
3. Date of Report 0412912010 6. Reporting Period 0 I/01/2009 to 12/31/2009

I. Pel’~on Reporting (last name, lirst, middle initial) Russell, David L 4. Title (Article III judges indicate active or senior status; ~nagis~’atc judges indicate l~ll- or part-time) Active-U.S. DistriclJudge

[ 5b. [~’ Amended Rcporl 7. Chambers or Office Address 200 N.W. 4th, Room 3309 United States Courthouse Oklahoma City, OK 73102 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

131PORTANT NOTES: The instructions accompanying this form must be followed Complete allparts, checking the NONE box fi~r each part where )~ou have no reportable information. Sign on last page.

I. POSITIONS. (Reportlng individual only; jte pp. 9-13 of filing instructions.)
NONE (No reportab& positions.) POSITION
I. 2. 3. 4, 5.

NAM~ OF O~GANIZATION~NTI~"

I1. AGREEMENTS. ( geporting individual only; see pp. 14-16 of flnng instructlons.)
NONE (No r~ortable agreements.) .....
f,, C~

PARTIES AND TERMS
1.

Russell, David L.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

IName
] Russell, David L.

of Person Reporting

Date o1" Repor~

04f29,~2010

A. Filer’s Non-Investment Income NONE (No reportable non-investment income.) DATE I. 2. 3. 4. SOURCE AND TYPE INCQME (yours, not spouse’s)

B. Spouse’s Non-lnvestmenl Income- if you were married during anj, por~ion of the repor~ing yearo COmplete this xectlon.
(Dollar amal~nt not fcq uired except.[or honoraria)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Teachers Retiremen! System of Oklahoma (retirement from University of Oklahoma Health Science Center)

I. 2009 2. 3. 4.

IV. REIMBURSEMENTS - tran.~partattan, lodging, food .....
(Includes those to ~po~e and descendent cltihtren.- see pp. 25-27 ~[fiiing i~t~tto~ )

rtai .....

NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES [,OCATION PURPOSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting

Da~e of Report

04t29/2010 I R~s~el~, D~via L.

V. GIFTS. (In¢ludes tho,e to spo,se and dependent children; ~ee pp. 2lL 31of fillng in~tructions.~
[~ NONE (No reportable gifts.) SOI~RCE
I. Layn R. Phillips Mr Phillips gave Australia in I109

DESCRIPTION
]I m leage [’or 2 roundtr p flights to

VALUE
$8,800.00

2. 3. 4. 5.

~]

NONE (No reportable liabilities.) CREDITOR DESC~IPTION ,VALUE CODE

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT
Page 4 of 7

r~im. of~’ .....a.po.,.~
a.ss~, David L. ~129/2010

~

NONE (No reportable income, assets, or

transactions.)
T~n~ctions during re~aing

Descdplion of A~ (in~luding t~st asse~)

Income during re~ing ~riod

~

Gross value al end of reposing period

]

exempt from p6or disclosure

Code I ~ div.. rent, (A-II) ~ orint.) ~

Code 2 : (J-P)

Me0~od I buy, se Code 3 redemption) (Q-W) T T Sold

~

(J-P) ~ (A-H) ~ ~

0fpnvate , ..... ction)

I. 2. 3. 4. 5. ~ 6. 7. 8. 9. I0. I I. 12. 13. 14. 15. 16. 17.

Allegiance Credit Union f~a Federal Employees Credi~ Union Money Market T~t Stifel Nicolaus Citigroup ONEOK Paane~ Noahwest Natural G~ Occidental Pe~oleum Co~. AT~T Okla. Dept. of Transportation Bond 9-1-20 Tulsa OK 4~ 7-1-2016 Bonds Okl~oma Water Resources Bo~d 4-1-2027 Bonds Oklahoma 1-1-24 Municipal Pwr. Anthori~ Capital Income Builder Fund American Funds Europacific Growth Fund SBI American Funds Income Fund of America American Funds Investment Co. of America American Fun~ RCB Bank f~a Bank of Nichols Hills Enlerpdse Prods Ptnrs. L.P.

A A A B A A A A A A A D A C B A C

Interest Interest Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Dividend Dividend Dividend Dividend Interest Dividend

K K

1~30109

J

A

K J K J J K J J M K L L K L

T T T T T T T T T T T T T T

Name of Person Reporting

Dale of Reporl

FINANC1ALpage 5 of 7 DISCLOSURE REPORT [

Russell, David L.

04!29/2010

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust ~ssets) Place’(X)’ag ..... h .... t exempt frompfiordi~loxure In.me during rc~ing ~ri~ Gross value at end of reposing pe~d Value C~c2 Value Me~ T~(e-g., buy. sell. T~nsactions during re~in~ ~ri~

i

A~unt T~(e.g., C~te I [ div..rent.

]

~ Date [ Value ] Gain[ ]m~’~ C~2 ~ Code I I

Idemityof buyer/seller

18.

Oklahoma I-I-2023 State TPK QU&H

C

Interest

Red~med

1~/09

L

A

19. 20. 21. i22. 23. 24. 25. 26. 27. 28. ! 29.

Halliburton Company Oklahoma Gas & Electric Houston Tex. Water & Sewer Bonds Chesapeake Energy Fundamental laws. Inc. American Funds Union Bank Focus Federal Credit Union Russell Invesment Co. (Mutual Fund) Ultra Petroleum Syntroleum Stillwater National Bank Oklahoma Cily Water Bond 7-39

A A C A A A A C

Dividend Dividend Interest Dividend Dividend Interest Dividend Dividend None None

J J

T T Buy Redeemed 1/29/09 12/I/09 L A

J K .l K L J J K L

T T T "1~ T

T T T Buy I 1/23/09 L

A A

Interest h’~terest

i30.
32,

FINANCIAL DISCLOSURE REPORT Page 6 of" 7

Name of Person Reporting

Date of Report

04/29/201o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
Part V, page 3, line I, Layn R. Philips is a personal friend and does not appear before me. Part VII. page 5, line 20 of 2008 report reflects that this asset was sold and is therefore not reported on the 2009 report.

FINANCIAL DISCLOSURE REPORT

Page 7 of 7
IX. CERTIFICATION.

:N .... ore .... R,poain~

n,t, ota,~,~,

ansscii, David L.

04/29/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. § 501 ct. seq., 5 U.S.C. § 7353, aud Judicial Conference regulations.

Signature_.t~

NOTE: ANY INDIVIDUAL WIlO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAl, SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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