FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) Russell, David L.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization Western District of Oklahoma 5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report 04/07/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Active - U.S. District Judge

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

200 N.W. 4th, Room 3309 United States Courthouse Oklahoma City, OK 73102

IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. (R,eo,~,g i, aiviauat o,iy; see pe. 9-13 of filing instructions.)
~] NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Repo,~i~g i.alviauat o~ty; ~ee pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Russell, David L.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Russell, David L.

Date of Report 04/07/2011

III. NON-INVESTMENT INCOME. ¢R~r~.g individual andspouse; see pp. 17-24 of fillng instructions.)
A. Filer’s Non-Investment Income
[]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yoms, not spouse’s)

2. 3. 4.

B. Spouse’s Non-Investment Income - If you were married during any portion of the reporting year, complet~ this sectiot~
(Dollar amount not required except for honoraria.)

~-~

NONE (No reportable non-investment income.)
DATE

SOURCE AND TYPE
Teachers Retirement System of Oklahoma (retirement from University of Oklahoma Health Science Center)

1.2OlO 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~
(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

D

NONE (No reportable reimbursements.)
SOURCE DATES 06/11/2010 06/13/2010 LOCATION Great Neck, New York

PURPOSE
International Human Rights and Humanitarian Laws Seminar

ITEMS PAID OR PROVIDED
Travel and Lodging

1.

Aspen Institute

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Russell, David L

Date of Report 04/07/2011

V. GIFTS. a~lud~ ~ose ~ sp .... nd dependent children; see pp. 28-31 of f!llng instructlon~)
NONE (No reportable gifts.)
SOURCE
i. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anclud~ those oyspo~e and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7 VII. INVESTMENTS and TRUSTS -

Name of Person Reporting Russell, David L.

Date of Report 04/07/2011

NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including Imst assets) Place "CA)" after each asset exempt fromp~ordiselosure B. Income during reporting period C. . Gross value at end of~’porting period D. Transactions during reposing period ¯ .

¯

Identity of Amount Type (e.g., Value Value .Type (e.g, Date Value Gain Code I div.,wnt, ..." Code2 ¯ Method .i.. buy, sell,., mm/dd~ code2 .Code 1 .... buyer!seller (A-H) : or int.) (J-P) ~&3 ~ redemption) ......" .. (J-p) (A-H) ¯ (ifprivate

i..,.:..
1. 2. 3. 4. 5. 6.
7.

..’ :... " ’:. :"

"

tion)

Allegiance Credit Union f/k/a Federal Employees Credit Union Money Market Trust Stifel Nicolaus ON-l/OK Partners Northwest Natural Gas Occidental Petroleum Corp. AT&T
Okla. Dept. of Transportation Bond 9-1-20

A A B A A A
A A

Interest Interest Dividend Dividend Dividend Dividend
Interest Interest

K K K J K J
J K

T T T T T T
T T

8. 9. 10. 11. 12. 13. 14. 15.
16.

Tulsa OK 4% 7-1-2016 Bonds Oklahoma Water Resources Board 4-1-2027 Bonds Oklahoma 1-1-24 Municipal Pwr. Authority Capital Income Builder Fund American Funds Europacific Growth Fund SBI American Funds Income Fund of America American Funds Investment Co. of America American Funds RCB Bank f/k!a Bank of Nichols Hills
Enterprise Prods Ptnrs. L.P.

A B D A C B A
D

Interest Interest Dividend Dividend Dividend Dividend Interest
Dividend

K M K L L L
L

T T

T T T
T

17.

Halliburton Company

A

Dividend

Sold

05/11/10 J

B

2. Value Co~s (Se~ Colunm~ CI and 03) 3. Value Method Cod~ (See Colunm C2)

J --$15,000 or I~$ N =$250,001 - $500,000 P3 =$25.000~00i, $50,000.000 Q =Appraisal U =Book Value

K =$t 5,001 - $50,000 L --$50,001 = $100,0O0 Pl -~$I,000,001 - SS;O~O,O00 0 =$500,001 - $I ~000~000 : : P4:~-More than $50~000~000 R =Cost (Renl Estate Only) :: S =Assessment V--Other W =E.stimated :

M =$104).001 - $250,1~0 P2 --$5,000;001 ~ $25,000,000 T =C~sh Market

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Russell, David L.

Date of Report 04/07/2011

VII. INVESTMENTS and TRUSTS - ~ncor~e, v~ue, tro,~octio,~ (tncludes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

D

NONE

(No reportable

income, assets, or transactions.) B: C. Income dtwing Gross value at end .... ~lmrling period ¯ of reporting period
(!) (2) ¯ " (1) (2) (l)

¯

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosu~

D. Transactions during ~*porting period
(2) O) (4)

Amount Type Code I : div., rent, (A-H) or int)

Value Code 2 (J-P)

Value Method Code 3

Type (e.g., buy, sdl, redemption)

Date Value Gain mm/dcl/~ty C0de2 Code I (J-P) (A-H).

(5) Identity of buyeffseller (if private Uunsaetiun)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

Oklahoma Gas & Electric Chesapeake EnerlD’ Fundamental Invrs. Inc. American Funds Union Bank Focus Federal Credit Union Russell lnvesment Co. (Mutual Fund) Ultra Petroleum Syntroleum Stillwater National Bank Oklahoma City Water Bond 7-39 Univ. of Okla Bond due 07/01/29 North Texas Turf Bond due 01//

A A A A A B

Dividend Dividend Dividend Interest Dividend Dividend None None

K J K K K L J J K L J J

T T T T T T T T T T T T Buy Buy 12/02/10 10/22/09 J J

A A A A

Interest Interest Interest Interest

2. Value Code~ (See co~mrms 121 and 03) 3: Value Method C~les (See Column C2)

J --$15,~00 m" less N--$~50,001 - $500 000 P3 =$25,000,001 - $50;000.000 Q =Appr~sal. U =Book Value

K =$15,001 - $50,000 0 =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --Other

L =$50,001 7 $100,000 el --$1,000,001 - $5,000,000 P4 ~More than $50,000,000 S =Assessment W =Estimaled

M ~$10~.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Ca-sh Market :

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Russell, David L.

Date of Report 04/07/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report)
Part VII, page 4, line 3 of 2009 report reflects that this asset was sold and is therefore not reported on the 2010 report. Part VII, page 5, line 18 of 2009 report reflects that this asset was redeemed and is therefore not reported on the 2010 report. Part VII, page 5, line 21 of 2009 report reflects that this asset was redeemed and is therefore not reported on thei 2010 report Part VI1, page 5, line 20 of 2010 report was inadvertently omitted from the 2009 Report.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Russell, David L.

Date of Report 04/07/2011

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: S/David L. Russell

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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