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Regents of University of California v.

Bakke Page 1

REGENTS OF the UNIVERSITY OF Mr. Justice Marshall filed a separate


CALIFORNIA, Petitioner, opinion.
v.
Allan BAKKE. Mr. Justice Blackmun filed a separate
opinion.
No. 76-811.
Mr. Justice Stevens concurred in the
Decided June 28, 1978. judgment in part and dissented in part and filed
an opinion in which Mr. Chief Justice Burger,
White male whose application to state Mr. Justice Stewart and Mr. Justice Rehnquist
medical school was rejected brought action joined.
challenging legality of the school's special
admissions program under which 16 of the 100 Mr. Justice POWELL announced the
positions in the class were reserved for judgment of the Court.
"disadvantaged" minority students. School
cross-claimed for declaratory judgment that its This case presents a challenge to the
program was legal. The trial court declared special admissions program of the petitioner,
the program illegal but refused to order the the Medical School of the University of
school to admit the applicant. The California California at Davis, which is designed to
Supreme Court, 18 Cal.3d 34, 132 Cal.Rptr. assure the admission of a specified number of
680, 553 P.2d 1152, affirmed the finding that students from certain minority groups. The
the program was illegal and ordered the Superior Court of California sustained
student admitted and the school sought respondent's challenge, holding that
certiorari. The Supreme Court, Mr. Justice petitioner's program violated the California
Powell, held that: (1) the special admissions Constitution, Title VI of the Civil Rights Act
program was illegal, but (2) race may be one of 1964, 42 U.S.C. 2000d et seq., and the
of a number of factors considered by school in Equal Protection Clause of the Fourteenth
passing on applications, and (3) since the Amendment. The court enjoined petitioner
school could not show that the white applicant from considering respondent's race or the race
would not have been admitted even in the of any other applicant in making admissions
absence of the special admissions program, the decisions. It refused, however, to order
applicant was entitled to be admitted. respondent's admission to the Medical School,
holding that he had not carried his burden of
Affirmed in part and reversed in part. proving that he would have been admitted but
for the constitutional and statutory violations.
Mr. Justice Brennan, Mr. Justice White, The Supreme Court of California affirmed
Mr. Justice Marshall and Mr. Justice those portions of the trial court's judgment
Blackmun filed an opinion concurring in the declaring the special admissions program
judgment in part and dissenting. unlawful and enjoining petitioner from
considering the race of any applicant. It
Mr. Justice White filed a separate modified that portion of the judgment denying
opinion. respondent's requested injunction and directed
the trial court to order his admission.
Regents of University of California v. Bakke Page 2

For the reasons stated in the following Under the regular admissions procedure,
opinion, I believe that so much of the a candidate could submit his application to the
judgment of the California court as holds Medical School beginning in July of the year
petitioner's special admissions program preceding the academic year for which
unlawful and directs that respondent be admission was sought. Record 149. Because
admitted to the Medical School must be of the large number of applications, the
affirmed. For the reasons expressed in a admissions committee screened each one to
separate opinion, my Brothers THE CHIEF select candidates for further consideration.
JUSTICE, Mr. Justice STEWART, Mr. Candidates whose overall undergraduate grade
Justice REHNQUIST and Mr. Justice point averages fell below 2.5 on a scale of 4.0
STEVENS concur in this judgment. were summarily rejected. Id., at 63. About
one out of six applicants was invited for a
I also conclude for the reasons stated in personal interview. Ibid. Following the
the following opinion that the portion of the interviews, each candidate was rated on a scale
court's judgment enjoining petitioner from of 1 to 100 by his interviewers and four other
according any consideration to race in its members of the admissions committee. The
admissions process must be reversed. For rating embraced the interviewers' summaries,
reasons expressed in separate opinions, my the candidate's overall grade point average,
Brothers Mr. Justice BRENNAN, Mr. Justice grade point average in science courses, scores
WHITE, Mr. Justice MARSHALL, and Mr. on the Medical College Admissions Test
Justice BLACKMUN concur in this judgment. (MCAT), letters of recommendation,
extracurricular activities, and other
Affirmed in part and reversed in part. biographical data. Id., at 62. The ratings
were added together to arrive at each
I candidate's "benchmark" score. Since five
committee members rated each candidate in
The Medical School of the University of 1973, a perfect score was 500; in 1974, six
California at Davis opened in 1968 with an members rated each candidate, so that a
entering class of 50 students. In 1971, the size perfect score was 600. The full committee
of the entering class was increased to 100 then reviewed the file and scores of each
students, a level at which it remains. No applicant and made offers of admission on a
admissions program for disadvantaged or "rolling" basis. The chairman was responsible
minority students existed when the school for placing names on the waiting list. They
opened, and the first class contained three were not placed in strict numerical order;
Asians but no blacks, no Mexican-Americans, instead, the chairman had discretion to include
and no American Indians. Over the next two persons with "special skills." Id., at 63-64.
years, the faculty devised a special admissions
program to increase the representation of The special admissions program operated
"disadvantaged" students in each Medical with a separate committee, a majority of whom
School class. The special program consisted of were members of minority groups. Id., at 163.
a separate admissions system operating in On the 1973 application form, candidates were
coordination with the regular admissions asked to indicate whether they wished to be
process. considered as "economically and/or
Regents of University of California v. Bakke Page 3

educationally disadvantaged" applicants; on resulted in the admission of 21 black students,


the 1974 form the question was whether they 30 Mexican-Americans, and 12 Asians, for a
wished to be considered as members of a total of 63 minority students. Over the same
"minority group," which the Medical School period, the regular admissions program
apparently viewed as "Blacks," "Chicanos," produced 1 black, 6 Mexican-Americans, and
"Asians," and "American Indians." Id., at 65- 37 Asians, for a total of 44 minority students.
66, 146, 197, 203-205, 216-218. If these Although disadvantaged whites applied to the
questions were answered affirmatively, the special program in large numbers, see n. 5,
application was forwarded to the special supra, none received an offer of admission
admissions committee. No formal definition of through that process. Indeed, in 1974, at
"disadvantaged" was ever produced, id., at least, the special committee explicitly
163-164, but the chairman of the special considered only "disadvantaged" special
committee screened each application to see applicants who were members of one of the
whether it reflected economic or educational designated minority groups. Record 171.
deprivation. Having passed this initial hurdle,
the applications then were rated by the special Allan Bakke is a white male who applied
committee in a fashion similar to that used by to the Davis Medical School in both 1973 and
the general admissions committee, except that 1974. In both years Bakke's application was
special candidates did not have to meet the 2.5 considered under the general admissions
grade point average cutoff applied to regular program, and he received an interview. His
applicants. About one-fifth of the total 1973 interview was with Dr. Theodore C.
number of special applicants were invited for West, who considered Bakke "a very desirable
interviews in 1973 and 1974. Following each applicant to [the] medical school." Id., at
interview, the special committee assigned each 225. Despite a strong benchmark score of 468
special applicant a benchmark score. The out of 500, Bakke was rejected. His
special committee then presented its top application had come late in the year, and no
choices to the general admissions committee. applicants in the general admissions process
The latter did not rate or compare the special with scores below 470 were accepted after
candidates against the general applicants, id., Bakke's application was completed. Id., at
at 388, but could reject recommended special 69. There were four special admissions slots
candidates for failure to meet course unfilled at that time however, for which Bakke
requirements or other specific deficiencies. was not considered. Id., at 70. After his
Id., at 171-172. The special committee 1973 rejection, Bakke wrote to Dr. George H.
continued to recommend special applicants Lowrey, Associate Dean and Chairman of the
until a number prescribed by faculty vote were Admissions Committee, protesting that the
admitted. While the overall class size was still special admissions program operated as a
50, the prescribed number was 8; in 1973 and racial and ethnic quota. id., AT 259.
1974, when the class size had doubled to 100,
the prescribed number of special admissions Bakke's 1974 application was completed
also doubled, to 16. Id., at 164, 166. early in the year. Id., at 70. His student
interviewer gave him an overall rating of 94,
From the year of the increase in class finding him "friendly, well tempered,
size--1971--through 1974, the special program conscientious and delightful to speak with."
Regents of University of California v. Bakke Page 4

Id., at 229. His faculty interviewer was, by admissions decisions, the trial court held the
coincidence, the same Dr. Lowrey to whom he challenged program violative of the Federal
had written in protest of the special admissions Constitution, the State Constitution, and Title
program. Dr. Lowrey found Bakke "rather VI. The court refused to order Bakke's
limited in his approach" to the problems of the admission, however, holding that he had failed
medical profession and found disturbing to carry his burden of proving that he would
Bakke's "very definite opinions which were have been admitted but for the existence of the
based more on his personal viewpoints than special program.
upon a study of the total problem." Id., at
226. Dr. Lowrey gave Bakke the lowest of his Bakke appealed from the portion of the
six ratings, an 86; his total was 549 out of trial court judgment denying him admission,
600. Id., at 230. Again, Bakke's application and the University appealed from the decision
was rejected. In neither year did the chairman that its special admissions program was
of the admissions committee, Dr. Lowrey, unlawful and the order enjoining it from
exercise his discretion to place Bakke on the considering race in the processing of
waiting list. Id., at 64. In both years, applications. The Supreme Court of California
applicants were admitted under the special transferred the case directly from the trial
program with grade point averages, MCAT court, "because of the importance of the issues
scores, and benchmark scores significantly involved." 18 Cal.3d 34, 39, 132 Cal.Rptr.
lower than Bakke's. 680, 684, 553 P.2d 1152, 1156 (1976). The
California court accepted the findings of the
After the second rejection, Bakke filed trial court with respect to the University's
the instant suit in the Superior Court of program. Because the special admissions
California. He sought mandatory, injunctive, program involved a racial classification, the
and declaratory relief compelling his admission Supreme Court held itself bound to apply strict
to the Medical School. He alleged that the scrutiny. Id., at 49, 132 Cal.Rptr., at 690,
Medical School's special admissions program 553 P.2d, at 1162-1163. It then turned to the
operated to exclude him from the school on goals the University presented as justifying the
the basis of his race, in violation of his rights special program. Although the court agreed
under the Equal Protection Clause of the that the goals of integrating the medical
Fourteenth Amendment, Art. I, 21, of the profession and increasing the number of
California Constitution, and 601 of Title VI physicians willing to serve members of
of the Civil Rights Act of 1964, 78 Stat. 252, minority groups were compelling state
42 U.S.C. 2000d. The University cross- interests, id., at 53, 132 Cal.Rptr., at 693, 553
complained for a declaration that its special P.2d, at 1165, it concluded that the special
admissions program was lawful. The trial admissions program was not the least intrusive
court found that the special program operated means of achieving those goals. Without
as a racial quota, because minority applicants passing on the state constitutional or the
in the special program were rated only against federal statutory grounds cited in the trial
one another. Record 388 and 16 places in the court's judgment, the California court held that
class of 100 were reserved for them. Id., at the Equal Protection Clause of the Fourteenth
295-296. Declaring that the University could Amendment required that "no applicant may
not take race into account in making be rejected because of his race, in favor of
Regents of University of California v. Bakke Page 5

another who is less qualified, as measured by II


standards applied without regard to race."
Id., at 55, 132 Cal.Rptr., at 694, 553 P.2d, at In this Court the parties neither briefed
1166. nor argued the applicability of Title VI of the
Civil Rights Act of 1964. Rather, as had the
California court, they focused exclusively upon
Turning to Bakke's appeal, the court ruled the validity of the special admissions program
that since Bakke had established that the under the Equal Protection Clause. Because it
University had discriminated against him on was possible, however, that a decision on Title
the basis of his race, the burden of proof VI might obviate resort to constitutional
shifted to the University to demonstrate that interpretation, see Ashwander v. TVA, 297
he would not have been admitted even in the U.S. 288, 346-348, 56 S.Ct. 466, 80 L.Ed.
absence of the special admissions program. 688 (1936) (concurring opinion), we requested
Id., at 63-64, 132 Cal.Rptr., at 699-700, 553 supplementary briefing on the statutory issue.
P.2d, at 1172. The court analogized Bakke's 434 U.S. 900, 98 S.Ct. 293, 54 L.Ed.2d 186
situation to that of a plaintiff under Title VII of (1977).
the Civil Rights Act of 1964, 42 U.S.C.
2000e-17 (1970 ed., Supp. V), see, e. g., A
Franks v. Bowman Transportation Co., 424
U.S. 747, 772, 96 S.Ct. 1251, 1267, 47 At the outset we face the question
L.Ed.2d 444 (1976). 18 Cal.3d, at 63-64, 132 whether a right of action for private parties
Cal.Rptr., at 700, 553 P.2d, at 1172. On this exists under Title VI. Respondent argues that
basis, the court initially ordered a remand for there is a private right of action, invoking the
the purpose of determining whether, under the test set forth in Cort v. Ash, 422 U.S. 66, 78,
newly allocated burden of proof, Bakke would 95 S.Ct. 2080, 45 L.Ed.2d 26 (1975). He
have been admitted to either the 1973 or the contends that the statute creates a federal right
1974 entering class in the absence of the in his favor, that legislative history reveals an
special admissions program. App. A to intent to permit private actions, that such
Application for Stay 48. In its petition for actions would further the remedial purposes of
rehearing below, however, the University the statute, and that enforcement of federal
conceded its inability to carry that burden. rights under the Civil Rights Act generally is
App. B to Application for Stay A19-A20. The not relegated to the States. In addition, he
California court thereupon amended its cites several lower court decisions which have
opinion to direct that the trial court enter recognized or assumed the existence of a
judgment ordering Bakke's admission to the private right of action. Petitioner denies the
Medical School. 18 Cal.3d, at 64, 132 existence of a private right of action, arguing
Cal.Rptr., at 700, 553 P.2d, at 1172. That that the sole function of 601, see n. 11,
order was stayed pending review in this Court. supra, was to establish a predicate for
429 U.S. 953, 97 S.Ct. 573, 50 L.Ed.2d 321 administrative action under 602, 78 Stat.
(1976). We granted certiorari to consider the 252, 42 U.S.C. 2000d-1. In its view,
important constitutional issue. 429 U.S. 1090, administrative curtailment of federal funds
97 S.Ct. 1098, 51 L.Ed.2d 535 (1977). under that section was the only sanction to be
imposed upon recipients that violated 601.
Regents of University of California v. Bakke Page 6

Petitioner also points out that Title VI contains to discrimination under any program or
no explicit grant of a private right of action, in activity receiving Federal financial
contrast to Titles II, III, IV, and VII, of the assistance."
same statute, 42 U.S.C. 2000a-3(a), 2000b-
2, 2000c-8, and 2000e-5(f) (1970 ed. and The concept of "discrimination," like the
Supp. V). phrase "equal protection of the laws," is
susceptible of varying interpretations, for as
We find it unnecessary to resolve this Mr. Justice Holmes declared, "[a] word is not
question in the instant case. The question of a crystal, transparent and unchanged, it is the
respondent's right to bring an action under skin of a living thought and may vary greatly in
Title VI was neither argued nor decided in color and content according to the
either of the courts below, and this Court has circumstances and the time in which it is
been hesitant to review questions not used." Towne v. Eisner, 245 U.S. 418, 425,
addressed below. McGoldrick v. Compagnie 38 S.Ct. 158, 159, 62 L.Ed. 372 (1918). We
Generale Transatlantique, 309 U.S. 430, 434- must, therefore, seek whatever aid is available
435, 60 S.Ct. 670, 672-673, 84 L.Ed. 849 in determining the precise meaning of the
(1940). See also Massachusetts v. Westcott, statute before us. Train v. Colorado Public
431 U.S. 322, 97 S.Ct. 1755, 52 L.Ed.2d 349 Interest Research Group, 426 U.S. 1, 10, 96
(1977); Cardinale v. Louisiana, 394 U.S. S.Ct. 1938, 1942, 48 L.Ed.2d 434 (1976),
437, 439, 89 S.Ct. 1161, 1163, 22 L.Ed.2d quoting United States v. American Trucking
398 (1969). Cf. Singleton v. Wulff, 428 U.S. Assns., 310 U.S. 534, 543-544, 60 S.Ct. 1059,
106, 121, 96 S.Ct. 2868, 2877, 49 L.Ed.2d 1063-1064, 84 L.Ed. 1345 (1940).
826 (1976). We therefore do not address this Examination of the voluminous legislative
difficult issue. Similarly, we need not pass history of Title VI reveals a congressional
upon petitioner's claim that private plaintiffs intent to halt federal funding of entities that
under Title VI must exhaust administrative violate a prohibition of racial discrimination
remedies. We assume, only for the purposes similar to that of the Constitution. Although
of this case, that respondent has a right of isolated statements of various legislators taken
action under Title VI. See Lau v. Nichols, out of context, can be marshaled in support of
414 U.S. 563, 571 n. 2, 94 S.Ct. 786, 790, 39 the proposition that 601 enacted a purely
L.Ed.2d 1 (1974) (STEWART, J., concurring color-blind scheme, without regard to the
in result). reach of the Equal Protection Clause, these
comments must be read against the
B background of both the problem that Congress
was addressing and the broader view of the
The language of 601, 78 Stat. 252, like statute that emerges from a full examination of
that of the Equal Protection Clause, is majestic the legislative debates.
in its sweep:
The problem confronting Congress was
"No person in the United States shall, on discrimination against Negro citizens at the
the ground of race, color, or national hands of recipients of federal moneys. Indeed,
origin, be excluded from participation in, the color blindness pronouncements cited in
be denied the benefits of, or be subjected the margin at n. 19, generally occur in the
Regents of University of California v. Bakke Page 7

midst of extended remarks dealing with the declared that the purpose of Title VI was "to
evils of segregation in federally funded insure that Federal funds are spent in
programs. Over and over again, proponents of accordance with the Constitution and the
the bill detailed the plight of Negroes seeking moral sense of the Nation." Id., at 6544.
equal treatment in such programs. There Senator Ribicoff agreed that Title VI
simply was no reason for Congress to consider embraced the constitutional standard:
the validity of hypothetical preferences that "Basically, there is a constitutional restriction
might be accorded minority citizens; the against discrimination in the use of federal
legislators were dealing with the real and funds; and title VI simply spells out the
pressing problem of how to guarantee those procedure to be used in enforcing that
citizens equal treatment. restriction." Id., at 13333. Other Senators
expressed similar views.
In addressing that problem, supporters of
Title VI repeatedly declared that the bill Further evidence of the incorporation of
enacted constitutional principles. For a constitutional standard into Title VI appears
example, Representative Celler, the Chairman in the repeated refusals of the legislation's
of the House Judiciary Committee and floor supporters precisely to define the term
manager of the legislation in the House, "discrimination." Opponents sharply
emphasized this in introducing the bill: criticized this failure, but proponents of the bill
merely replied that the meaning of
"The bill would offer assurance that "discrimination" would be made clear by
hospitals financed by Federal money reference to the Constitution or other existing
would not deny adequate care to law. For example, Senator Humphrey noted
Negroes. It would prevent abuse of food the relevance of the Constitution:
distribution programs whereby Negroes
have been known to be denied food "As I have said, the bill has a simple
surplus supplies when white persons were purpose. That purpose is to give fellow
given such food. It would assure Negroes citizens--Negroes--the same rights and
the benefits now accorded only white opportunities that white people take for
students in programs of high[er] granted. This is no more than what was
education financed by Federal funds. It preached by the prophets, and by Christ
would, in short, assure the existing right Himself. It is no more than what our
to equal treatment in the enjoyment of Constitution guarantees." Id., at 6553.
Federal funds. It would not destroy any
rights of private property or freedom of In view of the clear legislative intent, Title
association." 110 Cong.Rec. 1519 (1964) VI must be held to proscribe only those racial
(emphasis added). classifications that would violate the Equal
Protection Clause or the Fifth Amendment.
Other sponsors shared Representative
Celler's view that Title VI embodied III
constitutional principles.
A
In the Senate, Senator Humphrey
Regents of University of California v. Bakke Page 8

Petitioner does not deny that decisions En route to this crucial battle over the
based on race or ethnic origin by faculties and scope of judicial review, the parties fight a
administrations of state universities are sharp preliminary action over the proper
reviewable under the Fourteenth Amendment. characterization of the special admissions
See, e. g., Missouri ex rel. Gaines v. Canada, program. Petitioner prefers to view it as
305 U.S. 337, 59 S.Ct. 232, 83 L.Ed. 208 establishing a "goal" of minority representation
(1938); Sipuel v. Board of Regents, 332 U.S. in the Medical School. Respondent, echoing
631, 68 S.Ct. 299, 92 L.Ed. 247 (1948); the courts below, labels it a racial quota.
Sweatt v. Painter, 339 U.S. 629, 70 S.Ct. 848,
94 L.Ed. 1114 (1950); McLaurin v. This semantic distinction is beside the
Oklahoma State Regents, 339 U.S. 637, 70 point: The special admissions program is
S.Ct. 851, 94 L.Ed. 1149 (1950). For his part, undeniably a classification based on race and
respondent does not argue that all racial or ethnic background. To the extent that there
ethnic classifications are per se invalid. See, existed a pool of at least minimally qualified
e. g., Hirabayashi v. United States, 320 U.S. minority applicants to fill the 16 special
81, 63 S.Ct. 1375, 87 L.Ed. 1774 (1943); admissions seats, white applicants could
Korematsu v. United States, 323 U.S. 214, 65 compete only for 84 seats in the entering class,
S.Ct. 193, 89 L.Ed. 194 (1944); Lee v. rather than the 100 open to minority
Washington, 390 U.S. 333, 334, 88 S.Ct. 994, applicants. Whether this limitation is described
995, 19 L.Ed.2d 1212 (1968) (Black, Harlan, as a quota or a goal, it is a line drawn on the
and Stewart, JJ., concurring); United Jewish basis of race and ethnic status.
Organizations v. Carey, 430 U.S. 144, 97
S.Ct. 996, 51 L.Ed.2d 229 (1977). The The guarantees of the Fourteenth
parties do disagree as to the level of judicial Amendment extend to all persons. Its
scrutiny to be applied to the special admissions language is explicit: "No State shall . . . deny
program. Petitioner argues that the court to any person within its jurisdiction the equal
below erred in applying strict scrutiny, as this protection of the laws." It is settled beyond
inexact term has been applied in our cases. question that the "rights created by the first
That level of review, petitioner asserts, should section of the Fourteenth Amendment are, by
be reserved for classifications that its terms, guaranteed to the individual. The
disadvantage "discrete and insular minorities." rights established are personal rights."
See United States v. Carolene Products Co., Shelley v. Kraemer, supra, at 22, 68 S.Ct., at
304 U.S. 144, 152 n. 4, 58 S.Ct. 778, 783, 82 846. Accord, Missouri ex rel. Gaines v.
L.Ed. 1234 (1938). Respondent, on the other Canada, supra, 305 U.S., at 351, 57 S.Ct., at
hand, contends that the California court 237; McCabe v. Atchison, T. & S.F.R. Co.,
correctly rejected the notion that the degree of 235 U.S. 151, 161-162, 35 S.Ct. 69, 71, 59
judicial scrutiny accorded a particular racial or L.Ed. 169 (1914). The guarantee of equal
ethnic classification hinges upon membership protection cannot mean one thing when
in a discrete and insular minority and duly applied to one individual and something else
recognized that the "rights established [by the when applied to a person of another color. If
Fourteenth Amendment] are personal rights." both are not accorded the same protection,
Shelley v. Kraemer, 334 U.S. 1, 22, 68 S.Ct. then it is not equal.
836, 846, 92 L.Ed. 1161 (1948).
Regents of University of California v. Bakke Page 9

Nevertheless, petitioner argues that the of equality." Hirabayashi, 320 U.S., at


court below erred in applying strict scrutiny to 100, 63 S.Ct., at 1385.
the special admissions program because white
males, such as respondent, are not a "discrete "[A]ll legal restrictions which curtail the civil
and insular minority" requiring extraordinary rights of a single racial group are immediately
protection from the majoritarian political suspect. That is not to say that all such
process. Carolene Products Co., supra, 304 restrictions are unconstitutional. It is to say
U.S., at 152-153 n. 4, 58 S.Ct., at 783-784. that courts must subject them to the most rigid
This rationale, however, has never been scrutiny." Korematsu, 323 U.S., at 216, 65
invoked in our decisions as a prerequisite to S.Ct., at 194.
subjecting racial or ethnic distinctions to strict
scrutiny. Nor has this Court held that The Court has never questioned the
discreteness and insularity constitute necessary validity of those pronouncements. Racial and
preconditions to a holding that a particular ethnic distinctions of any sort are inherently
classification is invidious. See, e. g., Skinner suspect and thus call for the most exacting
v. Oklahoma ex rel. Williamson, 316 U.S. judicial examination.
535, 541, 62 S.Ct. 1110, 1113, 86 L.Ed. 1655
(1942); Carrington v. Rash, 380 U.S. 89, 94- B
97, 85 S.Ct. 775, 779-780, 13 L.Ed.2d 675
(1965). These characteristics may be relevant This perception of racial and ethnic
in deciding whether or not to add new types of distinctions is rooted in our Nation's
classifications to the list of "suspect" constitutional and demographic history. The
categories or whether a particular classification Court's initial view of the Fourteenth
survives close examination. See, e. g., Amendment was that its "one pervading
Massachusetts Board of Retirement v. purpose" was "the freedom of the slave race,
Murgia, 427 U.S. 307, 313, 96 S.Ct. 2562, the security and firm establishment of that
2566, 49 L.Ed.2d 520 (1976) (age); San freedom, and the protection of the newly-made
Antonio Independent School Dist. v. freeman and citizen from the oppressions of
Rodriquez, 411 U.S. 1, 28, 93 S.Ct. 1278, those who had formerly exercised dominion
1293, 36 L.Ed.2d 16 (1973) (wealth); over him." Slaughter-House Cases, 16 Wall.
Graham v. Richardson, 403 U.S. 365, 372, 91 36, 71, 21 L.Ed. 394 (1873). The Equal
S.Ct. 1848, 1852, 29 L.Ed.2d 534 (1971) Protection Clause, however, was "[v]irtually
(aliens). Racial and ethnic classifications, strangled in infancy by post-civil-war judicial
however, are subject to stringent examination reactionism." It was relegated to decades of
without regard to these additional relative desuetude while the Due Process
characteristics. We declared as much in the Clause of the Fourteenth Amendment, after a
first cases explicitly to recognize racial short germinal period, flourished as a
distinctions as suspect: cornerstone in the Court's defense of property
and liberty of contract. See, e. g., Mugler v.
"Distinctions between citizens solely Kansas, 123 U.S. 623, 661, 8 S.Ct. 273, 297,
because of their ancestry are by their very 31 L.Ed. 205 (1887); Allgeyer v. Louisiana,
nature odious to a free people whose 165 U.S. 578, 17 S.Ct. 427, 41 L.Ed. 832
institutions are founded upon the doctrine (1897); Lochner v. New York, 198 U.S. 45,
Regents of University of California v. Bakke Page 10

25 S.Ct. 539, 49 L.Ed. 937 (1905). In that "are universal in their application, to all
cause, the Fourteenth Amendment's "one persons within the territorial jurisdiction,
pervading purpose" was displaced. See, e. g., without regard to any differences of race, of
Plessy v. Ferguson, 163 U.S. 537, 16 S.Ct. color, or of nationality; and the equal
1138, 41 L.Ed. 256 (1896). It was only as the protection of the laws is a pledge of the
era of substantive due process came to a close, protection of equal laws." 118 U.S., at 369, 6
see, e. g., Nebbia v. New York, 291 U.S. 502, S.Ct., at 1070.
54 S.Ct. 505, 78 L.Ed. 940 (1934); West
Coast Hotel Co. v. Parrish, 300 U.S. 379, 57 Although many of the Framers of the
S.Ct. 578, 81 L.Ed. 703 (1937), that the Equal Fourteenth Amendment conceived of its
Protection Clause began to attain a genuine primary function as bridging the vast distance
measure of vitality, see, e. g., United States v. between members of the Negro race and the
Carolene Products, 304 U.S. 144, 58 S.Ct. white "majority," Slaughter-House Cases,
778, 82 L.Ed. 1234 (1938); Skinner v. supra, the Amendment itself was framed in
Oklahoma ex rel. Williamson, supra. universal terms, without reference to color,
ethnic origin, or condition of prior servitude.
By that time it was no longer possible to As this Court recently remarked in interpreting
peg the guarantees of the Fourteenth the 1866 Civil Rights Act to extend to claims
Amendment to the struggle for equality of one of racial discrimination against white persons,
racial minority. During the dormancy of the "the 39th Congress was intent upon
Equal Protection Clause, the United States had establishing in the federal law a broader
become a Nation of minorities. Each had to principle than would have been necessary
struggle and to some extent struggles still to simply to meet the particular and immediate
overcome the prejudices not of a monolithic plight of the newly freed Negro slaves."
majority, but of a "majority" composed of McDonald v. Santa Fe Trail Transportation
various minority groups of whom it was said-- Co., 427 U.S. 273, 296, 96 S.Ct. 2574, 2586,
perhaps unfairly in many cases--that a shared 49 L.Ed.2d 493 (1976). And that legislation
characteristic was a willingness to was specifically broadened in 1870 to ensure
disadvantage other groups. As the Nation that "all persons," not merely "citizens," would
filled with the stock of many lands, the reach enjoy equal rights under the law. See Runyon
of the Clause was gradually extended to all v. McCrary, 427 U.S. 160, 192-202, 96 S.Ct.
ethnic groups seeking protection from official 2586, 2605-2609, 49 L.Ed.2d 415 (1976)
discrimination. See Strauder v. West (WHITE, J., dissenting). Indeed, it is not
Virginia, 100 U.S. 303, 308, 25 L.Ed. 664 unlikely that among the Framers were many
(1880) (Celtic Irishmen) (dictum); Yick Wo v. who would have applauded a reading of the
Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 Equal Protection Clause that states a principle
L.Ed. 220 (1886) (Chinese); Truax v. Raich, of universal application and is responsive to
239 U.S. 33, 41, 36 S.Ct. 7, 10, 60 L.Ed. 131 the racial, ethnic, and cultural diversity of the
(1915) (Austrian resident aliens); Korematsu, Nation. See, e. g., Cong.Globe, 39th Cong.,
supra (Japanese); Hernandez v. Texas, 347 1st Sess., 1056 (1866) (remarks of Rep.
U.S. 475, 74 S.Ct. 667, 98 L.Ed. 866 (1954) Niblack); id., at 2891-2892 (remarks of Sen.
(Mexican-Americans). The guarantees of Conness); id., 40th Cong., 2d Sess., 883
equal protection, said the Court in Yick Wo, (1868) (remarks of Sen. Howe) (Fourteenth
Regents of University of California v. Bakke Page 11

Amendment "protect[s] classes from class 1868. Brown v. Board of Education, supra,
legislation"). See also Bickel, The Original 347 U.S., at 492, 74 S.Ct., at 690; accord,
Understanding and the Segregation Decision, Loving v. Virginia, supra, 388 U.S., at 9, 87
69 Harv.L.Rev. 1, 60-63 (1955). S.Ct., at 1822. It is far too late to argue that
the guarantee of equal protection to all
Over the past 30 years, this Court has persons permits the recognition of special
embarked upon the crucial mission of wards entitled to a degree of protection
interpreting the Equal Protection Clause with greater than that accorded others. "The
the view of assuring to all persons "the Fourteenth Amendment is not directed solely
protection of equal laws," Yick Wo, supra, against discrimination due to a 'two-class
118 U.S., at 369, 6 S.Ct., at 1070, in a Nation theory'--that is, based upon differences
confronting a legacy of slavery and racial between 'white' and Negro." Hernandez, 347
discrimination. See, e. g., Shelley v. Kraemer, U.S., at 478, 74 S.Ct., at 670.
334 U.S. 1, 68 S.Ct. 836, 92 L.Ed. 1161
(1948); Brown v. Board of Education, 347 Once the artificial line of a "two-class
U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954); theory" of the Fourteenth Amendment is put
Hills v. Gautreaux, 425 U.S. 284, 96 S.Ct. aside, the difficulties entailed in varying the
1538, 47 L.Ed.2d 792 (1976). Because the level of judicial review according to a
landmark decisions in this area arose in perceived "preferred" status of a particular
response to the continued exclusion of racial or ethnic minority are intractable. The
Negroes from the mainstream of American concepts of "majority" and "minority"
society, they could be characterized as necessarily reflect temporary arrangements and
involving discrimination by the "majority" political judgments. As observed above, the
white race against the Negro minority. But white "majority" itself is composed of various
they need not be read as depending upon that minority groups, most of which can lay claim
characterization for their results. It suffices to to a history of prior discrimination at the hands
say that "[o]ver the years, this Court has of the State and private individuals. Not all of
consistently repudiated '[d]istinctions between these groups can receive preferential treatment
citizens solely because of their ancestry' as and corresponding judicial tolerance of
being 'odious to a free people whose distinctions drawn in terms of race and
institutions are founded upon the doctrine of nationality, for then the only "majority" left
equality.' " Loving v. Virginia, 388 U.S. 1, would be a new minority of white Anglo-
11, 87 S.Ct. 1817, 1823, 18 L.Ed.2d 1010 Saxon Protestants. There is no principled
(1967), quoting Hirabayashi, 320 U.S., at basis for deciding which groups would merit
100, 63 S.Ct., at 1385. "heightened judicial solicitude" and which
would not. Courts would be asked to evaluate
Petitioner urges us to adopt for the first the extent of the prejudice and consequent
time a more restrictive view of the Equal harm suffered by various minority groups.
Protection Clause and hold that discrimination Those whose societal injury is thought to
against members of the white "majority" exceed some arbitrary level of tolerability then
cannot be suspect if its purpose can be would be entitled to preferential classifications
characterized as "benign." The clock of our at the expense of individuals belonging to
liberties, however, cannot be turned back to other groups. Those classifications would be
Regents of University of California v. Bakke Page 12

free from exacting judicial scrutiny. As these political forces. Disparate constitutional
preferences began to have their desired effect, tolerance of such classifications well may serve
and the consequences of past discrimination to exacerbate racial and ethnic antagonisms
were undone, new judicial rankings would be rather than alleviate them. United Jewish
necessary. The kind of variable sociological Organizations, supra, 430 U.S., at 173-174,
and political analysis necessary to produce 97 S.Ct., at 1013-1014 (BRENNAN, J.,
such rankings simply does not lie within the concurring in part). Also, the mutability of a
judicial competence--even if they otherwise constitutional principle, based upon shifting
were politically feasible and socially desirable. political and social judgments, undermines the
chances for consistent application of the
Moreover, there are serious problems of Constitution from one generation to the next,
justice connected with the idea of preference a critical feature of its coherent interpretation.
itself. First, it may not always be clear that a Pollock v. Farmers' Loan & Trust Co., 157
so-called preference is in fact benign. Courts U.S. 429, 650-651, 15 S.Ct. 673, 716, 39
may be asked to validate burdens imposed L.Ed. 759 (1895) (White, J., dissenting). In
upon individual members of a particular group expounding the Constitution, the Court's role
in order to advance the group's general is to discern "principles sufficiently absolute to
interest. See United Jewish Organizations v. give them roots throughout the community
Carey, 430 U.S., at 172-173, 97 S.Ct., at and continuity over significant periods of time,
1013. (BRENNAN, J., concurring in part). and to lift them above the level of the
Nothing in the Constitution supports the pragmatic political judgments of a particular
notion that individuals may be asked to suffer time and place." A. Cox, The Role of the
otherwise impermissible burdens in order to Supreme Court in American Government 114
enhance the societal standing of their ethnic (1976).
groups. Second, preferential programs may
only reinforce common stereotypes holding If it is the individual who is entitled to
that certain groups are unable to achieve judicial protection against classifications based
success without special protection based on a upon his racial or ethnic background because
factor having no relationship to individual such distinctions impinge upon personal rights,
worth. See DeFunis v. Odegaard, 416 U.S. rather than the individual only because of his
312, 343, 94 S.Ct. 1704, 1719, 40 L.Ed.2d membership in a particular group, then
164 (1974) (Douglas, J., dissenting). Third, constitutional standards may be applied
there is a measure of inequity in forcing consistently. Political judgments regarding the
innocent persons in respondent's position to necessity for the particular classification may
bear the burdens of redressing grievances not be weighed in the constitutional balance,
of their making. Korematsu v. United States, 323 U.S. 214, 65
S.Ct. 193, 89 L.Ed. 194 (1944), but the
By hitching the meaning of the Equal standard of justification will remain constant.
Protection Clause to these transitory This is as it should be, since those political
considerations, we would be holding, as a judgments are the product of rough
constitutional principle, that judicial scrutiny of compromise struck by contending groups
classifications touching on racial and ethnic within the democratic process. When they
background may vary with the ebb and flow of touch upon an individual's race or ethnic
Regents of University of California v. Bakke Page 13

background, he is entitled to a judicial Independent School Dist. v. United States, 429


determination that the burden he is asked to U.S. 990, 991-995, 97 S.Ct. 517-519, 50
bear on that basis is precisely tailored to serve L.Ed.2d 603 (1976) (POWELL, J.,
a compelling governmental interest. The concurring). Here, there was no judicial
Constitution guarantees that right to every determination of constitutional violation as a
person regardless of his background. Shelley predicate for the formulation of a remedial
v. Kraemer, 334 U.S., at 22, 68 S.Ct., at 846; classification.
Missouri ex rel. Gaines v. Canada, 305 U.S.,
at 351, 59 S.Ct., at 237. The employment discrimination cases
also do not advance petitioner's cause. For
C example, in Franks v. Bowman
Transportation Co., 424 U.S. 747, 96 S.Ct.
Petitioner contends that on several 1251, 47 L.Ed.2d 444 (1976), we approved a
occasions this Court has approved preferential retroactive award of seniority to a class of
classifications without applying the most Negro truckdrivers who had been the victims
exacting scrutiny. Most of the cases upon of discrimination--not just by society at large,
which petitioner relies are drawn from three but by the respondent in that case. While this
areas: school desegregation, employment relief imposed some burdens on other
discrimination, and sex discrimination. Each employees, it was held necessary " 'to make
of the cases cited presented a situation [the victims] whole for injuries suffered on
materially different from the facts of this case. account of unlawful employment
discrimination.' " Id., at 763, 96 S.Ct., at
The school desegregation cases are 1264, quoting Albemarle Paper Co. v.
inapposite. Each involved remedies for clearly Moody, 422 U.S. 405, 418, 95 S.Ct. 2362,
determined constitutional violations. E. g., 2372, 45 L.Ed.2d 280 (1975). The Courts of
Swann v. Charlotte-Mecklenburg Board of Appeals have fashioned various types of racial
Education, 402 U.S. 1, 91 S.Ct. 1267, 28 preferences as remedies for constitutional or
L.Ed.2d 554 (1971); McDaniel v. Barresi, statutory violations resulting in identified,
402 U.S. 39, 91 S.Ct. 1287, 28 L.Ed.2d 582 race-based injuries to individuals held entitled
(1971); Green v. County School Board, 391 to the preference. E. g., Bridgeport
U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716 Guardians, Inc. v. Bridgeport Civil Service
(1968). Racial classifications thus were Commission, 482 F.2d 1333 (CA2 1973);
designed as remedies for the vindication of Carter v. Gallagher, 452 F.2d 315 (CA8
constitutional entitlement. Moreover, the 1972), modified on rehearing en banc, id., at
scope of the remedies was not permitted to 327. Such preferences also have been upheld
exceed the extent of the violations. E. g., where a legislative or administrative body
Dayton Board of Education v. Brinkman, 433 charged with the responsibility made
U.S. 406, 97 S.Ct. 2766, 53 L.Ed.2d 851 determinations of past discrimination by the
(1977); Milliken v. Bradley, 418 U.S. 717, industries affected, and fashioned remedies
94 S.Ct. 3112, 41 L.Ed.2d 1069 (1974); see deemed appropriate to rectify the
Pasadena City Board of Education v. discrimination. E. g., Contractors Association
Spangler, 427 U.S. 424, 96 S.Ct. 2697, 49 of Eastern Pennsylvania v. Secretary of
L.Ed.2d 599 (1976). See also Austin Labor, 442 F.2d 159 (C.A.3), cert. denied,
Regents of University of California v. Bakke Page 14

404 U.S. 854, 92 S.Ct. 98, 30 L.Ed.2d 95 classifications do not share. In sum, the Court
(1971); Associated General Contractors of has never viewed such classification as
Massachusetts, Inc. v. Altshuler, 490 F.2d 9 inherently suspect or as comparable to racial
(C.A.1 1973), cert. denied, 416 U.S. 957, 94 or ethnic classifications for the purpose of
S.Ct. 1971, 40 L.Ed.2d 307 (1974); cf. equal protection analysis.
Katzenbach v. Morgan, 384 U.S. 641, 86 S.Ct.
1717, 16 L.Ed.2d 828 (1966). But we have Petitioner also cites Lau v. Nichols, 414
never approved preferential classifications in U.S. 563, 94 S.Ct. 786, 39 L.Ed.2d 1 (1974),
the absence of proved constitutional or in support of the proposition that
statutory violations. discrimination favoring racial or ethnic
minorities has received judicial approval
Nor is petitioner's view as to the without the exacting inquiry ordinarily
applicable standard supported by the fact that accorded "suspect" classifications. In Lau, we
gender-based classifications are not subjected held that the failure of the San Francisco
to this level of scrutiny. E.G., Califano v. school system to provide remedial English
Webster, 430 U.S. 313, 316-317, 97 S.Ct. instruction for some 1,800 students of oriental
1192, 1194-1195, 51 L.Ed.2d 360 (1977); ancestry who spoke no English amounted to a
Craig v. Boren, 429 U.S. 190, 211, 97 S.Ct. violation of Title VI of the Civil Rights Act of
451, 464, 50 L.Ed.2d 397 (1976) (POWELL, 1964, 42 U.S.C. 2000d, and the regulations
J., concurring). Gender-based distinctions are promulgated thereunder. Those regulations
less likely to create the analytical and practical required remedial instruction where inability to
problems present in preferential programs understand English excluded children of
premised on racial or ethnic criteria. With foreign ancestry from participation in
respect to gender there are only two possible educational programs. 414 U.S., at 568, 94
classifications. The incidence of the burdens S.Ct., at 789. Because we found that the
imposed by preferential classifications is clear. students in Lau were denied "a meaningful
There are no rival groups which can claim that opportunity to participate in the educational
they, too, are entitled to preferential treatment. program," ibid., we remanded for the
Classwide questions as to the group suffering fashioning of a remedial order.
previous injury and groups which fairly can be
burdened are relatively manageable for Lau provides little support for petitioner's
reviewing courts. See, e. g., Califano v. argument. The decision rested solely on the
Goldfarb, 430 U.S. 199, 212-217, 97 S.Ct. statute, which had been construed by the
1021, 1029-1032, 51 L.Ed.2d 270 (1977); responsible administrative agency to reach
Weinberger v. Wiesenfeld, 420 U.S. 636, 645, educational practices "which have the effect of
95 S.Ct. 1225, 1231, 43 L.Ed.2d 514 (1975). subjecting individuals to discrimination," ibid.
The resolution of these same questions in the We stated: "Under these state-imposed
context of racial and ethnic preferences standards there is no equality of treatment
presents far more complex and intractable merely by providing students with the same
problems than gender-based classifications. facilities, textbooks, teachers, and curriculum;
More importantly, the perception of racial for students who do not understand English
classifications as inherently odious stems from are effectively foreclosed from any meaningful
a lengthy and tragic history that gender-based education." Id., at 566, 94 S.Ct., at 788.
Regents of University of California v. Bakke Page 15

Moreover, the "preference" approved did not requiring remedial efforts. Moreover, the
result in the denial of the relevant benefit-- operation of petitioner's special admissions
"meaningful opportunity to participate in the program is quite different from the remedial
educational program"--to anyone else. No measures approved in those cases. It prefers
other student was deprived by that preference the designated minority groups at the expense
of the ability to participate in San Francisco's of other individuals who are totally foreclosed
school system, and the applicable regulations from competition for the 16 special admissions
required similar assistance for all students who seats in every Medical School class. Because
suffered similar linguistic deficiencies. Id., at of that foreclosure, some individuals are
570-571, 94 S.Ct., at 790 (STEWART, J., excluded from enjoyment of a state-provided
concurring in result). benefit--admission to the Medical School--they
otherwise would receive. When a
In a similar vein, petitioner contends that classification denies an individual opportunities
our recent decision in United Jewish or benefits enjoyed by others solely because of
Organizations v. Carey, 430 U.S. 144, 97 his race or ethnic background, it must be
S.Ct. 996, 51 L.Ed.2d 229 (1977), indicates a regarded as suspect. E. g., McLaurin v.
willingness to approve racial classifications Oklahoma State Regents, 339 U.S., at 641-
designed to benefit certain minorities, without 642, 70 S.Ct., at 853-854.
denominating the classifications as "suspect."
The State of New York had redrawn its IV
reapportionment plan to meet objections of the
Department of Justice under 5 of the Voting We have held that in "order to justify the
Rights Act of 1965, 42 U.S.C. 1973c (1970 use of a suspect classification, a State must
ed., Supp. V). Specifically, voting districts show that its purpose or interest is both
were redrawn to enhance the electoral power constitutionally permissible and substantial,
of certain "nonwhite" voters found to have and that its use of the classification is
been the victims of unlawful "dilution" under 'necessary . . . to the accomplishment' of its
the original reapportionment plan. United purpose or the safeguarding of its interest."
Jewish Organizations, like Lau, properly is In re Griffiths, 413 U.S. 717, 721-722, 93
viewed as a case in which the remedy for an S.Ct. 2851, 2855, 37 L.Ed.2d 910 (1973)
administrative finding of discrimination (footnotes omitted); Loving v. Virginia, 388
encompassed measures to improve the U.S., at 11, 87 S.Ct., at 1823; McLaughlin v.
previously disadvantaged group's ability to Florida, 379 U.S. 184, 196, 85 S.Ct. 283,
participate, without excluding individuals 290, 13 L.Ed.2d 222 (1964). The special
belonging to any other group from enjoyment admissions program purports to serve the
of the relevant opportunity--meaningful purposes of: (i) "reducing the historic deficit
participation in the electoral process. of traditionally disfavored minorities in medical
schools and in the medical profession," Brief
In this case, unlike Lau and United for Petitioner 32; (ii) countering the effects of
Jewish Organizations, there has been no societal discrimination; (iii) increasing the
determination by the legislature or a number of physicians who will practice in
responsible administrative agency that the communities currently underserved; and (iv)
University engaged in a discriminatory practice obtaining the educational benefits that flow
Regents of University of California v. Bakke Page 16

from an ethnically diverse student body. It is other innocent individuals in the absence of
necessary to decide which, if any, of these judicial, legislative, or administrative findings
purposes is substantial enough to support the of constitutional or statutory violations. See,
use of a suspect classification. e. g., Teamsters v. United States, 431 U.S.
324, 367-376, 97 S.Ct. 1843, 1870-1875, 52
A L.Ed.2d 396 (1977); United Jewish
Organizations, 430 U.S., at 155-156, 97
If petitioner's purpose is to assure within S.Ct., at 1004-1005; South Carolina v.
its student body some specified percentage of Katzenbach, 383 U.S. 301, 308, 86 S.Ct. 803,
a particular group merely because of its race or 808, 15 L.Ed.2d 769 (1966). After such
ethnic origin, such a preferential purpose must findings have been made, the governmental
be rejected not as insubstantial but as facially interest in preferring members of the injured
invalid. Preferring members of any one group groups at the expense of others is substantial,
for no reason other than race or ethnic origin since the legal rights of the victims must be
is discrimination for its own sake. This the vindicated. In such a case, the extent of the
Constitution forbids. E. g., Loving v. injury and the consequent remedy will have
Virginia, supra, 388 U.S., at 11, 87 S.Ct., at been judicially, legislatively, or administratively
1823; McLaughlin v. Florida, supra, 379 defined. Also, the remedial action usually
U.S., at 196, 85 S.Ct., at 290; Brown v. remains subject to continuing oversight to
Board of Education, 347 U.S. 483, 74 S.Ct. assure that it will work the least harm possible
686, 98 L.Ed. 873 (1954). to other innocent persons competing for the
benefit. Without such findings of
B constitutional or statutory violations, it cannot
be said that the government has any greater
The State certainly has a legitimate and interest in helping one individual than in
substantial interest in ameliorating, or refraining from harming another. Thus, the
eliminating where feasible, the disabling effects government has no compelling justification for
of identified discrimination. The line of school inflicting such harm.
desegregation cases, commencing with Brown,
attests to the importance of this state goal and Petitioner does not purport to have made,
the commitment of the judiciary to affirm all and is in no position to make, such findings.
lawful means toward its attainment. In the Its broad mission is education, not the
school cases, the States were required by court formulation of any legislative policy or the
order to redress the wrongs worked by specific adjudication of particular claims of illegality.
instances of racial discrimination. That goal For reasons similar to those stated in Part III
was far more focused than the remedying of of this opinion, isolated segments of our vast
the effects of "societal discrimination," an governmental structures are not competent to
amorphous concept of injury that may be make those decisions, at least in the absence of
ageless in its reach into the past. legislative mandates and legislatively
determined criteria. Cf. Hampton v. Mow Sun
We have never approved a classification Wong, 426 U.S. 88, 96 S.Ct. 1895, 48
that aids persons perceived as members of L.Ed.2d 495 (1976); n. 41, supra. Before
relatively victimized groups at the expense of relying upon these sorts of findings in
Regents of University of California v. Bakke Page 17

establishing a racial classification, a The court below addressed this failure of


governmental body must have the authority proof:
and capability to establish, in the record, that
the classification is responsive to identified "The University concedes it cannot
discrimination. See, e. g., Califano v. assure that minority doctors who entered
Webster, 430 U.S., at 316-321, 97 S.Ct., at under the program, all of whom expressed
1194-1197; Califano v. Goldfarb, 430 U.S., an 'interest' in practicing in a
at 212-217, 97 S.Ct., at 1029-1032. Lacking disadvantaged community, will actually
this capability, petitioner has not carried its do so. It may be correct to assume that
burden of justification on this issue. some of them will carry out this intention,
and that it is more likely they will practice
Hence, the purpose of helping certain in minority communities than the average
groups whom the faculty of the Davis Medical white doctor. (See Sandalow, Racial
School perceived as victims of "societal Preferences in Higher Education:
discrimination" does not justify a classification Political Responsibility and the Judicial
that imposes disadvantages upon persons like Role (1975) 42 U.Chi.L.Rev. 653, 688).
respondent, who bear no responsibility for Nevertheless, there are more precise and
whatever harm the beneficiaries of the special reliable ways to identify applicants who
admissions program are thought to have are genuinely interested in the medical
suffered. To hold otherwise would be to problems of minorities than by race. An
convert a remedy heretofore reserved for applicant of whatever race who has
violations of legal rights into a privilege that all demonstrated his concern for
institutions throughout the Nation could grant disadvantaged minorities in the past and
at their pleasure to whatever groups are who declares that practice in such a
perceived as victims of societal discrimination. community is his primary professional
That is a step we have never approved. Cf. goal would be more likely to contribute to
Pasadena City Board of Education v. alleviation of the medical shortage than
Spangler, 427 U.S. 424, 96 S.Ct. 2697, 49 one who is chosen entirely on the basis of
L.Ed.2d 599 (1976). race and disadvantage. In short, there is
no empirical data to demonstrate that any
C one race is more selflessly socially
oriented or by contrast that another is
Petitioner identifies, as another purpose more selfishly acquisitive." 18 Cal.3d, at
of its program, improving the delivery of 56, 132 Cal.Rptr., at 695, 553 P.2d, at
health-care services to communities currently 1167.
underserved. It may be assumed that in some
situations a State's interest in facilitating the Petitioner simply has not carried its
health care of its citizens is sufficiently burden of demonstrating that it must prefer
compelling to support the use of a suspect members of particular ethnic groups over all
classification. But there is virtually no other individuals in order to promote better
evidence in the record indicating that health-care delivery to deprived citizens.
petitioner's special admissions program is Indeed, petitioner has not shown that its
either needed or geared to promote that goal. preferential classification is likely to have any
Regents of University of California v. Bakke Page 18

significant effect on the problem. future depends upon leaders trained


through wide exposure to that robust
D exchange of ideas which discovers truth
'out of a multitude of tongues, [rather]
The fourth goal asserted by petitioner is than through any kind of authoritative
the attainment of a diverse student body. This selection.' United States v. Associated
clearly is a constitutionally permissible goal for Press, D.C., 52 F.Supp. 362, 372."
an institution of higher education. Academic
freedom, though not a specifically enumerated The atmosphere of "speculation,
constitutional right, long has been viewed as a experiment and creation"--so essential to the
special concern of the First Amendment. The quality of higher education--is widely believed
freedom of a university to make its own to be promoted by a diverse student body. As
judgments as to education includes the the Court noted in Keyishian, it is not too
selection of its student body. Mr. Justice much to say that the "nation's future depends
Frankfurter summarized the "four essential upon leaders trained through wide exposure"
freedoms" that constitute academic freedom: to the ideas and mores of students as diverse
as this Nation of many peoples.
" 'It is the business of a university to
provide that atmosphere which is most Thus, in arguing that its universities must
conducive to speculation, experiment and be accorded the right to select those students
creation. It is an atmosphere in which who will contribute the most to the "robust
there prevail "the four essential freedoms" exchange of ideas," petitioner invokes a
of a university--to determine for itself on countervailing constitutional interest, that of
academic grounds who may teach, what the First Amendment. In this light, petitioner
may be taught, how it shall be taught, and must be viewed as seeking to achieve a goal
who may be admitted to study.' " Sweezy that is of paramount importance in the
v. New Hampshire, 354 U.S. 234, 263, 77 fulfillment of its mission.
S.Ct. 1203, 1218, 1 L.Ed.2d 1311 (1957)
(concurring in result). It may be argued that there is greater
force to these views at the undergraduate level
Our national commitment to the than in a medical school where the training is
safeguarding of these freedoms within centered primarily on professional
university communities was emphasized in competency. But even at the graduate level,
Keyishian v. Board of Regents, 385 U.S. 589, our tradition and experience lend support to
603, 87 S.Ct. 675, 683, 17 L.Ed.2d 629 the view that the contribution of diversity is
(1967): substantial. In Sweatt v. Painter, 339 U.S., at
634, 70 S.Ct., at 850, the Court made a similar
"Our Nation is deeply committed to point with specific reference to legal
safeguarding academic freedom which is education:
of transcendent value to all of us and not
merely to the teachers concerned. That "The law school, the proving ground for
freedom is therefore a special concern of legal learning and practice, cannot be
the First Amendment . . . . The Nation's effective in isolation from the individuals
Regents of University of California v. Bakke Page 19

and institutions with which the law a specified number of seats in each class for
interacts. Few students and no one who individuals from the preferred ethnic groups
has practiced law would choose to study would contribute to the attainment of
in an academic vacuum, removed from the considerable ethnic diversity in the student
interplay of ideas and the exchange of body. But petitioner's argument that this is the
views with which the law is concerned." only effective means of serving the interest of
diversity is seriously flawed. In a most
Physicians serve a heterogeneous fundamental sense the argument misconceives
population. An otherwise qualified medical the nature of the state interest that would
student with a particular background--whether justify consideration of race or ethnic
it be ethnic, geographic, culturally advantaged background. It is not an interest in simple
or disadvantaged--may bring to a professional ethnic diversity, in which a specified
school of medicine experiences, outlooks, and percentage of the student body is in effect
ideas that enrich the training of its student guaranteed to be members of selected ethnic
body and better equip its graduates to render groups, with the remaining percentage an
with understanding their vital service to undifferentiated aggregation of students. The
humanity. diversity that furthers a compelling state
interest encompasses a far broader array of
Ethnic diversity, however, is only one qualifications and characteristics of which
element in a range of factors a university racial or ethnic origin is but a single though
properly may consider in attaining the goal of important element. Petitioner's special
a heterogeneous student body. Although a admissions program, focused solely on ethnic
university must have wide discretion in making diversity, would hinder rather than further
the sensitive judgments as to who should be attainment of genuine diversity.
admitted, constitutional limitations protecting
individual rights may not be disregarded. Nor would the state interest in genuine
Respondent urges--and the courts below have diversity be served by expanding petitioner's
held--that petitioner's dual admissions program two-track system into a multitrack program
is a racial classification that impermissibly with a prescribed number of seats set aside for
infringes his rights under the Fourteenth each identifiable category of applicants.
Amendment. As the interest of diversity is Indeed, it is inconceivable that a university
compelling in the context of a university's would thus pursue the logic of petitioner's
admissions program, the question remains two-track program to the illogical end of
whether the program's racial classification is insulating each category of applicants with
necessary to promote this interest. In Re certain desired qualifications from competition
Griffiths, 413 u.s., at 721-722, 93 s.ct., at with all other applicants.
2854-2855.
The experience of other university
V admissions programs, which take race into
account in achieving the educational diversity
A valued by the First Amendment, demonstrates
that the assignment of a fixed number of places
It may be assumed that the reservation of to a minority group is not a necessary means
Regents of University of California v. Bakke Page 20

toward that end. An illuminating example is among many types and categories of
found in the Harvard College program: students." App. to Brief for Columbia
University, Harvard University, Stanford
"In recent years Harvard College has University, and the University of Pennsylvania,
expanded the concept of diversity to as Amici Curiae 2-3.
include students from disadvantaged
economic, racial and ethnic groups. In such an admissions program, race or
Harvard College now recruits not only ethnic background may be deemed a "plus" in
Californians or Louisianans but also a particular applicant's file, yet it does not
blacks and Chicanos and other minority insulate the individual from comparison with
students. . . . all other candidates for the available seats.
The file of a particular black applicant may be
"In practice, this new definition of diversity examined for his potential contribution to
has meant that race has been a factor in some diversity without the factor of race being
admission decisions. When the Committee on decisive when compared, for example, with
Admissions reviews the large middle group of that of an applicant identified as an Italian-
applicants who are 'admissible' and deemed American if the latter is thought to exhibit
capable of doing good work in their courses, qualities more likely to promote beneficial
the race of an applicant may tip the balance in educational pluralism. Such qualities could
his favor just as geographic origin or a life include exceptional personal talents, unique
spent on a farm may tip the balance in other work or service experience, leadership
candidates' cases. A farm boy from Idaho can potential, maturity, demonstrated compassion,
bring something to Harvard College that a a history of overcoming disadvantage, ability
Bostonian cannot offer. Similarly, a black to communicate with the poor, or other
student can usually bring something that a qualifications deemed important. In short, an
white person cannot offer. [See Appendix admissions program operated in this way is
hereto.] . . . flexible enough to consider all pertinent
elements of diversity in light of the particular
"In Harvard College admissions the qualifications of each applicant, and to place
Committee has not set target-quotas for the them on the same footing for consideration,
number of blacks, or of musicians, football although not necessarily according them the
players, physicists or Californians to be same weight. Indeed, the weight attributed to
admitted in a given year. . . . But that a particular quality may vary from year to year
awareness [of the necessity of including more depending upon the "mix" both of the student
than a token number of black students] does body and the applicants for the incoming class.
not mean that the Committee sets a minimum
number of blacks or of people from west of This kind of program treats each applicant
the Mississippi who are to be admitted. It as an individual in the admissions process.
means only that in choosing among thousands The applicant who loses out on the last
of applicants who are not only 'admissible' available seat to another candidate receiving a
academically but have other strong qualities, "plus" on the basis of ethnic background will
the Committee, with a number of criteria in not have been foreclosed from all
mind, pays some attention to distribution consideration for that seat simply because he
Regents of University of California v. Bakke Page 21

was not the right color or had the wrong In summary, it is evident that the Davis
surname. It would mean only that his special admissions program involves the use of
combined qualifications, which may have an explicit racial classification never before
included similar nonobjective factors, did not countenanced by this Court. It tells applicants
outweigh those of the other applicant. His who are not Negro, Asian, or Chicano that
qualifications would have been weighed fairly they are totally excluded from a specific
and competitively, and he would have no basis percentage of the seats in an entering class.
to complain of unequal treatment under the No matter how strong their qualifications,
Fourteenth Amendment. quantitative and extracurricular, including their
own potential for contribution to educational
It has been suggested that an admissions diversity, they are never afforded the chance to
program which considers race only as one compete with applicants from the preferred
factor is simply a subtle and more groups for the special admissions seats. At the
sophisticated--but no less effective--means of same time, the preferred applicants have the
according racial preference than the Davis opportunity to compete for every seat in the
program. A facial intent to discriminate, class.
however, is evident in petitioner's preference
program and not denied in this case. No such The fatal flaw in petitioner's preferential
facial infirmity exists in an admissions program program is its disregard of individual rights as
where race or ethnic background is simply one guaranteed by the Fourteenth Amendment.
element--to be weighed fairly against other Shelley v. Kraemer, 334 U.S., at 22, 68 S.Ct.,
elements--in the selection process. "A at 846. Such rights are not absolute. But
boundary line," as Mr. Justice Frankfurter when a State's distribution of benefits or
remarked in another connection, "is none the imposition of burdens hinges on ancestry or
worse for being narrow." McLeod v. the color of a person's skin, that individual is
Dilworth, 322 U.S. 327, 329, 64 S.Ct. 1023, entitled to a demonstration that the challenged
1025, 88 L.Ed. 1304 (1944). And a court classification is necessary to promote a
would not assume that a university, professing substantial state interest. Petitioner has failed
to employ a facially nondiscriminatory to carry this burden. For this reason, that
admissions policy, would operate it as a cover portion of the California court's judgment
for the functional equivalent of a quota system. holding petitioner's special admissions program
In short, good faith would be presumed in the invalid under the Fourteenth Amendment must
absence of a showing to the contrary in the be affirmed.
manner permitted by our cases. See e. g.,
Arlington Heights v. Metropolitan Housing C
Dev. Corp., 429 U.S. 252, 97 S.Ct. 555, 50
L.Ed.2d 450 (1977); Washington v. Davis, In enjoining petitioner from ever
426 U.S. 229, 96 S.Ct. 2040, 48 L.Ed.2d 597 considering the race of any applicant,
(1976); Swain v. Alabama, 380 U.S. 202, 85 however, the courts below failed to recognize
S.Ct. 824, 13 L.Ed.2d 759 (1965). that the State has a substantial interest that
legitimately may be served by a properly
B devised admissions program involving the
competitive consideration of race and ethnic
Regents of University of California v. Bakke Page 22

origin. For this reason, so much of the vitality and intellectual excellence and that the
California court's judgment as enjoins quality of the educational experience offered
petitioner from any consideration of the race to all students would suffer. Final Report of
of any applicant must be reversed. W. J. Bender, Chairman of the Admission and
Scholarship Committee and Dean of
VI Admissions and Financial Aid, pp. 20 et seq.
(Cambridge, 1960). Consequently, after
With respect to respondent's entitlement selecting those students whose intellectual
to an injunction directing his admission to the potential will seem extraordinary to the
Medical School, petitioner has conceded that faculty--perhaps 150 or so out of an entering
it could not carry its burden of proving that, class of over 1,100--the Committee seeks--
but for the existence of its unlawful special
admissions program, respondent still would variety in making its choices. This has
not have been admitted. Hence, respondent is seemed important . . . in part because it
entitled to the injunction, and that portion of adds a critical ingredient to the
the judgment must be affirmed. effectiveness of the educational
experience [in Harvard College]. . . . The
APPENDIX TO OPINION OF POWELL, J. effectiveness of our students' educational
experience has seemed to the Committee
Harvard College Admissions Program to be affected as importantly by a wide
variety of interests, talents, backgrounds
For the past 30 years Harvard College and career goals as it is by a fine faculty
has received each year applications for and our libraries, laboratories and
admission that greatly exceed the number of housing arrangements. (Dean of
places in the freshman class. The number of Admissions Fred L. Glimp, Final Report
applicants who are deemed to be not to the Faculty of Arts and Sciences, 65
"qualified" is comparatively small. The vast Official Register of Harvard University
majority of applicants demonstrate through No. 25, 93, 104-105 (1968) (emphasis
test scores, high school records and teachers' supplied).
recommendations that they have the academic
ability to do adequate work at Harvard, and The belief that diversity adds an essential
perhaps to do it with distinction. Faced with ingredient to the educational process has long
the dilemma of choosing among a large been a tenet of Harvard College admissions.
number of "qualified" candidates, the Fifteen or twenty years ago, however, diversity
Committee on Admissions could use the single meant students from California, New York,
criterion of scholarly excellence and attempt to and Massachusetts; city dwellers and farm
determine who among the candidates were boys; violinists, painters and football players;
likely to perform best academically. But for biologists, historians and classicists; potential
the past 30 years the Committee on stockbrokers, academics and politicians. The
Admissions has never adopted this approach. result was that very few ethnic or racial
The belief has been that if scholarly excellence minorities attended Harvard College. In recent
were the sole or even predominant criterion, years Harvard College has expanded the
Harvard College would lose a great deal of its concept of diversity to include students from
Regents of University of California v. Bakke Page 23

disadvantaged economic, racial and ethnic black students could not begin to bring to their
groups. Harvard College now recruits not classmates and to each other the variety of
only Californians or Louisianans but also points of view, backgrounds and experiences
blacks and Chicanos and other minority of blacks in the United States. Their small
students. Contemporary conditions in the numbers might also create a sense of isolation
United States mean that if Harvard College is among the black students themselves and thus
to continue to offer a first-rate education to its make it more difficult for them to develop and
students, minority representation in the achieve their potential. Consequently, when
undergraduate body cannot be ignored by the making its decisions, the Committee on
Committee on Admissions. Admissions is aware that there is some
relationship between numbers and achieving
In practice, this new definition of the benefits to be derived from a diverse
diversity has meant that race has been a factor student body, and between numbers and
in some admission decisions. When the providing a reasonable environment for those
Committee on Admissions reviews the large students admitted. But that awareness does
middle group of applicants who are not mean that the Committee sets a minimum
"admissible" and deemed capable of doing number of blacks or of people from west of
good work in their courses, the race of an the Mississippi who are to be admitted. It
applicant may tip the balance in his favor just means only that in choosing among thousands
as geographic origin or a life spent on a farm of applicants who are not only "admissible"
may tip the balance in other candidates' cases. academically but have other strong qualities,
A farm boy from Idaho can bring something to the Committee, with a number of criteria in
Harvard College that a Bostonian cannot offer. mind, pays some attention to distribution
Similarly, a black student can usually bring among many types and categories of students.
something that a white person cannot offer.
The quality of the educational experience of all The further refinements sometimes
the students in Harvard College depends in required help to illustrate the kind of
part on these differences in the background significance attached to race. The Admissions
and outlook that students bring with them. Committee, with only a few places left to fill,
might find itself forced to choose between A,
In Harvard College admissions the the child of a successful black physician in an
Committee has not set target-quotas for the academic community with promise of superior
number of blacks, or of musicians, football academic performance, and B, a black who
players, physicists or Californians to be grew up in an inner-city ghetto of semi-literate
admitted in a given year. At the same time the parents whose academic achievement was
Committee is aware that if Harvard College is lower but who had demonstrated energy and
to provide a truly heterogen[e]ous leadership as well as an apparently abiding
environment that reflects the rich diversity of interest in black power. If a good number of
the United States, it cannot be provided black students much like A but few like B had
without some attention to numbers. It would already been admitted, the Committee might
not make sense, for example, to have 10 or 20 prefer B; and vice versa. If C, a white student
students out of 1,100 whose homes are west with extraordinary artistic talent, were also
of the Mississippi. Comparably, 10 or 20 seeking one of the remaining places, his unique
Regents of University of California v. Bakke Page 24

quality might give him an edge over both A POWELL, reaching the Constitution,
and B. Thus, the critical criteria are often concludes that, although race may be taken
individual qualities or experience not into account in university admissions, the
dependent upon race but sometimes associated particular special admissions program used by
with it. petitioner, which resulted in the exclusion of
respondent Bakke, was not shown to be
Opinion of Mr. Justice BRENNAN, Mr. necessary to achieve petitioner's stated goals.
Justice WHITE, Mr. Justice MARSHALL, Accordingly, these Members of the Court form
and Mr. Justice BLACKMUN, concurring in a majority of five affirming the judgment of the
the judgment in part and dissenting in part. Supreme Court of California insofar as it holds
that respondent Bakke "is entitled to an order
The Court today, in reversing in part the that he be admitted to the University." 18
judgment of the Supreme Court of California, Cal.3d 34, 64, 132 Cal.Rptr. 680, 700, 553
affirms the constitutional power of Federal and P.2d 1152, 1172 (1976).
State Governments to act affirmatively to
achieve equal opportunity for all. The We agree with Mr. Justice POWELL that,
difficulty of the issue presented--whether as applied to the case before us, Title VI goes
government may use race-conscious programs no further in prohibiting the use of race than
to redress the continuing effects of past the Equal Protection Clause of the Fourteenth
discrimination--and the mature consideration Amendment itself. We also agree that the
which each of our Brethren has brought to it effect of the California Supreme Court's
have resulted in many opinions, no single one affirmance of the judgment of the Superior
speaking for the Court. But this should not Court of California would be to prohibit the
and must not mask the central meaning of University from establishing in the future
today's opinions: Government may take race affirmative-action programs that take race into
into account when it acts not to demean or account. See ante, at 2738 n. **. Since we
insult any racial group, but to remedy conclude that the affirmative admissions
disadvantages cast on minorities by past racial program at the Davis Medical School is
prejudice, at least when appropriate findings constitutional, we would reverse the judgment
have been made by judicial, legislative, or below in all respects. Mr. Justice POWELL
administrative bodies with competence to act agrees that some uses of race in university
in this area. admissions are permissible and, therefore, he
joins with us to make five votes reversing the
THE CHIEF JUSTICE and our Brothers judgment below insofar as it prohibits the
STEWART, REHNQUIST, and STEVENS, University from establishing race-conscious
have concluded that Title VI of the Civil programs in the future.
Rights Act of 1964, 78 Stat. 252, as amended,
42 U.S.C. 2000d et seq., prohibits programs I
such as that at the Davis Medical School. On
this statutory theory alone, they would hold Our Nation was founded on the principle
that respondent Allan Bakke's rights have been that "all Men are created equal." Yet candor
violated and that he must, therefore, be requires acknowledgment that the Framers of
admitted to the Medical School. Our Brother our Constitution, to forge the 13 Colonies into
Regents of University of California v. Bakke Page 25

one Nation, openly compromised this principle is not a thing of the past.
of equality with its antithesis: slavery. The
consequences of this compromise are well Against this background, claims that law
known and have aptly been called our must be "color-blind" or that the datum of race
"American Dilemma." Still, it is well to is no longer relevant to public policy must be
recount how recent the time has been, if it has seen as aspiration rather than as description of
yet come, when the promise of our principles reality. This is not to denigrate aspiration; for
has flowered into the actuality of equal reality rebukes us that race has too often been
opportunity for all regardless of race or color. used by those who would stigmatize and
oppress minorities. Yet we cannot--and, as we
The Fourteenth Amendment, the shall demonstrate, need not under our
embodiment in the Constitution of our abiding Constitution or Title VI, which merely extends
belief in human equality, has been the law of the constraints of the Fourteenth Amendment
our land for only slightly more than half its 200 to private parties who receive federal funds--
years. And for half of that half, the Equal let color blindness become myopia which
Protection Clause of the Amendment was masks the reality that many "created equal"
largely moribund so that, as late as 1927, Mr. have been treated within our lifetimes as
Justice Holmes could sum up the importance inferior both by the law and by their fellow
of that Clause by remarking that it was the citizens.
"last resort of constitutional arguments."
Buck v. Bell, 274 U.S. 200, 208, 47 S.Ct. 584, II
585, 71 L.Ed. 1000 (1927). Worse than
desuetude, the Clause was early turned against The threshold question we must decide is
those whom it was intended to set free, whether Title VI of the Civil Rights Act of
condemning them to a "separate but equal" 1964 bars recipients of federal funds from
status before the law, a status always separate giving preferential consideration to
but seldom equal. Not until 1954--only 24 disadvantaged members of racial minorities as
years ago--was this odious doctrine interred by part of a program designed to enable such
our decision in Brown v. Board of Education, individuals to surmount the obstacles imposed
347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 by racial discrimination. We join Parts I and V-
(Brown I ), and its progeny, which proclaimed C of our Brother POWELL's opinion and three
that separate schools and public facilities of all of us agree with his conclusion in Part II that
sorts were inherently unequal and forbidden this case does not require us to resolve the
under our Constitution. Even then inequality question whether there is a private right of
was not eliminated with "all deliberate speed." action under Title VI.
Brown v. Board of Education, 349 U.S. 294,
301, 75 S.Ct. 753, 756, 99 L.Ed. 1083 (1955). In our view, Title VI prohibits only those
In 1968 and again in 1971, for example, we uses of racial criteria that would violate the
were forced to remind school boards of their Fourteenth Amendment if employed by a
obligation to eliminate racial discrimination State or its agencies; it does not bar the
root and branch. And a glance at our docket preferential treatment of racial minorities as a
and at dockets of lower courts will show that means of remedying past societal
even today officially sanctioned discrimination discrimination to the extent that such action is
Regents of University of California v. Bakke Page 26

consistent with the Fourteenth Amendment. "The bill would offer assurance that
The legislative history of Title VI, hospitals financed by Federal money
administrative regulations interpreting the would not deny adequate care to
statute, subsequent congressional and Negroes. It would prevent abuse of food
executive action, and the prior decisions of this distribution programs whereby Negroes
Court compel this conclusion. None of these have been known to be denied food
sources lends support to the proposition that surplus supplies when white persons were
Congress intended to bar all race-conscious given such food. It would assure Negroes
efforts to extend the benefits of federally the benefits now accorded only white
financed programs to minorities who have students in programs of high[er]
been historically excluded from the full education financed by Federal funds. It
benefits of American life. would, in short, assure the existing right
to equal treatment in the enjoyment of
A Federal funds. It would not destroy any
rights of private property or freedom of
The history of Title VI--from President association." 110 Cong.Rec. 1519
Kennedy's request that Congress grant (1964).
executive departments and agencies authority
to cut off federal funds to programs that
discriminate against Negroes through final It was clear to Representative Celler that
enactment of legislation incorporating his Title VI, apart from the fact that it reached all
proposals--reveals one fixed purpose: to give federally funded activities even in the absence
the Executive Branch of Government clear of sufficient state or federal control to invoke
authority to terminate federal funding of the Fourteenth or Fifth Amendments, was not
private programs that use race as a means of placing new substantive limitations upon the
disadvantaging minorities in a manner that use of racial criteria, but rather was designed
would be prohibited by the Constitution if to extend to such activities "the existing right
engaged in by government. to equal treatment" enjoyed by Negroes under
those Amendments, and he later specifically
This purpose was first expressed in defined the purpose of Title VI in this way:
President Kennedy's June 19, 1963, message
to Congress proposing the legislation that "In general, it seems rather anomalous
subsequently became the Civil Rights Act of that the Federal Government should aid
1964. Representative Celler, the Chairman of and abet discrimination on the basis of
the House Judiciary Committee, and the floor race, color, or national origin by granting
manager of the legislation in the House, money and other kinds of financial aid. It
introduced Title VI in words unequivocally seems rather shocking, moreover, that
expressing the intent to provide the Federal while we have on the one hand the 14th
Government with the means of assuring that amendment, which is supposed to do
its funds were not used to subsidize racial away with discrimination since it provides
discrimination inconsistent with the standards for equal protection of the laws, on the
imposed by the Fourteenth and Fifth other hand, we have the Federal
Amendments upon state and federal action. Government aiding and abetting those
Regents of University of California v. Bakke Page 27

who persist in practicing racial Constitution and to require States and


discrimination. local government entities to live up to the
Constitution, most especially the 5th and
"It is for these reasons that we bring forth 14th amendments?" Id., at 2467.
title VI. The enactment of title VI will serve
to override specific provisions of law which He then explained that legislation was
contemplate Federal assistance to racially needed to authorize the termination of funding
segregated institutions." Id., at 2467. by the Executive Branch because existing
legislation seemed to contemplate the
Representative Celler also filed a expenditure of funds to support racially
memorandum setting forth the legal basis for segregated institutions. Ibid. The views of
the enactment of Title VI which reiterated the Representatives Celler and Lindsay concerning
theme of his oral remarks: "In exercising its the purpose and function of Title VI were
authority to fix the terms on which Federal shared by other sponsors and proponents of
funds will be disbursed . . ., Congress clearly the legislation in the House. Nowhere is there
has power to legislate so as to insure that the any suggestion that Title VI was intended to
Federal Government does not become terminate federal funding for any reason other
involved in a violation of the Constitution." than consideration of race or national origin by
Id., at 1528. the recipient institution in a manner
inconsistent with the standards incorporated in
Other sponsors of the legislation agreed the Constitution.
with Representative Celler that the function of
Title VI was to end the Federal Government's The Senate's consideration of Title VI
complicity in conduct, particularly the reveals an identical understanding concerning
segregation or exclusion of Negroes, the purpose and scope of the legislation.
inconsistent with the standards to be found in Senator Humphrey, the Senate floor manager,
the antidiscrimination provisions of the opened the Senate debate with a section-by-
Constitution. Representative Lindsay, also a section analysis of the Civil Rights Act in
member of the Judiciary Committee, candidly which he succinctly stated the purpose of Title
acknowledged, in the course of explaining why VI:
Title VI was necessary, that it did not create
any new standard of equal treatment beyond "The purpose of title VI is to make sure
that contained in the Constitution: that funds of the United States not used
to support racial discrimination. In many
"Both the Federal Government and the instances the practices of segregation or
States are under constitutional mandates discrimination, which title VI seeks to
not to discriminate. Many have raised the end, are unconstitutional. This is clearly
question as to whether legislation is so wherever Federal funds go to a State
required at all. Does not the Executive agency which engages in racial
already have the power in the distribution discrimination. It may also be so where
of Federal funds to apply those conditions Federal funds go to support private,
which will enable the Federal Government segregated institutions, under the decision
itself to live up to the mandate of the in Simkins v. Moses H. Cone Memorial
Regents of University of California v. Bakke Page 28

Hospital, 323 F.2d 959 (C.A.4, 1963), in the Senate repeatedly expressed their intent
[cert. denied, 376 U.S. 938, 84 S.Ct. 793, to assure that federal funds would only be
11 L.Ed.2d 659 (1964)]. In all cases, such spent in accordance with constitutional
discrimination is contrary to national standards. See remarks of Senator Pastore,
policy, and to the moral sense of the id., at 7057, 7062; Senator Clark, id., at
Nation. Thus, title VI is simply designed 5243; Senator Allott, id., at 12675, 12677.
to insure that Federal funds are spent in
accordance with the Constitution and the Respondent's contention that Congress
moral sense of the Nation." Id., at 6544. intended Title VI to bar affirmative-action
programs designed to enable minorities
Senator Humphrey, in words echoing disadvantaged by the effects of discrimination
statements in the House, explained that to participate in federally financed programs is
legislation was needed to accomplish this also refuted by an examination of the type of
objective because it was necessary to eliminate conduct which Congress thought it was
uncertainty concerning the power of federal prohibiting by means of Title VI. The debates
agencies to terminate financial assistance to reveal that the legislation was motivated
programs engaging in racial discrimination in primarily by a desire to eradicate a very
the face of various federal statutes which specific evil: federal financial support of
appeared to authorize grants to racially programs which disadvantaged Negroes by
segregated institutions. Ibid. Although excluding them from participation or providing
Senator Humphrey realized that Title VI them with separate facilities. Again and again
reached conduct which, because of insufficient supporters of Title VI emphasized that the
governmental action, might be beyond the purpose of the statute was to end segregation
reach of the Constitution, it was clear to him in federally funded activities and to end other
that the substantive standard imposed by the discriminatory uses of race disadvantaging
statute was that of the Fifth and Fourteenth Negroes. Senator Humphrey set the theme in
Amendments. his speech presenting Title VI to the Senate:

Senate supporters of Title VI repeatedly "Large sums of money are contributed by


expressed agreement with Senator Humphrey's the United States each year for the
description of the legislation as providing the construction, operation, and maintenance
explicit authority and obligation to apply the of segregated schools.
standards of the Constitution to all recipients
of federal funds. Senator Ribicoff described
the limited function of Title VI: .........................................................
.......................
"Basically, there is a constitutional
restriction against discrimination in the ***
use of Federal funds; and title VI simply
spells out the procedure to be used in "Similarly, under the Hill-Burton Act, Federal
enforcing that restriction." Id., at 13333. grants are made to hospitals which admit
whites only or Negroes only. . . .
Other strong proponents of the legislation
Regents of University of California v. Bakke Page 29

"In higher education also, a substantial part questionable whether the Executive Branch
of the Federal grants to colleges, medical possessed legal authority to terminate the
schools and so forth, in the South is still going funding of activities on the ground that they
to segregated institutions. discriminated racially against Negroes in a
manner violative of the standards contained in
"Nor is this all. In several States, agricultural the Fourteenth and Fifth Amendments.
extension services, supported by Federal Congress' solution was to end the
funds, maintain racially segregated offices for Government's complicity in constitutionally
Negroes and whites. . . . forbidden racial discrimination by providing
the Executive Branch with the authority and
". . . Vocational training courses, supported the obligation to terminate its financial support
with Federal funds, are given in segregated of any activity which employed racial criteria
schools and institutions and often limit in a manner condemned by the Constitution.
Negroes to training in less skilled occupations.
In particular localities it is reported that Of course, it might be argued that the
Negroes have been cut off from relief rolls, or Congress which enacted Title VI understood
denied surplus agricultural commodities, or the Constitution to require strict racial
otherwise deprived of the benefit of federally neutrality or color blindness, and then
assisted programs, in retaliation for their enshrined that concept as a rule of statutory
participation in voter registration drives, sit-in law. Later interpretation and clarification of
demonstrations and the like." Id., at 6543- the Constitution to permit remedial use of race
6544. would then not dislodge Title VI's prohibition
of race-conscious action. But there are three
See also the remarks of Senator Pastore compelling reasons to reject such a hypothesis.
(id., at 7054-7055); Senator Ribicoff (id., at
7064-7065); Senator Clark (id., at 5243, First, no decision of this Court has ever
9086); Senator Javits (id., at 6050, 7102). adopted the proposition that the Constitution
must be colorblind. See infra, at 2781-2782.
The conclusion to be drawn from the
foregoing is clear. Congress recognized that Second, even if it could be argued in
Negroes, in some cases with congressional 1964 that the Constitution might conceivably
acquiescence, were being discriminated against require color blindness, Congress surely would
in the administration of programs and denied not have chosen to codify such a view unless
the full benefits of activities receiving federal the Constitution clearly required it. The
financial support. It was aware that there were legislative history of Title VI, as well as the
many federally funded programs and statute itself, reveals a desire to induce
institutions which discriminated against voluntary compliance with the requirement of
minorities in a manner inconsistent with the nondiscriminatory treatment. See 602 of the
standards of the Fifth and Fourteenth Act, 42 U.S.C. 2000d-1 (no funds shall be
Amendments but whose activities might not terminated unless and until it has been
involve sufficient state or federal action so as "determined that compliance cannot be
to be in violation of these Amendments. secured by voluntary means"); H.R.Rep. No.
Moreover, Congress believed that it was 914, 88th Cong., 1st Sess., pt. 1, p. 25 (1963),
Regents of University of California v. Bakke Page 30

U.S.Code Cong. & Admin.News 1964, p. race, necessary to eliminate racial


2355; 110 Cong.Rec. 13700 (1964) (Sen. discrimination in violation of the Constitution
Pastore); id., at 6546 (Sen. Humphrey). It is rather than requiring the recipient to await a
inconceivable that Congress intended to judicial adjudication of unconstitutionality and
encourage voluntary efforts to eliminate the the judicial imposition of a racially oriented
evil of racial discrimination while at the same remedy.
time forbidding the voluntary use of race-
conscious remedies to cure acknowledged or Third, the legislative history shows that
obvious statutory violations. Yet a reading of Congress specifically eschewed any static
Title VI as prohibiting all action predicated definition of discrimination in favor of broad
upon race which adversely affects any language that could be shaped by experience,
individual would require recipients guilty of administrative necessity, and evolving judicial
discrimination to await the imposition of such doctrine. Although it is clear from the debates
remedies by the Executive Branch. Indeed, that the supporters of Title VI intended to ban
such an interpretation of Title VI would uses of race prohibited by the Constitution
prevent recipients of federal funds from taking and, more specifically, the maintenance of
race into account even when necessary to segregated facilities, they never precisely
bring their programs into compliance with defined the term "discrimination," or what
federal constitutional requirements. This constituted an exclusion from participation or
would be a remarkable reading of a statute a denial of benefits on the ground of race.
designed to eliminate constitutional violations, This failure was not lost upon its opponents.
especially in light of judicial decisions holding Senator Ervin complained:
that under certain circumstances the remedial
use of racial criteria is not only permissible but "The word 'discrimination,' as used in
is constitutionally required to eradicate this reference, has no contextual
constitutional violations. For example, in explanation whatever, other than the
Board of Education v. Swann, 402 U.S. 43, 91 provision that the discrimination 'is to be
S.Ct. 1284, 28 L.Ed.2d 586 (1971), the Court against' individuals participating in or
held that a statute forbidding the assignment of benefiting from federally assisted
students on the basis of race was programs and activities on the ground
unconstitutional because it would hinder the specified. With this context, the
implementation of remedies necessary to discrimination condemned by this
accomplish the desegregation of a school reference occurs only when an individual
system: "Just as the race of students must be is treated unequally or unfairly because of
considered in determining whether a his race, color, religion, or national origin.
constitutional violation has occurred, so also What constitutes unequal or unfair
must race be considered in formulating a treatment? Section 601 and section 602
remedy." Id., at 46, 91 S.Ct., at 1286. Surely of title VI do not say. They leave the
Congress did not intend to prohibit the use of determination of that question to the
racial criteria when constitutionally required or executive department or agencies
to terminate the funding of any entity which administering each program, without any
implemented such a remedy. It clearly desired guideline whatever to point out what is
to encourage all remedies, including the use of the congressional intent." 110 Cong.Rec.
Regents of University of California v. Bakke Page 31

5612 (1964). they would prohibit the use of racial criteria


under such circumstances. Id., at 13695.
See also remarks of Representative
Abernethy (id., at 1619); Representative Congress' resolve not to incorporate a
Dowdy (id., at 1632); Senator Talmadge (id., static definition of discrimination into Title VI
at 5251); Senator Sparkman (id., at 6052). is not surprising. In 1963 and 1964, when
Despite these criticisms, the legislation's Title VI was drafted and debated, the courts
supporters refused to include in the statute or had only recently applied the Equal Protection
even provide in debate a more explicit Clause to strike down public racial
definition of what Title VI prohibited. discrimination in America, and the scope of
that Clause's nondiscrimination principle was
The explanation for this failure is clear. in a state of flux and rapid evolution. Many
Specific definitions were undesirable, in the questions, such as whether the Fourteenth
views of the legislation's principal backers, Amendment barred only de jure discrimination
because Title VI's standard was that of the or in at least some circumstances reached de
Constitution and one that could and should be facto discrimination, had not yet received an
administratively and judicially applied. See authoritative judicial resolution. The
remarks of Senator Humphrey (id., at 5253, congressional debate reflects an awareness of
6553); Senator Ribicoff (id., at 7057, 13333); the evolutionary change that constitutional law
Senator Pastore (id., at 7057); Senator Javits in the area of racial discrimination was
(id., at 5606-5607, 6050). Indeed, there was a undergoing in 1964.
strong emphasis throughout Congress'
consideration of Title VI on providing the In sum, Congress' equating of Title VI's
Executive Branch with considerable flexibility prohibition with the commands of the Fifth and
in interpreting and applying the prohibition Fourteenth Amendments, its refusal precisely
against racial discrimination. Attorney General to define that racial discrimination which it
Robert Kennedy testified that regulations had intended to prohibit, and its expectation that
not been written into the legislation itself the statute would be administered in a flexible
because the rules and regulations defining manner, compel the conclusion that Congress
discrimination might differ from one program intended the meaning of the statute's
to another so that the term would assume prohibition to evolve with the interpretation of
different meanings in different contexts. This the commands of the Constitution. Thus, any
determination to preserve flexibility in the claim that the use of racial criteria is barred by
administration of Title VI was shared by the the plain language of the statute must fail in
legislation's supporters. When Senator light of the remedial purpose of Title VI and
Johnston offered an amendment that would its legislative history. The cryptic nature of
have expressly authorized federal grantees to the language employed in Title VI merely
take race into account in placing children in reflects Congress' concern with the then-
adoptive and foster homes, Senator Pastore prevalent use of racial standards as a means of
opposed the amendment, which was ultimately excluding or disadvantaging Negroes and its
defeated by a 56-29 vote, on the ground that determination to prohibit absolutely such
federal administrators could be trusted to act discrimination. We have recently held that "
reasonably and that there was no danger that '[w]hen aid to construction of the meaning of
Regents of University of California v. Bakke Page 32

words, as used in the statute, is available, there guilty of prior discrimination in order to
certainly can be no "rule of law" which forbids overcome the effects of conditions which have
its use, however clear the words may appear adversely affected the degree of participation
on "superficial examination." ' " Train v. by persons of a particular race.
Colorado Public Interest Research Group,
426 U.S. 1, 10, 96 S.Ct. 1938, 1942, 48 Title 45 CFR 80.3(b)(6)(i) (1977)
L.Ed.2d 434 (1976), quoting United States v. provides:
American Trucking Assns., 310 U.S. 534,
543-544, 60 S.Ct. 1059, 1063-1064, 84 L.Ed. "In administering a program regarding
1345 (1940). This is especially so when, as is which the recipient has previously
the case here, the literal application of what is discriminated against persons on the
believed to be the plain language of the statute, ground of race, color, or national origin,
assuming that it is so plain, would lead to the recipient must take affirmative action
results in direct conflict with Congress' to overcome the effects of prior
unequivocally expressed legislative purpose. discrimination."

B Title 45 CFR 80.5(i) (1977) elaborates


upon this requirement:
Section 602 of Title VI, 42 U.S.C.
2000d-1, instructs federal agencies to "In some situations, even though past
promulgate regulations interpreting Title VI. discriminatory practices attributable to a
These regulations, which, under the terms of recipient or applicant have been
the statute, require Presidential approval, are abandoned, the consequences of such
entitled to considerable deference in practices continue to impede the full
construing Title VI. See, e. g., Lau v. Nichols, availability of a benefit. If the efforts
414 U.S. 563, 94 S.Ct. 786, 39 L.Ed.2d 1 required of the applicant or recipient
(1974); Mourning v. Family Publications under 80.6(d), to provide information as
Service, Inc., 411 U.S. 356, 369, 93 S.Ct. to the availability of the program or
1652, 1660, 36 L.Ed.2d 318 (1973); Red activity and the rights of beneficiaries
Lion Broadcasting Co. v. FCC, 395 U.S. 367, under this regulation, have failed to
381, 89 S.Ct. 1794, 1801, 23 L.Ed.2d 371 overcome these consequences, it will
(1969). Consequently, it is most significant become necessary under the requirement
that the Department of Health, Education, and stated in (i) of 80.3(b)(6) for such
Welfare (HEW), which provides much of the applicant or recipient to take additional
federal assistance to institutions of higher steps to make the benefits fully available
education, has adopted regulations requiring to racial and nationality groups previously
affirmative measures designed to enable racial subject to discrimination. This action
minorities which have been previously might take the form, for example, of
discriminated against by a federally funded special arrangements for obtaining
institution or program to overcome the effects referrals or making selections which will
of such actions and authorizing the voluntary insure that groups previously subjected to
undertaking of affirmative-action programs by discrimination are adequately served."
federally funded institutions that have not been
Regents of University of California v. Bakke Page 33

These regulations clearly establish that services and benefits of the program or
where there is a need to overcome the effects activity it administers may not in fact be
of past racially discriminatory or exclusionary equally available to some racial or
practices engaged in by a federally funded nationality groups. In such
institution, race-conscious action is not only circumstances, an applicant or recipient
permitted but required to accomplish the may properly give special consideration to
remedial objectives of Title VI. Of course, race, color, or national origin to make the
there is no evidence that the Medical School benefits of its program more widely
has been guilty of past discrimination and available to such groups, not then being
consequently these regulations would not adequately served. For example, where a
compel it to employ a program of preferential university is not adequately serving
admissions in behalf of racial minorities. It members of a particular racial or
would be difficult to explain from the language nationality group, it may establish special
of Title VI, however, much less from its recruitment policies to make its program
legislative history, why the statute compels better known and more readily available
race-conscious remedies where a recipient to such group, and take other steps to
institution has engaged in past discrimination provide that group with more adequate
but prohibits such remedial action where racial service." 45 CFR 80.5(j) (1977).
minorities, as a result of the effects of past
discrimination imposed by entities other than This interpretation of Title VI is fully
the recipient, are excluded from the benefits of consistent with the statute's emphasis upon
federally funded programs. HEW was fully voluntary remedial action and reflects the
aware of the incongruous nature of such an views of an agency responsible for achieving
interpretation of Title VI. its objectives.

Title 45 CFR 80.3(b)(6)(ii) (1977) The Court has recognized that the
provides: construction of a statute by those charged with
its execution is particularly deserving of
"Even in the absence of such prior respect where Congress has directed its
discrimination, a recipient in administering attention to the administrative construction
a program may take affirmative action to and left it unaltered. Cf. Red Lion
overcome the effects of conditions which Broadcasting Co. v. FCC, 395 U.S., at 381,
resulted in limiting participation by 89 S.Ct., at 1801; Zemel v. Rusk, 381 U.S. 1,
persons of a particular race, color, or 11-12, 85 S.Ct. 1271, 1278-1279, 14 L.Ed.2d
national origin." 179 (1965). Congress recently took just this
kind of action when it considered an
An explanatory regulation explicitly states amendment to the Departments of Labor and
that the affirmative action which Health, Education, and Welfare appropriation
80.3(b)(6)(ii) contemplates includes the use of bill for 1978, which would have restricted
racial preferences: significantly the remedial use of race in
programs funded by the appropriation. The
"Even though an applicant or recipient amendment, as originally submitted by
has never used discriminatory policies, the Representative Ashbrook, provided that
Regents of University of California v. Bakke Page 34

"[n]one of the funds appropriated in this Act authority to impose race-conscious remedies
may be used to initiate, carry out or enforce and the Conference Committee, upon the
any program of affirmative action or any other urging of the Secretary of HEW, deleted the
system of quotas or goals in regard to House provision from the bill. More significant
admission policies or employment practices for present purposes, however, is the fact that
which encourage or require any discrimination even the proponents of imposing limitations
on the basis of race, creed, religion, sex or upon HEW's implementation of Title VI did
age." 123 Rec. 19715 (1977). In support of not challenge the right of federally funded
the measure, Representative Ashbrook argued educational institutions voluntarily to extend
that the 1964 Civil Rights Act never preferences to racial minorities.
authorized the imposition of affirmative action
and that this was a creation of the Finally, congressional action subsequent
bureaucracy. Id., at 19722. He explicitly to the passage of Title VI eliminates any
stated, however, that he favored permitting possible doubt about Congress' views
universities to adopt affirmative action concerning the permissibility of racial
programs giving consideration to racial preferences for the purpose of assisting
identity but opposed the imposition of such disadvantaged racial minorities. It confirms
programs by the Government. Id., at 19715. that Congress did not intend to prohibit and
His amendment was itself amended to reflect does not now believe that Title VI prohibits
this position by only barring the imposition of the consideration of race as part of a remedy
race-conscious remedies by HEW: for societal discrimination even where there is
no showing that the institution extending the
"None of the funds appropriated in this preference has been guilty of past
Act may be obligated or expended in discrimination nor any judicial finding that the
connection with the issuance, particular beneficiaries of the racial preference
implementation, or enforcement of any have been adversely affected by societal
rule, regulation, standard, guideline, discrimination.
recommendation, or order issued by the
Secretary of Health, Education, and Just last year Congress enacted
Welfare which for purposes of compliance legislation explicitly requiring that no grants
with any ratio, quota, or other numerical shall be made "for any local public works
requirement related to race, creed, color, project unless the applicant gives satisfactory
national origin, or sex requires any assurance to the Secretary [of Commerce] that
individual or entity to take any action with at least 10 per centum of the amount of each
respect to (1) the hiring or promotion grant shall be expended for minority business
policies or practices of such individual or enterprises." The statute defines the term
entity, or (2) the admissions policies or "minority business enterprise" as "a business,
practices of such individual or entity." at least 50 per centum of which is owned by
Id., at 19722. minority group members or, in case of a
publicly owned business, at least 51 per
This amendment was adopted by the centum of the stock of which is owned by
House. Ibid. The Senate bill, however, minority group members." The term
contained no such restriction upon HEW's "minority group members" is defined in
Regents of University of California v. Bakke Page 35

explicitly racial terms: "citizens of the United enforced through agency provisions and rules
States who are Negroes, Spanish-speaking, similar to those already established, with
Orientals, Indians, Eskimos, and Aleuts." respect to racial and other discrimination under
Although the statute contains an exemption Title VI of the Civil Rights Act of 1964." 42
from this requirement "to the extent that the U.S.C. 6709 (1976 ed.). Thus Congress was
Secretary determines otherwise," this escape fully aware of the applicability of Title VI to
clause was provided only to deal with the the funding of public works projects. Under
possibility that certain areas of the country these circumstances, the enactment of the 10%
might not contain sufficient qualified "minority "set-aside" for minority enterprises reflects a
business enterprises" to permit compliance congressional judgment that the remedial use
with the quota provisions of the legislation. of race is permissible under Title VI. We have
repeatedly recognized that subsequent
The legislative history of this race- legislation reflecting an interpretation of an
conscious legislation reveals that it represents earlier Act is entitled to great weight in
a deliberate attempt to deal with the excessive determining the meaning of the earlier statute.
rate of unemployment among minority citizens Red Lion Broadcasting Co. v. FCC, 395
and to encourage the development of viable U.S., at 380; 89 S.Ct., at 1801-1802;
minority controlled enterprises. It was Erlenbaugh v. United States, 409 U.S. 239,
believed that such a "set-aside" was required in 243-244, 93 S.Ct. 477, 480-481, 34 L.Ed.2d
order to enable minorities, still "new on the 446 (1972). See also United States v.
scene" and "relatively small," to compete with Stewart, 311 U.S. 60, 64-65, 61 S.Ct. 102,
larger and more established companies which 105-106 85 L.Ed. 40 (1940).
would always be successful in underbidding
minority enterprises. 123 Cong.Rec. 5327 C
(1977) (Rep. Mitchell). What is most
significant about the congressional Prior decisions of this Court also strongly
consideration of the measure is that although suggest that Title VI does not prohibit the
the use of a racial quota or "set-aside" by a remedial use of race where such action is
recipient of federal funds would constitute a constitutionally permissible. In Lau v.
direct violation of Title VI if that statute were Nichols, 414 U.S. 563, 94 S.Ct. 786, 39
read to prohibit race-conscious action, no L.Ed.2d 1 (1974), the Court held that the
mention was made during the debates in either failure of the San Francisco school system to
the House or the Senate of even the possibility provide English-language instruction to
that the quota provisions for minority students of Chinese ancestry who do not speak
contractors might in any way conflict with or English, or to provide them with instruction in
modify Title VI. It is inconceivable that such Chinese, constituted a violation of Title VI.
a purported conflict would have escaped The Court relied upon an HEW regulation
congressional attention through an inadvertent which stipulates that a recipient of federal
failure to recognize the relevance of Title VI. funds "may not . . . utilize criteria or methods
Indeed, the Act of which this affirmative- of administration which have the effect of
action provision is a part also contains a subjecting individuals to discrimination" or
provision barring discrimination on the basis of have "the effect of defeating or substantially
sex which states that this prohibition "will be impairing accomplishment of the objectives of
Regents of University of California v. Bakke Page 36

the program as respect individuals of a racial minorities to satisfy entrance


particular race, color, or national origin." 45 requirements is not a measure of their ultimate
CFR 80.3(b)(2) (1977). It interpreted this performance as doctors but a result of the
regulation as requiring San Francisco to lingering effects of past societal discrimination.
extend the same educational benefits to
Chinese-speaking students as to English- We recognize that Lau, especially when
speaking students, even though there was no read in light of our subsequent decision in
finding or allegation that the city's failure to do Washington v. Davis, 426 U.S. 229, 96 S.Ct.
so was a result of a purposeful design to 2040, 48 L.Ed.2d 597 (1976), which rejected
discriminate on the basis of race. the general proposition that governmental
action is unconstitutional solely because it has
Lau is significant in two related respects. a racially disproportionate impact, may be read
First, it indicates that in at least some as being predicated upon the view that, at least
circumstances agencies responsible for the under some circumstances, Title VI proscribes
administration of Title VI may require conduct which might not be prohibited by the
recipients who have not been guilty of any Constitution. Since we are now of the
constitutional violations to depart from a opinion, for the reasons set forth above, that
policy of color blindness and to be cognizant Title VI's standard, applicable alike to public
of the impact of their actions upon racial and private recipients of federal funds, is no
minorities. Secondly, Lau clearly requires that broader than the Constitution's, we have
institutions receiving federal funds be accorded serious doubts concerning the correctness of
considerable latitude in voluntarily undertaking what appears to be the premise of that
race-conscious action designed to remedy the decision. However, even accepting Lau's
exclusion of significant numbers of minorities implication that impact alone is in some
from the benefits of federally funded programs. contexts sufficient to establish a prima facie
Although this Court has not yet considered the violation of Title VI, contrary to our review
question, presumably, by analogy to our that Title VI's definition of racial
decisions construing Title VII, a medical discrimination is absolutely coextensive with
school would not be in violation of Title VI the Constitution's, this would not assist the
under Lau because of the serious respondent in the least. First, for the reasons
underrepresentation of racial minorities in its discussed supra, at 2772-2779, regardless of
student body as long as it could demonstrate whether Title VI's prohibitions extend beyond
that its entrance requirements correlated the Constitution's, the evidence fails to
sufficiently with the performance of minority establish, and, indeed, compels the rejection
students in medical school and the medical of, the proposition that Congress intended to
profession. It would be inconsistent with Lau prohibit recipients of federal funds from
and the emphasis of Title VI and the HEW voluntarily employing race-conscious measures
regulations on voluntary action, however, to to eliminate the effects of past societal
require that an institution wait to be discrimination against racial minorities such as
adjudicated to be in violation of the law before Negroes. Secondly, Lau itself, for the reasons
being permitted to voluntarily undertake set forth in the immediately preceding
corrective action based upon a good-faith and paragraph, strongly supports the view that
reasonable belief that the failure of certain voluntary race-conscious remedial action is
Regents of University of California v. Bakke Page 37

permissible under Title VI. If discriminatory would impede efforts to attain this objective.
racial impact alone is enough to demonstrate There is no justification for departing from this
at least a prima facie Title VI violation, it is course in the case of Title VI and frustrating
difficult to believe that the Title would forbid the clear judgment of Congress that race-
the Medical School from attempting to correct conscious remedial action is permissible.
the racially exclusionary effects of its initial
admissions policy during the first two years of We turn, therefore, to our analysis of the
the School's operation. Equal Protection Clause of the Fourteenth
Amendment.
The Court has also declined to adopt a
"color-blind" interpretation of other statutes III
containing nondiscrimination provisions similar
to that contained in Title VI. We have held A
under Title VII that where employment
requirements have a disproportionate impact The assertion of human equality is closely
upon racial minorities they constitute a associated with the proposition that differences
statutory violation, even in the absence of in color or creed, birth or status, are neither
discriminatory intent, unless the employer is significant nor relevant to the way in which
able to demonstrate that the requirements are persons should be treated. Nonetheless, the
sufficiently related to the needs of the job. position that such factors must be
More significantly, the Court has required that "constitutionally an irrelevance," Edwards v.
preferences be given by employers to members California, 314 U.S. 160, 185, 62 S.Ct. 164,
of racial minorities as a remedy for past 172, 86 L.Ed. 119 (1941) (Jackson, J.,
violations of Title VII, even where there has concurring), summed up by the shorthand
been no finding that the employer has acted phrase "[o]ur Constitution is color-blind,"
with a discriminatory intent. Finally, we have Plessy v. Ferguson, 163 U.S. 537, 559, 16
construed the Voting Rights Act of 1965, 42 S.Ct. 1138, 1146, 41 L.Ed. 256 (1896)
U.S.C. 1973 et seq. (1970 ed. and Supp. (Harlan, J., dissenting), has never been
V), which contains a provision barring any adopted by this Court as the proper meaning
voting procedure or qualification that denies or of the Equal Protection Clause. In deed, we
abridges "the right of any citizen of the United have expressly rejected this proposition on a
States to vote on account of race or color," as number of occasions.
permitting States to voluntarily take race into
account in a way that fairly represents the Our cases have always implied that an
voting strengths of different racial groups in "overriding statutory purpose," McLaughlin
order to comply with the commands of the v. Florida, 379 U.S. 184, 192, 85 S.Ct. 283,
statute, even where the result is a gain for one 288, 13 L.Ed.2d 222 (1964), could be found
racial group at the expense of others. that would justify racial classifications. See, e.
g., ibid.; Loving v. Virginia, 388 U.S. 1, 11,
These prior decisions are indicative of the 87 S.Ct. 1817, 1823, 18 L.Ed.2d 1010 (1967);
Court's unwillingness to construe remedial Korematsu v. United States, 323 U.S. 214,
statutes designed to eliminate discrimination 216, 65 S.Ct. 193, 194, 89 L.Ed. 194 (1944);
against racial minorities in a manner which Hirabayashi v. United States, 320 U.S. 81,
Regents of University of California v. Bakke Page 38

100-101, 63 S.Ct. 1375, 1385-1386, 87 L.Ed. us now, we find it necessary to define with
1774 (1943). More recently, in McDaniel v. precision the meaning of that inexact term,
Barresi, 402 U.S. 39, 91 S.Ct. 1287, 28 "strict scrutiny."
L.Ed.2d 582 (1971), this Court unanimously
reversed the Georgia Supreme Court which Unquestionably we have held that a
had held that a desegregation plan voluntarily government practice or statute which restricts
adopted by a local school board, which "fundamental rights" or which contains
assigned students on the basis of race, was per "suspect classifications" is to be subjected to
se invalid because it was not color-blind. And "strict scrutiny" and can be justified only if it
in North Carolina Board of Education v. furthers a compelling government purpose
Swann we held, again unanimously, that a and, even then, only if no less restrictive
statute mandating color-blind school- alternative is available. See, e. g., San
assignment plans could not stand "against the Antonio Independent School District v.
background of segregation," since such a limit Rodriguez, 411 U.S. 1, 16-17, 93 S.Ct. 1278,
on remedies would "render illusory the 1287-1288, 36 L.Ed.2d 16 (1973); Dunn v.
promise of Brown [I]." 402 U.S., at 45-46, 91 Blumstein, 405 U.S. 330, 92 S.Ct. 995, 31
S.Ct., at 1286. L.Ed.2d 274 (1972). But no fundamental right
is involved here. See San Antonio, supra, 411
We conclude, therefore, that racial U.S., at 29-36, 93 S.Ct., at 1294-1298. Nor
classifications are not per se invalid under the do whites as a class have any of the
Fourteenth Amendment. Accordingly, we turn "traditional indicia of suspectness: the class is
to the problem of articulating what our role not saddled with such disabilities, or subjected
should be in reviewing state action that to such a history of purposeful unequal
expressly classifies by race. treatment, or relegated to such a position of
political powerlessness as to command
B extraordinary protection from the majoritarian
political process." Id., at 28, 93 S.Ct., at
Respondent argues that racial 1294; see United States v. Carolene Products
classifications are always suspect and, Co., 304 U.S. 144, 152 n. 4, 58 S.Ct. 778,
consequently, that this Court should weigh the 783, 82 L.Ed. 1234 (1938).
importance of the objectives served by Davis'
special admissions program to see if they are Moreover, if the University's
compelling. In addition, he asserts that this representations are credited, this is not a case
Court must inquire whether, in its judgment, where racial classifications are "irrelevant and
there are alternatives to racial classifications therefore prohibited." Hirabayashi, supra,
which would suit Davis' purposes. Petitioner, 320 U.S., at 100, 63 S.Ct., at 1385. Nor has
on the other hand, states that our proper role anyone suggested that the University's
is simply to accept petitioner's determination purposes contravene the cardinal principle that
that the racial classifications used by its racial classifications that stigmatize--because
program are reasonably related to what it tells they are drawn on the presumption that one
us are its benign purposes. We reject race is inferior to another or because they put
petitioner's view, but, because our prior cases the weight of government behind racial hatred
are in many respects inapposite to that before and separatism--are invalid without more. See
Regents of University of California v. Bakke Page 39

Yick Wo v. Hopkins, 118 U.S. 356, 374, 6 objectives and must be substantially related to
S.Ct. 1064, 1073, 30 L.Ed. 220 (1886); achievement of those objectives.' " Califano
accord, Strauder v. West Virginia, 100 U.S. v. Webster, supra, 430 U.S., at 317, 97 S.Ct.,
303, 308, 25 L.Ed. 664 (1880); Korematsu v. at 1194, quoting Craig v. Boren, 429 U.S.
United States, supra, 323 U.S., at 223, 65 190, 197, 97 S.Ct. 451, 457, 50 L.Ed.2d 397
S.Ct., at 197; Oyama v. California, 332 U.S. (1976).
633, 663, 68 S.Ct. 269, 283, 92 L.Ed. 249
(1948) (Murphy, J., concurring); Brown I, First, race, like, "gender-based
347 U.S. 483, 74 S.Ct. 686, 98 L.Ed. 873 classifications too often [has] been inexcusably
(1954); McLaughlin v. Florida, supra, 379 utilized to stereotype and stigmatize politically
U.S., at 191-192, 85 S.Ct., at 287-289; powerless segments of society." Kahn v.
Loving v. Virginia, supra, 388 U.S., at 11-12, Shevin, 416 U.S. 351, 357, 94 S.Ct. 1734,
87 S.Ct., at 1823-1824; Reitman v. Mulkey, 1738, 40 L.Ed.2d 189 (1974) (dissenting
387 U.S. 369, 375-376, 87 S.Ct. 1627, 1631- opinion). While a carefully tailored statute
1632, 18 L.Ed.2d 830 (1967); United Jewish designed to remedy past discrimination could
Organizations v. Carey, 430 U.S. 144, 165, avoid these vices, see Califano v. Webster,
97 S.Ct. 996, 1009, 51 L.Ed.2d 229 (1977) supra; Schlesinger v. Ballard, 419 U.S. 498,
(UJO) (opinion of WHITE, J., joined by 95 S.Ct. 572, 42 L.Ed.2d 610 (1975); Kahn v.
REHNQUIST and STEVENS, JJ.); id., at Shevin, supra, we nonetheless have recognized
169, 97 S.Ct., at 1011 (opinion concurring in that the line between honest and thoughtful
part). appraisal of the effects of past discrimination
and paternalistic stereotyping is not so clear
On the other hand, the fact that this case and that a statute based on the latter is patently
does not fit neatly into our prior analytic capable of stigmatizing all women with a
framework for race cases does not mean that badge of inferiority. Cf. Schlesinger v.
it should be analyzed by applying the very Ballard, supra, 419 U.S., at 508, 95 S.Ct., at
loose rational-basis standard of review that is 577; UJO, supra, 430 U.S., at 174, and n. 3,
the very least that is always applied in equal 97 S.Ct., at 1014 (opinion concurring in part);
protection cases. " '[T]he mere recitation of a Califano v. Goldfarb, 430 U.S. 199, 223, 97
benign, compensatory purpose is not an S.Ct. 1021, 1035, 51 L.Ed.2d 270 (1977)
automatic shield which protects against any (STEVENS, J., concurring in judgment). See
inquiry into the actual purposes underlying a also Stanton v. Stanton, 421 U.S. 7, 14-15, 95
statutory scheme.' " Califano v. Webster, 430 S.Ct. 1373, 1377-1378, 43 L.Ed.2d 688
U.S. 313, 317, 97 S.Ct. 1192, 1194, 51 (1975). State programs designed ostensibly to
L.Ed.2d 360 (1977), quoting Weinberger v. ameliorate the effects of past racial
Wiesenfeld, 420 U.S. 636, 648, 95 S.Ct. 1225, discrimination obviously create the same
1233, 43 L.Ed.2d 514 (1975). Instead, a hazard of stigma, since they may promote
number of considerations--developed in racial separatism and reinforce the views of
gender-discrimination cases but which carry those who believe that members of racial
even more force when applied to racial minorities are inherently incapable of
classifications--lead us to conclude that racial succeeding on their own. See UJO, supra,
classifications designed to further remedial 430 U.S., at 172, 97 S.Ct., at 1013 (opinion
purposes " 'must serve important governmental concurring in part); ante, at 2753 (opinion of
Regents of University of California v. Bakke Page 40

POWELL, J.). there are limits beyond which majorities may


not go when they classify on the basis of
Second, race, like gender and immutable characteristics. See, e. g., Weber,
illegitimacy, see Weber v. Aetna Casualty & supra. Thus, even if the concern for
Surety Co., 406 U.S. 164, 92 S.Ct. 1400, 31 individualism is weighed by the political
L.Ed.2d 768 (1972), is an immutable process, that weighing cannot waive the
characteristic which its possessors are personal rights of individuals under the
powerless to escape or set aside. While a Fourteenth Amendment. See Lucas v.
classification is not per se invalid because it Colorado General Assembly, 377 U.S. 713,
divides classes on the basis of an immutable 736, 84 S.Ct. 1459, 1473, 12 L.Ed.2d 632
characteristic, see supra, at 2781-2782, it is (1964).
nevertheless true that such divisions are
contrary to our deep belief that "legal burdens In sum, because of the significant risk
should bear some relationship to individual that racial classifications established for
responsibility or wrongdoing," Weber, supra, ostensibly benign purposes can be misused,
406 U.S., at 175, 92 S.Ct., at 1407; causing effects not unlike those created by
Frontiero v. Richardson, 411 U.S. 677, 686, invidious classifications, it is inappropriate to
93 S.Ct. 1764, 1770, 36 L.Ed.2d 583 (1973) inquire only whether there is any conceivable
(opinion of BRENNAN, WHITE, and basis that might sustain such a classification.
MARSHALL, JJ.), and that advancement Instead, to justify such a classification an
sanctioned, sponsored, or approved by the important and articulated purpose for its use
State should ideally be based on individual must be shown. In addition, any statute must
merit or achievement, or at the least on factors be stricken that stigmatizes any group or that
within the control of an individual. See UJO, singles out those least well represented in the
430 U.S., at 173, 97 S.Ct., at 1013 (opinion political process to bear the brunt of a benign
concurring in part); Kotch v. Board of River program. Thus, our review under the
Port Pilot Comm'rs, 330 U.S. 552, 566, 67 Fourteenth Amendment should be strict--not "
S.Ct. 910, 917, 91 L.Ed. 1093 (1947) 'strict' in theory and fatal in fact," because it is
(Rutledge, J., dissenting). stigma that causes fatality--but strict and
searching nonetheless.
Because this principle is so deeply rooted
it might be supposed that it would be IV
considered in the legislative process and
weighed against the benefits of programs Davis' articulated purpose of remedying
preferring individuals because of their race. the effects of past societal discrimination is,
But this is not necessarily so: The "natural under our cases, sufficiently important to
consequence of our governing process [may justify the use of race-conscious admissions
well be] that the most 'discrete and insular' of programs where there is a sound basis for
whites . . . will be called upon to bear the concluding that minority underrepresentation
immediate, direct costs of benign is substantial and chronic, and that the
discrimination." UJO, supra, 430 U.S., at handicap of past discrimination is impeding
174, 97 S.Ct., at 1014 (opinion concurring in access of minorities to the Medical School.
part). Moreover, it is clear from our cases that
Regents of University of California v. Bakke Page 41

A school. Charlotte-Mecklenburg, supra, 402


U.S., at 16, 91 S.Ct., at 1276. In each
At least since Green v. County School instance, the creation of unitary school
Board, 391 U.S. 430, 88 S.Ct. 1689, 20 systems, in which the effects of past
L.Ed.2d 716 (1968), it has been clear that a discrimination had been "eliminated root and
public body which has itself been adjudged to branch," Green, supra, 391 U.S., at 438, 88
have engaged in racial discrimination cannot S.Ct., at 1694, was recognized as a compelling
bring itself into compliance with the Equal social goal justifying the overt use of race.
Protection Clause simply by ending its
unlawful acts and adopting a neutral stance. Finally, the conclusion that state
Three years later, Swann v. Charlotte- educational institutions may constitutionally
Mecklenburg Board of Education, 402 U.S. 1, adopt admissions programs designed to avoid
91 S.Ct. 1267, 28 L.Ed.2d 554 (1971), and its exclusion of historically disadvantaged
companion cases, Davis v. School Comm'rs of minorities, even when such programs explicitly
Mobile County, 402 U.S. 33, 91 S.Ct. 1289, take race into account, finds direct support in
28 L.Ed.2d 577 (1971); McDaniel v. Barresi, our cases construing congressional legislation
402 U.S. 39, 91 S.Ct. 1287, 28 L.Ed.2d 582 designed to overcome the present effects of
(1971), and North Carolina Board of past discrimination. Congress can and has
Education v. Swann, 402 U.S. 43, 91 S.Ct. outlawed actions which have a
1284, 28 L.Ed.2d 586 (1971), reiterated that disproportionately adverse and unjustified
racially neutral remedies for past impact upon members of racial minorities and
discrimination were inadequate where has required or authorized race-conscious
consequences of past discriminatory acts action to put individuals disadvantaged by
influence or control present decisions. See, e. such impact in the position they otherwise
g., Charlotte-Mecklenburg, supra, 402 U.S., might have enjoyed. See Franks v. Bowman
at 28, 91 S.Ct., at 1282. And the Court Transportation Co., 424 U.S. 747, 96 S.Ct.
further held both that courts could enter 1251, 47 L.Ed.2d 444 (1976); Teamsters v.
desegregation orders which assigned students United States, 431 U.S. 324, 97 S.Ct. 1843,
and faculty by reference to race, Charlotte- 52 L.Ed.2d 396 (1977). Such relief does not
Mecklenburg, supra; Davis, supra; United require as a predicate proof that recipients of
States v. Montgomery County Board of Ed., preferential advancement have been
395 U.S. 225, 89 S.Ct. 1670, 23 L.Ed.2d 263 individually discriminated against; it is enough
(1969), and that local school boards could that each recipient is within a general class of
voluntarily adopt desegregation plans which persons likely to have been the victims of
made express reference to race if this was discrimination. See id., at 357-362, 97 S.Ct.,
necessary to remedy the effects of past at 1865-1868. Nor is it an objection to such
discrimination. McDaniel v. Barresi, supra. relief that preference for minorities will upset
Moreover, we stated that school boards, even the settled expectations of nonminorities. See
in the absence of a judicial finding of past Franks, supra. In addition, we have held that
discrimination, could voluntarily adopt plans Congress, to remove barriers to equal
which assigned students with the end of opportunity, can and has required employers
creating racial pluralism by establishing fixed to use test criteria that fairly reflect the
ratios of black and white students in each qualifications of minority applicants vis-a-vis
Regents of University of California v. Bakke Page 42

nonminority applicants, even if this means REHNQUIST and STEVENS, JJ.); cf.
interpreting the qualifications of an applicant in Califano v. Webster, supra, 430 U.S., at 317,
light of his race. See Albemarle Paper Co. v. 97 S.Ct., at 1194; Kahn v. Shevin, supra.
Moody, 422 U.S. 405, 435, 95 S.Ct. 2362, Moreover, the presence or absence of past
2380, 45 L.Ed.2d 280 (1975). discrimination by universities or employers is
largely irrelevant to resolving respondent's
These cases cannot be distinguished constitutional claims. The claims of those
simply by the presence of judicial findings of burdened by the race-conscious actions of a
discrimination, for race-conscious remedies university or employer who has never been
have been approved where such findings have adjudged in violation of an antidiscrimination
not been made. McDaniel v. Barresi, supra; law are not any more or less entitled to
UJO; see Califano V. Webster, 430 U.S. 313, deference than the claims of the burdened
97 S.Ct. 1192, 51 L.Ed.2d 360 (1977); nonminority workers in Franks v. Bowman
Schlesinger v. Ballard, 419 U.S. 498, 95 S.Ct. Transportation Co., supra, in which the
572, 42 L.Ed.2d 610 (1975); Kahn v. Shevin, employer had violated Title VII, for in each
416 U.S. 351, 94 S.Ct. 1734, 40 L.Ed.2d 189 case the employees are innocent of past
(1974). See also Katzenbach v. Morgan, 384 discrimination. And, although it might be
U.S. 641, 86 S.Ct. 1717, 16 L.Ed.2d 828 argued that, where an employer has violated
(1966). Indeed, the requirement of a judicial an antidiscrimination law, the expectations of
determination of a constitutional or statutory nonminority workers are themselves products
violation as a predicate for race-conscious of discrimination and hence "tainted," see
remedial actions would be self-defeating. Franks, supra, at 776, 96 S.Ct., at 1270, and
Such a requirement would severely undermine therefore more easily upset, the same
efforts to achieve voluntary compliance with argument can be made with respect to
the requirements of law. And our society and respondent. If it was reasonable to conclude--
jurisprudence have always stressed the value as we hold that it was--that the failure of
of voluntary efforts to further the objectives of minorities to qualify for admission at Davis
the law. Judicial intervention is a last resort to under regular procedures was due principally
achieve cessation of illegal conduct or the to the effects of past discrimination, then there
remedying of its effects rather than a is a reasonable likelihood that, but for
prerequisite to action. pervasive racial discrimination, respondent
would have failed to qualify for admission
Nor can our cases be distinguished on the even in the absence of Davis' special
ground that the entity using explicit racial admissions program.
classifications itself had violated 1 of the
Fourteenth Amendment or an Thus, our cases under Title VII of the
antidiscrimination regulation, for again race- Civil Rights Act have held that, in order to
conscious remedies have been approved where achieve minority participation in previously
this is not the case. See UJO, 430 U.S., at segregated areas of public life, Congress may
157, 97 S.Ct., at 1005 (opinion of WHITE, J., require or authorize preferential treatment for
joined by BRENNAN, BLACKMUN, and those likely disadvantaged by societal racial
STEVENS, JJ.); id., at 167, 97 S.Ct., at 1010 discrimination. Such legislation has been
(opinion of WHITE, J., joined by sustained even without a requirement of
Regents of University of California v. Bakke Page 43

findings of intentional racial discrimination by to do. A contrary position would conflict with
those required or authorized to accord the traditional understanding recognizing the
preferential treatment, or a case-by-case competence of the States to initiate measures
determination that those to be benefited consistent with federal policy in the absence of
suffered from racial discrimination. These congressional pre-emption of the subject
decisions compel the conclusion that States matter. Nothing whatever in the legislative
also may adopt race-conscious programs history of either the Fourteenth Amendment or
designed to overcome substantial, chronic the Civil Rights Acts even remotely suggests
minority underrepresentation where there is that the States are foreclosed from furthering
reason to believe that the evil addressed is a the fundamental purpose of equal opportunity
product of past racial discrimination. to which the Amendment and those Acts are
addressed. Indeed, voluntary initiatives by the
Title VII was enacted pursuant to States to achieve the national goal of equal
Congress' power under the Commerce Clause opportunity have been recognized to be
and 5 of the Fourteenth Amendment. To the essential to its attainment. "To use the
extent that Congress acted under the Fourteenth Amendment as a sword against
Commerce Clause power, it was restricted in such State power would stultify that
the use of race in governmental Amendment." Railway Mail Assn. v. Corsi,
decisionmaking by the equal protection 326 U.S. 88, 98, 65 S.Ct. 1483, 1489, 89
component of the Due Process Clause of the L.Ed. 2072 (1945) (Frankfurter, J.,
Fifth Amendment precisely to the same extent concurring). We therefore conclude that Davis'
as are the States by 1 of the Fourteenth goal of admitting minority students
Amendment. Therefore, to the extent that disadvantaged by the effects of past
Title VII rests on the Commerce Clause discrimination is sufficiently important to
power, our decisions such as Franks and justify use of race-conscious admissions
Teamsters v. United States, 431 U.S. 324, 97 criteria.
S.Ct. 1843, 52 L.Ed.2d 396 (1977), implicitly
recognize that the affirmative use of race is B
consistent with the equal protection
component of the Fifth Amendment and Properly construed, therefore, our prior
therefore with the Fourteenth Amendment. To cases unequivocally show that a state
the extent that Congress acted pursuant to 5 government may adopt race-conscious
of the Fourteenth Amendment, those cases programs if the purpose of such programs is to
impliedly recognize that Congress was remove the disparate racial impact its actions
empowered under that provision to accord might otherwise have and if there is reason to
preferential treatment to victims of past believe that the disparate impact is itself the
discrimination in order to overcome the effects product of past discrimination, whether its
of segregation, and we see no reason to own or that of society at large. There is no
conclude that the States cannot voluntarily question that Davis' program is valid under this
accomplish under 1 of the Fourteenth test.
Amendment what Congress under 5 of the
Fourteenth Amendment validly may authorize Certainly, on the basis of the undisputed
or compel either the States or private persons factual submissions before this Court, Davis
Regents of University of California v. Bakke Page 44

had a sound basis for believing that the minority applicants labor as a consequence of
problem of underrepresentation of minorities a background of deliberate, purposeful
was substantial and chronic and that the discrimination against minorities in education
problem was attributable to handicaps imposed and in society generally, as well as in the
on minority applicants by past and present medical profession. From the inception of our
racial discrimination. Until at least 1973, the national life, Negroes have been subjected to
practice of medicine in this country was, in unique legal disabilities impairing access to
fact, if not in law, largely the prerogative of equal educational opportunity. Under slavery,
whites. In 1950, for example, while Negroes penal sanctions were imposed upon anyone
constituted 10% of the total population, Negro attempting to educate Negroes. After
physicians constituted only 2.2% of the total enactment of the Fourteenth Amendment the
number of physicians. The overwhelming States continued to deny Negroes equal
majority of these, moreover, were educated in educational opportunity, enforcing a strict
two predominantly Negro medical schools, policy of segregation that itself stamped
Howard and Meharry. By 1970, the gap Negroes as inferior, Brown I, 347 U.S. 483,
between the proportion of Negroes in 74 S.Ct. 686, 98 L.Ed. 873 (1954), that
medicine and their proportion in the relegated minorities to inferior educational
population had widened: The number of institutions, and that denied them intercourse
Negroes employed in medicine remained in the mainstream of professional life necessary
frozen at 2.2% while the Negro population had to advancement. See Sweatt v. Painter, 339
increased to 11.1%. The number of Negro U.S. 629, 70 S.Ct. 848, 94 L.Ed. 1114 (1950).
admittees to predominantly white medical Segregation was not limited to public facilities,
schools, moreover, had declined in absolute moreover, but was enforced by criminal
numbers during the years 1955 to 1964. penalties against private action as well. Thus,
Odegaard 19. as late as 1908, this Court enforced a state
criminal conviction against a private college
Moreover, Davis had very good reason to for teaching Negroes together with whites.
believe that the national pattern of Berea College v. Kentucky, 211 U.S. 45, 29
underrepresentation of minorities in medicine S.Ct. 33, 53 L.Ed. 81. See also Plessy v.
would be perpetuated if it retained a single Ferguson, 163 U.S. 537, 16 S.Ct. 1138, 41
admissions standard. For example, the L.Ed. 256 (1896).
entering classes in 1968 and 1969, the years in
which such a standard was used, included only Green v. County School Board, 391
1 Chicano and 2 Negroes out of the 50 U.S. 430, 88 S.Ct. 1689, 20 L.Ed.2d 716
admittees for each year. Nor is there any relief (1968), gave explicit recognition to the fact
from this pattern of underrepresentation in the that the habit of discrimination and the cultural
statistics for the regular admissions program in tradition of race prejudice cultivated by
later years. centuries of legal slavery and segregation were
not immediately dissipated when Brown I,
Davis clearly could conclude that the supra, announced the constitutional principle
serious and persistent underrepresentation of that equal educational opportunity and
minorities in medicine depicted by these participation in all aspects of American life
statistics is the result of handicaps under which could not be denied on the basis of race.
Regents of University of California v. Bakke Page 45

Rather, massive official and private resistance into account in situations where a failure to do
prevented, and to a lesser extent still prevents, so would limit participation by minorities in
attainment of equal opportunity in education at federally funded programs, and regulations
all levels and in the professions. The promulgated by the Department expressly
generation of minority students applying to contemplate that appropriate race-conscious
Davis Medical School since it opened in 1968- programs may be adopted by universities to
-most of whom were born before or about the remedy unequal access to university programs
time Brown I was decided--clearly have been caused by their own or by past societal
victims of this discrimination. Judicial decrees discrimination. See supra, at 2776, discussing
recognizing discrimination in public education 45 CFR 80.3(b)(6)(ii) and 80.5(j) (1971).
in California testify to the fact of widespread It cannot be questioned that, in the absence of
discrimination suffered by California-born the special admissions program, access of
minority applicants; many minority group minority students to the Medical School would
members living in California, moreover, were be severely limited and, accordingly, race-
born and reared in school districts in Southern conscious admissions would be deemed an
States segregated by law. Since separation of appropriate response under these federal
school-children by race "generates a feeling of regulations. Moreover, the Department's
inferiority as to their status in the community regulatory policy is not one that has gone
that may affect their hearts and minds in a way unnoticed by Congress. See supra, at 2777-
unlikely ever to be undone," Brown I, supra, 2778. Indeed, although an amendment to an
347 U.S., at 494, 74 S.Ct., at 691, the appropriations bill was introduced just last
conclusion is inescapable that applicants to year that would have prevented the Secretary
medical school must be few indeed who of Health, Education, and Welfare from
endured the effects of de jure segregation, the mandating race-conscious programs in
resistance to Brown I, or the equally university admissions, proponents of this
debilitating pervasive private discrimination measure, significantly, did not question the
fostered by our long history of official validity of voluntary implementation of race-
discrimination, cf. Reitman v. Mulkey, 387 conscious admissions criteria. See ibid. In
U.S. 369, 87 S.Ct. 1627, 18 L.Ed.2d 830 these circumstances, the conclusion implicit in
(1967), and yet come to the starting line with the regulations--that the lingering effects of
an education equal to whites. past discrimination continue to make race-
conscious remedial programs appropriate
Moreover, we need not rest solely on our means for ensuring equal educational
own conclusion that Davis had sound reason opportunity in universities--deserves
to believe that the effects of past considerable judicial deference. See, e. g.,
discrimination were handicapping minority Katzenbach v. Morgan, 384 U.S. 641, 86
applicants to the Medical School, because the S.Ct. 1717, 16 L.Ed.2d 828 (1966); UJO, 430
Department of Health, Education, and U.S., at 175-178, 97 S.Ct., at 1014-1016
Welfare, the expert agency charged by (opinion concurring in part).
Congress with promulgating regulations
enforcing Title VI of the Civil Rights Act of C
1964, see supra, at 2775-2776, has also
reached the conclusion that race may be taken The second prong of our test--whether
Regents of University of California v. Bakke Page 46

the Davis program stigmatizes any discrete injury upon individual whites in the sense that
group or individual and whether race is wherever they go or whatever they do there is
reasonably used in light of the program's a significant likelihood that they will be treated
objectives--is clearly satisfied by the Davis as second-class citizens because of their color.
program. This distinction does not mean that the
exclusion of a white resulting from the
It is not even claimed that Davis' program preferential use of race is not sufficiently
in any way operates to stigmatize or single out serious to require justification; but it does
any discrete and insular, or even any mean that the injury inflicted by such a policy
identifiable, nonminority group. Nor will harm is not distinguishable from disadvantages
comparable to that imposed upon racial caused by a wide range of government actions,
minorities by exclusion or separation on none of which has ever been thought
grounds of race be the likely result of the impermissible for that reason alone.
program. It does not, for example, establish
an exclusive preserve for minority students In addition, there is simply no evidence
apart from and exclusive of whites. Rather, its that the Davis program discriminates
purpose is to overcome the effects of intentionally or unintentionally against any
segregation by bringing the races together. minority group which it purports to benefit.
True, whites are excluded from participation in The program does not establish a quota in the
the special admissions program, but this fact invidious sense of a ceiling on the number of
only operates to reduce the number of whites minority applicants to be admitted. Nor can
to be admitted in the regular admissions the program reasonably be regarded as
program in order to permit admission of a stigmatizing the program's beneficiaries or
reasonable percentage--less than their their race as inferior. The Davis program does
proportion of the California population--of not simply advance less qualified applicants;
otherwise underrepresented qualified minority rather, it compensates applicants, who it is
applicants. uncontested are fully qualified to study
medicine, for educational disadvantages which
Nor was Bakke in any sense stamped as it was reasonable to conclude were a product
inferior by the Medical School's rejection of of state-fostered discrimination. Once
him. Indeed, it is conceded by all that he admitted, these students must satisfy the same
satisfied those criteria regarded by the school degree requirements as regularly admitted
as generally relevant to academic performance students; they are taught by the same faculty
better than most of the minority members who in the same classes; and their performance is
were admitted. Moreover, there is absolutely evaluated by the same standards by which
no basis for concluding that Bakke's rejection regularly admitted students are judged. Under
as a result of Davis' use of racial preference these circumstances, their performance and
will affect him throughout his life in the same degrees must be regarded equally with the
way as the segregation of the Negro regularly admitted students with whom they
schoolchildren in Brown I would have affected compete for standing. Since minority
them. Unlike discrimination against racial graduates cannot justifiably be regarded as less
minorities, the use of racial preferences for well qualified than nonminority graduates by
remedial purposes does not inflict a pervasive virtue of the special admissions program, there
Regents of University of California v. Bakke Page 47

is no reasonable basis to conclude that Second, the Davis admissions program


minority graduates at schools using such does not simply equate minority status with
programs would be stigmatized as inferior by disadvantage. Rather, Davis considers on an
the existence of such programs. individual basis each applicant's personal
history to determine whether he or she has
D likely been disadvantaged by racial
discrimination. The record makes clear that
We disagree with the lower courts' only minority applicants likely to have been
conclusion that the Davis program's use of isolated from the mainstream of American life
race was unreasonable in light of its objectives. are considered in the special program; other
First, as petitioner argues, there are no minority applicants are eligible only through
practical means by which it could achieve its the regular admissions program. True, the
ends in the foreseeable future without the use procedure by which disadvantage is detected is
of race-conscious measures. With respect to informal, but we have never insisted that
any factor (such as poverty or family educators conduct their affairs through
educational background) that may be used as adjudicatory proceedings, and such insistence
a substitute for race as an indicator of past here is misplaced. A case-by-case inquiry into
discrimination, whites greatly outnumber racial the extent to which each individual applicant
minorities simply because whites make up a far has been affected, either directly or indirectly,
larger percentage of the total population and by racial discrimination, would seem to be, as
therefore far outnumber minorities in absolute a practical matter, virtually impossible, despite
terms at every socioeconomic level. For the fact that there are excellent reasons for
example, of a class of recent medical school concluding that such effects generally exist.
applicants from families with less than $10,000 When individual measurement is impossible or
income, at least 71% were white. Of all 1970 extremely impractical, there is nothing to
families headed by a person not a high school prevent a State from using categorical means
graduate which included related children under to achieve its ends, at least where the category
18, 80% were white and 20% were racial is closely related to the goal. Cf. Gaston
minorities. Moreover, while race is positively County v. United States, 395 U.S. 285, 295-
correlated with differences in GPA and MCAT 296, 89 S.Ct. 1720, 1725-1726, 23 L.Ed.2d
scores, economic disadvantage is not. Thus, it 309 (1969); Katzenbach v. Morgan, 384 U.S.
appears that economically disadvantaged 641, 86 S.Ct. 1731, 16 L.Ed.2d 828(1986).
whites do not score less well than And it is clear from our cases that specific
economically advantaged whites, while proof that a person has been victimized by
economically advantaged blacks score less well discrimination is not a necessary predicate to
than do disadvantaged whites. These statistics offering him relief where the probability of
graphically illustrate that the University's victimization is great. See Teamsters v.
purpose to integrate its classes by United States, 431 U.S. 324, 97 S.Ct. 1843,
compensating for past discrimination could not 52 L.Ed.2d 396 (1977).
be achieved by a general preference for the
economically disadvantaged or the children of E
parents of limited education unless such
groups were to make up the entire class. Finally, Davis' special admissions
Regents of University of California v. Bakke Page 48

program cannot be said to violate the program employs a specific, openly stated
Constitution simply because it has set aside a number, does not condemn the latter plan for
predetermined number of places for qualified purposes of Fourteenth Amendment
minority applicants rather than using minority adjudication. It may be that the Harvard plan
status as a positive factor to be considered in is more acceptable to the public than is the
evaluating the applications of disadvantaged Davis "quota." If it is, any State, including
minority applicants. For purposes of California, is free to adopt it in preference to a
constitutional adjudication, there is no less acceptable alternative, just as it is
difference between the two approaches. In generally free, as far as the Constitution is
any admissions program which accords special concerned, to abjure granting any racial
consideration to disadvantaged racial preferences in its admissions program. But
minorities, a determination of the degree of there is no basis for preferring a particular
preference to be given is unavoidable, and any preference program simply because in
given preference that results in the exclusion of achieving the same goals that the Davis
a white candidate is no more or less Medical School is pursuing, it proceeds in a
constitutionally acceptable than a program manner that is not immediately apparent to the
such as that at Davis. Furthermore, the extent public.
of the preference inevitably depends on how
many minority applicants the particular school V
is seeking to admit in any particular year so
long as the number of qualified minority Accordingly, we would reverse the
applicants exceeds that number. There is no judgment of the Supreme Court of California
sensible, and certainly no constitutional, holding the Medical School's special
distinction between, for example, adding a set admissions program unconstitutional and
number of points to the admissions rating of directing respondent's admission, as well as
disadvantaged minority applicants as an that portion of the judgment enjoining the
expression of the preference with the Medical School from according any
expectation that this will result in the consideration to race in the admissions
admission of an approximately determined process.
number of qualified minority applicants and
setting a fixed number of places for such Mr. Justice WHITE.
applicants as was done here.
I write separately concerning the question
The "Harvard" program, see ante, at of whether Title VI of the Civil Rights Act of
2762-2763, as those employing it readily 1964, 42 U.S.C. 2000d et seq., provides for
concede, openly and successfully employs a a private cause of action. Four Justices are
racial criterion for the purpose of ensuring that apparently of the view that such a private
some of the scarce places in institutions of cause of action exists, and four Justices
higher education are allocated to assume it for purposes of this case. I am
disadvantaged minority students. That the unwilling merely to assume an affirmative
Harvard approach does not also make public answer. If in fact no private cause of action
the extent of the preference and the precise exists, this Court and the lower courts as well
workings of the system while the Davis are without jurisdiction to consider
Regents of University of California v. Bakke Page 49

respondent's Title VI claim. As I see it, if we carefully provided that its provisions for public
are not obliged to do so, it is at least advisable actions would not adversely affect pre-existing
to address this threshold jurisdictional issue. private remedies. 2000b-2 and 2000c-8.
See United States v. Griffin, 303 U.S. 226,
229, 58 S.Ct. 601, 602, 82 L.Ed. 764 (1938). The role of Title VI was to terminate
Furthermore, just as it is inappropriate to federal financial support for public and private
address constitutional issues without institutions or programs that discriminated on
determining whether statutory grounds urged the basis of race. Section 601, 42 U.S.C.
before us are dispositive, it is at least 2000d, imposed the proscription that no
questionable practice to adjudicate a novel and person, on the grounds of race, color, or
difficult statutory issue without first national origin, was to be excluded from or
considering whether we have jurisdiction to discriminated against under any program or
decide it. Consequently, I address the activity receiving federal financial assistance.
question of whether respondent may bring suit But there is no express provision for private
under Title VI. actions to enforce Title VI, and it would be
quite incredible if Congress, after so carefully
A private cause of action under Title VI, attending to the matter of private actions in
in terms both of the Civil Rights Act as a other Titles of the Act, intended silently to
whole and that Title, would not be "consistent create a private cause of action to enforce
with the underlying purposes of the legislative Title VI.
scheme" and would be contrary to the
legislative intent. Cort v. Ash, 422 U.S. 66, It is also evident from the face of 602,
78, 95 S.Ct. 2080, 2088, 45 L.Ed.2d 26 42 U.S.C. 2000d-1, that Congress intended
(1975). Title II, 42 U.S.C. 2000a et seq., the departments and agencies to define and to
dealing with public accommodations, and Title refine, by rule or regulation, the general
VII, 42 U.S.C. 2000e et seq. (1970 ed. and proscription of 601, subject only to judicial
Supp. V), dealing with employment, proscribe review of agency action in accordance with
private discriminatory conduct that as of 1964 established procedures. Section 602 provides
neither the Constitution nor other federal for enforcement: Every federal department or
statutes had been construed to forbid. Both agency furnishing financial support is to
Titles carefully provided for private actions as implement the proscription by appropriate rule
well as for official participation in or regulation, each of which requires approval
enforcement. Title III, 42 U.S.C. 2000b et by the President. Termination of funding as a
seq., and Title IV, 42 U.S.C. 2000c et seq. sanction for noncompliance is authorized, but
(1970 ed. and Supp. V), dealing with public only after a hearing and after the failure of
facilities and public education, respectively, voluntary means to secure compliance.
authorize suits by the Attorney General to Moreover, termination may not take place
eliminate racial discrimination in these areas. until the department or agency involved files
Because suits to end discrimination in public with the appropriate committees of the House
facilities and public education were already and Senate a full written report of the
available under 42 U.S.C. 1983, it was, of circumstances and the grounds for such action
course, unnecessary to provide for private and 30 days have elapsed thereafter. Judicial
actions under Titles III and IV. But each Title review was provided, at least for actions
Regents of University of California v. Bakke Page 50

terminating financial assistance. Cone Memorial Hospital, 323 F.2d 959


(C.A.4 1963), cert. denied, 376 U.S. 938, 84
Termination of funding was regarded by S.Ct. 793, 11 L.Ed.2d 659 (1964), throughout
Congress as a serious enforcement step, and the congressional deliberations. See, e. g., 110
the legislative history is replete with Cong.Rec. 6544 (1964) (Sen. Humphrey).
assurances that it would not occur until every Simkins held that under appropriate
possibility for conciliation had been exhausted. circumstances, the operation of a private
To allow a private individual to sue to cut off hospital with "massive use of public funds and
funds under Title VI would compromise these extensive state-federal sharing in the common
assurances and short circuit the procedural plan" constituted "state action" for the
preconditions provided in Title VI. If the purposes of the Fourteenth Amendment. 323
Federal Government may not cut off funds F.2d, at 967. It was unnecessary, of course, to
except pursuant to an agency rule, approved create a Title VI private action against private
by the President, and presented to the discriminators where they were already within
appropriate committee of Congress for a the reach of existing private remedies. But
layover period, and after voluntary means to when they were not--and Simkins carefully
achieve compliance have failed, it is disclaimed holding that "every subvention by
inconceivable that Congress intended to permit the federal or state government automatically
individuals to circumvent these administrative involves the beneficiary in 'state action,' " ibid.
prerequisites themselves. --it is difficult to believe that Congress silently
created a private remedy to terminate conduct
Furthermore, although Congress intended that previously had been entirely beyond the
Title VI to end federal financial support for reach of federal law.
racially discriminatory policies of not only
public but also private institutions and For those who believe, contrary to my
programs, it is extremely unlikely that views, that Title VI was intended to create a
Congress, without a word indicating that it stricter standard of color blindness than the
intended to do so, contemplated creating an Constitution itself requires, the result of no
independent, private statutory cause of action private cause of action follows even more
against all private as well as public agencies readily. In that case Congress must be seen to
that might be in violation of the section. There have banned degrees of discrimination, as well
is no doubt that Congress regarded private as types of discriminators, not previously
litigation as an important tool to attack reached by law. A Congress careful enough to
discriminatory practices. It does not at all provide that existing private causes of action
follow, however, that Congress anticipated would be preserved (in Titles III and IV)
new private actions under Title VI itself. would not leave for inference a vast new
Wherever a discriminatory program was a extension of private enforcement power. And
public undertaking, such as a public school, a Congress so exceptionally concerned with
private remedies were already available under the satisfaction of procedural preliminaries
other statutes, and a private remedy under before confronting fund recipients with the
Title VI was unnecessary. Congress was well choice of a cutoff or of stopping discriminating
aware of this fact. Significantly, there was would not permit private parties to pose
frequent reference to Simkins v. Moses H. precisely that same dilemma in a greatly
Regents of University of California v. Bakke Page 51

widened category of cases with no procedural This Court has always required "that the
requirements whatsoever. inference of such a private cause of action not
otherwise authorized by the statute must be
Significantly, in at least three instances consistent with the evident legislative intent
legislators who played a major role in the and, of course, with the effectuation of the
passage of Title VI explicitly stated that a purposes intended to be served by the Act."
private right of action under Title VI does not National Railroad Passenger Corp. v.
exist. As an "indication of legislative intent, National Association of Railroad Passengers,
explicit or implicit, either to create such a 414 U.S. 453, 458, 94 S.Ct. 690, 693, 38
remedy or to deny one," Cort v. Ash, 422 L.Ed.2d 646 (1974). See also Securities
U.S., at 78, 95 S.Ct., at 2088, clearer Investor Protection Corp. v. Barbour, 421
statements cannot be imagined, and under U.S. 412, 418-420, 95 S.Ct. 1733, 1737-1738,
Cort, "an explicit purpose to deny such cause 44 L.Ed.2d 263 (1975). A private cause of
of action [is] controlling." Id., at 82, 95 action under Title VI is unable to satisfy either
S.Ct., at 2090. Senator Keating, for example, prong of this test.
proposed a private "right to sue" for the
"person suffering from discrimination"; but Because each of my colleagues either has
the Department of Justice refused to include it, a different view or assumes a private cause of
and the Senator acquiesced. These are not action, however, the merits of the Title VI
neutral, ambiguous statements. They indicate issue must be addressed. My views in that
the absence of a legislative intent to create a regard, as well as my views with respect to the
private remedy. Nor do any of these equal protection issue, are included in the joint
statements make nice distinctions between a opinion that my Brothers BRENNAN,
private cause of action to enjoin discrimination MARSHALL, and BLACKMUN and I have
and one to cut off funds, as Mr. Justice filed.
STEVENS and the three Justices who join his
opinion apparently would. See post, at 2814- Mr. Justice MARSHALL.
2815, n. 26. Indeed, it would be odd if they
did, since the practical effect of either type of I agree with the judgment of the Court
private cause of action would be identical. If only insofar as it permits a university to
private suits to enjoin conduct allegedly consider the race of an applicant in making
violative of 601 were permitted, recipients of admissions decisions. I do not agree that
federal funds would be presented with the petitioner's admissions program violates the
choice of either ending what the court, rather Constitution. For it must be remembered that,
than the agency, determined to be a during most of the past 200 years, the
discriminatory practice within the meaning of Constitution as interpreted by this Court did
Title VI or refusing federal funds and thereby not prohibit the most ingenious and pervasive
escaping from the statute's jurisdictional forms of discrimination against the Negro.
predicate. This is precisely the same choice as Now, when a State acts to remedy the effects
would confront recipients if suit were brought of that legacy of discrimination, I cannot
to cut off funds. Both types of actions would believe that this same Constitution stands as a
equally jeopardize the administrative processes barrier.
so carefully structured into the law.
Regents of University of California v. Bakke Page 52

I The Southern delegation insisted that the


charge be deleted; the colonists themselves
A were implicated in the slave trade, and
inclusion of this claim might have made it
Three hundred and fifty years ago, the more difficult to justify the continuation of
Negro was dragged to this country in chains to slavery once the ties to England were severed.
be sold into slavery. Uprooted from his Thus, even as the colonists embarked on a
homeland and thrust into bondage for forced course to secure their own freedom and
labor, the slave was deprived of all legal rights. equality, they ensured perpetuation of the
It was unlawful to teach him to read; he could system that deprived a whole race of those
be sold away from his family and friends at the rights.
whim of his master; and killing or maiming
him was not a crime. The system of slavery The implicit protection of slavery
brutalized and dehumanized both master and embodied in the Declaration of Independence
slave. was made explicit in the Constitution, which
treated a slave as being equivalent to three-
The denial of human rights was etched fifths of a person for purposes of apportioning
into the American Colonies' first attempts at representatives and taxes among the States.
establishing self-government. When the Art. I, 2. The Constitution also contained a
colonists determined to seek their clause ensuring that the "Migration or
independence from England, they drafted a Importation" of slaves into the existing States
unique document cataloguing their grievances would be legal until at least 1808, Art. I, 9,
against the King and proclaiming as "self- and a fugitive slave clause requiring that when
evident" that "all men are created equal" and a slave escaped to another State, he must be
are endowed "with certain unalienable Rights," returned on the claim of the master, Art. IV,
including those to "Life, Liberty and the 2. In their declaration of the principles that
pursuit of Happiness." The self-evident truths were to provide the cornerstone of the new
and the unalienable rights were intended, Nation, therefore, the Framers made it plain
however, to apply only to white men. An that "we the people," for whose protection the
earlier draft of the Declaration of Constitution was designed, did not include
Independence, submitted by Thomas Jefferson those whose skins were the wrong color. As
to the Continental Congress, had included Professor John Hope Franklin has observed
among the charges against the King that Americans "proudly accepted the challenge
and responsibility of their new political
"[h]e has waged cruel war against human freedom by establishing the machinery and
nature itself, violating its most sacred safeguards that insured the continued
rights of life and liberty in the persons of enslavement of blacks." Franklin 100.
a distant people who never offended him,
captivating and carrying them into slavery The individual States likewise established
in another hemisphere, or to incur the machinery to protect the system of slavery
miserable death in their transportation through the promulgation of the Slave Codes,
thither." Franklin 88. which were designed primarily to defend the
property interest of the owner in his slave.
Regents of University of California v. Bakke Page 53

The position of the Negro slave as mere Governments maintained Negroes in a position
property was confirmed by this Court in Dred of legal inferiority for another century after the
Scott v. Sandford, 19 How. 393, 15 L.Ed. 691 Civil War.
(1857), Holding that the Missouri
Compromise--which prohibited slavery in the The Southern States took the first steps
portion of the Louisiana Purchase Territory to re-enslave the Negroes. Immediately
north of Missouri--was unconstitutional following the end of the Civil War, many of
because it deprived slave owners of their the provisional legislatures passed Black
property without due process. The Court Codes, similar to the Slave Codes, which,
declared that under the Constitution a slave among other things, limited the rights of
was property, and "[t]he right to traffic in it, Negroes to own or rent property and
like an ordinary article of merchandise and permitted imprisonment for breach of
property, was guarantied to the citizens of the employment contracts. Over the next several
United States . . . ." Id., at 451. The Court decades, the South managed to disenfranchise
further concluded that Negroes were not the Negroes in spite of the Fifteenth
intended to be included as citizens under the Amendment by various techniques, including
Constitution but were "regarded as beings of poll taxes, deliberately complicated balloting
an inferior order . . . altogether unfit to processes, property and literacy qualifications,
associate with the white race, either in social and finally the white primary.
or political relations; and so far inferior, that
they had no rights which the white man was Congress responded to the legal
bound to respect . . . ." Id., at 407. disabilities being imposed in the Southern
States by passing the Reconstruction Acts and
B the Civil Rights Acts. Congress also
responded to the needs of the Negroes at the
The status of the Negro as property was end of the Civil War by establishing the
officially erased by his emancipation at the end Bureau of Refugees, Freedmen, and
of the Civil War. But the long-awaited Abandoned Lands, better known as the
emancipation, while freeing the Negro from Freedmen's Bureau, to supply food, hospitals,
slavery, did not bring him citizenship or land, and education to the newly freed slaves.
equality in any meaningful way. Slavery was Thus, for a time it seemed as if the Negro
replaced by a system of "laws which imposed might be protected from the continued denial
upon the colored race onerous disabilities and of his civil rights and might be relieved of the
burdens, and curtailed their rights in the disabilities that prevented him from taking his
pursuit of life, liberty, and property to such an place as a free and equal citizen.
extent that their freedom was of little value."
Slaughter-House Cases, 16 Wall. 36, 70, 21 That time, however, was short-lived.
L.Ed. 394 (1873). Despite the passage of the Reconstruction came to a close, and, with the
Thirteenth, Fourteenth, and Fifteenth assistance of this Court, the Negro was rapidly
Amendments, the Negro was systematically stripped of his new civil rights. In the words
denied the rights those Amendments were of C. Vann Woodward: "By narrow and
supposed to secure. The combined actions ingenious interpretation [the Supreme Court's]
and inactions of the State and Federal decisions over a period of years had whittled
Regents of University of California v. Bakke Page 54

away a great part of the authority presumably freemen and citizens; nothing more." Id., at
given the government for protection of civil 61, 3 S.Ct., at 57.
rights." Woodward 139.
The Court's ultimate blow to the Civil
The Court began by interpreting the Civil War Amendments and to the equality of
War Amendments in a manner that sharply Negroes came in Plessy v. Ferguson, 163
curtailed their substantive protections. See, e. U.S. 537, 16 S.Ct. 1138, 41 L.Ed. 256 (1896).
g., Slaughter-House Cases, supra; United In upholding a Louisiana law that required
States v. Reese, 92 U.S. 214, 23 L.Ed. 563 railway companies to provide "equal but
(1876); United States v. Cruikshank, 92 U.S. separate" accommodations for whites and
542, 23 L.Ed. 588 (1876). Then in the Negroes, the Court held that the Fourteenth
notorious Civil Rights Cases, 109 U.S. 3, 3 Amendment was not intended "to abolish
S.Ct. 18, 27 L.Ed. 835 (1883), the Court distinctions based upon color, or to enforce
strangled Congress' efforts to use its power to social, as distinguished from political equality,
promote racial equality. In those cases the or a commingling of the two races upon terms
Court invalidated sections of the Civil Rights unsatisfactory to either." Id., at 544, 16
Act of 1875 that made it a crime to deny equal S.Ct., at 1140. Ignoring totally the realities of
access to "inns, public conveyances, theatres the positions of the two races, the Court
and other places of public amusement." Id., remarked:
at 10, 3 S.Ct., at 20. According to the Court,
the Fourteenth Amendment gave Congress the "We consider the underlying fallacy of
power to proscribe only discriminatory action the plaintiff's argument to consist in the
by the State. The Court ruled that the assumption that the enforced separation
Negroes who were excluded from public of the two races stamps the colored race
places suffered only an invasion of their social with a badge of inferiority. If this be so,
rights at the hands of private individuals, and it is not by reason of anything found in the
Congress had no power to remedy that. Id., act, but solely because the colored race
at 24-25, 3 S.Ct., at 31. "When a man has chooses to put that construction upon it."
emerged from slavery, and by the aid of Id., at 551, 16 S.Ct., at 1143.
beneficent legislation has shaken off the
inseparable concomitants of that state," the Mr. Justice Harlan's dissenting opinion
Court concluded, "there must be some stage in recognized the bankruptcy of the Court's
the progress of his elevation when he takes the reasoning. He noted that the "real meaning" of
rank of a mere citizen, and ceases to be the the legislation was "that colored citizens are so
special favorite of the laws . . . ." Id., at 25, inferior and degraded that they cannot be
3 S.Ct., at 31. As Mr. Justice Harlan noted in allowed to sit in public coaches occupied by
dissent, however, the Civil War Amendments white citizens." Id., at 560, 16 S.Ct., at 1147.
and Civil Rights Acts did not make the He expressed his fear that if like laws were
Negroes the "special favorite" of the laws but enacted in other States, "the effect would be in
instead "sought to accomplish in reference to the highest degree mischievous." Id., at 563,
that race . . .--what had already been done in 16 S.Ct., at 1148. Although slavery would
every State of the Union for the white race--to have disappeared, the States would retain the
secure and protect rights belonging to them as power "to interfere with the full enjoyment of
Regents of University of California v. Bakke Page 55

the blessings of freedom; to regulate civil Nor were the laws restricting the rights of
rights, common to all citizens, upon the basis Negroes limited solely to the Southern States.
of race; and to place in a condition of legal In many of the Northern States, the Negro was
inferiority a large body of American citizens . denied the right to vote, prevented from
. . ." Ibid. serving on juries, and excluded from theaters,
restaurants, hotels, and inns. Under President
The fears of Mr. Justice Harlan were Wilson, the Federal Government began to
soon to be realized. In the wake of Plessy, require segregation in Government buildings;
many States expanded their Jim Crow laws, desks of Negro employees were curtained off;
which had up until that time been limited separate bathrooms and separate tables in the
primarily to passenger trains and schools. The cafeterias were provided; and even the
segregation of the races was extended to galleries of the Congress were segregated.
residential areas, parks, hospitals, theaters, When his segregationist policies were
waiting rooms, and bathrooms. There were attacked, President Wilson responded that
even statutes and ordinances which authorized segregation was " 'not humiliating but a
separate phone booths for Negroes and whites, benefit' " and that he was " 'rendering [the
which required that textbooks used by children Negroes] more safe in their possession of
of one race be kept separate from those used office and less likely to be discriminated
by the other, and which required that Negro against.' " Kluger 91.
and white prostitutes be kept in separate
districts. In 1898, after Plessy, the The enforced segregation of the races
Charlestown News and Courier printed a continued into the middle of the 20th century.
parody of Jim Crow laws: In both World Wars, Negroes were for the
most part confined to separate military units;
" 'If there must be Jim Crow cars on the it was not until 1948 that an end to
railroads, there should be Jim Crow cars segregation in the military was ordered by
on the street railways. Also on all President Truman. And the history of the
passenger boats. . . . If there are to be exclusion of Negro children from white public
Jim Crow cars, moreover, there should be schools is too well known and recent to
Jim Crow waiting saloons at all stations, require repeating here. That Negroes were
and Jim Crow eating houses. . . . There deliberately excluded from public graduate and
should be Jim Crow sections of the jury professional schools--and thereby denied the
box, and a separate Jim Crow dock and opportunity to become doctors, lawyers,
witness stand in every court--and a Jim engineers, and the like--is also well
Crow Bible for colored witnesses to kiss.' established. It is of course true that some of
" Woodward 68. the Jim Crow laws (which the decisions of this
Court had helped to foster) were struck down
The irony is that before many years had by this Court in a series of decisions leading up
passed, with the exception of the Jim Crow to Brown v. Board of Education, 347 U.S.
witness stand, "all the improbable applications 483, 74 S.Ct. 686, 98 L.Ed. 873 (1954). See,
of the principle suggested by the editor in e. g., Morgan v. Virginia, 328 U.S. 373, 66
derision had been put into practice--down to S.Ct. 1050, 90 L.Ed. 1317 (1946); Sweatt v.
and including the Jim Crow Bible." Id., at 69. Painter, 339 U.S. 629, 70 S.Ct. 848, 94 L.Ed.
Regents of University of California v. Bakke Page 56

1114 (1950); McLaurin v. Oklahoma State Negroes represent 11.5% of the population,
Regents, 339 U.S. 637, 70 S.Ct. 851, 94 L.Ed. they are only 1.2% of the lawyers, and judges,
1149 (1950). Those decisions, however, did 2% of the physicians, 2.3% of the dentists,
not automatically end segregation, nor did they 1.1% of the engineers and 2.6% of the college
move Negroes from a position of legal and university professors.
inferiority to one of equality. The legacy of
years of slavery and of years of second-class The relationship between those figures
citizenship in the wake of emancipation could and the history of unequal treatment afforded
not be so easily eliminated. to the Negro cannot be denied. At every point
from birth to death the impact of the past is
II reflected in the still disfavored position of the
Negro.
The position of the Negro today in
America is the tragic but inevitable In light of the sorry history of
consequence of centuries of unequal treatment. discrimination and its devastating impact on
Measured by any benchmark of comfort or the lives of Negroes, bringing the Negro into
achievement, meaningful equality remains a the mainstream of American life should be a
distant dream for the Negro. state interest of the highest order. To fail to
do so is to ensure that America will forever
A Negro child today has a life expectancy remain a divided society.
which is shorter by more than five years than
that of a white child. The Negro child's III
mother is over three times more likely to die of
complications in childbirth, and the infant I do not believe that the Fourteenth
mortality rate for Negroes is nearly twice that Amendment requires us to accept that fate.
for whites. The median income of the Negro Neither its history nor our past cases lend any
family is only 60% that of the median of a support to the conclusion that a university may
white family, and the percentage of Negroes not remedy the cumulative effects of society's
who live in families with incomes below the discrimination by giving consideration to race
poverty line is nearly four times greater than in an effort to increase the number and
that of whites. percentage of Negro doctors.

When the Negro child reaches working A


age, he finds that America offers him
significantly less than it offers his white This Court long ago remarked that
counterpart. For Negro adults, the
unemployment rate is twice that of whites, and "in any fair and just construction of any
the unemployment rate for Negro teenagers is section or phrase of these [Civil War]
nearly three times that of white teenagers. A amendments, it is necessary to look to the
Negro male who completes four years of purpose which we have said was the
college can expect a median annual income of pervading spirit of them all, the evil which
merely $110 more than a white male who has they were designed to remedy . . .."
only a high school diploma. Although Slaughter-House Cases, 16 Wall., at 72.
Regents of University of California v. Bakke Page 57

of which in the case provided for


It is plain that the Fourteenth Amendment necessitates governmental protection."
was not intended to prohibit measures Id., at App. 75 (remarks of Rep. Phelps).
designed to remedy the effects of the Nation's
past treatment of Negroes. The Congress that Despite the objection to the special
passed the Fourteenth Amendment is the same treatment the bill would provide for Negroes,
Congress that passed the 1866 Freedmen's it was passed by Congress. Id., at 421, 688.
Bureau Act, an Act that provided many of its President Johnson vetoed this bill and also a
benefits only to Negroes. Act of July 16, subsequent bill that contained some
1866, ch. 200, 14 Stat. 173; see supra, at modifications; one of his principal objections
2800. Although the Freedmen's Bureau to both bills was that they gave special benefits
legislation provided aid for refugees, thereby to Negroes. 8 Messages and Papers of the
including white persons within some of the Presidents 3596, 3599, 3620, 3623 (1897).
relief measures, 14 Stat. 174; see also Act of Rejecting the concerns of the President and the
Mar. 3, 1865, ch. 90, 13 Stat. 507, the bill was bill's opponents, Congress overrode the
regarded, to the dismay of many Congressmen, President's second veto. Cong.Globe, 39th
as "solely and entirely for the freedmen, and to Cong., 1st Sess., 3842, 3850 (1866).
the exclusion of all other persons . . .."
Cong.Globe, 39th Cong., 1st Sess., 544 Since the Congress that considered and
(1866) (remarks of Rep. Taylor). See also rejected the objections to the 1866 Freedmen's
id., at 634-635 (remarks of Rep. Ritter); id., Bureau Act concerning special relief to
at App. 78, 80-81 (remarks of Rep. Chanler). Negroes also proposed the Fourteenth
Indeed, the bill was bitterly opposed on the Amendment, it is inconceivable that the
ground that it "undertakes to make the negro Fourteenth Amendment was intended to
in some respects . . . superior . . . and gives prohibit all race-conscious relief measures. It
them favors that the poor white boy in the "would be a distortion of the policy manifested
North cannot get." Id., at 401 (remarks of in that amendment, which was adopted to
Sen. McDougall). See also id., at 319 prevent state legislation designed to perpetuate
(remarks of Sen. Hendricks); id., at 362 discrimination on the basis of race or color."
(remarks of Sen. Saulsbury); id., at 397 Railway Mail Assn. v. Corsi, 326 U.S. 88, 94,
(remarks of Sen. Willey); id., at 544 (remarks 65 S.Ct. 1483, 1487, 89 L.Ed. 2072 (1945), to
of Rep. Taylor). The bill's supporters hold that it barred state action to remedy the
defended it--not by rebutting the claim of effects of that discrimination. Such a result
special treatment--but by pointing to the need would pervert the intent of the Framers by
for such treatment: substituting abstract equality for the genuine
equality the Amendment was intended to
"The very discrimination it makes achieve.
between 'destitute and suffering' negroes,
and destitute and suffering white paupers, B
proceeds upon the distinction that, in the
omitted case, civil rights and immunities As has been demonstrated in our joint
are already sufficiently protected by the opinion, this Court's past cases establish the
possession of political power, the absence constitutionality of race-conscious remedial
Regents of University of California v. Bakke Page 58

measures. Beginning with the school New York reapportionment plan that was
desegregation cases, we recognized that even deliberately drawn on the basis of race to
absent a judicial or legislative finding of enhance the electoral power of Negroes and
constitutional violation, a school board Puerto Ricans; the plan had the effect of
constitutionally could consider the race of diluting the electoral strength of the Hasidic
students in making school-assignment Jewish community. We were willing in UJO
decisions. See Swann v. Charlotte- to sanction the remedial use of a racial
Mecklenburg Board of Education, 402 U.S. 1, classification even though it disadvantaged
16, 91 S.Ct. 1267, 1276, 28 L.Ed.2d 554 otherwise "innocent" individuals. In another
(1971); McDaniel v. Barresi, 402 U.S. 39, case last Term, Califano v. Webster, 430 U.S.
41, 91 S.Ct. 1287, 1288, 28 L.Ed.2d 582 313, 97 S.Ct. 1192, 51 L.Ed.2d 360 (1977),
(1971). We noted, moreover, that a the Court upheld a provision in the Social
Security laws that discriminated against men
"flat prohibition against assignment of because its purpose was " 'the permissible one
students for the purpose of creating a of redressing our society's longstanding
racial balance must inevitably conflict with disparate treatment of women.' " Id., at 317,
the duty of school authorities to 97 S.Ct. at 1195, quoting Califano v.
disestablish dual school systems. As we Goldfarb, 430 U.S. 199, 209 n. 8, 97 S.Ct.
have held in Swann, the Constitution does 1021, 1028, 51 L.Ed.2d 270 (1977) (plurality
not compel any particular degree of opinion). We thus recognized the
balance or mixing, but when past and permissibility of remedying past societal
continuing constitutional violations are discrimination through the use of otherwise
found, some ratios are likely to be useful disfavored classifications.
as starting points in shaping a remedy.
An absolute prohibition against use of Nothing in those cases suggests that a
such a device--even as a starting point-- university cannot similarly act to remedy past
contravenes the implicit command of discrimination. It is true that in both UJO and
Green v. County School Board, 391 U.S. Webster the use of the disfavored classification
430 (1968), that all reasonable methods was predicated on legislative or administrative
be available to formulate an effective action, but in neither case had those bodies
remedy." Board of Education v. Swann, made findings that there had been
402 U.S. 43, 46, 91 S.Ct. 1284, 1286, 28 constitutional violations or that the specific
L.Ed.2d 586 (1971). individuals to be benefited had actually been
the victims of discrimination. Rather, the
As we have observed, "[a]ny other classification in each of those cases was based
approach would freeze the status quo that is on a determination that the group was in need
the very target of all desegregation processes." of the remedy because of some type of past
McDaniel v. Barresi, supra, 402 U.S. at 41, discrimination. There is thus ample support
91 S.Ct. at 1289. for the conclusion that a university can employ
race-conscious measures to remedy past
Only last Term, in United Jewish societal discrimination, without the need for a
Organizations v. Carey, 430 U.S. 144, 97 finding that those benefited were actually
S.Ct. 996, 51 L.Ed. 229 (1977), we upheld a victims of that discrimination.
Regents of University of California v. Bakke Page 59

IV liberty and the fundamental rights of American


citizenship, what it did . . . for the protection
While I applaud the judgment of the of slavery and the rights of the masters of
Court that a university may consider race in its fugitive slaves," 109 U.S., at 53, 3 S.Ct., at 51
admissions process, it is more than a little (Harlan, J., dissenting), we would not need
ironic that, after several hundred years of now to permit the recognition of any "special
class-based discrimination against Negroes, the wards."
Court is unwilling to hold that a class-based
remedy for that discrimination is permissible. Most importantly, had the Court been
In declining to so hold, today's judgment willing in 1896, in Plessy v. Ferguson, to hold
ignores the fact that for several hundred years that the Equal Protection Clause forbids
Negroes have been discriminated against, not differences in treatment based on race, we
as individuals, but rather solely because of the would not be faced with this dilemma in 1978.
color of their skins. It is unnecessary in 20th- We must remember, however, that the
century America to have individual Negroes principle that the "Constitution is color-blind"
demonstrate that they have been victims of appeared only in the opinion of the lone
racial discrimination; the racism of our society dissenter. 163 U.S., at 559, 16 S.Ct., at 1146.
has been so pervasive that none, regardless of The majority of the Court rejected the
wealth or position, has managed to escape its principle of color-blindness, and for the next
impact. The experience of Negroes in 58 years, from Plessy to Brown v. Board of
America has been different in kind, not just in Education, ours was a Nation where, by law,
degree, from that of other ethnic groups. It is an individual could be given "special"
not merely the history of slavery alone but also treatment based on the color of his skin.
that a whole people were marked as inferior by
the law. And that mark has endured. The It is because of a legacy of unequal
dream of America as the great melting pot has treatment that we now must permit the
not been realized for the Negro; because of institutions of this society to give
his skin color he never even made it into the consideration to race in making decisions
pot. about who will hold the positions of influence,
affluence, and prestige in America. For far too
These differences in the experience of the long, the doors to those positions have been
Negro make it difficult for me to accept that shut to Negroes. If we are ever to become a
Negroes cannot be afforded greater protection fully integrated society, one in which the color
under the Fourteenth Amendment where it is of a person's skin will not determine the
necessary to remedy the effects of past opportunities available to him or her, we must
discrimination. In the Civil Rights Cases, be willing to take steps to open those doors.
supra, the Court wrote that the Negro I do not believe that anyone can truly look into
emerging from slavery must cease "to be the America's past and still find that a remedy for
special favorite of the laws." 109 U.S., at 25, the effects of that past is impermissible.
3 S.Ct., at 31, see supra, at 2800. We cannot
in light of the history of the last century yield It has been said that this case involves
to that view. Had the Court in that decision only the individual, Bakke, and this University.
and others been willing to "do for human I doubt, however, that there is a computer
Regents of University of California v. Bakke Page 60

capable of determining the number of persons


and institutions that may be affected by the At least until the early 1970's, apparently
decision in this case. For example, we are told only a very small number, less than 2%, of the
by the Attorney General of the United States physicians, attorneys, and medical and law
that at least 27 federal agencies have adopted students in the United States were members of
regulations requiring recipients of federal what we now refer to as minority groups. In
funds to take " 'affirmative action to overcome addition, approximately three-fourths of our
the effects of conditions which resulted in Negro physicians were trained at only two
limiting participation . . . by persons of a medical schools. If ways are not found to
particular race, color, or national origin.' " remedy that situation, the country can never
Supplemental Brief for United States as achieve its professed goal of a society that is
Amicus Curiae 16 (emphasis added). I cannot not race conscious.
even guess the number of state and local
governments that have set up affirmative- I yield to no one in my earnest hope that
action programs, which may be affected by the time will come when an "affirmative
today's decision. action" program is unnecessary and is, in truth,
only a relic of the past. I would hope that we
I fear that we have come full circle. After could reach this stage within a decade at the
the Civil War our Government started several most. But the story of Brown v. Board of
"affirmative action" programs. This Court in Education, 347 U.S. 483, 74 S.Ct. 686, 98
the Civil Rights Cases and Plessy v. Ferguson L.Ed. 873 (1954), decided almost a quarter of
destroyed the movement toward complete a century ago, suggests that that hope is a slim
equality. For almost a century no action was one. At some time, however, beyond any
taken, and this nonaction was with the tacit period of what some would claim is only
approval of the courts. Then we had Brown v. transitional inequality, the United States must
Board of Education and the Civil Rights Acts and will reach a stage of maturity where action
of Congress, followed by numerous along this line is no longer necessary. Then
affirmative-action programs. Now, we have persons will be regarded as persons, and
this Court again stepping in, this time to stop discrimination of the type we address today
affirmative-action programs of the type used will be an ugly feature of history that is
by the University of California. instructive but that is behind us.

Mr. Justice BLACKMUN. The number of qualified, indeed highly


qualified, applicants for admission to existing
I participate fully, of course, in the medical schools in the United States far
opinion, ante, p. 2766, that bears the names of exceeds the number of places available.
my Brothers BRENNAN, WHITE, Wholly apart from racial and ethnic
MARSHALL, and myself. I add only some considerations, therefore, the selection process
general observations that hold particular inevitably results in the denial of admission to
significance for me, and then a few comments many qualified persons, indeed, to far more
on equal protection. than the number of those who are granted
admission. Obviously, it is a denial to the
I deserving. This inescapable fact is brought
Regents of University of California v. Bakke Page 61

into sharp focus here because Allan Bakke is academicians and for administrators and the
not himself charged with discrimination and specialists they employ. The judiciary, in
yet is the one who is disadvantaged, and contrast, is ill-equipped and poorly trained for
because the Medical School of the University this. The administration and management of
of California at Davis itself is not charged with educational institutions are beyond the
historical discrimination. competence of judges and are within the
special competence of educators, provided
One theoretical solution to the need for always that the educators perform within legal
more minority members in higher education and constitutional bounds. For me, therefore,
would be to enlarge our graduate schools. interference by the judiciary must be the rare
Then all who desired and were qualified could exception and not the rule.
enter, and talk of discrimination would vanish.
Unfortunately, this is neither feasible nor II
realistic. The vast resources that apparently
would be required simply are not available. I, of course, accept the propositions that
And the need for more professional graduates, (a) Fourteenth Amendment rights are personal;
in the strict numerical sense, perhaps has not (b) racial and ethnic distinctions where they
been demonstrated at all. are stereotypes are inherently suspect and call
for exacting judicial scrutiny; (c) academic
There is no particular or real significance freedom is a special concern of the First
in the 84-16 division at Davis. The same Amendment; and (d) the Fourteenth
theoretical, philosophical, social, legal, and Amendment has expanded beyond its original
constitutional considerations would necessarily 1868 concept and now is recognized to have
apply to the case if Davis' special admissions reached a point where, as Mr. Justice
program had focused on any lesser number, POWELL states, ante, at 2750, quoting from
that is, on 12 or 8 or 4 places or, indeed, on the Court's opinion in McDonald v. Santa Fe
only 1. Trail Transp. Co., 427 U.S. 273, 296, 96 S.Ct.
2574, 2586, 49 L.Ed.2d 493 (1976), it
It is somewhat ironic to have us so deeply embraces a "broader principle."
disturbed over a program where race is an
element of consciousness, and yet to be aware This enlargement does not mean for me,
of the fact, as we are, that institutions of however, that the Fourteenth Amendment has
higher learning, albeit more on the broken away from its moorings and its original
undergraduate than the graduate level, have intended purposes. Those original aims
given conceded preferences up to a point to persist. And that, in a distinct sense, is what
those possessed of athletic skills, to the "affirmative action," in the face of proper facts,
children of alumni, to the affluent who may is all about. If this conflicts with idealistic
bestow their largess on the institutions, and to equality, that tension is original Fourteenth
those having connections with celebrities, the Amendment tension, constitutionally
famous, and the powerful. conceived and constitutionally imposed, and it
is part of the Amendment's very nature until
Programs of admission to institutions of complete equality is achieved in the area. In
higher learning are basically a responsibility for this sense, constitutional equal protection is a
Regents of University of California v. Bakke Page 62

shield. course, may say that under a program such as


Harvard's one may accomplish covertly what
I emphasize in particular that the decided Davis concedes it does openly. I need not go
cases are not easily to be brushed aside. that far, for despite its two-track aspect, the
Many, of course, are not precisely on point, Davis program, for me, is within constitutional
but neither are they off point. Racial factors bounds, though perhaps barely so. It is surely
have been given consideration in the school free of stigma, and, as in United Jewish
desegregation cases, in the employment cases, Organizations, I am not willing to infer a
in Lau v. Nichols, 414 U.S. 563, 94 S.Ct. constitutional violation.
786, 39 L.Ed.2d 1 (1974), and in United
Jewish Organizations v. Carey, 430 U.S. 144, It is worth noting, perhaps, that
97 S.Ct. 996, 51 L.Ed.2d 229 (1977). To be governmental preference has not been a
sure, some of these may be "distinguished" on stranger to our legal life. We see it in veterans'
the ground that victimization was directly preferences. We see it in the aid-to-the-
present. But who is to say that victimization is handicapped programs. We see it in the
not present for some members of today's progressive income tax. We see it in the
minority groups, although it is of a lesser and Indian programs. We may excuse some of
perhaps different degree. The petitioners in these on the ground that they have specific
United Jewish Organizations certainly constitutional protection or, as with Indians,
complained bitterly of their reapportionment that those benefited are wards of the
treatment, and I rather doubt that they regard Government. Nevertheless, these preferences
the "remedy" there imposed as one that was exist and may not be ignored. And in the
"to improve" the group's ability to participate, admissions field, as I have indicated,
as Mr. Justice POWELL describes it, ante, at educational institutions have always used
2756. And surely in Lau v. Nichols we looked geography, athletic ability, anticipated financial
to ethnicity. largess, alumni pressure, and other factors of
that kind.
I am not convinced, as Mr. Justice
POWELL seems to be, that the difference I add these only as additional components
between the Davis program and the one on the edges of the central question as to
employed by Harvard is very profound or which I join my Brothers BRENNAN,
constitutionally significant. The line between WHITE, and MARSHALL in our more
the two is a thin and indistinct one. In each, general approach. It is gratifying to know that
subjective application is at work. Because of the Court at least finds it constitutional for an
my conviction that admission programs are academic institution to take race and ethnic
primarily for the educators, I am willing to background into consideration as one factor,
accept the representation that the Harvard among many, in the administration of its
program is one where good faith in its admissions program. I presume that that
administration is practiced as well as factor always has been there, though perhaps
professed. I agree that such a program, where not conceded or even admitted. It is a fact of
race or ethnic background is only one of many life, however, and a part of the real world of
factors, is a program better formulated than which we are all a part. The sooner we get
Davis' two-track system. The cynical, of down the road toward accepting and being a
Regents of University of California v. Bakke Page 63

part of the real world, and not shutting it out "The great generalities of the constitution
and away from us, the sooner will these have a content and a significance that vary
difficulties vanish from the scene. from age to age." B. Cardozo, The
Nature of the Judicial Process 17 (1921).
I suspect that it would be impossible to
arrange an affirmative-action program in a And an educator who became a President
racially neutral way and have it successful. To of the United States said:
ask that this be so is to demand the impossible.
In order to get beyond racism, we must first "But the Constitution of the United
take account of race. There is no other way. States is not a mere lawyers' document: it
And in order to treat some persons equally, we is a vehicle of life, and its spirit is always
must treat them differently. We cannot--we the spirit of the age." W. Wilson,
dare not--let the Equal Protection Clause Constitutional Government in the United
perpetuate racial supremacy. States 69 (1911).

So the ultimate question, as it was at the These precepts of breadth and flexibility
beginning of this litigation, is: Among the and ever-present modernity are basic to our
qualified, how does one choose? constitutional law. Today, again, we are
expounding a Constitution. The same
A long time ago, as time is measured for principles that governed McCulloch's case in
this Nation, a Chief Justice, both wise and 1819 govern Bakke's case in 1978. There can
farsighted, said: be no other answer.

"In considering this question, then, we Mr. Justice STEVENS, with whom THE
must never forget, that it is a constitution CHIEF JUSTICE, Mr. Justice STEWART,
we are expounding." McCulloch v. and Mr. Justice REHNQUIST join, concurring
Maryland, 4 Wheat. 316, 407, 4 L.Ed. in the judgment in part and dissenting in part.
579 (1819) (emphasis in original).
It is always important at the outset to
In the same opinion, the Great Chief focus precisely on the controversy before the
Justice further observed: Court. It is particularly important to do so in
this case because correct identification of the
"Let the end be legitimate, let it be within issues will determine whether it is necessary or
the scope of the constitution, and all appropriate to express any opinion about the
means which are appropriate, which are legal status of any admissions program other
plainly adapted to that end, which are not than petitioner's.
prohibited, but consist with the letter and
spirit of the constitution, are I
constitutional." Id., at 421.
This is not a class action. The
More recently, one destined to become a controversy is between two specific litigants.
Justice of this Court observed: Allan Bakke challenged petitioner's special
admissions program, claiming that it denied
Regents of University of California v. Bakke Page 64

him a place in medical school because of his meet the burden of proving that the special
race in violation of the Federal and California admissions program did not result in Mr.
Constitutions and of Title VI of the Civil Bakke's failure to be admitted." Accordingly,
Rights Act of 1964, 42 U.S.C. 2000d et seq. the California Supreme Court directed the trial
The California Supreme Court upheld his court to enter judgment ordering Bakke's
challenge and ordered him admitted. If the admission. Since that order superseded
state court was correct in its view that the paragraph 2 of the trial court's judgment, there
University's special program was illegal, and is no outstanding injunction forbidding any
that Bakke was therefore unlawfully excluded consideration of racial criteria in processing
from the Medical School because of his race, applications.
we should affirm its judgment, regardless of
our views about the legality of admissions It is therefore perfectly clear that the
programs that are not now before the Court. question whether race can ever be used as a
factor in an admissions decision is not an issue
The judgment as originally entered by the in this case, and that discussion of that issue is
trial court contained four separate paragraphs, inappropriate.
two of which are of critical importance.
Paragraph 3 declared that the University's II
special admissions program violated the
Fourteenth Amendment, the State Both petitioner and respondent have
Constitution, and Title VI. The trial court did asked us to determine the legality of the
not order the University to admit Bakke University's special admissions program by
because it concluded that Bakke had not reference to the Constitution. Our settled
shown that he would have been admitted if practice, however, is to avoid the decision of
there had been no special program. Instead, in a constitutional issue if a case can be fairly
paragraph 2 of its judgment it ordered the decided on a statutory ground. "If there is one
University to consider Bakke's application for doctrine more deeply rooted than any other in
admission without regard to his race or the the process of constitutional adjudication, it is
race of any other applicant. The order did not that we ought not to pass on questions of
include any broad prohibition against any use constitutionality . . . unless such adjudication
of race in the admissions process; its terms is unavoidable." Spector Motor Co. v.
were clearly limited to the University's McLaughlin, 323 U.S. 101, 105, 65 S.Ct. 152,
consideration of Bakke's application. Because 154, 89 L.Ed. 101. The more important the
the University has since been ordered to admit issue, the more force there is to this doctrine.
Bakke paragraph 2 of the trial court's order no In this case, we are presented with a
longer has any significance. constitutional question of undoubted and
unusual importance. Since, however, a
The California Supreme Court, in a dispositive statutory claim was raised at the
holding that is not challenged, ruled that the very inception of this case, and squarely
trial court incorrectly placed the burden on decided in the portion of the trial court
Bakke of showing that he would have been judgment affirmed by the California Supreme
admitted in the absence of discrimination. The Court, it is our plain duty to confront it. Only
University then conceded "that it [could] not if petitioner should prevail on the statutory
Regents of University of California v. Bakke Page 65

issue would it be necessary to decide whether segregated facilities. The genesis of the
the University's admissions program violated legislation, however, did not limit the breadth
the Equal Protection Clause of the Fourteenth of the solution adopted. Just as Congress
Amendment. responded to the problem of employment
discrimination by enacting a provision that
III protects all races, see McDonald v. Santa Fe
Trail Transp. Co., 427 U.S. 273, 279, 96 S.Ct.
Section 601 of the Civil Rights Act of 2574, 2578, 49 L.Ed. 493, so, too, its answer
1964, 78 Stat. 252, 42 U.S.C. 2000d, to the problem of federal funding of
provides: segregated facilities stands as a broad
prohibition against the exclusion of any
"No person in the United States shall, on individual from a federally funded program "on
the ground of race, color, or national the ground of race." In the words of the
origin, be excluded from participation in, House Report, Title VI stands for "the general
be denied the benefits of, or be subjected principle that no person . . . be excluded from
to discrimination under any program or participation . . . on the ground of race,
activity receiving Federal financial color, or national origin under any program or
assistance." activity receiving Federal financial assistance."
H.R.Rep.No.914, 88th Cong., 1st Sess., pt. 1,
The University, through its special p. 25 (1963), U.S.Code Cong. & Admin.News
admissions policy, excluded Bakke from 1964, p. 2401 (emphasis added). This same
participation in its program of medical broad view of Title VI and 601 was echoed
education because of his race. The University throughout the congressional debate and was
also acknowledges that it was, and still is, stressed by every one of the major spokesmen
receiving federal financial assistance. The plain for the Act.
language of the statute therefore requires
affirmance of the judgment below. A different Petitioner contends, however, that
result cannot be justified unless that language exclusion of applicants on the basis of race
misstates the actual intent of the Congress that does not violate Title VI if the exclusion
enacted the statute or the statute is not carries with it no racial stigma. No such
enforceable in a private action. Neither qualification or limitation of 601's
conclusion is warranted. categorical prohibition of "exclusion" is
justified by the statute or its history. The
Title VI is an integral part of the far- language of the entire section is perfectly clear;
reaching Civil Rights Act of 1964. No doubt, the words that follow "excluded from" do not
when this legislation was being debated, modify or qualify the explicit outlawing of any
Congress was not directly concerned with the exclusion on the stated grounds.
legality of "reverse discrimination" or
"affirmative action" programs. Its attention The legislative history reinforces this
was focused on the problem at hand, the reading. The only suggestion that 601
"glaring . . . discrimination against Negroes would allow exclusion of nonminority
which exists throughout our Nation," and, applicants came from opponents of the
with respect to Title VI, the federal funding of legislation and then only by way of a
Regents of University of California v. Bakke Page 66

discussion of the meaning of the word The statutory prohibition against


"discrimination." The opponents feared that discrimination in federally funded projects
the term "discrimination" would be read as contained in 601 is more than a simple
mandating racial quotas and "racially paraphrasing of what the Fifth or Fourteenth
balanced" colleges and universities, and they Amendment would require. The Act's
pressed for a specific definition of the term in proponents plainly considered Title VI
order to avoid this possibility. In response, the consistent with their view of the Constitution
proponents of the legislation gave repeated and they sought to provide an effective
assurances that the Act would be "colorblind" weapon to implement that view. As a
in its application. Senator Humphrey, the distillation of what the supporters of the Act
Senate floor manager for the Act, expressed believed the Constitution demanded of State
this position as follows: and Federal Governments, 601 has
independent force, with language and emphasis
"[T]he word 'discrimination' has been in addition to that found in the Constitution.
used in many a court case. What it really
means in the bill is a distinction in As with other provisions of the Civil
treatment . . . given to different Rights Act, Congress' expression of its policy
individuals because of their different race, to end racial discrimination may independently
religion or national origin. . . . proscribe conduct that the Constitution does
not. However, we need not decide the
"The answer to this question [what was meant congruence--or lack of congruence--of the
by 'discrimination'] is that if race is not a controlling statute and the Constitution since
factor, we do not have to worry about the meaning of the Title VI ban on exclusion is
discrimination because of race. . . . The crystal clear: Race cannot be the basis of
Internal Revenue Code does not provide that excluding anyone from participation in a
colored people do not have to pay taxes, or federally funded program.
that they can pay their taxes 6 months later
than everyone else." 110 Cong.Rec. 5864 In short, nothing in the legislative history
(1964). justifies the conclusion that the broad language
of 601 should not be given its natural
"[I]f we started to treat Americans as meaning. We are dealing with a distinct
Americans, not as fat ones, thin ones, short statutory prohibition, enacted at a particular
ones, tall ones, brown ones, green ones, time with particular concerns in mind; neither
yellow ones, or white ones, but as Americans. its language nor any prior interpretation
If we did that we would not need to worry suggests that its place in the Civil Rights Act,
about discrimination." Id., at 5866. won after long debate, is simply that of a
constitutional appendage. In unmistakable
In giving answers such as these, it seems terms the Act prohibits the exclusion of
clear that the proponents of Title VI assumed individuals from federally funded programs
that the Constitution itself required a because of their race. As succinctly phrased
colorblind standard on the part of government, during the Senate debate, under Title VI it is
but that does not mean that the legislation only not "permissible to say 'yes' to one person; but
codifies an existing constitutional prohibition. to say 'no' to another person, only because of
Regents of University of California v. Bakke Page 67

the color of his skin." therefore our duty to affirm the judgment
ordering Bakke admitted to the University.
Belatedly, however, petitioner argues that
Title VI cannot be enforced by a private Accordingly, I concur in the Court's
litigant. The claim is unpersuasive in the judgment insofar as it affirms the judgment of
context of this case. Bakke requested the Supreme Court of California. To the
injunctive and declaratory relief under Title VI; extent that it purports to do anything else, I
petitioner itself then joined issue on the respectfully dissent.
question of the legality of its program under
Title VI by asking for a declaratory judgment
that it was in compliance with the statute. Its Found at : 98 S.Ct. 2733, 438 U.S. 265, 17 Fair
view during state-court litigation was that a Empl.Prac.Cas. (BNA) 1000, 17 Empl. Prac. Dec. P
8402, 57 L.Ed.2d 750
private cause of action does exist under Title
VI. Because petitioner questions the
availability of a private cause of action for the
first time in this Court, the question is not
properly before us. See McGoldrick v.
Compagnie Generale Transatlantique, 309
U.S. 430, 434, 60 S.Ct. 670, 672, 84 L.Ed.
849. Even if it were, petitioner's original
assumption is in accord with the federal courts'
consistent interpretation of the Act. To date,
the courts, including this Court, have
unanimously concluded or assumed that a
private action may be maintained under Title
VI. The United States has taken the same
position; in its amicus curiae brief directed to
this specific issue, it concluded that such a
remedy is clearly available, and Congress has
repeatedly enacted legislation predicated on
the assumption that Title VI may be enforced
in a private action. The conclusion that an
individual may maintain a private cause of
action is amply supported in the legislative
history of Title VI itself. In short, a fair
consideration of petitioner's tardy attack on
the propriety of Bakke's suit under Title VI
requires that it be rejected.

The University's special admissions


program violated Title VI of the Civil Rights
Act of 1964 by excluding Bakke from the
Medical School because of his race. It is

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