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TIMOTHY JAMES WONG 257 Clinton Street, Apt #13L New York, NY 10002 917-886-0996 Email: tw1602fa8@westpost.

net, Website: HIGHLY ACCOMPLISHED PROFESSIONAL "Focused professional with a focus in obtaining a position in Training and Devel opment, Sales Management, Administrative, and Team Leadership Functions." EXECUTIVE SUMMARY Highly qualified, visionary and exceptionally motivated professional seeking a M anagement position in the financial industry. Desirable job functions include o perational, administrative and investment support, as well as generating revenue via financial analysis. Experience in providing excellent communication and in terpersonal skills through training and professional development with Market Lea ders, Group Executive Managers, Area Managers, Financial Managers, Personal Bank ers and various other financial professionals. Proficient in Boss, Ecall, FCI, Cititrade, Huron, NCIS Workstation, HYPO, Expert, Naviplan, Thompson One, Work F low, Microsoft Excel/ PowerPoint/ Word, Netx360, NextGen, and SB Linx. PROFESSIONAL PROFILE DEMONSTRATED PROFICIENCY / RESULTS: * Provide team leadership and counseling to subordinates that raised performance and productivity levels. SPECIAL PROJECTS AND RESPONSIBILITIES: * Review, assess and resolve organizational problems, issues and concerns effect ively with management. * Performing due diligence under pressure while remaining prompt and dependable. PROVEN METHODOLOGY / SKILLS: * Creative individual with excellent written and verbal communication skills and an ability to take initiative. * Demonstrate diagnostic, negotiating and problem-solving skills by responding p romptly to tough situations. RELEVANT EMPLOYMENT HISTORY AVP - Regional Technology Trainer, Citi Personal Wealth Management, New York, NY 1/2004 - Present * Responsible for providing on-site field support to more than 350 financial adv isors within the tri-state area. * Tasked with delivering presentations to over 200 financial advisors regarding new systems utilization. * Provide professional training and development for all investment consultants w ithin the tri-state area. * Function in a role as coach, mentor and supervisor for new and established fin ancial advisors. * Deliver sales management professional development coursework for market leader s, group executive managers, area managers, financial center managers, personal bankers, and insurance sales specialists. * Direct financial planning training for financial advisors within the New York, Illinois and Florida regions, which generated an increase in total revenue to $ 20M for the 2005 year-end. * Manage TRAK (Managed Accounts) training for financial advisors within the New York, Illinois and Florida areas, resulting in $7.3M in revenue for 2006.

* Serve in a role to test new system applications prior to roll-outs for financi al advisors. Financial Advisor Support Desk/ Investment Representative, Citi Personal Wealth Management, New York, NY 12/2000 - 1/2004 * Operated in a support role for all financial advisors in the field for investm ent and insurance vehicles from the Financial Advisor Support desk. * Required to conduct due diligence reviews and evaluations throughout the acqui sition of CalFed. Relationship Sales Manager, JP Morgan Chase, New York, NY 4/1998 - 12/2000 * Directed the expansion and retention of assets in order to effectively manage a portfolio of clients. * Developed Living Trusts, Business and Personal accounts for all clients. * Established Term & Whole Life Insurance policies for each account. * Implemented Transamerica Fixed Annuity products for several clients. * Responsible for serving in a mentoring capacity by supervising and providing p rofessional development training for mass-market sales representatives. * Successfully cross-sold all traditional banking products to clients.

TIMOTHY JAMES WONG 257 Clinton Street, Apt #13L New York, NY 10002 917-886-0996 Email: tw1602fa8 PRIOR EXPERIENCE Investment Representative, JP Morgan Chase, New York, NY 11/1997 - 4/1998 Inbound Sales Representative, JP Morgan Chase, New York, NY 9/1996 - 11/1997 Stockbroker, Meyers, Pollack, Robbins, New York, NY 6/1996 - 9/1996 Stockbroker, Kensington Wells Incorporated, New York, NY 5/1995 - 6/1996 EDUCATION Master of Science Degree, Banking Science, Mercy College, Dobbs Ferry, NY 8/2001 Post Bachelor Paralegal Certificate, Hofstra University, Hempstead, NY 5/1998 Bachelor of Fine Arts Degree Communications, New York Institute of Technology, N ew York, NY 5/1995 Licenses: series 7, series 9, series 10, series 63, series 66; Life & Health; No tary Public Designation: Accredited Investment Fiduciary(r) (AIF(r)) AWARDS 2007 Citistars Quarterly Award: nominated by New Hire FA-Shamveel Pasha for prov iding him with: Operational, Administrative and Investment support while assisti ng him to acclimate into his new position.

2005 Citipro Leadership Award: awarded by Laura Cooney (Area Investment ManagerLI: Cross Island & Nassau North) for successfully generating revenue for her gro up after the introduction of the Citipro Financial Analysis program designed for Financial Advisors. 2005 Citistars Support Annual Award: winner nominated by Carol Dahl (Area Invest ment Manager-LI: Nassau Central & Nassau South) for continued support & revenue production within Nassau County, New York. 2004 Citistars Support Annual Award: winner for continued support & revenue prod uction within the regions of New York, Illinois and Florida.