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Rohit Raj

MBA with three years of work experience seeking assignments in the area of Investment Banking, Wealth management, Hedge Funds, Corporate Finance, Consulting and Research with an organization of repute.

1) Name of the organization Position Held Duration : UBS / Cognizant : Senior Process Executive : 04/08/2008 22/04/2010

Job Profile: Aug 2008 worked with UBS, under its Wealth Management wing in Financial Instruments Data Services- Structured Products division. Responsible for maintaining securities database for Structured Products including Equities, Fixed Income, FX, Commodities etc. The task involved research on complex products by analyzing termsheets, using research tools/ terminals like Bloomberg, Telekurs,, Euroclear etc. and store data in database facilitating Investment Banks/ Wealth Management teams across the globe to trade and maintain record of transactions. Other Challenges Include: Interact and coordinate with clients and onshore team to understand their business requirements Disseminate and communicate process changes suggested by onshore teams and clients Look after / Review daily work of subordinates and control any deviation from the set process Role as Quality controller Lead, Motivate, allocate and ensure proper utilization of resources Preparing training plans and training new resources in the team and reviewing their work Prepare and update SOP for process changes and deviations encountered in the process to serve as a future reference : Broadridge Financial Solutions : Junior Associate : 22/05/2007 30/05/2008

2) Name of the organization Position Held Duration

Job Profile May 2007 May 2008 worked with Broadridge Financial Solutions, Inc., (formerly ADP Brokerage Services Group), for the client SS&C Fund Services in Hedge Fund Operations Division. Responsible for daily trade processing, pricing, booking corporate actions and generating various reports (like Profit/ loss, NAV etc). Cash and holdings reconciliation between core system and broker statements. Research, analyze and resolve variances using research tools/ terminals like Bloomberg, Reuters etc.

One year full-time Post Graduate program in Planning and Entrepreneurship 2010-11, leading to a MBA degree from International Management Institute, Belgium with specialization in Finance and International Marketing.

Degree EMBA BBA 12thComm. 10th Year of Passing 2011 2007 2004 2002 Board/ University/ Specialization IIPM, Hyderabad / Finance & International Marketing ICFAI, Hyderabad / Finance Bhavans Gandhi Vidyashram, Kodaikanal, CBSE, Commerce Bhavans Gandhi Vidyashram, Kodaikanal, CBSE Percentage 81 % (into Final Trimester) 79% (Distinction) 74.4 % 54.4 %

Project on new business plan- Parking Place in City using SMART analysis Project on Financial Crisis and its Impact on Indian Corporate Project on Production management of various Tomato Products using Porters five forces model National Economic Planning (NEP) presentation on the topic Inclusive growth is a chimera and Global aid brings no substantial change

Received Bachelor of Business Administration (BBA) degree with distinction from ICFAI National College, in the year 2007 Received certificates for participating in All India National Painting Competition Received 5 ACE awards in Broadridge for operational excellence in different fields like Excellence, Attitude etc.

Completed twelve New York Institute of Finance (NYIF) Certifications in 1. Brokerage Operations 2. Wealth Management 3. Fixed Income Securities 4. Equities 5. Margins 6. Mutual Funds

Completed workshop / certification courses from IIPM 1. 2. 3. Strategic Management Corporate Governance Strategic Marketing 4. Financial Crisis 5. Asian Business Environment

Completed SIX Sigma Yellow Belt Training in Quality in UBS

Name Fathers Name DOB Languages Known Permanent Address : : : : : Rohit Raj A N Singh Keshari 07-Oct-1987 English, Hindi AKSHIKA, SDO Road, Hajipur- 844101